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Electronic structure of strongly
correlated materials
Part III
Vladimir I. Anisimov
Institute of Metal Physics
Ekaterinburg, Russia
LDA+DMFT applications
Results of DFT+DMFT calculations:
Strongly correlated metal Sr(Ca)VO3
Metal-insulator transition in V2O3
Heavy fermions in d-system Li2VO4
Charge transfer insulator NiO
Metal-insulator transition with pressure in MnO
Correlated covalent insulators FeSi and FeSb2
Novel superconductor LaOFeAs
Jahn-Teller distortions in KCuF3
f-electrons localization in Ce
Strongly correlated metal SrVO3
V+4 (d1) ion in cubic
perovskite crystal structure
One electron in partially
filled t2g band
I.Nekrasov et al, Phys. Rev. B 72, 155106 (2005), Phys. Rev. B 73, 155112 (2006)
Strongly correlated metal SrVO3
Strongly correlated metal with pronounced Lower Hubbard band (LHB)
Strongly correlated metal SrVO3
  1
0 (k)H-)(-TrIm
1
),(AfunctionSpectral

 

k
Strongly correlated metal SrVO3
2|
)(Re
1
m
m
masselectronEffective
0
*



 


)(
m
m
(k)~
narrowingBands
0
1*
k








Mott insulator V2O3
Prototypical Mott insulator.
Iso-structural paramagnetic metal to
paramagnetic insulator transition
with small volume change due to
chemical negative pressure.
Mott insulator V2O3
V+3 (d2) ion in trigonal symmetry
corundum crystal structure.
Two electrons in t2g band (W~2.5 eV).
Trigonal crystal field splitting ~0.3 eV
leads to orbital polarization in DMFT
DMFT
LDA
Mott insulator V2O3
Paramagnetic metal to paramagnetic insulator transition with small
change in corundum crystal structure parameters
Lower Hubbard
Band (LHB)
Quasiparticle band
K.Held et al, Phys. Rev. Lett. 86, 5345 (2001), G.Keller et al, Phys. Rev. B 70, 205116 (2004)
Heavy fermions material LiV2O4
Heavy-fermions without f-electrons:
linear specific heat coefficient
420 mJ/molK2,
effective electron mass m*/m =25
below TK ~28 K
Cubic spinel crystal structure
with local trigonal symmetry
Heavy fermions material LiV2O4
R.Arita et al, Phys. Rev. Lett. 98, 166402 (2007)
Sharp quasiparticle peak above the Fermi for T=0 limit (PQMC)
Heavy fermions material LiV2O4
A. Shimoyamada, et al, Phys. Rev. Lett. 96, 026403 (2006)
XPS => Quasiparticle peak 10 meV width
4 meV above the Fermi
Charge transfer insulator NiO
Charge transfer insulator in paramagnetic phase.
Ni+2 (d8) ion in cubic rock salt crystal structure
J. Kuneš, et al, Phys. Rev. B 75, 165115 (2007)
LDA
DMFT
Charge transfer insulator NiO
Holes in charge transfer insulator
have predominantly oxygen 2p
character.
LixNi1-xO spectra
Exp.
DMFT
Charge transfer insulator NiO
Band structure of charge transfer insulator
combines dispersive (itinerant states)
and flat bands (localized states).
O2p bands
Ni3d bands
J. Kunes et al, Phys. Rev. Lett. 99, 156404 (2007)
Metal-insulator transition in MnO
Metal-insulator transition (paramagnetic insulator to paramagnetic metal)
with pressure in MnO accompanied with high-spin to low-spin state transition.
J. Kunes et al, Nature Materials 7, 198 (2008)
Metal-insulator transition in MnO
High-spin state (HS) - t3
2g e2
g configuration
Low-spin state (LS) - t5
2g e0
g configuration
Metal-insulator transition in MnO
collapse.volumewithtransition
LSHSinresultsthat
Jenergyexchangewith
competingsplitingfield
crystalincreasespressure
withvolumeDecreasing
cf


Metal-insulator transition in Fe2O3
Evolution of the paramagnetic state single-particle spectra with
pressure (T = 580 K).
J. Kunes et al, PRL 102, 146402 (2009)
Metal-insulator transition in Fe2O3
Spin-polarized Fe-d spectra at the ambient pressure for 580, 1160,
and 1450 K (top to bottom). Left-hand inset: The same spectra
averaged over spin. Right-hand inset: The staggered magnetization
versus temperature curves for various volumes.
J. Kunes et al, PRL 102, 146402 (2009)
Metal-insulator transition in Fe2O3
Calculated V-T phase diagram of hematite.
J. Kunes et al, PRL 102, 146402 (2009)
Correlated covalent insulators FeSi and FeSb2
Transition from non-magnetic semiconductor to paramagnetic metal
with temperature increase in FeSi and FeSb2. Electron doping
in Fe1-xCoxSi results in ferromagnetic metallic state.
Correlated covalent insulators FeSi and FeSb2
Effective one-orbital per Fe ion model corresponding to covalent insulator
J. Kunes et al, Phys.Rev. B 78, 033109 (2008)
Correlated covalent insulators FeSi and FeSb2
Temperature increase results in transition from nonmagnetic covalent
insulator to bad metal with local moments. Electron doping leads to
divergence of susceptibility for low T indicating ferromagnetic instability
Novel superconductor LaOFeAs
Tc=26K for F content ~11%
Y. Kanamura et al. J. Am. Chem. Soc. 130, 3296 (2008)
Novel superconductor LaOFeAs
d (x2-y2) Wannier functions (WF) calculated
for all bands (O2p,As4p,Fe3d) and
for Fe3d bands only
All bands WF
constrain DFT
U=3.5 eV
J=0.8 eV
Fe3d band
only WF
constrain DFT
U=0.8 eV
J=0.5 eV
V.Anisimov et al, J. Phys.: Condens. Matter 21, 075602 (2009)
Novel superconductor LaOFeAs
DMFT results for Hamiltonian
and Coulomb interaction
parameters calculated
with Wannier functions
for Fe3d bands only
U=0.8 eV
J=0.5 eV
Weakly correlated
regime!
Novel superconductor LaOFeAs
DMFT results for Hamiltonian
and Coulomb interaction
parameters calculated
with Wannier functions
for all bands (O2p,As4p,Fe3d)
U=3.5 eV
J=0.8 eV
Weakly correlated
regime!
ARPES for novel superconductor BaFe2As2
The k-resolved total spectral function
A(k,ω) of BaFe2As2 near the  and X
points in the Brillouin zone.
Upper panel: LDA+DMFT spectral
function including the renormalized band
structure circles obtained
by plotting the peak positions of the
spectral function A(k,ω).
Lower panel: The corresponding
experimental ARPES intensity map.
S. L. Skornyakov et al, Phys. Rev. B 80, 092501
(2009)
Correlations and lattice distortion: KCuF3
d-level scheme:
3d9
free ion cubic
eg
t2g
Crystal structure and
Orbital order (OO):
• pseudo cubic perovskite I4/mcm
• cooperative JT distortion
below 1000 K
• Neel temperature ~38 K
• dx2 - y2 hole antiferroorbital ordering
GGA (Cu 3d) density of state:
metallic solution -> inconsistent with exp
tetragonal
c/a 
KCuF3: a prototype eg (3d9) Jahn-Teller system
Correlations and lattice distortion: KCuF3
KCuF3: GGA+DMFT results
Total energy:
U = 7.0 eV, J = 0.9 eV
GGA:
GGA+DMFT:
• metallic solution
• total energy almost const for
JT distortion < 4 %
• no JT distortion (orbital order)
for T > 100 K !
inconsistent with experiment
• paramagnetic insulator
• energy gain of ~ 175 meV
• antiferro-orbital order
• optimal JT distortion at 4.2 %
• JT distortion persists up
to 1000 K (melting tem-re)
in good agreement with exp
structural relaxation due to
electronic correlations !
175meV
Leonov et al., Phys. Rev. Lett. 101, 096405 (2008)
Correlations and lattice distortion: KCuF3
KCuF3: GGA+DMFT results U = 7.0 eV, J = 0.9 eV
eg spectral density:
• paramagnetic insulator
• gap gradually increase
with the JT distortion
• but large even at ~0.5 %
• hole orbital polarization on
x2 – y2 (in LCS with z-axis
along the longest Cu-F bond)
f-electrons localization in Ce
DFT
Ce   transition with 15% volume change.
Kondo temperature TK 1000K () , 30K ()
M.B. Zoelfl et al, Phys. Rev. Lett. 87, 276403 (2001)
f-electrons localization in Ce
M.B. Zoelfl et al, Phys. Rev. Lett. 87, 276403 (2001)
Hybridization of the site orbitals with the
rest of the crystal in effective single
impurity model is described by effective
hybridization function (iωn) or effective
non-interacting bath Green function
G0(iωn):
f-electrons localization in Ce
A.K. McMahan, K. Held, R.T. Scalettar, Phys. Rev. B 67, 075108 (2003)
Total energy for Ce calculated in
LDA+DMFT(QMC) (solid line)
and in polarized Hartree-Fock
approximation (dashed line) for
three temperature values. Long
dashed line corresponds to
pressure for - transition:
E = −PexpV .
Conclusions
• Ab-initio LDA+correlation Hamiltonian is defined with
definition of correlated orbitals and interaction strength
(U) between them based on Wannier functions
representation .
• Static mean-filed approximation lead to LDA+U method
and dynamical mean-filed approximation to LDA+DMFT
• LDA+U method describes all kinds of spin, orbital and
charge order effects in Mott insulators
• LDA+DMFT method is adequate for paramagnetic
strongly correlated metals

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Electronic structure of strongly correlated materials Part III V.Anisimov

  • 1. Electronic structure of strongly correlated materials Part III Vladimir I. Anisimov Institute of Metal Physics Ekaterinburg, Russia
  • 2. LDA+DMFT applications Results of DFT+DMFT calculations: Strongly correlated metal Sr(Ca)VO3 Metal-insulator transition in V2O3 Heavy fermions in d-system Li2VO4 Charge transfer insulator NiO Metal-insulator transition with pressure in MnO Correlated covalent insulators FeSi and FeSb2 Novel superconductor LaOFeAs Jahn-Teller distortions in KCuF3 f-electrons localization in Ce
  • 3. Strongly correlated metal SrVO3 V+4 (d1) ion in cubic perovskite crystal structure One electron in partially filled t2g band I.Nekrasov et al, Phys. Rev. B 72, 155106 (2005), Phys. Rev. B 73, 155112 (2006)
  • 4. Strongly correlated metal SrVO3 Strongly correlated metal with pronounced Lower Hubbard band (LHB)
  • 5. Strongly correlated metal SrVO3   1 0 (k)H-)(-TrIm 1 ),(AfunctionSpectral     k
  • 6. Strongly correlated metal SrVO3 2| )(Re 1 m m masselectronEffective 0 *        )( m m (k)~ narrowingBands 0 1* k        
  • 7. Mott insulator V2O3 Prototypical Mott insulator. Iso-structural paramagnetic metal to paramagnetic insulator transition with small volume change due to chemical negative pressure.
  • 8. Mott insulator V2O3 V+3 (d2) ion in trigonal symmetry corundum crystal structure. Two electrons in t2g band (W~2.5 eV). Trigonal crystal field splitting ~0.3 eV leads to orbital polarization in DMFT DMFT LDA
  • 9. Mott insulator V2O3 Paramagnetic metal to paramagnetic insulator transition with small change in corundum crystal structure parameters Lower Hubbard Band (LHB) Quasiparticle band K.Held et al, Phys. Rev. Lett. 86, 5345 (2001), G.Keller et al, Phys. Rev. B 70, 205116 (2004)
  • 10. Heavy fermions material LiV2O4 Heavy-fermions without f-electrons: linear specific heat coefficient 420 mJ/molK2, effective electron mass m*/m =25 below TK ~28 K Cubic spinel crystal structure with local trigonal symmetry
  • 11. Heavy fermions material LiV2O4 R.Arita et al, Phys. Rev. Lett. 98, 166402 (2007) Sharp quasiparticle peak above the Fermi for T=0 limit (PQMC)
  • 12. Heavy fermions material LiV2O4 A. Shimoyamada, et al, Phys. Rev. Lett. 96, 026403 (2006) XPS => Quasiparticle peak 10 meV width 4 meV above the Fermi
  • 13. Charge transfer insulator NiO Charge transfer insulator in paramagnetic phase. Ni+2 (d8) ion in cubic rock salt crystal structure J. Kuneš, et al, Phys. Rev. B 75, 165115 (2007) LDA DMFT
  • 14. Charge transfer insulator NiO Holes in charge transfer insulator have predominantly oxygen 2p character. LixNi1-xO spectra Exp. DMFT
  • 15. Charge transfer insulator NiO Band structure of charge transfer insulator combines dispersive (itinerant states) and flat bands (localized states). O2p bands Ni3d bands J. Kunes et al, Phys. Rev. Lett. 99, 156404 (2007)
  • 16. Metal-insulator transition in MnO Metal-insulator transition (paramagnetic insulator to paramagnetic metal) with pressure in MnO accompanied with high-spin to low-spin state transition. J. Kunes et al, Nature Materials 7, 198 (2008)
  • 17. Metal-insulator transition in MnO High-spin state (HS) - t3 2g e2 g configuration Low-spin state (LS) - t5 2g e0 g configuration
  • 18. Metal-insulator transition in MnO collapse.volumewithtransition LSHSinresultsthat Jenergyexchangewith competingsplitingfield crystalincreasespressure withvolumeDecreasing cf  
  • 19. Metal-insulator transition in Fe2O3 Evolution of the paramagnetic state single-particle spectra with pressure (T = 580 K). J. Kunes et al, PRL 102, 146402 (2009)
  • 20. Metal-insulator transition in Fe2O3 Spin-polarized Fe-d spectra at the ambient pressure for 580, 1160, and 1450 K (top to bottom). Left-hand inset: The same spectra averaged over spin. Right-hand inset: The staggered magnetization versus temperature curves for various volumes. J. Kunes et al, PRL 102, 146402 (2009)
  • 21. Metal-insulator transition in Fe2O3 Calculated V-T phase diagram of hematite. J. Kunes et al, PRL 102, 146402 (2009)
  • 22. Correlated covalent insulators FeSi and FeSb2 Transition from non-magnetic semiconductor to paramagnetic metal with temperature increase in FeSi and FeSb2. Electron doping in Fe1-xCoxSi results in ferromagnetic metallic state.
  • 23. Correlated covalent insulators FeSi and FeSb2 Effective one-orbital per Fe ion model corresponding to covalent insulator J. Kunes et al, Phys.Rev. B 78, 033109 (2008)
  • 24. Correlated covalent insulators FeSi and FeSb2 Temperature increase results in transition from nonmagnetic covalent insulator to bad metal with local moments. Electron doping leads to divergence of susceptibility for low T indicating ferromagnetic instability
  • 25. Novel superconductor LaOFeAs Tc=26K for F content ~11% Y. Kanamura et al. J. Am. Chem. Soc. 130, 3296 (2008)
  • 26. Novel superconductor LaOFeAs d (x2-y2) Wannier functions (WF) calculated for all bands (O2p,As4p,Fe3d) and for Fe3d bands only All bands WF constrain DFT U=3.5 eV J=0.8 eV Fe3d band only WF constrain DFT U=0.8 eV J=0.5 eV V.Anisimov et al, J. Phys.: Condens. Matter 21, 075602 (2009)
  • 27. Novel superconductor LaOFeAs DMFT results for Hamiltonian and Coulomb interaction parameters calculated with Wannier functions for Fe3d bands only U=0.8 eV J=0.5 eV Weakly correlated regime!
  • 28. Novel superconductor LaOFeAs DMFT results for Hamiltonian and Coulomb interaction parameters calculated with Wannier functions for all bands (O2p,As4p,Fe3d) U=3.5 eV J=0.8 eV Weakly correlated regime!
  • 29. ARPES for novel superconductor BaFe2As2 The k-resolved total spectral function A(k,ω) of BaFe2As2 near the  and X points in the Brillouin zone. Upper panel: LDA+DMFT spectral function including the renormalized band structure circles obtained by plotting the peak positions of the spectral function A(k,ω). Lower panel: The corresponding experimental ARPES intensity map. S. L. Skornyakov et al, Phys. Rev. B 80, 092501 (2009)
  • 30. Correlations and lattice distortion: KCuF3 d-level scheme: 3d9 free ion cubic eg t2g Crystal structure and Orbital order (OO): • pseudo cubic perovskite I4/mcm • cooperative JT distortion below 1000 K • Neel temperature ~38 K • dx2 - y2 hole antiferroorbital ordering GGA (Cu 3d) density of state: metallic solution -> inconsistent with exp tetragonal c/a  KCuF3: a prototype eg (3d9) Jahn-Teller system
  • 31. Correlations and lattice distortion: KCuF3 KCuF3: GGA+DMFT results Total energy: U = 7.0 eV, J = 0.9 eV GGA: GGA+DMFT: • metallic solution • total energy almost const for JT distortion < 4 % • no JT distortion (orbital order) for T > 100 K ! inconsistent with experiment • paramagnetic insulator • energy gain of ~ 175 meV • antiferro-orbital order • optimal JT distortion at 4.2 % • JT distortion persists up to 1000 K (melting tem-re) in good agreement with exp structural relaxation due to electronic correlations ! 175meV Leonov et al., Phys. Rev. Lett. 101, 096405 (2008)
  • 32. Correlations and lattice distortion: KCuF3 KCuF3: GGA+DMFT results U = 7.0 eV, J = 0.9 eV eg spectral density: • paramagnetic insulator • gap gradually increase with the JT distortion • but large even at ~0.5 % • hole orbital polarization on x2 – y2 (in LCS with z-axis along the longest Cu-F bond)
  • 33. f-electrons localization in Ce DFT Ce   transition with 15% volume change. Kondo temperature TK 1000K () , 30K () M.B. Zoelfl et al, Phys. Rev. Lett. 87, 276403 (2001)
  • 34. f-electrons localization in Ce M.B. Zoelfl et al, Phys. Rev. Lett. 87, 276403 (2001) Hybridization of the site orbitals with the rest of the crystal in effective single impurity model is described by effective hybridization function (iωn) or effective non-interacting bath Green function G0(iωn):
  • 35. f-electrons localization in Ce A.K. McMahan, K. Held, R.T. Scalettar, Phys. Rev. B 67, 075108 (2003) Total energy for Ce calculated in LDA+DMFT(QMC) (solid line) and in polarized Hartree-Fock approximation (dashed line) for three temperature values. Long dashed line corresponds to pressure for - transition: E = −PexpV .
  • 36. Conclusions • Ab-initio LDA+correlation Hamiltonian is defined with definition of correlated orbitals and interaction strength (U) between them based on Wannier functions representation . • Static mean-filed approximation lead to LDA+U method and dynamical mean-filed approximation to LDA+DMFT • LDA+U method describes all kinds of spin, orbital and charge order effects in Mott insulators • LDA+DMFT method is adequate for paramagnetic strongly correlated metals