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www.utm.my innovative ● entrepreneurial ● global 1
Session 4: Editorial Perspectives
and Addressing Reviewers’
Comments
Prof. Dr. Zainal Salam,
Centre of Electrical
Energy Systems,
UTM Johor Bahru,
Malaysia
NIT Srinagar,
India
2nd May 2017
www.utm.my innovative ● entrepreneurial ● global 2
EDITORIAL PROCESSES
www.utm.my innovative ● entrepreneurial ● global 3
Peer Review
What is peer review?
An evaluation of the manuscript for competence,
significance and originality by qualified expert in
the same field
All ISI journals are peer-reviewed by at least two
or more expert.
Normally IEEE has three or more
IEEE Transactions has very low acceptance rate
Peer review is a process
www.utm.my innovative ● entrepreneurial ● global 4
Flow Chart of Peer Review System
Nowadays, many Journal
practices “pre-editorial”
process:
Paper with insufficient
quality (poor language,
“cold topic”) is rejected
without being considered
for review.
Letter to Editor is now
mandatory for certain
journal:
Why your paper should
be considered for review?
www.utm.my innovative ● entrepreneurial ● global 5
Review Process
● In most cases, double blind review process is
practiced (both authors and reviewer are unknown
to each other).
● However, IEEE journals are mostly single blind
(authors are known to reviewers but not the other
way around).
● Editor may send many invitations, but normally few
will response or agree.
● Many of the agreed reviewers failed to send review
results despite consistent reminders.
● That explains why decision sometimes take a very
long time.
www.utm.my innovative ● entrepreneurial ● global 6
Review Aim?
www.utm.my innovative ● entrepreneurial ● global 7
What the Reviewer is looking for?
Does the paper contain sufficient new
material?
Within the scope of the journal?
Writing well organized?
Methods presented in the way that they can be
replicated again?
Adequate results?
Discussion: relevant and concise
Conclusions: supported by the data presented?
Others:
 language acceptable?
 Figures, tables ok?
 References cited in the text included in the references
list?
www.utm.my innovative ● entrepreneurial ● global 8
How Reviewer is Selected
Normally the journal’s Editor-in-Chief has a team of
Editors (or associate editors) in specific fields within
the journal scope.
When a paper is being considered for review, he
assigned one editor (most relevant) to handle the
peer review process
Since the field is somewhat familiar to the Editor, he
may quickly recognizes the experts and send
invitation emails as potential reviewers.
Alternatively, Editor may browse the reference list
and make the invitation.
Some journals/Editors keep database of reviewers
.
www.utm.my innovative ● entrepreneurial ● global 9
Why people want to review papers?
● It’s a difficult and time-consuming task with no direct
compensation. But still there are willing persons to
do it.
● Personal Reasons
– Self-esteem. You are recognized as expert in the field.
– Close friend of Editor (doing favor)
– Expanding CV and networking
– Has personal ambition to be Editor one day (?)
● Knowledge
– He wants first hand information on new research done by
others (Note: the final paper may not be published in the
near future, or may not be published at all)
– Ensure his students are still “competitive”.
www.utm.my innovative ● entrepreneurial ● global 10
HANDLING REVISIONS
www.utm.my innovative ● entrepreneurial ● global 11
Decision
● Once sufficient review is returned (normally two or
more), Editor will write recommendations to the
Editor-in-Chief.
● The recommendation is weighted based on the
reviewers comments.
● The Editor-in-Chief almost totally dependent on the
Editor’s recommendation to come up with the
decision.
● The Editor-in-Chief communicates the decision
directly (via e-mail) to the authors.
– The decision can be: Accept, Minor Correction, Major
Correction, Reject and Resubmit, Total Reject.
● The decision e-mail is the D-day for the authors!
www.utm.my innovative ● entrepreneurial ● global 12
● Very rarely Editor-in-Chief disputes his
Editor’s recommendation.
● What happen when comments from two
reviewer’s contradict each other?
– The Editor-in-Chief may instruct Editor to look for
more reviewers.
– The Editor himself can be a reviewer
www.utm.my innovative ● entrepreneurial ● global 13
Meaning of decision
● Accept as it is:
Very rarely for first submission of manuscript.
● Minor revision
“Yes, we definitely want your paper”
● Major revision
“We like your paper. It has merits and worth to be
published, but do as what being told by reviewers”
● Reject and Resubmit
“OK, we are still interested but please get the paper
into the the right context of this journal. Add more
things and we will see what we can do.”
www.utm.my innovative ● entrepreneurial ● global 14
SO, NO MANUSCRIPT SHOULD BE WASTED.
THERE IS A JOURNAL OUT THERE THAT MAY BE
WILLING TO ACCEPT YOUR PAPER!
Total rejection means “Its not that your
paper is not good, but is not suitable for
our journal. Please send your paper to
some other place.”
www.utm.my innovative ● entrepreneurial ● global 15
Responding to Comments
Provide a point-to-point response
Acknowledge the comment is VALID
Give clear answer
Indicate the changes made to the article
(highlighting).
If you rebut (challenge) the comments
Justify your arguments clearly.
Cite established reference to support your case.
Do Nothing is NOT an option
www.utm.my innovative ● entrepreneurial ● global 16
Be Diplomatic in Answering
● Be polite and diplomatic in your answers even
you disagree with the comments.
● Remember, they have done painstaking job to
read your manuscript for FREE.
● Give respect to the reviewers contributions:
– “First, we would like to thank the reviewers for their
meticulous effort in reading our paper to improve its
readability…”
– “We appreciate the comments made by the
reviewer…”
● But don’t OVERDO the praises!
www.utm.my innovative ● entrepreneurial ● global 17
Don’t Argue with Reviewers
● If there are issues that you don’t agree, don’t
start a debate:
– Debate will prolong revisions (Rev 2, 3 etc)
– Just state the facts as best as you can
● Don’t question the reviewer integrity:
– “We are of the opinion that the reviewer is not
competent to review our paper…”
REMEMBER: EDITOR BELIEVES THE
REVIEWER MORE THAN YOU
(no matter how correct you are!)
www.utm.my innovative ● entrepreneurial ● global 18
Likelihood of paper to be accepted
 No single “Magic bullet”!
 The content/idea/solution need to be
different from previous publications
 Contains sufficient originality (novelty)
 Well written: good structure and flow of
arguments, very few mistakes.
 Area of high reader interest (old topics need
to have substantial novelty)
MOST IMPORTANT IS THE QUALITY OF
YOUR RESERCH RESULTS
www.utm.my innovative ● entrepreneurial ● global 19
WHY PAPERS ARE REJECTED?
www.utm.my innovative ● entrepreneurial ● global 20
Novelty is Not Clearly Mentioned
● What is the novelty of your work? (Idea)
● What is the principle behind it? (How)
● How is it different from other related
work? (Unique)
● What's so special about your idea? (Merit)
www.utm.my innovative ● entrepreneurial ● global 21
Literature review is not adequate
● Not thoroughly done
– As a result, research gaps are wrongly
defined/not unique
– Repeat of previous work, no new contribution
● Question: It is not possible to review
everything, so how to be adequate?
– Answer: Narrow down the scope (focus).
www.utm.my innovative ● entrepreneurial ● global 22
Key Article Components are Missing
● IMRAD not adhered to (missing)
– Summary on the state-of-the-art
– Identification of knowledge (research) gap
– Novelty not mentioned
– Methodology
– Results/Discussion
– Conclusion
– References (important ones missing)
www.utm.my innovative ● entrepreneurial ● global 23
Overstating your Achievement
● Insufficient Evidence for the claims
● Unjustified self glorification
– “Our work is the best in the field…”
● Over criticizing (putting down) other works
– We found the work in [1] is too primitive…”
● Lack of Modesty (sounds arrogant)
– “This paper present a newly found theory, which has
never been discussed elsewhere…”
– “This is the first time that anyone has discover
● Not open to ideas/comments (from reviewer,
editor, peer)
www.utm.my innovative ● entrepreneurial ● global 24
A bit of modesty may be more
attractive...
● You don't have to be arrogant to claim
superiority
– “To the best of our knowledge there seems
to be an inadequate…”
– “Based on the literature review, it can be
concluded that this is the first attempt to…”
● But don’t be too apologetic
– Shows lack of confidence in your own work
– “We are not certain (unsure) if our work is
the first…”
www.utm.my innovative ● entrepreneurial ● global 25
Ambiguous and Inconsistent
● Ambiguous: Meaning:
– (1) has several possible meanings or interpretations;
an ambiguous answer.
– (2) lacks clearness or definiteness; obscure; indistinct
● Remember that: the reader cannot read your
mind, they can only read what you have write.
● Consider this: The material is already difficult
enough to understand, don’t let the readers
scratch their head to think what are you trying
to say!
www.utm.my innovative ● entrepreneurial ● global 26
Subjective Writing
● Technical paper should be very objective
● Readers should not be allowed to interpret. You
must tell exactly what it means.
– “The result shows that our experiment is superior
than the work published in [1]
– “From Fig. 1, there is a 15% increase in the output
power, in comparison to [1]…
● Another Example
– “The simulation is in excellent agreement with the
theoretical prediction…”
– “There is only 0.1% discrepancy between the
simulation and the theoretical prediction; thus…”
www.utm.my innovative ● entrepreneurial ● global 27
Not Respecting Previous Publication
● Plagiarism
● Repeating others work (no novelty)
● Citing incorrectly (improper referencing)
● Dismissive statement (harsh criticism)
Note: Citing others does not reduce novelty of your work.
On the contrary, it’s a proof of authors awareness of
other work and show his ability to define new contribution
www.utm.my innovative ● entrepreneurial ● global 28
Other Possible Issues
● Too many spelling (typo) errors
● Grammar
● Figures, graph, tables not clear
● Sentence structures are problematic
Need proof reader/editing services
Do not copy/paste diagram. Redraw them
Revise! Revise! Revise! (x10)
www.utm.my innovative ● entrepreneurial ● global 29
Don’t worry about rejection…
Nobel Prize Winners
had their papers rejected too!
www.utm.my innovative ● entrepreneurial ● global 30
Final Notes
● Cherish your own work – if you do not
take care, why should the journal?
● There is no secret recipe for success – just
some simple rules, dedication and hard
work.
● Editors and reviewers are all busy
scientists, just like you. Make things easy
to save them time.
www.utm.my innovative ● entrepreneurial ● global 31
zainals@fke.utm.my

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Editorial Process.pptx

  • 1. www.utm.my innovative ● entrepreneurial ● global 1 Session 4: Editorial Perspectives and Addressing Reviewers’ Comments Prof. Dr. Zainal Salam, Centre of Electrical Energy Systems, UTM Johor Bahru, Malaysia NIT Srinagar, India 2nd May 2017
  • 2. www.utm.my innovative ● entrepreneurial ● global 2 EDITORIAL PROCESSES
  • 3. www.utm.my innovative ● entrepreneurial ● global 3 Peer Review What is peer review? An evaluation of the manuscript for competence, significance and originality by qualified expert in the same field All ISI journals are peer-reviewed by at least two or more expert. Normally IEEE has three or more IEEE Transactions has very low acceptance rate Peer review is a process
  • 4. www.utm.my innovative ● entrepreneurial ● global 4 Flow Chart of Peer Review System Nowadays, many Journal practices “pre-editorial” process: Paper with insufficient quality (poor language, “cold topic”) is rejected without being considered for review. Letter to Editor is now mandatory for certain journal: Why your paper should be considered for review?
  • 5. www.utm.my innovative ● entrepreneurial ● global 5 Review Process ● In most cases, double blind review process is practiced (both authors and reviewer are unknown to each other). ● However, IEEE journals are mostly single blind (authors are known to reviewers but not the other way around). ● Editor may send many invitations, but normally few will response or agree. ● Many of the agreed reviewers failed to send review results despite consistent reminders. ● That explains why decision sometimes take a very long time.
  • 6. www.utm.my innovative ● entrepreneurial ● global 6 Review Aim?
  • 7. www.utm.my innovative ● entrepreneurial ● global 7 What the Reviewer is looking for? Does the paper contain sufficient new material? Within the scope of the journal? Writing well organized? Methods presented in the way that they can be replicated again? Adequate results? Discussion: relevant and concise Conclusions: supported by the data presented? Others:  language acceptable?  Figures, tables ok?  References cited in the text included in the references list?
  • 8. www.utm.my innovative ● entrepreneurial ● global 8 How Reviewer is Selected Normally the journal’s Editor-in-Chief has a team of Editors (or associate editors) in specific fields within the journal scope. When a paper is being considered for review, he assigned one editor (most relevant) to handle the peer review process Since the field is somewhat familiar to the Editor, he may quickly recognizes the experts and send invitation emails as potential reviewers. Alternatively, Editor may browse the reference list and make the invitation. Some journals/Editors keep database of reviewers .
  • 9. www.utm.my innovative ● entrepreneurial ● global 9 Why people want to review papers? ● It’s a difficult and time-consuming task with no direct compensation. But still there are willing persons to do it. ● Personal Reasons – Self-esteem. You are recognized as expert in the field. – Close friend of Editor (doing favor) – Expanding CV and networking – Has personal ambition to be Editor one day (?) ● Knowledge – He wants first hand information on new research done by others (Note: the final paper may not be published in the near future, or may not be published at all) – Ensure his students are still “competitive”.
  • 10. www.utm.my innovative ● entrepreneurial ● global 10 HANDLING REVISIONS
  • 11. www.utm.my innovative ● entrepreneurial ● global 11 Decision ● Once sufficient review is returned (normally two or more), Editor will write recommendations to the Editor-in-Chief. ● The recommendation is weighted based on the reviewers comments. ● The Editor-in-Chief almost totally dependent on the Editor’s recommendation to come up with the decision. ● The Editor-in-Chief communicates the decision directly (via e-mail) to the authors. – The decision can be: Accept, Minor Correction, Major Correction, Reject and Resubmit, Total Reject. ● The decision e-mail is the D-day for the authors!
  • 12. www.utm.my innovative ● entrepreneurial ● global 12 ● Very rarely Editor-in-Chief disputes his Editor’s recommendation. ● What happen when comments from two reviewer’s contradict each other? – The Editor-in-Chief may instruct Editor to look for more reviewers. – The Editor himself can be a reviewer
  • 13. www.utm.my innovative ● entrepreneurial ● global 13 Meaning of decision ● Accept as it is: Very rarely for first submission of manuscript. ● Minor revision “Yes, we definitely want your paper” ● Major revision “We like your paper. It has merits and worth to be published, but do as what being told by reviewers” ● Reject and Resubmit “OK, we are still interested but please get the paper into the the right context of this journal. Add more things and we will see what we can do.”
  • 14. www.utm.my innovative ● entrepreneurial ● global 14 SO, NO MANUSCRIPT SHOULD BE WASTED. THERE IS A JOURNAL OUT THERE THAT MAY BE WILLING TO ACCEPT YOUR PAPER! Total rejection means “Its not that your paper is not good, but is not suitable for our journal. Please send your paper to some other place.”
  • 15. www.utm.my innovative ● entrepreneurial ● global 15 Responding to Comments Provide a point-to-point response Acknowledge the comment is VALID Give clear answer Indicate the changes made to the article (highlighting). If you rebut (challenge) the comments Justify your arguments clearly. Cite established reference to support your case. Do Nothing is NOT an option
  • 16. www.utm.my innovative ● entrepreneurial ● global 16 Be Diplomatic in Answering ● Be polite and diplomatic in your answers even you disagree with the comments. ● Remember, they have done painstaking job to read your manuscript for FREE. ● Give respect to the reviewers contributions: – “First, we would like to thank the reviewers for their meticulous effort in reading our paper to improve its readability…” – “We appreciate the comments made by the reviewer…” ● But don’t OVERDO the praises!
  • 17. www.utm.my innovative ● entrepreneurial ● global 17 Don’t Argue with Reviewers ● If there are issues that you don’t agree, don’t start a debate: – Debate will prolong revisions (Rev 2, 3 etc) – Just state the facts as best as you can ● Don’t question the reviewer integrity: – “We are of the opinion that the reviewer is not competent to review our paper…” REMEMBER: EDITOR BELIEVES THE REVIEWER MORE THAN YOU (no matter how correct you are!)
  • 18. www.utm.my innovative ● entrepreneurial ● global 18 Likelihood of paper to be accepted  No single “Magic bullet”!  The content/idea/solution need to be different from previous publications  Contains sufficient originality (novelty)  Well written: good structure and flow of arguments, very few mistakes.  Area of high reader interest (old topics need to have substantial novelty) MOST IMPORTANT IS THE QUALITY OF YOUR RESERCH RESULTS
  • 19. www.utm.my innovative ● entrepreneurial ● global 19 WHY PAPERS ARE REJECTED?
  • 20. www.utm.my innovative ● entrepreneurial ● global 20 Novelty is Not Clearly Mentioned ● What is the novelty of your work? (Idea) ● What is the principle behind it? (How) ● How is it different from other related work? (Unique) ● What's so special about your idea? (Merit)
  • 21. www.utm.my innovative ● entrepreneurial ● global 21 Literature review is not adequate ● Not thoroughly done – As a result, research gaps are wrongly defined/not unique – Repeat of previous work, no new contribution ● Question: It is not possible to review everything, so how to be adequate? – Answer: Narrow down the scope (focus).
  • 22. www.utm.my innovative ● entrepreneurial ● global 22 Key Article Components are Missing ● IMRAD not adhered to (missing) – Summary on the state-of-the-art – Identification of knowledge (research) gap – Novelty not mentioned – Methodology – Results/Discussion – Conclusion – References (important ones missing)
  • 23. www.utm.my innovative ● entrepreneurial ● global 23 Overstating your Achievement ● Insufficient Evidence for the claims ● Unjustified self glorification – “Our work is the best in the field…” ● Over criticizing (putting down) other works – We found the work in [1] is too primitive…” ● Lack of Modesty (sounds arrogant) – “This paper present a newly found theory, which has never been discussed elsewhere…” – “This is the first time that anyone has discover ● Not open to ideas/comments (from reviewer, editor, peer)
  • 24. www.utm.my innovative ● entrepreneurial ● global 24 A bit of modesty may be more attractive... ● You don't have to be arrogant to claim superiority – “To the best of our knowledge there seems to be an inadequate…” – “Based on the literature review, it can be concluded that this is the first attempt to…” ● But don’t be too apologetic – Shows lack of confidence in your own work – “We are not certain (unsure) if our work is the first…”
  • 25. www.utm.my innovative ● entrepreneurial ● global 25 Ambiguous and Inconsistent ● Ambiguous: Meaning: – (1) has several possible meanings or interpretations; an ambiguous answer. – (2) lacks clearness or definiteness; obscure; indistinct ● Remember that: the reader cannot read your mind, they can only read what you have write. ● Consider this: The material is already difficult enough to understand, don’t let the readers scratch their head to think what are you trying to say!
  • 26. www.utm.my innovative ● entrepreneurial ● global 26 Subjective Writing ● Technical paper should be very objective ● Readers should not be allowed to interpret. You must tell exactly what it means. – “The result shows that our experiment is superior than the work published in [1] – “From Fig. 1, there is a 15% increase in the output power, in comparison to [1]… ● Another Example – “The simulation is in excellent agreement with the theoretical prediction…” – “There is only 0.1% discrepancy between the simulation and the theoretical prediction; thus…”
  • 27. www.utm.my innovative ● entrepreneurial ● global 27 Not Respecting Previous Publication ● Plagiarism ● Repeating others work (no novelty) ● Citing incorrectly (improper referencing) ● Dismissive statement (harsh criticism) Note: Citing others does not reduce novelty of your work. On the contrary, it’s a proof of authors awareness of other work and show his ability to define new contribution
  • 28. www.utm.my innovative ● entrepreneurial ● global 28 Other Possible Issues ● Too many spelling (typo) errors ● Grammar ● Figures, graph, tables not clear ● Sentence structures are problematic Need proof reader/editing services Do not copy/paste diagram. Redraw them Revise! Revise! Revise! (x10)
  • 29. www.utm.my innovative ● entrepreneurial ● global 29 Don’t worry about rejection… Nobel Prize Winners had their papers rejected too!
  • 30. www.utm.my innovative ● entrepreneurial ● global 30 Final Notes ● Cherish your own work – if you do not take care, why should the journal? ● There is no secret recipe for success – just some simple rules, dedication and hard work. ● Editors and reviewers are all busy scientists, just like you. Make things easy to save them time.
  • 31. www.utm.my innovative ● entrepreneurial ● global 31 zainals@fke.utm.my