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Framing the Problem of Emerging Zoonotic
 Disease Risk Using a One Health Approach

Hung Nguyen-Viet, Dominic Travis, Dirk Pfeiffer, Suwit Chotinun, Jakob
Zinsstag, Delia Grace, Boripat Siriaroonrat, Bruce Wilcox
Content
 Conventional risk assessment
 Issues of risk assessment applied for EZDs
 Adjusted risk assessment framework based
on integrative methods
 Conclusion
Integrative Approach
• Integrative research approaches (One Health, Ecohealth)
  are believed to be more effective for tackling the
  complexity associated with emerging infectious diseases
  than a single- or multi- disciplinary approach.

• Risk-based approaches have been widely used in
  environmental health and epidemiology to identify critical
  points where hazards can be controlled and hence risks
  to human health reduced.

• Risk assessment: effective science-based tool for
  informing decision-making
Hazard vs. Risk
Hazard: A biological, chemical or physical agent or condition
 with the potential to cause an adverse health effect (Codex
 Alimentarius 1999)



Risk : likelihood of identified hazards causing harm in
 exposed populations in a specified time frame including the
 severity of the consequences.



 RISK = Chance*Hazard*Exposure*Consequence
Risk analysis
Risk analysis: describes how risks are dealt with
within the society

 • Risk assessment (RA):                                        Risk
 Is there a problem and how severe the             Risk      management
   problem is ?                                 assessment
                                                                Decision


 • Risk management:                                      Risk
 How to manage the problem?                          Communication


 • Risk communication:
 Communication of risks to managers, stakeholders, public
  officials, and the public.
                                                        Source: Codex (1999)
“Risk” development
                                                   1994
                           1959                    SPS
                          HACCP
       1924                                                 2001
       OIE                                                 OIE-FS
                         1948             1962
                         WHO             CODEX      1983
          1945
          FAO                                       NAS




                                        1970s
                 1950s                   QRA
 1940s            ADI
  PSA                                      1980s               2000s
                                                   1990s
                                1960s      PbRA    MRA
                                                             Bioterrorism
                                 PRA                               .


Grace (2011)
Application of Risk Assessment
• International standard risk assessment
  frameworks: OIE/IUCN, Codex Alimentarius
• Import risk assessment
• Food safety risk assessment for animal source
  foods
• Ecological risk assessment
• Natural disaster risk assessment
• (finances, banking…)
Codex Alimentarius risk assessment
                 framework

                      Hazard
                   identification

                                                Risk            Risk
                                             Assessment      Management
    Hazard                       Exposure
characterization                assessment
                                                      Risk
                                                   Communication
                        Risk
                   characterization
OIE/IUCN              Release
                       assessment
 Import risk
                       Exposure
assessment             assessment

                      Consequence
                       assessment

                          Risk
                       assessment


     Hazard             Risk           Risk
  identification     assessment     management



                   Risk communication
Full Process
• Question formulation
• Hazard ID
  – Establish criteria
• Draw a picture
  – Identify critical control points
• Develop a model
  – ID and evaluate data sources
  – Input data (from monitoring or surveillance efforts)
• Run model
• Assess results and effects of data quality
  – Sensitivity analysis and uncertainty
• Collect more data
• Rerun model
Issues of current risk assessment
• Conventional risk-based approaches applied to emerging
  infectious diseases: limitations.
• Many possible determinants and factors operating at different
  spatial and temporal scales
• Uncertainties resulting from both the lack of data and
  unpredictability of the dynamics involved in the disease
  emergence process
• Lack of resources to carry out risk assessment
• Specific and complex for public and policy makers
• Disconnection with reality
Emerging Infectious Diseases Research “Blue Print”




                                  Wilcox and Colwell (2005)
Disease Emergence Multiple Causal Factors and Mechanisms




                              adapted from Daszak et al – Science - 2000
How to improve the current
conventional risk assessment
         approach?
Adjusted risk assessment
• Assessment of ecosystem vulnerability and
  resilience as a component of risk
  assessment.


                                  Hazard
                               identification




                     Hazard                 Exposure
                 characterization          assessment




                                    Risk
                               characterization
Adjusted risk assessment
• Assessment of ecosystem vulnerability and
  resilience as a component of risk assessment.
• Risk assessment becomes interactive:
  – categorizing and ranking hazards, vulnerable,
    population, and ecosystems
  – prioritizing risk issue in terms of funding, politic driven-
    versus reality and societal needs using participation.
• Consider hazard, risk and risk drivers from
  different perspectives including social aspect and
  perception
Participatory Risk Analysis
    (for food safety risk analysis in informal marketing system)




Participatory methods


                                  Risk              Risk
                               Assessment        Management




                                          Risk
                                       Communication
Concept of participatory risk analysis
Grace et al (2011) Revue Africaine de Santé et de Productions Animales.
Conclusions and ways forward
• Risk assessment: effective science-based tool for
  informing decision-making but represent limitations to
  EZDs

• Need more integrative aspects and participation in risk
  assessment involving an ecosystem perspective
  (vulnerability and resilience of ecosystem, social,
  perrception…)
Thank you!




         Emerging Pandemic Threats Program
             PREDICT • RESPOND • PREVENT • IDENTIFY

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Framing the problem of emerging zoonotic disease risk using a One Health approach

  • 1. Framing the Problem of Emerging Zoonotic Disease Risk Using a One Health Approach Hung Nguyen-Viet, Dominic Travis, Dirk Pfeiffer, Suwit Chotinun, Jakob Zinsstag, Delia Grace, Boripat Siriaroonrat, Bruce Wilcox
  • 2. Content  Conventional risk assessment  Issues of risk assessment applied for EZDs  Adjusted risk assessment framework based on integrative methods  Conclusion
  • 3. Integrative Approach • Integrative research approaches (One Health, Ecohealth) are believed to be more effective for tackling the complexity associated with emerging infectious diseases than a single- or multi- disciplinary approach. • Risk-based approaches have been widely used in environmental health and epidemiology to identify critical points where hazards can be controlled and hence risks to human health reduced. • Risk assessment: effective science-based tool for informing decision-making
  • 4. Hazard vs. Risk Hazard: A biological, chemical or physical agent or condition with the potential to cause an adverse health effect (Codex Alimentarius 1999) Risk : likelihood of identified hazards causing harm in exposed populations in a specified time frame including the severity of the consequences. RISK = Chance*Hazard*Exposure*Consequence
  • 5. Risk analysis Risk analysis: describes how risks are dealt with within the society • Risk assessment (RA): Risk Is there a problem and how severe the Risk management problem is ? assessment Decision • Risk management: Risk How to manage the problem? Communication • Risk communication: Communication of risks to managers, stakeholders, public officials, and the public. Source: Codex (1999)
  • 6. “Risk” development 1994 1959 SPS HACCP 1924 2001 OIE OIE-FS 1948 1962 WHO CODEX 1983 1945 FAO NAS 1970s 1950s QRA 1940s ADI PSA 1980s 2000s 1990s 1960s PbRA MRA Bioterrorism PRA . Grace (2011)
  • 7. Application of Risk Assessment • International standard risk assessment frameworks: OIE/IUCN, Codex Alimentarius • Import risk assessment • Food safety risk assessment for animal source foods • Ecological risk assessment • Natural disaster risk assessment • (finances, banking…)
  • 8. Codex Alimentarius risk assessment framework Hazard identification Risk Risk Assessment Management Hazard Exposure characterization assessment Risk Communication Risk characterization
  • 9. OIE/IUCN Release assessment Import risk Exposure assessment assessment Consequence assessment Risk assessment Hazard Risk Risk identification assessment management Risk communication
  • 10. Full Process • Question formulation • Hazard ID – Establish criteria • Draw a picture – Identify critical control points • Develop a model – ID and evaluate data sources – Input data (from monitoring or surveillance efforts) • Run model • Assess results and effects of data quality – Sensitivity analysis and uncertainty • Collect more data • Rerun model
  • 11. Issues of current risk assessment • Conventional risk-based approaches applied to emerging infectious diseases: limitations. • Many possible determinants and factors operating at different spatial and temporal scales • Uncertainties resulting from both the lack of data and unpredictability of the dynamics involved in the disease emergence process • Lack of resources to carry out risk assessment • Specific and complex for public and policy makers • Disconnection with reality
  • 12. Emerging Infectious Diseases Research “Blue Print” Wilcox and Colwell (2005)
  • 13. Disease Emergence Multiple Causal Factors and Mechanisms adapted from Daszak et al – Science - 2000
  • 14. How to improve the current conventional risk assessment approach?
  • 15. Adjusted risk assessment • Assessment of ecosystem vulnerability and resilience as a component of risk assessment. Hazard identification Hazard Exposure characterization assessment Risk characterization
  • 16. Adjusted risk assessment • Assessment of ecosystem vulnerability and resilience as a component of risk assessment. • Risk assessment becomes interactive: – categorizing and ranking hazards, vulnerable, population, and ecosystems – prioritizing risk issue in terms of funding, politic driven- versus reality and societal needs using participation. • Consider hazard, risk and risk drivers from different perspectives including social aspect and perception
  • 17. Participatory Risk Analysis (for food safety risk analysis in informal marketing system) Participatory methods Risk Risk Assessment Management Risk Communication
  • 18. Concept of participatory risk analysis Grace et al (2011) Revue Africaine de Santé et de Productions Animales.
  • 19. Conclusions and ways forward • Risk assessment: effective science-based tool for informing decision-making but represent limitations to EZDs • Need more integrative aspects and participation in risk assessment involving an ecosystem perspective (vulnerability and resilience of ecosystem, social, perrception…)
  • 20. Thank you! Emerging Pandemic Threats Program PREDICT • RESPOND • PREVENT • IDENTIFY