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DOL Platform

  • 1. DOL ANSWERS: ALL THINGS DOL U N D E R S T A N D I N G T H E S O L U T I O N
  • 2. 1. 2. 3. Identify your position on the below flowchart Answer the yes and no questions You will arrive at your individualized solution N A V I G A T I N G T H E D O L L A N D S C A P E
  • 3. IF YOU EXPECT TO REMAIN IN THE FINANCIAL INDUSTRY FOR THE NEXT 5 YEARS YOU SHOULD PURSUE YOUR SERIES 65. S E R I E S 6 5 L I C E N S I N G
  • 4. ALIGN YOURSELF WITH AN RIA THAT AGREES WITH YOU WE HAVE THE PLATFORM TO HELP YOU OBTAIN YOUR SERIES 65 Study agenda to prepare for the exam Ongoing training
  • 5. WE HAVE THE SOLUTION NOT INTERESTED IN YOUR 65? Cloud based system Streamlined and uniform suitability platform Submission process including a financial institution that will sign off on the BIC agreement for you Allowing you to remain independent in the post DOL world.