- The document summarizes a climate vulnerability assessment conducted in Shaanxi Province, China. - The assessment used a participatory approach including interviews, surveys, and workshops to understand how climate change is impacting rural communities and their livelihoods. - Key findings included communities facing increased risks from droughts, floods and degraded soils, as well as lack of access to technology, markets and climate information. - Pilot projects were implemented to test more sustainable livelihood practices and provide farmers knowledge to increase resilience. - Lessons highlighted the need to engage stakeholders at all levels and balance international and national priorities to effectively integrate climate adaptation into development planning.

1. Climate Vulnerability Assessment
- A promising tool for adaptation
Qi ZHENG ，
Oxfam Hong Kong
South Asian Parliamentarians
workshop on climate change
16/12/2013, Islamabad

2. Outline
- Adaptation and rural livelihood development
- What is CVA?
- How we have applied CVA in China-an undergoing
case in Shaanxi province
- Lessons learnt, challenges so far and opportunities
Page 2

3. Climate adaptation and
rural livelihood
development

4. Climate Adaptation and rural livelihood development
• People have always adapted to climate variability through a variety of means
Ex. delaying planting time or switching to other, faster growing crops.
• However climate change is pushing at-risk populations beyond their capacity to
cope and adapt to the changes they have traditionally dealt with, as well as making
more people vulnerable due to their increased sensitivity and exposure to climate
change impacts.
• Therefore
•
Needs for
adaptation and
adaptive
capacity
Gradual changes
in average
temperature,
precipitation
risks related to more
frequent, severe,
unpredictable
extreme events
Page 4

5. Climate Adaptation and rural livelihood development
Adaptation to CC is NOT fundamentally different from development
activities aiming at reducing vulnerability of people to current stresses,
but adaptation puts emphasis on reducing those vulnerabilities that result
from current and future climate change impacts.
• Adaptation measures should be integrated into policy and programme design
But HOW? Pools of tools and guides…
•
Oxfam’s approach to building the adaptive capacity of people living in
•
•
poverty (Pettengell 2010) combines institutional aspects, socio-economic
factors, and access to knowledge and resources.
• Different aspects of adaptive capacity are determined at different levels and
addressing them all requires a combination of top-down and bottom-up
approaches.
Page 5

6. What is Climate
vulnerability Assessment?

7. What is Climate Vulnerability Assessment?
Introducing the sustainable livelihood framework
Towards Resilience 2013, adapted from IFAD: http://www.ifad.org/sla/index.htm
Page 7

8. What is Climate Vulnerability Assessment?
They might include one of several of the following components
A comprehensive picture in the country will help identify
where the most vulnerable population groups (“hot
spots”) are located.
Institutional Analysis which describe overall political
and social settings that decides, to a large extent, on
the vulnerability of communities
Community based assessment to examine the current
impacts or future risks of climate change on rural
livelihoods and the existing adaptive capacities of rural
communities in order to understand the multi-causal
structures of rural climate vulnerabilities
Page 8

9. What is Climate Vulnerability Assessment?
Process of integrating CCA into livelihoods projects
Assess current and future climate risk
Analyze vulnerabilities and capacities
Analyze impacts : baseline & action-oriented
The possible level of performance of the
institutions they can rely upon, and what type
of external assistance may be needed?
Engage stakeholders for the knowledge they
provide and to build a sense of ownership
How to find ways of addressing various
constraints that can feed into policies and
programmes for long-term development
Page 9

10. How we have applied CVA
in China- an undergoing
case in Shaanxi province

11. How we have applied CVA in China- an
undergoing case in Shaanxi province
- National report “China: Building Capacity to Adapt to Climate Change
A review of climate impacts and adaptation policy”
• Approaches to Integrating Climate Change Adaptation into Rural Livelihood and
Disaster Risk Reduction Programs:
-A Review and Recommendations
- Institutional Analysis of Climate Change Adaptation in Shaanxi Province
- Participatory vulnerability assessment survey in 7 villages of Shaanxi province
- Generate findings of the survey, propose adaptation options and launch
broad consultation, adjustment
- Project design and implementation
Page 11

12. How we have applied CVA in China- an undergoing case in Shaanxi province
Mains china’s policies on CCA and poverty alleviation:
• 1998 Climate Change becomes development issue and established
Climate Change Coordination group
• China put mitigation and adaptation into the 12th Five Year Plan 2011-2015
• China released its National Adaptation Strategy: the goals are to integrate CC into
the whole process of economic development planning and enhance the adaptive
capacity of the most vulnerable areas and people. There is no implementation plans,
evaluation and monitoring plans on how to promote this policy
• National Guideline for Poverty Alleviation 2011-2020 which listed the 14 poorest
areas in China but it does not take into CCA
Leading government bodies:
• the National Development and Reform
Commission (NDRC) with other ministries
• The provincial DRC
• International Poverty Reduction
Centre of China (IPRCC)
Page 12

13. How we have applied CVA in China- an undergoing case in Shaanxi province
Some results of the institutional analysis
1.“Top-down” & “Silo” approach
2. Despite the progress gained in the climate projections in China limited
capacity of planners at provincial and sub-provincial level on CCA, how to
get access to data and use the information
3. The different time scales - between short to mid-term planning and the
long-term frame of climate change
4. Focus on mitigation and energy sectors, preference for engineering
solutions
5. Research gaps esp. from social-economical perspective, micro-level
evidences
6. Lack of media and public support on CCA and rural poverty – it seems far
away from citizens’ life
Page 13

14. How we have applied CVA in China- an undergoing case in Shaanxi province
Sites of the community based vulnerability assessment
Distribution of Risk of Extreme Events
Distribution of Drought Risk Areas
Distribution of Flood and Heavy Rain
Risk Areas
Page 14

15. How we have applied CVA in China- an undergoing case in Shaanxi province
• Scoping workshop: assess current understandings, gaps and discuss research
goals
• Conceptual framework, focus issues and research methodology
• review and analysis of secondary data
• semi-structured interviews with provincial official
• the participatory vulnerability assessment in 7 villages
• data analysis, report writing,
• Workshop to discuss and further analyze research findings
• Options list, prioritization and consultation
• Project design and resource allocation
•
•
•
•
•
•
•
•
At village level:
Seasonal calendar,
Historical timeline
In-depth interviews;
Focus groups
Household survey
Village ranking
Transect
Page 15

16. Disasters ranking
Village institutional mapping
Village mapping

17. How we have applied CVA in China- an undergoing case in Shaanxi province
• Pilot projects in Changwu village
- Drought -prone highland area, lasting rain causing floods and severe drought in
recent years
- Replacement of houses ; prepare a village replacement and development plan
local development plan is mainly seeking engineering solutions
- Main income: rain-fed agriculture + off-farm activities
- low access to market and added value to agriculture products: persimmon
- Over use of fertilizers- degradation of soil
- Left home elders and women; low awareness of climate change and access to
technologies
Our strategies
1) test and demonstrate sustainable livelihoods practices ( appropriate /organic
fertilzer use, crop staw ) with a market focus (persimmon process, cooperative);
2) provide information and knowledge to farmers to foster informed decision making
and innovation;
3) enhance local government capacity
to make forward-looking plans
( integrate CC and disasters consideration
into new houses construction plan)
4) toolkits development: VA, integrate
- CCA into local plan, evaluation and learning
Page 17

18. Lessons learnt ,
challenges so far and
opportunities

19. Lessons learnt and challenges so far and opportunities
Lessons learnt
- Sound policy and power analysis + keep updating is crucial
- Engage wide partners at different levels and agree upon common goals
- The participation from villagers
- Balance international needs and national situations
- Internal communication and cooperation
Challenges
- Difficult to get buy in from central and provincial governments
- Difficult to get data esp. socio-economical
- Link the field experience with policy makers at top level
- Balance between international needs and national priorities
New opportunities
-International focus: CCA, food and agriculture, Post 2015…
- More voices from the emerging countries and south-south
- Regional platforms
Page 19

20. LET’S TAKE ACTION!