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   Correcting Accidentals: Using an Availability Study to Identify and Resolve the
                                  Sanjeet Mann
               “Suspensions” Impeding Access to Electronic Resources
                        Electronic Resources / Arts Librarian
                                  sanjeet_mann@redlands.edu
                                       http://goo.gl/606us




Literature Summary
The availability study is a time-honored technique for evaluating how effectively patrons can obtain
desired items from a library. Buckland (1975) applied the method to book availability; Kantor (1976)
visualized periodical availability using a branching diagram; Ciliberti et al. (1998) investigated items
from an OPAC and CD-ROM indexes and categorized error types; Nisonger reviewed 46 recent
availability studies (2007) and adapted the technique to evaluate electronic resources (2009).
Wakimoto et al. (2006) and Trainor and Price (2010) have conducted similar studies focusing on link
resolver performance, one crucial contributor to electronic resource availability. Availability studies
can be “simulated” (conducted by a researcher) or “real” (conducted with the assistance of patrons).

Research Objectives
To better understand the challenges facing Armacost Library’s users by estimating their likelihood of
obtaining full text or experiencing an e-resource error, to understand why these errors occur, and to
prioritize our efforts to troubleshoot and correct them.

Method
I conducted a simulated availability study of e-resources
available to users of Armacost Library at the University of
Redlands. I generated an interdisciplinary sample of 400 items
by deriving 4 sample searches in each of 10 humanities, social
science and science disciplines from actual research topics
reported in our LibStats reference desk statistical software,
running the searches in A&I-only databases, and selecting the
first 10 results from each search.

In a Microsoft Excel spreadsheet (available at
http://goo.gl/606us), I noted bibliographic metadata, recorded all
inbound “source” and outbound “target” URLs, and indicated the
presence of local full text or an error.

I classified errors according to a six-point system covering proxy,
source database, knowledge base, link resolver, target database,
and ILL system errors. I calculated availability and error rates
by discipline and overall as percentages, and visualized the
results using a branching diagram.
Assumptions
A simulated availability study involves judgment calls concerning the terms to be searched, which
results are tested, and what constitutes an error:

                       Decision                                                Rationale
Use derived searches to generate sample                  Maximize variety of item types
Simple keyword searches including specific words         Observed student research behavior at University of
from research topics reported in LibStats                Redlands
Test only first 10 results from each search              Armacost Library usability test finding
ILL requests not considered an error                     “Just in time” item access is becoming the norm
Circular linking and browsing target are errors          Users perceive failure (Trainor and Price 2010, p. 16)
List as erroneous if any target links give error         Cannot anticipate which target link patrons will click
If multiple errors occur, choose the error type that     Usability findings indicate that students rarely persist
occurs earliest to the patron                            after encountering the first e-resource error
Missing title or date in ILL field is an error           Would cause Direct Request to fail or ILL staff to
                                                         delay processing the request for additional verification

Results
150 of 400 (38%) of the items tested produced an error; 104 of 400 (26%) items were locally available
online. About 1 in 3 items were only obtainable by ILL. Error types were distributed as follows:

                                                       Next Steps
                                                               Fix proxy and Serials Solutions errors
                                                               Contact vendors to assist with source, link
                                                       resolver, and target errors
                                                               Customize ILLIAD forms
                                                               Integrate study findings into library
                                                       instruction and web site redesign
                                                               Recruit student and faculty participants in
                                                       availability studies involving live patrons, to
                                                       account for usability errors as an access barrier.
                                                               Explore how library instruction can
                                                       empower patrons to mitigate availability errors.

Works Cited
Buckland, Michael (1975). Book Availability and the Library User. New York: Pergamon.
Ciliberti, Anne, et al. (1998). Empty Handed? A Material Availability Study and Transaction Log
         Analysis Verification. Journal of Academic Librarianship 24 (4): 282-289.
Kantor, Paul (1976). Availability Analysis. Journal of the American Society for Information Science
         27 (5): 311-320.
Nisonger, Thomas E. (2007) A Review and Analysis of Library Availability Studies.Library
         Resources & Technical Services 51 (1): 30-49.
---. (2009). A Simulated Electronic Availability Study of Serial Articles Through a University Library
         Web Page.College & Research Libraries 70 (5): 422-446.
Trainor, Cindi, and Jason Price (2010).Rethinking Library Linking: Breathing New Life into
         OpenURL. Chicago: American Library Association.
Wakimoto, Jina Choi, et al. (2006). The Myths and Realities of SFX in Academic Libraries. Journal of
         Academic Librarianship 32 (2): 127-136.
Acknowledgements
This presentation would not be possible without the generous support of Armacost Library and the
University of Redlands College of Arts Dean’s Office. Catherine Walker and Osman Trad of ITS
provided timely assistance with printing.

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Correcting Accidentals - text from powerpoint

  • 1. See the poster here: http://www.slideshare.net/NASIG/correcting-accidentals Correcting Accidentals: Using an Availability Study to Identify and Resolve the Sanjeet Mann “Suspensions” Impeding Access to Electronic Resources Electronic Resources / Arts Librarian sanjeet_mann@redlands.edu http://goo.gl/606us Literature Summary The availability study is a time-honored technique for evaluating how effectively patrons can obtain desired items from a library. Buckland (1975) applied the method to book availability; Kantor (1976) visualized periodical availability using a branching diagram; Ciliberti et al. (1998) investigated items from an OPAC and CD-ROM indexes and categorized error types; Nisonger reviewed 46 recent availability studies (2007) and adapted the technique to evaluate electronic resources (2009). Wakimoto et al. (2006) and Trainor and Price (2010) have conducted similar studies focusing on link resolver performance, one crucial contributor to electronic resource availability. Availability studies can be “simulated” (conducted by a researcher) or “real” (conducted with the assistance of patrons). Research Objectives To better understand the challenges facing Armacost Library’s users by estimating their likelihood of obtaining full text or experiencing an e-resource error, to understand why these errors occur, and to prioritize our efforts to troubleshoot and correct them. Method I conducted a simulated availability study of e-resources available to users of Armacost Library at the University of Redlands. I generated an interdisciplinary sample of 400 items by deriving 4 sample searches in each of 10 humanities, social science and science disciplines from actual research topics reported in our LibStats reference desk statistical software, running the searches in A&I-only databases, and selecting the first 10 results from each search. In a Microsoft Excel spreadsheet (available at http://goo.gl/606us), I noted bibliographic metadata, recorded all inbound “source” and outbound “target” URLs, and indicated the presence of local full text or an error. I classified errors according to a six-point system covering proxy, source database, knowledge base, link resolver, target database, and ILL system errors. I calculated availability and error rates by discipline and overall as percentages, and visualized the results using a branching diagram.
  • 2. Assumptions A simulated availability study involves judgment calls concerning the terms to be searched, which results are tested, and what constitutes an error: Decision Rationale Use derived searches to generate sample Maximize variety of item types Simple keyword searches including specific words Observed student research behavior at University of from research topics reported in LibStats Redlands Test only first 10 results from each search Armacost Library usability test finding ILL requests not considered an error “Just in time” item access is becoming the norm Circular linking and browsing target are errors Users perceive failure (Trainor and Price 2010, p. 16) List as erroneous if any target links give error Cannot anticipate which target link patrons will click If multiple errors occur, choose the error type that Usability findings indicate that students rarely persist occurs earliest to the patron after encountering the first e-resource error Missing title or date in ILL field is an error Would cause Direct Request to fail or ILL staff to delay processing the request for additional verification Results 150 of 400 (38%) of the items tested produced an error; 104 of 400 (26%) items were locally available online. About 1 in 3 items were only obtainable by ILL. Error types were distributed as follows: Next Steps Fix proxy and Serials Solutions errors Contact vendors to assist with source, link resolver, and target errors Customize ILLIAD forms Integrate study findings into library instruction and web site redesign Recruit student and faculty participants in availability studies involving live patrons, to account for usability errors as an access barrier. Explore how library instruction can empower patrons to mitigate availability errors. Works Cited Buckland, Michael (1975). Book Availability and the Library User. New York: Pergamon. Ciliberti, Anne, et al. (1998). Empty Handed? A Material Availability Study and Transaction Log Analysis Verification. Journal of Academic Librarianship 24 (4): 282-289. Kantor, Paul (1976). Availability Analysis. Journal of the American Society for Information Science 27 (5): 311-320. Nisonger, Thomas E. (2007) A Review and Analysis of Library Availability Studies.Library Resources & Technical Services 51 (1): 30-49. ---. (2009). A Simulated Electronic Availability Study of Serial Articles Through a University Library Web Page.College & Research Libraries 70 (5): 422-446. Trainor, Cindi, and Jason Price (2010).Rethinking Library Linking: Breathing New Life into OpenURL. Chicago: American Library Association. Wakimoto, Jina Choi, et al. (2006). The Myths and Realities of SFX in Academic Libraries. Journal of Academic Librarianship 32 (2): 127-136.
  • 3. Acknowledgements This presentation would not be possible without the generous support of Armacost Library and the University of Redlands College of Arts Dean’s Office. Catherine Walker and Osman Trad of ITS provided timely assistance with printing.