Get an overview of what compliance management means, the common categories of compliance in businesses as well as how software solutions can support your Organisational and Regulatory compliance journey. To know more, visit corporater.com/compliance

1. Compliance Management

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WHAT IS COMPLIANCE
According to the International Compliance Association, compliance
describes the ability to act according to an order, set of rules or request.
In businesses, compliance operates at two levels.
Source: int-comp.org
Level 1 Compliance with the external rules that are imposed
upon an organization as a whole.
Level 2 Compliance with internal systems of control that are
imposed to achieve compliance with the externally
imposed rules.
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COMPLIANCE CATEGORIES
There are two common categories of Compliance:
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Organizational/
Voluntary
Compliance
Regulatory
Compliance

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Compliance
Regulatory
AML/KYC
Data & information
governance
Data privacy
Individual
accountability
COMPLIANCE CATEGORIES
REGULATORY COMPLIANCE
Regulatory compliance refers to an organization’s adherence to
meeting government standards and regulations required by the
industry to which it belongs.

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COMPLIANCE CATEGORIES
Organizational/ Voluntary Compliance represents all other
compliance frameworks that the company is using. This can be the
best practice standards like ISO standards, ISA and governance
framework such as COBIT.
ORGANIZATIONAL/ VOLUNTARY COMPLIANCE
* Corporater is one of four vendors that delivers ISO digitally.
Compliance
Organizational/
Voluntary
ISO standards
ISA standards
Process
management
Other internal
management
systems

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For many organizations, compliance
management represents a necessary
burden with a hefty price tag.
COMPLIANCE MANAGEMENT
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Corporater helps organizations to alleviate this burden by
centralizing and automating all work processes relevant to
the management of regulatory and organizational compliance
requirements at a fraction of the cost in comparison with
manual compliance management.
COMPLIANCE MANAGEMENT
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ISO 9001
AML/KYC
SMCR (UK)
Corporater offers a wide range of solutions for regulatory and organizational compliance management.
Organizational/
Voluntary
Compliance
Regulatory
Compliance
Corporater Compliance
Platform
HIPAA (US)
MICR (HK)
GDPR (EU)
FINRA
FISMA (US)
MAS (SG)
SOX ESG EHS BEAR (AU)
Banking Act NIST CSF ENISA Security Act
NESA IAS
ISQM
MAFC (FR)
POPI (ZA)
ISO 14001 ISO 20000 ISO 22000 ISO 22301
ISO 26000 ISO 27001 ISO 27005 ISO 27014 ISO 31000
ISO 37001 ISO 45001 ++
COMPLIANCE MANAGEMENT SOLUTIONS

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Individual Accountability & Conduct
• SMCR (UK)
• MICR/MAI (Hong Kong)
• BEAR (Australia)
• MAS (Singapore)
• MAFC (France)
• Banking Act (Germany)
• FINRA, SEC, FRB (USA)
Audit Quality Management
• ISQM
Anti-Money Laundering & Counter
Terrorist Financing
• AML/KYC
Information & Cyber Security / Data
Privacy
• NESA IAS (ME)
• NIST CSF (USA)
• FISMA (USA)
• ENISA (EU)
• GDPR (EU)
• POPI (South Africa)
• HIPAA (USA)
• Security Act (Norway
Sustainability
• ESG
• EHS
Financial Reporting
• SOX
ISO Standards
• ISO 9001 (Quality Management) I
• SO 14001 (Environmental Management)
• ISO 20000 (IT Service Management)
• ISO 22000 (Food Safety Management)
• ISO 22301 (Business Continuity)
• ISO 26000 (Sustainability)
ISO 27001 (Information Security)
• ISO 27005 (Risk Management)
• ISO 27014 (Information Security Governance)
• ISO 31000 (Risk Management)
• ISO 37001 (Anti-Bribery & Corruption)
• ISO 45001 (HSE)
• ++
COMPLIANCE MANAGEMENT SOLUTIONS

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• Enable your organization to holistically govern, manage and
assure your compliance programs
• Eliminate fear and uncertainty, and experience the business
impact of Corporater BMP’s systematic, risk-based approach
to compliance management
• Implement multiple regulations and internal management
systems on a single platform
COMPLIANCE MANAGEMENT SOLUTIONS
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• Empower your employees with greater visibility and knowledge on
various requirements to stay compliant with relevant laws, rules,
codes, regulations, obligations, and standards applicable to your
industry
• Align regulatory and internal compliance management with your risk
profile and strategic objectives by moving from a necessary evil
check-box-compliance to embracing a best-practice approach that will
drive business value
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COMPLIANCE MANAGEMENT SOLUTIONS

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GET IN TOUCH WITH OUR
EXPERTS
Stay on top of your business Compliance
and automate regulatory and organizational
compliance processes relevant to your
organization!
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