Data is a valuable resource or tool for any organization to understand its customers and their needs and requirements. Companies spend a good amount of money and time collecting data and losing this data would cost spending time and money

1. ISO 27001Compliance
Checklist: 9-Step
ImplementationGuide

2. ISO 27001
Compliance
Checklist: 9-
Step
Implementati
onGuide
 Data is a valuable resource or tool for any organization to
understand its customers and their needs and requirements.
Companies spend a good amount of money and time collecting
data and losing this data would cost spending time and money.
 According to the National Archives & Records Administration,
inWashington- 93% of the companies that lost their data for 10 or
more days filed for bankruptcy within one year and 50% of
businesses without any data management system filed for
bankruptcy for this same period.
 We all know data is significant, but at the same time, it is also
necessary to keep the collected data safe.To manage this
problem, ISO has developed ISO 27001 Certification for
Information Security Management System.

3. What is ISO
27001?
 ISO 27001 Certification is an internationally accredited standard
developed by the InternationalOrganization for Standardization.
An ISO 27001 standard provides a framework for policies and
approaches, including all technical, physical, and legal controls, to
establish an effective Information Security Management System.
 The ISO 27001 standard applies to any industry, small and big,
irrespective of its size, nature and geographical location. It
facilitates factual information,Confidentiality and good
communication and allows organizations to address and protect
their information assets for safety and security.

4. ISO 27001
compliance
checklist
Compliance with ISO 27001 standards is not mandatory but voluntary. Any
organization dealing with customer data can go for ISO 27001 Certification and
demonstrates compliance with legal and other regulations related to data security. It
offers a competitive edge to your organization and builds the confidence of
customers and potential business partners in your organization.
The ISO 27001 compliance checklist is:
Determining the scope of the project
Ensuring management commitment and allocation of resources
Determining interested parties, legal, regulatory and contractual
requirements
Conduction of a risk assessment
Examining and implementing the required controls
Designing internal competence to manage the project
Creating the appropriate documentation
Conduction of staff awareness training
Reporting
Measuring, monitoring, reviewing and auditing the ISMS continually
Implementing the required corrective and preventive actions.


5. ISO 27001
requirements
checklist
Appoint an ISO 27001
team and assignroles
and responsibilitiesto
them.
Define the ISMS
policy of the
organizationand its
scope
Documenting the
ISMS policy and
establishinga
frameworkto
implement,maintain
and continually
improvethe ISMS.
Identify the potential
risk and establisha
risk management
framework.
Defining security
controls and
implementingthem.
Share policies withthe
management and
customersand take
their opinions.
Provideproper
trainingto employees
for effectively
implementingISMS
policy.
Prepare all the
requireddocuments
before the audit.
Conductionof an
internalauditand
documentingthe
process andresults,
and taking remedial
actions to overcome
the shortcomings.
Select an accredited
ISO 27001
Certificationauditor
for stage 1 audit, take
necessary feedback,
and move to stage 2
audit.
Conduct Stage 2
audit.
Implementingall the
necessary changes
suggestedin the
stage-2audit to
improveISMS.
Conductinginternal
auditsannuallyand
performingan annual
risk assessment.

6. Implementing
ISO 27001
Certification
 The ISO 27001 standard is a significant standard for ISM and prepares an
organization to address security issues. Implementation of ISO 27001 enables an
organization to adopt best practices beforehand. Implementing ISO 27001
standards, CMMI Certifications requires nine steps to follows:-
 Step 1: Assembling an implementation team
 Step 2: Developing an implementation plan
 Step 3: Initiating the Information Security Management System
 Step 4: Defining the scope of ISMS
 Step5: Identifying the organization's security baseline
 Step 6: Establishment of a risk management process
 Step 7: Implementation of a risk management strategy
 Step 8: Measuring, monitoring, and reviewing the working of ISMS
 Step 9: Certify Information Security Management System

7. ISO 27001
Checklist: 10
steps to
compliance
 The ISO 27001 standard is one of 12 information security standards relevant to
today’s world, with technology becoming a necessity. ISO 27001 Checklist is a step-
by-step guide to establishing effective Information Security Management. These
steps are:
 Assign roles
It requires organizations to decide how it wants to conduct their internal audit.
Some organizations use their employee's expertise and go for in-bound internal
audits, while some contact outside consultants and contractors.
 Gap analysis
A gap analysis compares your existing ISMS with ISO 27001 standards. It reviews
your documentation and identifies the shortcomings.
 Development and document the parts of your ISMS required for Certification
Organizations applying for an ISO 27001 certification for the first time require
setting up parts of their ISMS and identifying weak areas. It includes people,
processes and technology and needs an organization to explain every detail of the
use of data collected.
 Conduct an internal risk management
It requires an organization to conduct a risk assessment to identify potential risks
and formulate strategies to eliminate them. It helps organizations to prioritize a
high-impact risk and address that accordingly.

8. ISO 27001
Checklist: 10
steps to
compliance
 Write a statement of Applicability (SoA)
In ISO 27001, in Annex A, there are 114 controls related to different aspects of the business operations. AN organization
has to select the controls relevant to risks identified in the risk assessment and write a statement. This document is
necessary for the audit process.
 Implement your controls
After determining objectives and ISMS policy, an organization requires to implement controls to establish an effective
Information Security Management System. An organization needs to mention every process used to protect the
information.
 Train the internal team on your ISMS and security controls
Training plays a significant role in successfully implementing an ISMS policy and shows an organization's commitment to
cyber security.
 Conduct an internal audit
The purpose of conducting an internal audit is to prepare the organization for the final audit. It evaluates your existing
controls and gives time to the organization to make changes before the final audit.
 Have an accredited ISO 27001 lead auditor conduct the ISO 27001 Certification audit
An organization requires an accredited ISO 27001 auditor from a recognized accreditation body to conduct a two-step
audit. First, the auditor will inspect your documents and controls, and the next is the conduction of a site audit.
 Plan for maintaining Certification
After getting an ISO 27001 ISMS Certification, an organization requires to perform a risk assessment and surveillance
audit annually. The organization needs to update its policies and systems to manage ISMS.

9. ISO 27001
AnnexA
controls
 Annex A controls of ISO 27001 Certification consists of 114 controls
grouped into 14 categories.These 14 control categories are:
 Information Security Policies
 Organization of Information Security
 Human Resources Security
 Asset Management
 AccessControl
 Cryptography
 Physical and Environmental Security
 Operational Security
 Communications Security
 SystemAcquisitions, Development and maintenance
 Supplier Relationships
 Information security Incident Management
 Information SecurityAspects of BusinessContinuity Management
 Compliance

10. Conclusion
 An ISO 27001 Certification is an international standard developed
by the InternationalOrganization for Standardization. ISO 27001
standards provide a framework for cyber security and
implementing controls to establish effective Information Security
Management. It is not a mandatory standard, but an organization
with an ISO 27001 Certification demonstrates its commitment to
keeping user's data safe. It creates a better image of the
organization and builds the confidence of your customers and
business partners in your brand.