SlideShare a Scribd company logo
© RSJ Lexsys Pvt Ltd Strictly Confidential, no further circulation allowed without permission
India’s Most Comprehensive Compliance Management Solution
#RethinkCompliance with
Challenges in Managing Compliance Ecosystem..!!!
Business Complexities, legislative changes, dependencies on external vendors have increased need for a robust system
© RSJ Lexsys Pvt Ltd. All Rights Reserved2
LOREM IPSUM
1 2
3 4
Applicability of law changes with
every small change in nature of
company, business, locations,
employees, etc. Keeping a tab on
all such of all laws across
ecosystem in the prime need.
Compliance Management
Non Core worry of CXOs
DIRECT COMPLIANCE
With businesses increasingly
outsourcing their core and non
core activities, the compliance
requirement from 3rd party
operations becomes and
important aspect to be handled
3RD PARTY COMPLIANCE
Every major corporate action
impacts the compliance
requirement under various acts
applicable through direct or 3rd
party operations
INTER DEPARTMENTAL COMPLIANCE
With operations spreading across
geographies, no service providers
are fully equipped to fulfill all
compliance requirements in fast
changing legal environment
EVOLVING LEGAL ENVIRONMENT
With most complex compliance environment; none of the widely adopted technology solutions give guidance to
manage end to end compliance requirement across ecosystem while highlighting risks arises out of any non compliance
The Changing Governance Landscape
Recent Changes in The Companies Act have brought in a compelling need be watchful of compliance obligations
© RSJ Lexsys Pvt Ltd. All Rights Reserved3
Sec 204, Companies Rules 2014
Secretarial Audit Report mandatory for:
• Every listed company and
• Public company with > INR 50 Crore paid-up capital
• Public company with > INR 250 Crore turnover
Clause 49 (II/D/3)
Board is to periodically review the compliance reports of all laws applicable to a
company as well as the steps taken by it to rectify instances of noncompliance.
Section 205 (1)
The Company Secretary shall report to BoD, status of compliances under all
applicable laws.
Section 134 (5d)
BoDs to declare following in Directors’ Report :
• Devised proper systems to ensure compliance with provisions of all applicable
laws
• Ensured such systems were adequate and operating effectively
Increased Penalties for Non Compliance
• Company: Min - INR 50,000; Max - INR 25,00,000
• Officer in Default: INR 50,000 to INR 500,000 or Imprisonment or both
• PCS who wrongly certifies: Min fine - INR 1,00,000; Max - INR 500,000
The Companies Act 2013
have brought in many
changes in contrast with
Companies Act 1956. The
reporting and
responsibility matrix
have not only been
clearly defined, the penal
provisions have become
more stringent.
Proposed Solution - Lexcomply
Manage regulatory risks across ecosystem through Single application
© RSJ Lexsys Pvt Ltd. All Rights Reserved5
State & Central Acts
340+
Unique Compliance
17,000+
Corporate Actions
950+
Acts & Compliance
Libraries
Type of Acts Covered
Secretarial, Taxation, HR & Labour, SEBI, Industrial, Legal Metrology, Environment, S&E, FSSAI,
IRDA, Private Security, Import & Export, Fire & Safety, SEZ, FDI, Info Technology, TRAI, Trade Mark,
ECB, Finance, BIS, Competition, Industry Specific & Many More..
Compliance Filing Forms
2,500+
Act Related Docs
7,000+
Legislative Updates
3,000+
One Time Recurring
Event Base On-Going
Compliance Categories
Monetary
Impact of Non Compliance
Imprisonment
Operational
High
Medium
Low
Criticality Levels
Proactive Risk
Management
Solution Overview - Compliance Management
India’s Most Comprehensive Compliance Management Solution having detailed coverage of every compliance
Key Features - Compliance Management
Users level controls, flexibilities to map group companies, vendors, service providers, contractors & many more.
© RSJ Lexsys Pvt Ltd. All Rights Reserved6
• Bring compliance ecosystem together
• Internal & External stakeholders
• Vendors, Service Providers
• Define & Map compliance Owner,
Approver, HOD & Management Users
• Reallocate responsibilities on role
change, attritions, long leaves
• Auto populated Compliance calendar for
current & upcoming fiscal
• Get mail reminders before due date
• Auto generated check cycles :
• Event base compliance - Fortnight
• On-going compliance - Monthly
• Report adherence of compliance, add
documentary proofs, date, remarks &
next actionable
• Approver to approver / reject basis merit
• Audit trails of changes in reported
compliance
• Centralized library of acts & rules
• Comprehensive compliance coverage
• Key details - Applicability, Definition,
Exemption, Penal Provision, web-link,
Filing Forms, Business Criticality, etc
• Event Based Compliance
• Integrated library helps identify
impact across all applicable acts
• Pre and post event compliance
• Auto allocation of compliance to
relevant users
Know Your Compliance Map Responsibilities Report Adherence
• Legislative Updates
• Team to track & update changes
• Refers 200+ websites & other sources
• Compliance changes and addition
auto updated
• Auto Notification to users on change
in filing date & new compliance
• Historical updates & notification copy
• User training & handholding
• Quality assessment services
• Flexibility to add single location to large
group with multiple entities & locations
• Store & retrieve documents &
compliance reports for multiple years
• Role Base Access controls
• Hosted @ Tier-4 data centre
• Disaster Recovery & BCP enabled
• Quarterly Security Audits of application
• HTML-5 Enable– Access through Mobile
• Continuous technology update
• Analytical dashboard
• Drill down & download option
• Real time reports on 15 parameters –
know compliance status by:
• Entity / Location / Department
• Act / User / Approver
• Status / Criticality, etc
• Automate reports for key users with
relevant coverage at set frequency
• Access for Auditors, Directors, CEO, CFO
Management Control On-Going Support Scalable Architecture
Implementation Methodology..!!!
Unique Methodology of identifying compliance not applicable from the universe ensures no compliances are missed
Corporate Overview
Corporate Overview - Lexcomply
Corporate Brief & Team
Gaurav Jain (Founder)
• Manages innovation, client services
• 16+ years experience as Company Secretary
• Worked on consulting assignments with 500+
Corporates on Corporate Law Compliance,
Due Diligence, FIPB, VC Funding, JV’s, etc.
Founding members…!!!
Thomas Abraham (Co-Founder)
• Drives strategic initiatives
• 30+ years of experience across FinTech,
Publishing, Telecom & IT
• Worked with global leadership teams as MD
of Wolters Kluwer and Sage
Jyant Kohli (Co-Founder)
• Manages Expansion & Partnerships
• 15+ years industry experience
• ExADP,ThomsonPrometric,Manipal,Polaris,etc.
• Customer focused with strong understanding
of various Indian markets
Pooja Agarwal (Co-Founder)
• Responsible for content creation & finance
• ICSI, ICAI, IFRS Compliance Professional
• 14+ Years of consulting experience in
Corporate Law Compliance.
Ajay Relan
• Invested personal capital
• 40+ years experience in investment &
financial services.
• Founder & Chairman CX Partners
• Ex MD Citi Ventures, many more…
Key Investor..!!!
• Offshoot of RSJ Professionals, a Corporate Advisory Firm servicing 500+ Clients since 2007
• Incorporated in Feb, 2015; headquartered in Delhi
• 30+ Member team of young professionals
• Team comprises of Company Secretaries, Lawyer, CAs, MBAs & IT professionals
• Strong Partner ecosystem across India for Implementation, Client Engagements & On-going support
We believe complying to laws not only reduces risk but also reflects commitment to safeguard stakeholder’s interests
Flexibility to implement single solution & plug in others with dedicated hosting environment on Tier IV Data Centre
© RSJ Lexsys Pvt Ltd. All Rights Reserved10
Confidentiality
& Security
Internal &
External
Users
Access &
Identity
Configure
Multi entity
Availability &
Performance
Compliance Management IFC & Risk Management Litigation Management
Premium
Act & Compliance Library
Real Time Legal Updates
Compliance Calendars
Responsibility Matrix
Event, On-going, Date Based
Dept. wise - Cases & Notices
Case records & Documents
PAN India courts listed
Contingent Liability & Losses
Collaboration, Reminders
Risk , Control & Audit Finds
Common Global Platform
Multi level controls & audit
Testing and Evaluations
Report adherence with proof
Status & Gap Reports - User, Department, Act, Control, Case, Location, Status wise
Automated & Ad-hoc Reports, Management Dashboards
Advisory Portals
Solution Portfolio - Integrated GRC Suite
www.lexcomply.com
www.registrationsandapprovals.com | www.mycorporatedecision.com
info@lexcomply.com | +91 11 41057103 | +91 99991 22616
Key Partners
70+ Corporate Clients
Key Clients & Partners..!!!
They trusted in our passion & commitment to create a better world that’s organized and committed to be compliant..!!!

More Related Content

What's hot

Cloud Compliance Use Case Demo
Cloud Compliance Use Case DemoCloud Compliance Use Case Demo
Cloud Compliance Use Case Demo
forkish
 
IS Audit and Internal Controls
IS Audit and Internal ControlsIS Audit and Internal Controls
IS Audit and Internal Controls
Bharath Rao
 
SAP grc
SAP grc SAP grc
SAP grc
smadhu29
 
Simpler, Smoother och Smarter Zecurity för affärsverksamhetens ekosystem - Sm...
Simpler, Smoother och Smarter Zecurity för affärsverksamhetens ekosystem - Sm...Simpler, Smoother och Smarter Zecurity för affärsverksamhetens ekosystem - Sm...
Simpler, Smoother och Smarter Zecurity för affärsverksamhetens ekosystem - Sm...
IBM Sverige
 
Building Your Roadmap Sucessful Identity And Access Management
Building Your Roadmap Sucessful Identity And Access ManagementBuilding Your Roadmap Sucessful Identity And Access Management
Building Your Roadmap Sucessful Identity And Access Management
Government Technology Exhibition and Conference
 
Webinar on Digitising Labour Compliance
Webinar on Digitising Labour ComplianceWebinar on Digitising Labour Compliance
Webinar on Digitising Labour Compliance
TeamLease Regtech Pvt Ltd
 
SAP Governance,Risk and Compliance
SAP Governance,Risk and ComplianceSAP Governance,Risk and Compliance
SAP Governance,Risk and Compliance
TLI GrowthSession
 
Identity & Access Management for Securing DevOps
Identity & Access Management for Securing DevOpsIdentity & Access Management for Securing DevOps
Identity & Access Management for Securing DevOps
Eryk Budi Pratama
 
PracticeLeague Compliance Management Platform
PracticeLeague Compliance Management PlatformPracticeLeague Compliance Management Platform
PracticeLeague Compliance Management Platform
Parimal Chanchani
 
How It All Ties Together Sun Idm Roadshow For Sun
How It All Ties Together Sun Idm Roadshow For SunHow It All Ties Together Sun Idm Roadshow For Sun
How It All Ties Together Sun Idm Roadshow For Sun
vijaychn
 
Casa engl
Casa englCasa engl
Most Comprehensive, Updated and Scalable Compliance Management Software Solut...
Most Comprehensive, Updated and Scalable Compliance Management Software Solut...Most Comprehensive, Updated and Scalable Compliance Management Software Solut...
Most Comprehensive, Updated and Scalable Compliance Management Software Solut...
Lawrbit Lextech India Private Limited
 
Segregation of duties in SAP @ ISACA Pune presentation on 18.4.2015
Segregation of duties in SAP @ ISACA Pune presentation on 18.4.2015 Segregation of duties in SAP @ ISACA Pune presentation on 18.4.2015
Segregation of duties in SAP @ ISACA Pune presentation on 18.4.2015
CA CISA Jayjit Biswas
 
Sap grc-access-control-solution
Sap grc-access-control-solutionSap grc-access-control-solution
Sap grc-access-control-solution
Anywhere Gondodza SAP.GRC.FI.B.COM.ACC.HONS (MSU)
 
Getting beyond compliance and into effective SAM
Getting beyond compliance and into effective SAMGetting beyond compliance and into effective SAM
Getting beyond compliance and into effective SAM
License Dashboard
 
El-Paso SOX TestingTraining- June 2007
El-Paso SOX TestingTraining- June 2007El-Paso SOX TestingTraining- June 2007
El-Paso SOX TestingTraining- June 2007
Danial Khan
 
Identity and Access Management (IAM)
Identity and Access Management (IAM)Identity and Access Management (IAM)
Identity and Access Management (IAM)
Identacor
 
Sso security&business tool_2018_issa_infosecsummit_grant_reveal_final
Sso security&business tool_2018_issa_infosecsummit_grant_reveal_finalSso security&business tool_2018_issa_infosecsummit_grant_reveal_final
Sso security&business tool_2018_issa_infosecsummit_grant_reveal_final
Grant Reveal
 
Identity and Access Management (IAM): Benefits and Best Practices 
Identity and Access Management (IAM): Benefits and Best Practices Identity and Access Management (IAM): Benefits and Best Practices 
Identity and Access Management (IAM): Benefits and Best Practices 
Veritis Group, Inc
 
Identity Governance: Not Just For Compliance
Identity Governance: Not Just For ComplianceIdentity Governance: Not Just For Compliance
Identity Governance: Not Just For Compliance
IBM Security
 

What's hot (20)

Cloud Compliance Use Case Demo
Cloud Compliance Use Case DemoCloud Compliance Use Case Demo
Cloud Compliance Use Case Demo
 
IS Audit and Internal Controls
IS Audit and Internal ControlsIS Audit and Internal Controls
IS Audit and Internal Controls
 
SAP grc
SAP grc SAP grc
SAP grc
 
Simpler, Smoother och Smarter Zecurity för affärsverksamhetens ekosystem - Sm...
Simpler, Smoother och Smarter Zecurity för affärsverksamhetens ekosystem - Sm...Simpler, Smoother och Smarter Zecurity för affärsverksamhetens ekosystem - Sm...
Simpler, Smoother och Smarter Zecurity för affärsverksamhetens ekosystem - Sm...
 
Building Your Roadmap Sucessful Identity And Access Management
Building Your Roadmap Sucessful Identity And Access ManagementBuilding Your Roadmap Sucessful Identity And Access Management
Building Your Roadmap Sucessful Identity And Access Management
 
Webinar on Digitising Labour Compliance
Webinar on Digitising Labour ComplianceWebinar on Digitising Labour Compliance
Webinar on Digitising Labour Compliance
 
SAP Governance,Risk and Compliance
SAP Governance,Risk and ComplianceSAP Governance,Risk and Compliance
SAP Governance,Risk and Compliance
 
Identity & Access Management for Securing DevOps
Identity & Access Management for Securing DevOpsIdentity & Access Management for Securing DevOps
Identity & Access Management for Securing DevOps
 
PracticeLeague Compliance Management Platform
PracticeLeague Compliance Management PlatformPracticeLeague Compliance Management Platform
PracticeLeague Compliance Management Platform
 
How It All Ties Together Sun Idm Roadshow For Sun
How It All Ties Together Sun Idm Roadshow For SunHow It All Ties Together Sun Idm Roadshow For Sun
How It All Ties Together Sun Idm Roadshow For Sun
 
Casa engl
Casa englCasa engl
Casa engl
 
Most Comprehensive, Updated and Scalable Compliance Management Software Solut...
Most Comprehensive, Updated and Scalable Compliance Management Software Solut...Most Comprehensive, Updated and Scalable Compliance Management Software Solut...
Most Comprehensive, Updated and Scalable Compliance Management Software Solut...
 
Segregation of duties in SAP @ ISACA Pune presentation on 18.4.2015
Segregation of duties in SAP @ ISACA Pune presentation on 18.4.2015 Segregation of duties in SAP @ ISACA Pune presentation on 18.4.2015
Segregation of duties in SAP @ ISACA Pune presentation on 18.4.2015
 
Sap grc-access-control-solution
Sap grc-access-control-solutionSap grc-access-control-solution
Sap grc-access-control-solution
 
Getting beyond compliance and into effective SAM
Getting beyond compliance and into effective SAMGetting beyond compliance and into effective SAM
Getting beyond compliance and into effective SAM
 
El-Paso SOX TestingTraining- June 2007
El-Paso SOX TestingTraining- June 2007El-Paso SOX TestingTraining- June 2007
El-Paso SOX TestingTraining- June 2007
 
Identity and Access Management (IAM)
Identity and Access Management (IAM)Identity and Access Management (IAM)
Identity and Access Management (IAM)
 
Sso security&business tool_2018_issa_infosecsummit_grant_reveal_final
Sso security&business tool_2018_issa_infosecsummit_grant_reveal_finalSso security&business tool_2018_issa_infosecsummit_grant_reveal_final
Sso security&business tool_2018_issa_infosecsummit_grant_reveal_final
 
Identity and Access Management (IAM): Benefits and Best Practices 
Identity and Access Management (IAM): Benefits and Best Practices Identity and Access Management (IAM): Benefits and Best Practices 
Identity and Access Management (IAM): Benefits and Best Practices 
 
Identity Governance: Not Just For Compliance
Identity Governance: Not Just For ComplianceIdentity Governance: Not Just For Compliance
Identity Governance: Not Just For Compliance
 

Similar to LexComply - Regulatory compliance and Risk Management Software

India’s Most Comprehensive Compliance Management software
India’s Most Comprehensive Compliance Management softwareIndia’s Most Comprehensive Compliance Management software
India’s Most Comprehensive Compliance Management software
LexComply
 
Lexplosion Solutions
Lexplosion SolutionsLexplosion Solutions
Lexplosion Solutions
Lexplosion Solutions
 
Control and audit of information System (hendri eka saputra)
Control and audit of information System (hendri eka saputra)Control and audit of information System (hendri eka saputra)
Control and audit of information System (hendri eka saputra)
Hendri Eka Saputra
 
Enterprise Risk Management Solutions
Enterprise Risk Management SolutionsEnterprise Risk Management Solutions
Enterprise Risk Management Solutions
LexComply
 
Corporate Compliance Management
Corporate Compliance ManagementCorporate Compliance Management
Corporate Compliance Management
LexComply
 
Compliance Management Software
Compliance Management SoftwareCompliance Management Software
Compliance Management Software
LexComply
 
Compliance Service Management Solution
Compliance Service Management SolutionCompliance Service Management Solution
Compliance Service Management Solution
Lawrbit Lextech India Private Limited
 
Segregation of Duties Solutions
Segregation of Duties SolutionsSegregation of Duties Solutions
Segregation of Duties Solutions
Ahmed Abdul Hamed
 
Regulatory Compliance Audit Management Solution
Regulatory Compliance Audit Management SolutionRegulatory Compliance Audit Management Solution
Regulatory Compliance Audit Management Solution
Lawrbit Lextech India Private Limited
 
Complinity compliance software
Complinity compliance softwareComplinity compliance software
Complinity compliance software
Gaurav Bhatra
 
Webinar: Trust Exchange for Lenders-PPP Loan Forgiveness Platform
Webinar:  Trust Exchange for Lenders-PPP Loan Forgiveness PlatformWebinar:  Trust Exchange for Lenders-PPP Loan Forgiveness Platform
Webinar: Trust Exchange for Lenders-PPP Loan Forgiveness Platform
Trust Exchange
 
Vendor Compliance Management software
Vendor Compliance Management softwareVendor Compliance Management software
Vendor Compliance Management software
jugnuRana2
 
Steven\' s Skills
Steven\' s SkillsSteven\' s Skills
Steven\' s Skills
SDuhig
 
Contractor Compliance Management Tool
Contractor Compliance Management ToolContractor Compliance Management Tool
Contractor Compliance Management Tool
rahuldawar17
 
Contractor Compliance Management Tool
Contractor Compliance Management ToolContractor Compliance Management Tool
Contractor Compliance Management Tool
uditNarayan54
 
Contractor Compliance Management Tool
Contractor Compliance Management ToolContractor Compliance Management Tool
Contractor Compliance Management Tool
nitinsaraswal
 
Asset Management: Climbing the Asset Maturity Curve
Asset Management: Climbing the Asset Maturity CurveAsset Management: Climbing the Asset Maturity Curve
Asset Management: Climbing the Asset Maturity Curve
Information Services Group (ISG)
 
How to Choose the Right Compliance Management Software for Your Business.pdf
How to Choose the Right Compliance Management Software for Your Business.pdfHow to Choose the Right Compliance Management Software for Your Business.pdf
How to Choose the Right Compliance Management Software for Your Business.pdf
MYND Solution
 
IT Compliance: Shifting from Cost Center to Profit Center
IT Compliance: Shifting from Cost Center to Profit CenterIT Compliance: Shifting from Cost Center to Profit Center
IT Compliance: Shifting from Cost Center to Profit Center
Gary Pennington
 
CoBIT 5 (A brief Description)
CoBIT 5 (A brief Description)CoBIT 5 (A brief Description)
CoBIT 5 (A brief Description)
Sam Mandebvu
 

Similar to LexComply - Regulatory compliance and Risk Management Software (20)

India’s Most Comprehensive Compliance Management software
India’s Most Comprehensive Compliance Management softwareIndia’s Most Comprehensive Compliance Management software
India’s Most Comprehensive Compliance Management software
 
Lexplosion Solutions
Lexplosion SolutionsLexplosion Solutions
Lexplosion Solutions
 
Control and audit of information System (hendri eka saputra)
Control and audit of information System (hendri eka saputra)Control and audit of information System (hendri eka saputra)
Control and audit of information System (hendri eka saputra)
 
Enterprise Risk Management Solutions
Enterprise Risk Management SolutionsEnterprise Risk Management Solutions
Enterprise Risk Management Solutions
 
Corporate Compliance Management
Corporate Compliance ManagementCorporate Compliance Management
Corporate Compliance Management
 
Compliance Management Software
Compliance Management SoftwareCompliance Management Software
Compliance Management Software
 
Compliance Service Management Solution
Compliance Service Management SolutionCompliance Service Management Solution
Compliance Service Management Solution
 
Segregation of Duties Solutions
Segregation of Duties SolutionsSegregation of Duties Solutions
Segregation of Duties Solutions
 
Regulatory Compliance Audit Management Solution
Regulatory Compliance Audit Management SolutionRegulatory Compliance Audit Management Solution
Regulatory Compliance Audit Management Solution
 
Complinity compliance software
Complinity compliance softwareComplinity compliance software
Complinity compliance software
 
Webinar: Trust Exchange for Lenders-PPP Loan Forgiveness Platform
Webinar:  Trust Exchange for Lenders-PPP Loan Forgiveness PlatformWebinar:  Trust Exchange for Lenders-PPP Loan Forgiveness Platform
Webinar: Trust Exchange for Lenders-PPP Loan Forgiveness Platform
 
Vendor Compliance Management software
Vendor Compliance Management softwareVendor Compliance Management software
Vendor Compliance Management software
 
Steven\' s Skills
Steven\' s SkillsSteven\' s Skills
Steven\' s Skills
 
Contractor Compliance Management Tool
Contractor Compliance Management ToolContractor Compliance Management Tool
Contractor Compliance Management Tool
 
Contractor Compliance Management Tool
Contractor Compliance Management ToolContractor Compliance Management Tool
Contractor Compliance Management Tool
 
Contractor Compliance Management Tool
Contractor Compliance Management ToolContractor Compliance Management Tool
Contractor Compliance Management Tool
 
Asset Management: Climbing the Asset Maturity Curve
Asset Management: Climbing the Asset Maturity CurveAsset Management: Climbing the Asset Maturity Curve
Asset Management: Climbing the Asset Maturity Curve
 
How to Choose the Right Compliance Management Software for Your Business.pdf
How to Choose the Right Compliance Management Software for Your Business.pdfHow to Choose the Right Compliance Management Software for Your Business.pdf
How to Choose the Right Compliance Management Software for Your Business.pdf
 
IT Compliance: Shifting from Cost Center to Profit Center
IT Compliance: Shifting from Cost Center to Profit CenterIT Compliance: Shifting from Cost Center to Profit Center
IT Compliance: Shifting from Cost Center to Profit Center
 
CoBIT 5 (A brief Description)
CoBIT 5 (A brief Description)CoBIT 5 (A brief Description)
CoBIT 5 (A brief Description)
 

More from LexComply

Relief For LLP Firms - Settlement Scheme 2020
Relief For LLP Firms - Settlement Scheme 2020Relief For LLP Firms - Settlement Scheme 2020
Relief For LLP Firms - Settlement Scheme 2020
LexComply
 
Professionals Appointed Under Insolvency Bankruptcy Code, 2016 (IBC, 2016)
Professionals Appointed Under Insolvency Bankruptcy Code, 2016 (IBC, 2016)Professionals Appointed Under Insolvency Bankruptcy Code, 2016 (IBC, 2016)
Professionals Appointed Under Insolvency Bankruptcy Code, 2016 (IBC, 2016)
LexComply
 
Public notice ministry of jal shakthi
Public notice   ministry of jal shakthiPublic notice   ministry of jal shakthi
Public notice ministry of jal shakthi
LexComply
 
New Due Dates Of GSTR-3B
New Due Dates Of GSTR-3BNew Due Dates Of GSTR-3B
New Due Dates Of GSTR-3B
LexComply
 
Listed companies for non compliance
Listed companies for non complianceListed companies for non compliance
Listed companies for non compliance
LexComply
 
Litigation Management Solution - LexComply
Litigation Management Solution - LexComplyLitigation Management Solution - LexComply
Litigation Management Solution - LexComply
LexComply
 
Extension of AGM under Companies Act, 2013
Extension of AGM under Companies Act, 2013 Extension of AGM under Companies Act, 2013
Extension of AGM under Companies Act, 2013
LexComply
 
Benami transactions amendment act, 2016
Benami transactions amendment act, 2016Benami transactions amendment act, 2016
Benami transactions amendment act, 2016
LexComply
 
Compliance management software
Compliance management softwareCompliance management software
Compliance management software
LexComply
 
ADHERENCE TO REGULATOTRY COMPLIANCE
ADHERENCE TO REGULATOTRY COMPLIANCEADHERENCE TO REGULATOTRY COMPLIANCE
ADHERENCE TO REGULATOTRY COMPLIANCE
LexComply
 
Are you a compliant start up?
Are you a compliant start up?Are you a compliant start up?
Are you a compliant start up?
LexComply
 
How to Plan Delisting
How to Plan DelistingHow to Plan Delisting
How to Plan Delisting
LexComply
 
INGREDIENT- BASED APPROVAL FOR PROPRIETARY FOODS
INGREDIENT- BASED APPROVAL FOR PROPRIETARY FOODSINGREDIENT- BASED APPROVAL FOR PROPRIETARY FOODS
INGREDIENT- BASED APPROVAL FOR PROPRIETARY FOODS
LexComply
 
STARTUP INDIA - A New Wave to Business
STARTUP INDIA - A New Wave to BusinessSTARTUP INDIA - A New Wave to Business
STARTUP INDIA - A New Wave to Business
LexComply
 
Compliance Management Cycle
Compliance Management CycleCompliance Management Cycle
Compliance Management Cycle
LexComply
 

More from LexComply (15)

Relief For LLP Firms - Settlement Scheme 2020
Relief For LLP Firms - Settlement Scheme 2020Relief For LLP Firms - Settlement Scheme 2020
Relief For LLP Firms - Settlement Scheme 2020
 
Professionals Appointed Under Insolvency Bankruptcy Code, 2016 (IBC, 2016)
Professionals Appointed Under Insolvency Bankruptcy Code, 2016 (IBC, 2016)Professionals Appointed Under Insolvency Bankruptcy Code, 2016 (IBC, 2016)
Professionals Appointed Under Insolvency Bankruptcy Code, 2016 (IBC, 2016)
 
Public notice ministry of jal shakthi
Public notice   ministry of jal shakthiPublic notice   ministry of jal shakthi
Public notice ministry of jal shakthi
 
New Due Dates Of GSTR-3B
New Due Dates Of GSTR-3BNew Due Dates Of GSTR-3B
New Due Dates Of GSTR-3B
 
Listed companies for non compliance
Listed companies for non complianceListed companies for non compliance
Listed companies for non compliance
 
Litigation Management Solution - LexComply
Litigation Management Solution - LexComplyLitigation Management Solution - LexComply
Litigation Management Solution - LexComply
 
Extension of AGM under Companies Act, 2013
Extension of AGM under Companies Act, 2013 Extension of AGM under Companies Act, 2013
Extension of AGM under Companies Act, 2013
 
Benami transactions amendment act, 2016
Benami transactions amendment act, 2016Benami transactions amendment act, 2016
Benami transactions amendment act, 2016
 
Compliance management software
Compliance management softwareCompliance management software
Compliance management software
 
ADHERENCE TO REGULATOTRY COMPLIANCE
ADHERENCE TO REGULATOTRY COMPLIANCEADHERENCE TO REGULATOTRY COMPLIANCE
ADHERENCE TO REGULATOTRY COMPLIANCE
 
Are you a compliant start up?
Are you a compliant start up?Are you a compliant start up?
Are you a compliant start up?
 
How to Plan Delisting
How to Plan DelistingHow to Plan Delisting
How to Plan Delisting
 
INGREDIENT- BASED APPROVAL FOR PROPRIETARY FOODS
INGREDIENT- BASED APPROVAL FOR PROPRIETARY FOODSINGREDIENT- BASED APPROVAL FOR PROPRIETARY FOODS
INGREDIENT- BASED APPROVAL FOR PROPRIETARY FOODS
 
STARTUP INDIA - A New Wave to Business
STARTUP INDIA - A New Wave to BusinessSTARTUP INDIA - A New Wave to Business
STARTUP INDIA - A New Wave to Business
 
Compliance Management Cycle
Compliance Management CycleCompliance Management Cycle
Compliance Management Cycle
 

Recently uploaded

California Carpet Stewardship Program Q1 2024
California Carpet Stewardship Program Q1 2024California Carpet Stewardship Program Q1 2024
California Carpet Stewardship Program Q1 2024
Carpet America Recovery Effort
 
Girls Call Andheri West 9910780858 Provide Best And Top Girl Service And No1 ...
Girls Call Andheri West 9910780858 Provide Best And Top Girl Service And No1 ...Girls Call Andheri West 9910780858 Provide Best And Top Girl Service And No1 ...
Girls Call Andheri West 9910780858 Provide Best And Top Girl Service And No1 ...
margaretblush
 
AI at Work​ The demystification of AI and real-world stories on how to apply ...
AI at Work​ The demystification of AI and real-world stories on how to apply ...AI at Work​ The demystification of AI and real-world stories on how to apply ...
AI at Work​ The demystification of AI and real-world stories on how to apply ...
Auxis Consulting & Outsourcing
 
High Profile Girls Call Bhubaneswar 🎈🔥000XX00000 🔥💋🎈 Provide Best And Top Gir...
High Profile Girls Call Bhubaneswar 🎈🔥000XX00000 🔥💋🎈 Provide Best And Top Gir...High Profile Girls Call Bhubaneswar 🎈🔥000XX00000 🔥💋🎈 Provide Best And Top Gir...
High Profile Girls Call Bhubaneswar 🎈🔥000XX00000 🔥💋🎈 Provide Best And Top Gir...
dimplekumaridk322
 
TEST BANK For Auditing & Assurance Services A Systematic Approach, 12th Editi...
TEST BANK For Auditing & Assurance Services A Systematic Approach, 12th Editi...TEST BANK For Auditing & Assurance Services A Systematic Approach, 12th Editi...
TEST BANK For Auditing & Assurance Services A Systematic Approach, 12th Editi...
kevinkariuki227
 
How Do Flange Adapters Work and Why Are They Essential?
How Do Flange Adapters Work and Why Are They Essential?How Do Flange Adapters Work and Why Are They Essential?
How Do Flange Adapters Work and Why Are They Essential?
Texas Flange
 
Qatar Airways Kuwait Office.pdf.........
Qatar Airways Kuwait Office.pdf.........Qatar Airways Kuwait Office.pdf.........
Qatar Airways Kuwait Office.pdf.........
anissageorge9890
 
New Girls Call Mumbai 9910780858 Provide Best And Top Girl Service And No1 in...
New Girls Call Mumbai 9910780858 Provide Best And Top Girl Service And No1 in...New Girls Call Mumbai 9910780858 Provide Best And Top Girl Service And No1 in...
New Girls Call Mumbai 9910780858 Provide Best And Top Girl Service And No1 in...
44annissa
 
United Kingdom's Real Estate Mogul: Newman George Leech's Impact on the Swiss...
United Kingdom's Real Estate Mogul: Newman George Leech's Impact on the Swiss...United Kingdom's Real Estate Mogul: Newman George Leech's Impact on the Swiss...
United Kingdom's Real Estate Mogul: Newman George Leech's Impact on the Swiss...
Newman George Leech
 
Test Bank For Principles Of Cost Accounting, 17th Edition Edward J. Vander...
Test Bank For Principles Of Cost Accounting, 	  17th Edition Edward J. Vander...Test Bank For Principles Of Cost Accounting, 	  17th Edition Edward J. Vander...
Test Bank For Principles Of Cost Accounting, 17th Edition Edward J. Vander...
kevinkariuki227
 
STRATEGY TO OVERCOME CURRENT PROBLEMS AT MTC.pptx
STRATEGY TO OVERCOME CURRENT PROBLEMS AT MTC.pptxSTRATEGY TO OVERCOME CURRENT PROBLEMS AT MTC.pptx
STRATEGY TO OVERCOME CURRENT PROBLEMS AT MTC.pptx
ImranTabish1
 
Chief Compliance Officer Leadership Vision 2024 Report
Chief Compliance Officer Leadership Vision 2024 ReportChief Compliance Officer Leadership Vision 2024 Report
Chief Compliance Officer Leadership Vision 2024 Report
Compliance Vision
 
Look at our July library display on Mining
Look at our July library display on MiningLook at our July library display on Mining
Look at our July library display on Mining
NZSG
 
Girls Call Vashi 9910780858 Provide Best And Top Girl Service And No1 in City
Girls Call Vashi 9910780858 Provide Best And Top Girl Service And No1 in CityGirls Call Vashi 9910780858 Provide Best And Top Girl Service And No1 in City
Girls Call Vashi 9910780858 Provide Best And Top Girl Service And No1 in City
77sayre
 
ابي شي %10 مضمون ينزل الجنين واتس 00966583759617
ابي شي %10 مضمون ينزل الجنين واتس 00966583759617ابي شي %10 مضمون ينزل الجنين واتس 00966583759617
ابي شي %10 مضمون ينزل الجنين واتس 00966583759617
حبوب الاجهاض سايتوتك للبيع في الامارات cytotec واتس 00966583759617
 
EN_Chinese-Automotive-in-SEA-Vero-White-Paper_2023.pdf
EN_Chinese-Automotive-in-SEA-Vero-White-Paper_2023.pdfEN_Chinese-Automotive-in-SEA-Vero-White-Paper_2023.pdf
EN_Chinese-Automotive-in-SEA-Vero-White-Paper_2023.pdf
ivanparu86
 
STEPIC Innovations 2026 futurism publications
STEPIC Innovations 2026 futurism publicationsSTEPIC Innovations 2026 futurism publications
STEPIC Innovations 2026 futurism publications
mcynthus
 
Maximise your Business Potential: Annual Planning Workshop
Maximise your Business Potential: Annual Planning WorkshopMaximise your Business Potential: Annual Planning Workshop
Maximise your Business Potential: Annual Planning Workshop
chris908327
 
Business Model Canvas for Successful Business
Business Model Canvas for Successful BusinessBusiness Model Canvas for Successful Business
Business Model Canvas for Successful Business
SuganthiPrakash1
 
Standard Operating Procedure for Digital Marketing
Standard Operating Procedure for Digital MarketingStandard Operating Procedure for Digital Marketing
Standard Operating Procedure for Digital Marketing
Dipendra Prasad Poudel
 

Recently uploaded (20)

California Carpet Stewardship Program Q1 2024
California Carpet Stewardship Program Q1 2024California Carpet Stewardship Program Q1 2024
California Carpet Stewardship Program Q1 2024
 
Girls Call Andheri West 9910780858 Provide Best And Top Girl Service And No1 ...
Girls Call Andheri West 9910780858 Provide Best And Top Girl Service And No1 ...Girls Call Andheri West 9910780858 Provide Best And Top Girl Service And No1 ...
Girls Call Andheri West 9910780858 Provide Best And Top Girl Service And No1 ...
 
AI at Work​ The demystification of AI and real-world stories on how to apply ...
AI at Work​ The demystification of AI and real-world stories on how to apply ...AI at Work​ The demystification of AI and real-world stories on how to apply ...
AI at Work​ The demystification of AI and real-world stories on how to apply ...
 
High Profile Girls Call Bhubaneswar 🎈🔥000XX00000 🔥💋🎈 Provide Best And Top Gir...
High Profile Girls Call Bhubaneswar 🎈🔥000XX00000 🔥💋🎈 Provide Best And Top Gir...High Profile Girls Call Bhubaneswar 🎈🔥000XX00000 🔥💋🎈 Provide Best And Top Gir...
High Profile Girls Call Bhubaneswar 🎈🔥000XX00000 🔥💋🎈 Provide Best And Top Gir...
 
TEST BANK For Auditing & Assurance Services A Systematic Approach, 12th Editi...
TEST BANK For Auditing & Assurance Services A Systematic Approach, 12th Editi...TEST BANK For Auditing & Assurance Services A Systematic Approach, 12th Editi...
TEST BANK For Auditing & Assurance Services A Systematic Approach, 12th Editi...
 
How Do Flange Adapters Work and Why Are They Essential?
How Do Flange Adapters Work and Why Are They Essential?How Do Flange Adapters Work and Why Are They Essential?
How Do Flange Adapters Work and Why Are They Essential?
 
Qatar Airways Kuwait Office.pdf.........
Qatar Airways Kuwait Office.pdf.........Qatar Airways Kuwait Office.pdf.........
Qatar Airways Kuwait Office.pdf.........
 
New Girls Call Mumbai 9910780858 Provide Best And Top Girl Service And No1 in...
New Girls Call Mumbai 9910780858 Provide Best And Top Girl Service And No1 in...New Girls Call Mumbai 9910780858 Provide Best And Top Girl Service And No1 in...
New Girls Call Mumbai 9910780858 Provide Best And Top Girl Service And No1 in...
 
United Kingdom's Real Estate Mogul: Newman George Leech's Impact on the Swiss...
United Kingdom's Real Estate Mogul: Newman George Leech's Impact on the Swiss...United Kingdom's Real Estate Mogul: Newman George Leech's Impact on the Swiss...
United Kingdom's Real Estate Mogul: Newman George Leech's Impact on the Swiss...
 
Test Bank For Principles Of Cost Accounting, 17th Edition Edward J. Vander...
Test Bank For Principles Of Cost Accounting, 	  17th Edition Edward J. Vander...Test Bank For Principles Of Cost Accounting, 	  17th Edition Edward J. Vander...
Test Bank For Principles Of Cost Accounting, 17th Edition Edward J. Vander...
 
STRATEGY TO OVERCOME CURRENT PROBLEMS AT MTC.pptx
STRATEGY TO OVERCOME CURRENT PROBLEMS AT MTC.pptxSTRATEGY TO OVERCOME CURRENT PROBLEMS AT MTC.pptx
STRATEGY TO OVERCOME CURRENT PROBLEMS AT MTC.pptx
 
Chief Compliance Officer Leadership Vision 2024 Report
Chief Compliance Officer Leadership Vision 2024 ReportChief Compliance Officer Leadership Vision 2024 Report
Chief Compliance Officer Leadership Vision 2024 Report
 
Look at our July library display on Mining
Look at our July library display on MiningLook at our July library display on Mining
Look at our July library display on Mining
 
Girls Call Vashi 9910780858 Provide Best And Top Girl Service And No1 in City
Girls Call Vashi 9910780858 Provide Best And Top Girl Service And No1 in CityGirls Call Vashi 9910780858 Provide Best And Top Girl Service And No1 in City
Girls Call Vashi 9910780858 Provide Best And Top Girl Service And No1 in City
 
ابي شي %10 مضمون ينزل الجنين واتس 00966583759617
ابي شي %10 مضمون ينزل الجنين واتس 00966583759617ابي شي %10 مضمون ينزل الجنين واتس 00966583759617
ابي شي %10 مضمون ينزل الجنين واتس 00966583759617
 
EN_Chinese-Automotive-in-SEA-Vero-White-Paper_2023.pdf
EN_Chinese-Automotive-in-SEA-Vero-White-Paper_2023.pdfEN_Chinese-Automotive-in-SEA-Vero-White-Paper_2023.pdf
EN_Chinese-Automotive-in-SEA-Vero-White-Paper_2023.pdf
 
STEPIC Innovations 2026 futurism publications
STEPIC Innovations 2026 futurism publicationsSTEPIC Innovations 2026 futurism publications
STEPIC Innovations 2026 futurism publications
 
Maximise your Business Potential: Annual Planning Workshop
Maximise your Business Potential: Annual Planning WorkshopMaximise your Business Potential: Annual Planning Workshop
Maximise your Business Potential: Annual Planning Workshop
 
Business Model Canvas for Successful Business
Business Model Canvas for Successful BusinessBusiness Model Canvas for Successful Business
Business Model Canvas for Successful Business
 
Standard Operating Procedure for Digital Marketing
Standard Operating Procedure for Digital MarketingStandard Operating Procedure for Digital Marketing
Standard Operating Procedure for Digital Marketing
 

LexComply - Regulatory compliance and Risk Management Software

  • 1. © RSJ Lexsys Pvt Ltd Strictly Confidential, no further circulation allowed without permission India’s Most Comprehensive Compliance Management Solution #RethinkCompliance with
  • 2. Challenges in Managing Compliance Ecosystem..!!! Business Complexities, legislative changes, dependencies on external vendors have increased need for a robust system © RSJ Lexsys Pvt Ltd. All Rights Reserved2 LOREM IPSUM 1 2 3 4 Applicability of law changes with every small change in nature of company, business, locations, employees, etc. Keeping a tab on all such of all laws across ecosystem in the prime need. Compliance Management Non Core worry of CXOs DIRECT COMPLIANCE With businesses increasingly outsourcing their core and non core activities, the compliance requirement from 3rd party operations becomes and important aspect to be handled 3RD PARTY COMPLIANCE Every major corporate action impacts the compliance requirement under various acts applicable through direct or 3rd party operations INTER DEPARTMENTAL COMPLIANCE With operations spreading across geographies, no service providers are fully equipped to fulfill all compliance requirements in fast changing legal environment EVOLVING LEGAL ENVIRONMENT With most complex compliance environment; none of the widely adopted technology solutions give guidance to manage end to end compliance requirement across ecosystem while highlighting risks arises out of any non compliance
  • 3. The Changing Governance Landscape Recent Changes in The Companies Act have brought in a compelling need be watchful of compliance obligations © RSJ Lexsys Pvt Ltd. All Rights Reserved3 Sec 204, Companies Rules 2014 Secretarial Audit Report mandatory for: • Every listed company and • Public company with > INR 50 Crore paid-up capital • Public company with > INR 250 Crore turnover Clause 49 (II/D/3) Board is to periodically review the compliance reports of all laws applicable to a company as well as the steps taken by it to rectify instances of noncompliance. Section 205 (1) The Company Secretary shall report to BoD, status of compliances under all applicable laws. Section 134 (5d) BoDs to declare following in Directors’ Report : • Devised proper systems to ensure compliance with provisions of all applicable laws • Ensured such systems were adequate and operating effectively Increased Penalties for Non Compliance • Company: Min - INR 50,000; Max - INR 25,00,000 • Officer in Default: INR 50,000 to INR 500,000 or Imprisonment or both • PCS who wrongly certifies: Min fine - INR 1,00,000; Max - INR 500,000 The Companies Act 2013 have brought in many changes in contrast with Companies Act 1956. The reporting and responsibility matrix have not only been clearly defined, the penal provisions have become more stringent.
  • 4. Proposed Solution - Lexcomply Manage regulatory risks across ecosystem through Single application
  • 5. © RSJ Lexsys Pvt Ltd. All Rights Reserved5 State & Central Acts 340+ Unique Compliance 17,000+ Corporate Actions 950+ Acts & Compliance Libraries Type of Acts Covered Secretarial, Taxation, HR & Labour, SEBI, Industrial, Legal Metrology, Environment, S&E, FSSAI, IRDA, Private Security, Import & Export, Fire & Safety, SEZ, FDI, Info Technology, TRAI, Trade Mark, ECB, Finance, BIS, Competition, Industry Specific & Many More.. Compliance Filing Forms 2,500+ Act Related Docs 7,000+ Legislative Updates 3,000+ One Time Recurring Event Base On-Going Compliance Categories Monetary Impact of Non Compliance Imprisonment Operational High Medium Low Criticality Levels Proactive Risk Management Solution Overview - Compliance Management India’s Most Comprehensive Compliance Management Solution having detailed coverage of every compliance
  • 6. Key Features - Compliance Management Users level controls, flexibilities to map group companies, vendors, service providers, contractors & many more. © RSJ Lexsys Pvt Ltd. All Rights Reserved6 • Bring compliance ecosystem together • Internal & External stakeholders • Vendors, Service Providers • Define & Map compliance Owner, Approver, HOD & Management Users • Reallocate responsibilities on role change, attritions, long leaves • Auto populated Compliance calendar for current & upcoming fiscal • Get mail reminders before due date • Auto generated check cycles : • Event base compliance - Fortnight • On-going compliance - Monthly • Report adherence of compliance, add documentary proofs, date, remarks & next actionable • Approver to approver / reject basis merit • Audit trails of changes in reported compliance • Centralized library of acts & rules • Comprehensive compliance coverage • Key details - Applicability, Definition, Exemption, Penal Provision, web-link, Filing Forms, Business Criticality, etc • Event Based Compliance • Integrated library helps identify impact across all applicable acts • Pre and post event compliance • Auto allocation of compliance to relevant users Know Your Compliance Map Responsibilities Report Adherence • Legislative Updates • Team to track & update changes • Refers 200+ websites & other sources • Compliance changes and addition auto updated • Auto Notification to users on change in filing date & new compliance • Historical updates & notification copy • User training & handholding • Quality assessment services • Flexibility to add single location to large group with multiple entities & locations • Store & retrieve documents & compliance reports for multiple years • Role Base Access controls • Hosted @ Tier-4 data centre • Disaster Recovery & BCP enabled • Quarterly Security Audits of application • HTML-5 Enable– Access through Mobile • Continuous technology update • Analytical dashboard • Drill down & download option • Real time reports on 15 parameters – know compliance status by: • Entity / Location / Department • Act / User / Approver • Status / Criticality, etc • Automate reports for key users with relevant coverage at set frequency • Access for Auditors, Directors, CEO, CFO Management Control On-Going Support Scalable Architecture
  • 7. Implementation Methodology..!!! Unique Methodology of identifying compliance not applicable from the universe ensures no compliances are missed
  • 9. Corporate Brief & Team Gaurav Jain (Founder) • Manages innovation, client services • 16+ years experience as Company Secretary • Worked on consulting assignments with 500+ Corporates on Corporate Law Compliance, Due Diligence, FIPB, VC Funding, JV’s, etc. Founding members…!!! Thomas Abraham (Co-Founder) • Drives strategic initiatives • 30+ years of experience across FinTech, Publishing, Telecom & IT • Worked with global leadership teams as MD of Wolters Kluwer and Sage Jyant Kohli (Co-Founder) • Manages Expansion & Partnerships • 15+ years industry experience • ExADP,ThomsonPrometric,Manipal,Polaris,etc. • Customer focused with strong understanding of various Indian markets Pooja Agarwal (Co-Founder) • Responsible for content creation & finance • ICSI, ICAI, IFRS Compliance Professional • 14+ Years of consulting experience in Corporate Law Compliance. Ajay Relan • Invested personal capital • 40+ years experience in investment & financial services. • Founder & Chairman CX Partners • Ex MD Citi Ventures, many more… Key Investor..!!! • Offshoot of RSJ Professionals, a Corporate Advisory Firm servicing 500+ Clients since 2007 • Incorporated in Feb, 2015; headquartered in Delhi • 30+ Member team of young professionals • Team comprises of Company Secretaries, Lawyer, CAs, MBAs & IT professionals • Strong Partner ecosystem across India for Implementation, Client Engagements & On-going support We believe complying to laws not only reduces risk but also reflects commitment to safeguard stakeholder’s interests
  • 10. Flexibility to implement single solution & plug in others with dedicated hosting environment on Tier IV Data Centre © RSJ Lexsys Pvt Ltd. All Rights Reserved10 Confidentiality & Security Internal & External Users Access & Identity Configure Multi entity Availability & Performance Compliance Management IFC & Risk Management Litigation Management Premium Act & Compliance Library Real Time Legal Updates Compliance Calendars Responsibility Matrix Event, On-going, Date Based Dept. wise - Cases & Notices Case records & Documents PAN India courts listed Contingent Liability & Losses Collaboration, Reminders Risk , Control & Audit Finds Common Global Platform Multi level controls & audit Testing and Evaluations Report adherence with proof Status & Gap Reports - User, Department, Act, Control, Case, Location, Status wise Automated & Ad-hoc Reports, Management Dashboards Advisory Portals Solution Portfolio - Integrated GRC Suite
  • 11. www.lexcomply.com www.registrationsandapprovals.com | www.mycorporatedecision.com info@lexcomply.com | +91 11 41057103 | +91 99991 22616 Key Partners 70+ Corporate Clients Key Clients & Partners..!!! They trusted in our passion & commitment to create a better world that’s organized and committed to be compliant..!!!