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SARVAJANIK EDUCATION SOCIETY
SARVAJANIK COLLEGE OF ENGINEERING & TECHNOLOGY
SURAT affiliated with
Gujarat Technological University
AHMEDABAD
P. G. CENTER IN
FACULTY OF CIVIL ENGINEERING
Report on
“COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT”
In the partial fulfilment of the requirement for the award of degree of
MASTER OF ENGINEERING (TOWN AND COUNTRY PLANNING) – I
SEMESTER – II
Under the subject of
DISASTER MANAGEMENT
(Course code: 3700002)
Prepared by:
YASH SHAH
(ENROLLMENT NO: - 190420748027)
M. E. (TCP) – I, Semester – II
Under the guidance of
Prof. Himanshu J. Padhya
Associate Professor, FCE, SCET
Prof. Zarna H. Gandhi
Ad- hoc Assistant Professor, FCE, SCET
(MAY, 2020)
Faculty of Civil Engineering
SARVAJANIK COLLEGE OF ENGINEERING AND TECHNOLOGY,
SURAT
(2019 - 20)
DECLARATION
I hereby declare that the work being presented in this Report on “COMMUNITY
PARTICIPATION IN DISASTER MANAGEMENT” by YASH SHAH
Semester – II, ME (Town & Country Planning) - I bearing Enrolment No. :
190420748027 respectively submitted to the Faculty of Civil Engineering at
Sarvajanik College of Engineering and Technology, Surat; is an authentic record
of our own work carried out during the period of even semester 2019-2020 under
the supervision of Associate Prof. Himanshu J. Padhya and Ad-hoc Assistant
Prof. Zarna H. Gandhi.
NAME ENROLLMENT
NUMBER
SIGN
YASH SHAH 190420748027
Faculty of Civil Engineering
SARVAJANIK COLLEGE OF ENGINEERING AND TECHNOLOGY,
SURAT
(2019-20)
CERTIFICATE
This is to certify that Graduate Report entitled “COMMUNITY
PARTICIPATION IN DISASTER MANAGEMENT” is presented under the
Course work of DISASTER MANAGEMENT (Course code: 3700002) and
report is submitted by YASH SHAH (Enrolment No: 190420748027) of 2nd
Semester for partial fulfilment of requirement for the degree of MASTER OF
ENGINEERING IN TOWN & COUNTRY PLANNING of Sarvajanik College
of Engineering and Technology, Surat during the academic year 2019-2020.
______________________ ____________________ ______________________
Prof. Himanshu J. Padhya Prof. Zarna H. Gandhi Prof. (Dr.) Pratima A. Patel
Associate Ad-hoc Assistant Faculty & Head
Professor (FCE) Professor (FCE) Faculty of Civil Engineering
External Examiner
Date: _____________
Place: _____________
DISASTER MANAGEMENT (3700002) 2019-20
COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | I
Table of Contents
1. INTRODUCTION................................................................................................................... 1
1.1 Context and Rationale...................................................................................................... 2
1.2 Purpose............................................................................................................................. 3
2. COMMUNITY BASED DISASTER MANAGEMENT........................................................ 4
2.1 Overview of Community-Based Disaster Management (CBDM) ................................... 4
2.2 Community based Disaster Preparedness ........................................................................ 5
2.3 Why is it Necessary?........................................................................................................ 6
2.4 Components of CBDP...................................................................................................... 7
2.5 Mechanisms for Community Participation ...................................................................... 7
3. PREPARATION AND PROCESS OF COMMUNITY-BASED DISASTER
MANAGEMENT PLANS FOR COMMUNITY RESILIENCE. .................................................. 8
4. ENGAGING COMMUNITIES IN NEEDS ASSESSMENT, PLANNING
IMPLEMENTATION AND MONITORING .............................................................................. 11
4.1 Needs Assessments ........................................................................................................ 11
4.2 Participatory Recovery Planning.................................................................................... 11
4.3 Participatory Implementation......................................................................................... 12
5. CASE STUDY: THE ROLE OF CIVIL SOCIETY IN TAMIL NADU’S RECOVERY
FROM THE ASIAN TSUNAMI.................................................................................................. 13
6. CONCLUDING REMARK:.................................................................................................. 14
REFERENCES ............................................................................................................................. 15
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1. INTRODUCTION
The government alone cannot and will not be able to manage and handle all types of disasters with
its machinery without active participation by the people of any country, according to a common
theory given by policy makers, experts, and professionals. Failures of topdown effective disaster
management approach to reduce risks from of disasters land evidence to this notion. As a
consequence, numerous scholars and stakeholders feel that it is high time to adopt a new strategy
that will involve vulnerable people directly in planning and implementation of mitigation,
preparedness, response, and recovery measures. This is because communities are the best judges
of their own vulnerability and are capable of making the best decisions regarding their well-being.
This philosophy involves local level people, leaders and community to provide necessary services
and logistics to the victims during and after the disaster. Such a strategy has been encouraged both
in the developed and the developing countries and launched on Community- Based Disaster
Management (CBDM) strategy.
Disaster recovery needs to ensure people’s ability to participate in, negotiate with, influence,
control and hold accountable the institutions that affect their lives during the recovery process. In
this manner, people-centered recovery programmes respond to the needs and priorities of affected
communities, build on their knowledge, skills and capacities, are more culturally appropriate,
ensure ownership and empowerment, and have a much better prospect for success.
Participation can also enhance the effectiveness and results of post-disaster recovery. Engaging
people and their communities helps to improve the delivery and quality of recovery services,
enhances social inclusion, and brings greater transparency and accountability.
Other important benefits of community participation in recovery and development processes that
have been documented include:
 Brings diverse stakeholders together under a common goal and shared process
 Increases participation in decision-making
 Increases the inclusion of often marginalized population groups
 Increases the legitimacy of the recovery process itself
 Builds on local resources, both human and material
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1.1 Context and Rationale
A community may be understood as a group of people living in the same place or having a
particular characteristic in common, such as a common culture, value system, interests, etc. In
these Guidelines, community participation refers to the participation of people affected by the
disaster who may be involved in post-disaster recovery processes at the most local community
level, as well as at the parish, district, provincial or sub-regional levels.
One of the fundamental bases for community driven participation in post-disaster recovery is the
human right to participate. An essential principle within the international human rights framework
is that each and every person has the right to participate in, contribute to and enjoy development
in which human rights and fundamental freedoms can be realized. This is reflected in the United
Nations Common Understanding on the Human Rights-based Approach (HRBA), recognized in
2003 by the Agencies of the United Nations system.
These Guidelines build on and promote the above principles, and they are in line with the same
vision of community participation and citizen engagement that is recognized in the three landmark
global agreements signed in 2015
1) The Sendai Framework for Disaster Risk Reduction :-
The Sendai Framework for Disaster Risk Reduction 2015-2030 calls for a whole-of society
approach to disaster risk reduction (DRR). It encourages governments to seek the active
contribution of relevant stakeholders including women, children and youth, persons with
disabilities, poor people, migrants, indigenous peoples, volunteers, the community of practitioners,
and older persons when shaping and implementing DRR policies, plans and standards
2) The Paris Climate Agreement:-
The Paris Climate Agreement affirms “the importance of education, training, public awareness,
public participation, public access to information and cooperation at all levels on the matters
addressed in this Agreement”. The UNFCCC similarly calls for public participation in addressing
climate change, and in developing adequate responses to ensure that people “are accorded a role
in the activities and decision making processes that directly impact on their lives and wellbeing”.
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3) The Sustainable Development Goals (SDGs):-
The Sustainable Development Goals have as a recurring and overarching objective “leaving no
one behind”. Marginalized people and communities are understood as rights-holders who need to
be involved and engaged in efforts to claim their rights. Women and girls, people in rural areas,
indigenous peoples, ethnic and linguistic minorities, people with disabilities, migrants, gender and
sexual minorities, the young and aged are often disproportionate among those left behind. With
the adoption of the SDGs, 193 United Nations Member States pledged to “endeavor to reach the
furthest behind first”.
The approach seeks communities at risk to get engaged in all of its phases: prevention, mitigation,
preparedness, response, and recovery. In order to build disaster resilient communities, they need
to be empowered first so that community members can cope with the adverse effects of natural
hazards. This is the most effective approach to achieving sustainability in dealing with natural
disaster risks.
1.2 Purpose
The main purpose of these Guidelines for Community Participation in Disaster Recovery is to
provide some guidance to Governments, United Nations agencies, International NGO’s, the
Private Sector and other stakeholders on how to engage communities in every step of the recovery
process. Ultimately the aim is to improve the quality of post-disaster recovery by promoting the
active involvement of people and their communities, from the post-disaster needs assessment, to
recovery planning, implementation, monitoring and evaluation.
To achieve this, the Guidelines are designed to be practical and action-oriented, providing a variety
of case studies that exemplify how community driven participatory approaches have been
implemented across a number of countries facing disasters.
Gujarat State Disaster Management Authority is carrying out various community-based
programmers to establish disaster prevention as an essential component of sustainable
development. Its activities include improvement of the safety levels of core community facilities
such as schools; dissemination of best practices in disaster risk management at the community
level; and formulation of integrated programmers for sustainable development through disaster
risk management programmer initiatives.
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2. COMMUNITY BASED DISASTER MANAGEMENT
2.1 Overview of Community-Based Disaster Management (CBDM)
CBDM initiates a process involving sequential stages that can be operationalized to reduce disaster
risk. Processes of CBDM are guided by principles of subsidiarity, economies of scale, equity,
heterogeneity, and public accountability. The different stages in CBDM are disaster/vulnerability
risk assessment, risk reduction planning, early warning systems, post-disaster relief, and
participatory monitoring and evaluation.
CBDM by its very nature demands a decentralized bottoms-up approach with intensive, micro
interventions at the local Panchayats, ward or village level with the intention of generating
confidence, awareness, knowledge, partnership, and ownership for planning and rolling out local
disaster management plans encompassing all levels of disaster management continuum.
Equity and inclusion of marginalized segments of the society and bringing the vulnerable groups
to the center stage of planning and implementation of the CBDM have to be prioritized to make
the programme participatory and inclusive. Disasters affect the entire community.
However, persons with disability, women and children, underprivileged, older persons, and
pregnant women need special attention at the programme implementation level. Such rights and
human dignity based inclusive ethos created by such programmes will empower communities and
display resilience in times of crisis.
Capacity building and training of community volunteers is the mainstay of community-based
disaster management since they are the first responders. Considering a large number of
stakeholders and community representatives that need to be sensitized and trained, it is important
that capacity building and training interventions be meticulously planned for the purpose of
CBDM. CBDM should converge with existing mainstream, institutional mechanisms, and social
welfare delivery programmes to make it holistic, costeffective, multi-dimensional and community-
centric.
The 73rd and 74th constitutional amendments recognize Panchayati Raj institutions as “institutions
of self and government”. They were put in place to decentralize and devolve financial and
administrative powers through a tiered structure from the district downwards right up to the Gram
Sabha level. In the case of urban self-government, devolution has to be brought up to the ward
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level. The paradigm of CBDM is entirely in keeping with this constitutional recognition of the
importance of decentralization and devolution of powers and extends it to the arena of disaster
management.
These local bodies can be effective instruments in tackling disasters through a variety of
mechanisms such as: hazard, vulnerability and capacity assessments, disaster management
planning, early warning system, relief distribution, providing shelter to the victims, medical
assistance, etc. The elected representatives of these local bodies are the key stakeholders through
whom effective participation and ownership by local communities can be achieved in CBDM.
2.2 Community based Disaster Preparedness
Preparedness to face disasters is required at all levels right from the household to the State
Government to minimize the impact of disasters. The Government cannot reach out immediately
to each and every household/village at the time of disaster.
The community is the first responder of any disaster and develops some traditional coping
mechanisms to reduce their vulnerabilities. Such communities living in a common territory
comprise of women, men, elders, students, teachers and children. There can be recognized as
RWAs, resettlement colonies, BPL houses, villages, wards, slums, juggle etc. where people of
different social and economic background live together. These people are also responsible for their
peace, prosperity, and protection. The involvement of the community is the key factor in any
disaster preparedness. The participation of the community is vital to sustain the activities of
rebuilding the shattered community life.
Community- Based Disaster Preparedness is:
- A response mechanism to save life, livelihood, livestock, and assets with available resources
within the community, which should
- Lead to multi-pronged development interventions to address the root cause of vulnerability, and
to a self-reliant disaster-proof community.
In order to generate preparedness and response within the people, Community Based Disaster
Preparedness Plans (CBDP) has to be developed in all the vulnerable areas of Gujarat. A CBDP is
a list of activities a community decides to follow to prevent loss of life, livelihoods, and property
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in case of a disaster. It also identifies well in advance, actions to be taken by individuals in the
community so that each one is aware of his/ her responsibilities when an emergency warning is
received. The plans involve training to the community to make them aware of disaster
preparedness and make them responsible to protect themselves during and post disasters.
2.3 Why is it Necessary?
In early times there were only natural disasters causing destruction to the human lives, livelihood,
and property. But the fast development of physical infrastructure and technological advancement
have also raised frequency and types of the disasters. Manmade (fire, chemical fire, bomb blasts,
road accidents) and biological disasters (epidemics, SARS) are the unintended consequences of
the present era of technology. In fact, the destruction caused by the disasters is almost
unrecoverable and unmanageable until a very long time. The reasons for such severe results are
unawareness and carelessness in constructing building structures, unplanned use of land, misuse
of chemicals and biotechnology etc. For example, the 6.9 richer scale earthquake in Kutch has
caused a massive loss of lives, livelihood, and property that is almost unrecoverable. It has been
realized that the community as an institution is the most powerful among the entire mechanism of
disaster administration. In the event of actual disasters, the community if well aware of the
preventive actions and preparedness measures to be undertaken, can substantially reduce the
damage caused by disasters. The efforts of the people in taking initiatives in protecting their lives
and properties can be seen in areas where the CBDP process has been established.
The purpose of the manual is to aid facilitators from various governmental, nongovernmental and
community-based organizations (CBOs) to facilitate and provide support to the community
members in preparing their own community/neighborhood/village disaster management plans
(CDMPs) For bringing about ownership for sustainability of the process, efforts have to be made
to ensure maximum participation of all sections of the community irrespective of class, caste, sex,
and occupation.
A brief meeting should be held to sensitize the prominent members of that community to the DRM
Program. Gaining support and confidence of respected members of the community is important
for community mobilization. Thereafter, meetings can be held in the Community/
Neighborhood/Village depending on the convenience and availability of community for preparing
CBDP Plan.
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2.4 Components of CBDP
The Components of any CBDP Plan necessarily include:
1. Community Profile: This includes the community characteristics including its physical,
administrative, geographic, demographic, socio economic, and infrastructure profile. Its
development position and the context upon which disaster will impact the area, should also
be included in the profile.
2. Resource Inventory: Involves analyzing the local resources available within the
community, which can be harnessed and enhanced for disaster preparedness and response.
It shall include a listing of trained manpower, livelihood activities, health, education, water,
sanitation, electricity, communications, and transport facilities. It shall also include
information a local committee task forces and emergency directory.
3. Risk map through Community Maps: This shall include the Open spaces, Medical
Facilities, Communication Facilities, Transportation Facilities, Water Facilities,
Temporary Shelters, Sanitation Facilities, and Search and Rescue Operation facilities.
4. Future Mock drill: this is a list of dates when the periodic mock drill in the community will
be conducted.
5. Final community plan: a one-page pamphlet detailing out the main CBDP components.
2.5 Mechanisms for Community Participation
There are numerous mechanisms that can be used for community participation in disaster recovery
processes. It is a set of six mechanisms that are strategic and effective in fostering, supporting and
strengthening the participation of communities and their citizens.
1. Information and communication
2. Participatory consultations
3. Incentives to participation
4. Integrating communities into decision-making processes
5. Empowering local actors and civil society
6. The participation of disadvantaged groups
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3. PREPARATION AND PROCESS OF COMMUNITY-BASED DISASTER
MANAGEMENT PLANS FOR COMMUNITY RESILIENCE.
The logic behind the Community based Disaster Preparedness plans is to involve communities in
identifying and mapping their own hazards, vulnerable sections, resources available, and safe
evacuation routes. Therefore, the planning process has been divided into three major sections.
• Identification of Community unit and preparation of Community Profile
• Preparation of Community map showing vulnerable areas, resources, and evacuation
routes
• Preparation of Taskforces, Committees, and Emergency Response Team.
The plan should have made by members of the community irrespective of class, creed, sex and
occupational status, supported and facilitated by Community representatives, Local NGOs,
Volunteers, and Government officials. The facilitators should have the skills to motivate the
community, conduct the meetings and encourage as participatory an approach as possible.
STEP 1: COLLECTION OF BASIC INFORMATION AND IDENTIFICATION OF A
LOGICAL UNIT
Before starting with the planning process the facilitator should get prior idea about few logistics
related to population, economic conditions, and area of the target community. This information
would be helpful to decide the number of a logical unit for that area. For example, if the community
is comprised of a high density of population or large area, then preparing a single plan for the
entire community may not be a desirable solution. In such cases, the community can be divided
into two or more parts depending upon convenience for implementation. Similarly, if the case is
opposite and the community identified is very small, a single plan may be good enough.
STEP 2: ORGANIZING COMMUNITY MEETING BY INFORMING MOST OF THE
COMMUNITY PEOPLE
A meeting should be organized with the community representatives on a convenient date and
venue so that most of the community members could be involved in the planning process.
Community representatives and plan facilitators should make sure that the target community has
prior information about the meeting.
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The information can be sent through notice circulation, display of notice on notice boards,
distributing pamphlets, and announcing in a general body meeting. Gram Sabhas could be
convenient vehicles for information dissemination. It would also be preferable to conduct the
meetings after 6:00 pm after the work hours, for maximum participation of the villagers.
STEP 3: PREPARATION OF COMMUNITY PROFILE
In any planning process first and foremost step is to collect the baseline information about the
community. Population characteristics, Socio economic characteristics, and Physical
characteristics are the important aspects of about the selected area.
Such information helps in analyzing socio-economic conditions of the area and enables to figure
out the level of vulnerability.
Population characteristics include approximate information about a total number of families. The
total population should be divided into, male population, female population, children, and disabled
cases further.
Physical Characteristics involves collection of information of the area, land use, soil type, and land
holding pattern.
Housing typology includes the type of housing, mode of construction, flatted or single houses etc.
Economic characteristics include major income groups and type of prominent economic activity
in which the community is engaged.
STEP 4: PREPARATION OF COMMUNITY-BASED DISASTER PREPAREDNESS MAP
Steps to be followed for the community-based preparedness mapping, including risk analysis and
hazard mapping, resource inventory and resource mapping, and finally identification of safe routes.
In the Risk Analysis and Hazard Mapping, normally The community identifies various hazards on
the basis of previous experiences related to earthquakes, cyclones, chemical explosions, fire and
any other accidents.
Facilitators also collect information about the type disasters, date of occurrence, a frequency of
occurrence and destruction caused. Based on the previous experiences of disasters, The community
would identify groups of people who are most vulnerable, such as the elders, disabled persons,
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pregnant women, widows and small children, families living in juggiles, slums and low lying areas.
In a few cases cattle and livestock, weak structures, standing crops and livelihood assets should
also have to be listed down. The community also identifies vulnerable locations within their
specific area such as juggiles, explosive factories, go-downs, accident-prone areas, and other
vulnerable locations. The community should locate and mark all the vulnerable and hazard-prone
areas on the community base map.
STEP 5: PREPARATION OF LOCAL COMMITTEES, TASK FORCES, AND
EMERGENCY DIRECTORY
The plan has been made for the communities. It would be advisable if the community constitutes
its own Community Disaster Management Committee and nominates names of the members.
These members would be further responsible to practice the plan and update the plan from time to
time. These members would also prepare the task forces which would take actions at the time of
disasters and also approve the plan as an implementing plan.
These members can be community representatives (preferably), teachers, school or college
principals, leaders, social workers or NGO members. Around 6 to 7 task forces are proposed to be
constituted in each community. These taskforces would be related to search and rescue, damage
assessment, trauma counseling, first aid, early warning and communication, relief coordination
and provision of water and sanitation.
Around 3 to 7 people are preferred to be the part of each task force. These members are selected
by the community from amongst motivated and responsible volunteers with the relevant skill sets
who can implement and supervise the activities as per the plan, For example, members of
Community youth clubs, female members of the Community, self-help groups, literate youth of
the Community, school teachers, health workers and so on who are nominated by the local
community could be the members. Adequate participation from women is an important aspect of
the plan. The Standard Operating Procedure (SOP) is also amended as per the requirements.
All this information would be helpful in preparing a comprehensive approach to hazard specific
pre-disaster preparation, during and post-disaster response. The questionnaire would also support
in posing questions to the community groups to obtain information on the specific situation.
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4. ENGAGING COMMUNITIES IN NEEDS ASSESSMENT, PLANNING
IMPLEMENTATION AND MONITORING
Community participation is a process that engages disaster-affected communities actively in needs
assessment, planning, implementation and monitoring.
4.1 Needs Assessments
As noted earlier, community participation should begin as early as possible, ideally during the
need’s assessment. As the first step in the recovery process needs assessments represent a critical
moment for understanding local communities, their assets and resources, problems, incentives,
capacities, the main community actors and stakeholders, local power dynamics, etc., and for
involving the affected population in identifying their recovery needs and in setting their own
priorities.
There are a number of needs assessment methodologies that may be used as a reference for further
detailed guidance, such as the Multi-Cluster/Sector Initial Rapid Assessment (MIRA) developed
by the Inter Agency Standing Committee, and the Post Disaster Needs Assessment Guidelines
(PDNA) developed by the United Nations, World Bank and European Commission. Governments
may also have their own assessment methodologies.
4.2 Participatory Recovery Planning
Following the needs assessment, community participation should also form part of recovery
planning. While the assessment provides a good understanding of the local context, the key
stakeholders, and the main concerns and needs of communities, participatory planning ensures that
communities are involved in the decision-making process, selecting priority recovery projects and
implementation mechanisms that involve them in the process.
At national level recovery planning will typically involve national and international stakeholders
in a high level strategic process of recovery planning. For more informative and detailed guidance
on national planning processes refer to the Guide to Developing Disaster Recovery Frameworks.
At the local level the recovery plan is designed in collaboration with communities and local
stakeholders. The planning process may take place at the level of a community, parish, or district
or another administrative level. The participatory process allows communities to discuss options
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and design the strategy and specific recovery interventions that best respond to their particular
circumstances.
4.3 Participatory Implementation
As noted in the preceding section, the implementation arrangements should be defined as part of
the community recovery plan, as well as the details of how community participation will be
managed and implemented throughout the recovery process.
1) Involving communities in project delivery:
This is the most common form of community participation in the implementation of recovery
projects, where communities are involved directly in the organization and delivery of projects.
For example:
• Communities can be involved in housing projects to rebuild their homes, ensuring they receive
the necessary materials and capacity building training in design and building techniques.
• Farmers can be empowered with the necessary tools to repair irrigation systems, rural access
roads to agricultural fields, and to clean debris and prepare land for sowing. Communities may be
organized in groups by area, project, sector or goal identified in the community recovery plan.
2) Direct community management:
This is the most dynamic and empowering form of community participation in which communities
own and control the recovery projects; they are actively involved in the processes of planning,
decision making, and managing recovery activities. Direct community management includes
empowering existing committees or groups to manage the project, or the formation of new
community or village level committees when these do not exist.
3) Management through representation:
• Empowers communities to manage local public goods such as water supply, sanitation,
forests, roads, schools, and health clinics.
• Gives communities a direct stake in a local project as they are actively involved in the
processes of planning, decision making, and managing recovery activities
• Promotes greater ownership
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5. CASE STUDY: THE ROLE OF CIVIL SOCIETY IN TAMIL NADU’S
RECOVERY FROM THE ASIAN TSUNAMI
In the wake of the 2004 Asian tsunami, civil society in India rose to the occasion. To begin with,
the general public and CSOs brought in substantial amounts of resources and expertise to help
provide immediate relief to the affected people. One of the major contributions of CSOs was their
ability to fill crucial gaps at the time of relief and rescue. Their engagement continued into the
rehabilitation phase, where they were also extensively involved in planning, resourcing and
implementing rehabilitation programs.
CSOs were proactive in highlighting the specific needs of communities through intervention,
research and documentation, bringing to light instances of exclusion, and in advocating for the
rights of vulnerable groups such as Dalits, and occupations others than fishing, women and the
aged. They also played crucial roles in giving feedback to the administration regarding
shortcomings and malpractice in various rehabilitation processes, and in bringing to the
government’s attention any negative implications of state policies.
In addition, there were a number of groups and collectives that focused entirely on independent
analysis of policy and practice, using the media, the courts, and mobilizing affected communities
to highlight key issues of concern.
Right from the start, the administration was open to working in tandem with a range of civil society
groups. Co-ordination mechanisms were established at the District and state levels to better
leverage the expertise of civil society and optimize the use of resources.
Co-ordination bodies that bring together a wide range of civil society organizations and the
administration were established. The single most important feature of these co-ordination bodies
was that they had a strong working relationship with the administration. They helped ensure a
constant interface between the administration and civil society groups (and between civil societies
groups themselves). Coordination, dialogue and information sharing went a long way in enhancing
the effectiveness and reach of the response.
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6. CONCLUDING REMARK:
Experience throughout the world, over the course of the last two decades has proven that the active
engagement of disaster affected communities significantly improves the success of recovery
programmes. Bottom-up and people-centered approaches are more culturally appropriate, respond
better to the needs and priorities of affected communities.
It enhances social inclusion. Disaster affected communities benefit from such processes and
improve knowledge, skills and capacities. It empowers them to be part of decision-making and
project management, ensure ownership, bring greater transparency and accountability, and
ultimately make recovery more sustainable over the long term.
The Guidelines for Community Participation in Disaster Recovery presented case studies that
illustrate how community participation has been effectively integrated into post-disaster recovery
processes. The case studies provide practical guidance on the mechanisms that can be applied to
strengthen the participation of affected communities.
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REFERENCES
 National Disaster Management Authority. (2014). Guidelines for community-based
disaster management. Retrieved from http://ww.ndma/gov.in/pdf/ draft national policy
guidelines on CBDM
 Gujarat State Disaster Management Authority (n.d.). Retrieved from
http://www.gsdma.org/drm-programme/drm-programme.aspxnal resources that provide
more detailed guidance
 World Bank. Community-Driven Development Toolkit: Governance and Accountability
Dimensions
 http://www.worldbank.org/en/topic/communitydrivendevelopment/publication/communit
y-drivendevelopment-toolkit-governance-and-accountability-dimensions

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Community-Driven Disaster Recovery

  • 1. SARVAJANIK EDUCATION SOCIETY SARVAJANIK COLLEGE OF ENGINEERING & TECHNOLOGY SURAT affiliated with Gujarat Technological University AHMEDABAD P. G. CENTER IN FACULTY OF CIVIL ENGINEERING Report on “COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT” In the partial fulfilment of the requirement for the award of degree of MASTER OF ENGINEERING (TOWN AND COUNTRY PLANNING) – I SEMESTER – II Under the subject of DISASTER MANAGEMENT (Course code: 3700002) Prepared by: YASH SHAH (ENROLLMENT NO: - 190420748027) M. E. (TCP) – I, Semester – II Under the guidance of Prof. Himanshu J. Padhya Associate Professor, FCE, SCET Prof. Zarna H. Gandhi Ad- hoc Assistant Professor, FCE, SCET (MAY, 2020)
  • 2. Faculty of Civil Engineering SARVAJANIK COLLEGE OF ENGINEERING AND TECHNOLOGY, SURAT (2019 - 20) DECLARATION I hereby declare that the work being presented in this Report on “COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT” by YASH SHAH Semester – II, ME (Town & Country Planning) - I bearing Enrolment No. : 190420748027 respectively submitted to the Faculty of Civil Engineering at Sarvajanik College of Engineering and Technology, Surat; is an authentic record of our own work carried out during the period of even semester 2019-2020 under the supervision of Associate Prof. Himanshu J. Padhya and Ad-hoc Assistant Prof. Zarna H. Gandhi. NAME ENROLLMENT NUMBER SIGN YASH SHAH 190420748027
  • 3. Faculty of Civil Engineering SARVAJANIK COLLEGE OF ENGINEERING AND TECHNOLOGY, SURAT (2019-20) CERTIFICATE This is to certify that Graduate Report entitled “COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT” is presented under the Course work of DISASTER MANAGEMENT (Course code: 3700002) and report is submitted by YASH SHAH (Enrolment No: 190420748027) of 2nd Semester for partial fulfilment of requirement for the degree of MASTER OF ENGINEERING IN TOWN & COUNTRY PLANNING of Sarvajanik College of Engineering and Technology, Surat during the academic year 2019-2020. ______________________ ____________________ ______________________ Prof. Himanshu J. Padhya Prof. Zarna H. Gandhi Prof. (Dr.) Pratima A. Patel Associate Ad-hoc Assistant Faculty & Head Professor (FCE) Professor (FCE) Faculty of Civil Engineering External Examiner Date: _____________ Place: _____________
  • 4. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | I Table of Contents 1. INTRODUCTION................................................................................................................... 1 1.1 Context and Rationale...................................................................................................... 2 1.2 Purpose............................................................................................................................. 3 2. COMMUNITY BASED DISASTER MANAGEMENT........................................................ 4 2.1 Overview of Community-Based Disaster Management (CBDM) ................................... 4 2.2 Community based Disaster Preparedness ........................................................................ 5 2.3 Why is it Necessary?........................................................................................................ 6 2.4 Components of CBDP...................................................................................................... 7 2.5 Mechanisms for Community Participation ...................................................................... 7 3. PREPARATION AND PROCESS OF COMMUNITY-BASED DISASTER MANAGEMENT PLANS FOR COMMUNITY RESILIENCE. .................................................. 8 4. ENGAGING COMMUNITIES IN NEEDS ASSESSMENT, PLANNING IMPLEMENTATION AND MONITORING .............................................................................. 11 4.1 Needs Assessments ........................................................................................................ 11 4.2 Participatory Recovery Planning.................................................................................... 11 4.3 Participatory Implementation......................................................................................... 12 5. CASE STUDY: THE ROLE OF CIVIL SOCIETY IN TAMIL NADU’S RECOVERY FROM THE ASIAN TSUNAMI.................................................................................................. 13 6. CONCLUDING REMARK:.................................................................................................. 14 REFERENCES ............................................................................................................................. 15
  • 5. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 1 1. INTRODUCTION The government alone cannot and will not be able to manage and handle all types of disasters with its machinery without active participation by the people of any country, according to a common theory given by policy makers, experts, and professionals. Failures of topdown effective disaster management approach to reduce risks from of disasters land evidence to this notion. As a consequence, numerous scholars and stakeholders feel that it is high time to adopt a new strategy that will involve vulnerable people directly in planning and implementation of mitigation, preparedness, response, and recovery measures. This is because communities are the best judges of their own vulnerability and are capable of making the best decisions regarding their well-being. This philosophy involves local level people, leaders and community to provide necessary services and logistics to the victims during and after the disaster. Such a strategy has been encouraged both in the developed and the developing countries and launched on Community- Based Disaster Management (CBDM) strategy. Disaster recovery needs to ensure people’s ability to participate in, negotiate with, influence, control and hold accountable the institutions that affect their lives during the recovery process. In this manner, people-centered recovery programmes respond to the needs and priorities of affected communities, build on their knowledge, skills and capacities, are more culturally appropriate, ensure ownership and empowerment, and have a much better prospect for success. Participation can also enhance the effectiveness and results of post-disaster recovery. Engaging people and their communities helps to improve the delivery and quality of recovery services, enhances social inclusion, and brings greater transparency and accountability. Other important benefits of community participation in recovery and development processes that have been documented include:  Brings diverse stakeholders together under a common goal and shared process  Increases participation in decision-making  Increases the inclusion of often marginalized population groups  Increases the legitimacy of the recovery process itself  Builds on local resources, both human and material
  • 6. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 2 1.1 Context and Rationale A community may be understood as a group of people living in the same place or having a particular characteristic in common, such as a common culture, value system, interests, etc. In these Guidelines, community participation refers to the participation of people affected by the disaster who may be involved in post-disaster recovery processes at the most local community level, as well as at the parish, district, provincial or sub-regional levels. One of the fundamental bases for community driven participation in post-disaster recovery is the human right to participate. An essential principle within the international human rights framework is that each and every person has the right to participate in, contribute to and enjoy development in which human rights and fundamental freedoms can be realized. This is reflected in the United Nations Common Understanding on the Human Rights-based Approach (HRBA), recognized in 2003 by the Agencies of the United Nations system. These Guidelines build on and promote the above principles, and they are in line with the same vision of community participation and citizen engagement that is recognized in the three landmark global agreements signed in 2015 1) The Sendai Framework for Disaster Risk Reduction :- The Sendai Framework for Disaster Risk Reduction 2015-2030 calls for a whole-of society approach to disaster risk reduction (DRR). It encourages governments to seek the active contribution of relevant stakeholders including women, children and youth, persons with disabilities, poor people, migrants, indigenous peoples, volunteers, the community of practitioners, and older persons when shaping and implementing DRR policies, plans and standards 2) The Paris Climate Agreement:- The Paris Climate Agreement affirms “the importance of education, training, public awareness, public participation, public access to information and cooperation at all levels on the matters addressed in this Agreement”. The UNFCCC similarly calls for public participation in addressing climate change, and in developing adequate responses to ensure that people “are accorded a role in the activities and decision making processes that directly impact on their lives and wellbeing”.
  • 7. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 3 3) The Sustainable Development Goals (SDGs):- The Sustainable Development Goals have as a recurring and overarching objective “leaving no one behind”. Marginalized people and communities are understood as rights-holders who need to be involved and engaged in efforts to claim their rights. Women and girls, people in rural areas, indigenous peoples, ethnic and linguistic minorities, people with disabilities, migrants, gender and sexual minorities, the young and aged are often disproportionate among those left behind. With the adoption of the SDGs, 193 United Nations Member States pledged to “endeavor to reach the furthest behind first”. The approach seeks communities at risk to get engaged in all of its phases: prevention, mitigation, preparedness, response, and recovery. In order to build disaster resilient communities, they need to be empowered first so that community members can cope with the adverse effects of natural hazards. This is the most effective approach to achieving sustainability in dealing with natural disaster risks. 1.2 Purpose The main purpose of these Guidelines for Community Participation in Disaster Recovery is to provide some guidance to Governments, United Nations agencies, International NGO’s, the Private Sector and other stakeholders on how to engage communities in every step of the recovery process. Ultimately the aim is to improve the quality of post-disaster recovery by promoting the active involvement of people and their communities, from the post-disaster needs assessment, to recovery planning, implementation, monitoring and evaluation. To achieve this, the Guidelines are designed to be practical and action-oriented, providing a variety of case studies that exemplify how community driven participatory approaches have been implemented across a number of countries facing disasters. Gujarat State Disaster Management Authority is carrying out various community-based programmers to establish disaster prevention as an essential component of sustainable development. Its activities include improvement of the safety levels of core community facilities such as schools; dissemination of best practices in disaster risk management at the community level; and formulation of integrated programmers for sustainable development through disaster risk management programmer initiatives.
  • 8. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 4 2. COMMUNITY BASED DISASTER MANAGEMENT 2.1 Overview of Community-Based Disaster Management (CBDM) CBDM initiates a process involving sequential stages that can be operationalized to reduce disaster risk. Processes of CBDM are guided by principles of subsidiarity, economies of scale, equity, heterogeneity, and public accountability. The different stages in CBDM are disaster/vulnerability risk assessment, risk reduction planning, early warning systems, post-disaster relief, and participatory monitoring and evaluation. CBDM by its very nature demands a decentralized bottoms-up approach with intensive, micro interventions at the local Panchayats, ward or village level with the intention of generating confidence, awareness, knowledge, partnership, and ownership for planning and rolling out local disaster management plans encompassing all levels of disaster management continuum. Equity and inclusion of marginalized segments of the society and bringing the vulnerable groups to the center stage of planning and implementation of the CBDM have to be prioritized to make the programme participatory and inclusive. Disasters affect the entire community. However, persons with disability, women and children, underprivileged, older persons, and pregnant women need special attention at the programme implementation level. Such rights and human dignity based inclusive ethos created by such programmes will empower communities and display resilience in times of crisis. Capacity building and training of community volunteers is the mainstay of community-based disaster management since they are the first responders. Considering a large number of stakeholders and community representatives that need to be sensitized and trained, it is important that capacity building and training interventions be meticulously planned for the purpose of CBDM. CBDM should converge with existing mainstream, institutional mechanisms, and social welfare delivery programmes to make it holistic, costeffective, multi-dimensional and community- centric. The 73rd and 74th constitutional amendments recognize Panchayati Raj institutions as “institutions of self and government”. They were put in place to decentralize and devolve financial and administrative powers through a tiered structure from the district downwards right up to the Gram Sabha level. In the case of urban self-government, devolution has to be brought up to the ward
  • 9. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 5 level. The paradigm of CBDM is entirely in keeping with this constitutional recognition of the importance of decentralization and devolution of powers and extends it to the arena of disaster management. These local bodies can be effective instruments in tackling disasters through a variety of mechanisms such as: hazard, vulnerability and capacity assessments, disaster management planning, early warning system, relief distribution, providing shelter to the victims, medical assistance, etc. The elected representatives of these local bodies are the key stakeholders through whom effective participation and ownership by local communities can be achieved in CBDM. 2.2 Community based Disaster Preparedness Preparedness to face disasters is required at all levels right from the household to the State Government to minimize the impact of disasters. The Government cannot reach out immediately to each and every household/village at the time of disaster. The community is the first responder of any disaster and develops some traditional coping mechanisms to reduce their vulnerabilities. Such communities living in a common territory comprise of women, men, elders, students, teachers and children. There can be recognized as RWAs, resettlement colonies, BPL houses, villages, wards, slums, juggle etc. where people of different social and economic background live together. These people are also responsible for their peace, prosperity, and protection. The involvement of the community is the key factor in any disaster preparedness. The participation of the community is vital to sustain the activities of rebuilding the shattered community life. Community- Based Disaster Preparedness is: - A response mechanism to save life, livelihood, livestock, and assets with available resources within the community, which should - Lead to multi-pronged development interventions to address the root cause of vulnerability, and to a self-reliant disaster-proof community. In order to generate preparedness and response within the people, Community Based Disaster Preparedness Plans (CBDP) has to be developed in all the vulnerable areas of Gujarat. A CBDP is a list of activities a community decides to follow to prevent loss of life, livelihoods, and property
  • 10. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 6 in case of a disaster. It also identifies well in advance, actions to be taken by individuals in the community so that each one is aware of his/ her responsibilities when an emergency warning is received. The plans involve training to the community to make them aware of disaster preparedness and make them responsible to protect themselves during and post disasters. 2.3 Why is it Necessary? In early times there were only natural disasters causing destruction to the human lives, livelihood, and property. But the fast development of physical infrastructure and technological advancement have also raised frequency and types of the disasters. Manmade (fire, chemical fire, bomb blasts, road accidents) and biological disasters (epidemics, SARS) are the unintended consequences of the present era of technology. In fact, the destruction caused by the disasters is almost unrecoverable and unmanageable until a very long time. The reasons for such severe results are unawareness and carelessness in constructing building structures, unplanned use of land, misuse of chemicals and biotechnology etc. For example, the 6.9 richer scale earthquake in Kutch has caused a massive loss of lives, livelihood, and property that is almost unrecoverable. It has been realized that the community as an institution is the most powerful among the entire mechanism of disaster administration. In the event of actual disasters, the community if well aware of the preventive actions and preparedness measures to be undertaken, can substantially reduce the damage caused by disasters. The efforts of the people in taking initiatives in protecting their lives and properties can be seen in areas where the CBDP process has been established. The purpose of the manual is to aid facilitators from various governmental, nongovernmental and community-based organizations (CBOs) to facilitate and provide support to the community members in preparing their own community/neighborhood/village disaster management plans (CDMPs) For bringing about ownership for sustainability of the process, efforts have to be made to ensure maximum participation of all sections of the community irrespective of class, caste, sex, and occupation. A brief meeting should be held to sensitize the prominent members of that community to the DRM Program. Gaining support and confidence of respected members of the community is important for community mobilization. Thereafter, meetings can be held in the Community/ Neighborhood/Village depending on the convenience and availability of community for preparing CBDP Plan.
  • 11. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 7 2.4 Components of CBDP The Components of any CBDP Plan necessarily include: 1. Community Profile: This includes the community characteristics including its physical, administrative, geographic, demographic, socio economic, and infrastructure profile. Its development position and the context upon which disaster will impact the area, should also be included in the profile. 2. Resource Inventory: Involves analyzing the local resources available within the community, which can be harnessed and enhanced for disaster preparedness and response. It shall include a listing of trained manpower, livelihood activities, health, education, water, sanitation, electricity, communications, and transport facilities. It shall also include information a local committee task forces and emergency directory. 3. Risk map through Community Maps: This shall include the Open spaces, Medical Facilities, Communication Facilities, Transportation Facilities, Water Facilities, Temporary Shelters, Sanitation Facilities, and Search and Rescue Operation facilities. 4. Future Mock drill: this is a list of dates when the periodic mock drill in the community will be conducted. 5. Final community plan: a one-page pamphlet detailing out the main CBDP components. 2.5 Mechanisms for Community Participation There are numerous mechanisms that can be used for community participation in disaster recovery processes. It is a set of six mechanisms that are strategic and effective in fostering, supporting and strengthening the participation of communities and their citizens. 1. Information and communication 2. Participatory consultations 3. Incentives to participation 4. Integrating communities into decision-making processes 5. Empowering local actors and civil society 6. The participation of disadvantaged groups
  • 12. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 8 3. PREPARATION AND PROCESS OF COMMUNITY-BASED DISASTER MANAGEMENT PLANS FOR COMMUNITY RESILIENCE. The logic behind the Community based Disaster Preparedness plans is to involve communities in identifying and mapping their own hazards, vulnerable sections, resources available, and safe evacuation routes. Therefore, the planning process has been divided into three major sections. • Identification of Community unit and preparation of Community Profile • Preparation of Community map showing vulnerable areas, resources, and evacuation routes • Preparation of Taskforces, Committees, and Emergency Response Team. The plan should have made by members of the community irrespective of class, creed, sex and occupational status, supported and facilitated by Community representatives, Local NGOs, Volunteers, and Government officials. The facilitators should have the skills to motivate the community, conduct the meetings and encourage as participatory an approach as possible. STEP 1: COLLECTION OF BASIC INFORMATION AND IDENTIFICATION OF A LOGICAL UNIT Before starting with the planning process the facilitator should get prior idea about few logistics related to population, economic conditions, and area of the target community. This information would be helpful to decide the number of a logical unit for that area. For example, if the community is comprised of a high density of population or large area, then preparing a single plan for the entire community may not be a desirable solution. In such cases, the community can be divided into two or more parts depending upon convenience for implementation. Similarly, if the case is opposite and the community identified is very small, a single plan may be good enough. STEP 2: ORGANIZING COMMUNITY MEETING BY INFORMING MOST OF THE COMMUNITY PEOPLE A meeting should be organized with the community representatives on a convenient date and venue so that most of the community members could be involved in the planning process. Community representatives and plan facilitators should make sure that the target community has prior information about the meeting.
  • 13. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 9 The information can be sent through notice circulation, display of notice on notice boards, distributing pamphlets, and announcing in a general body meeting. Gram Sabhas could be convenient vehicles for information dissemination. It would also be preferable to conduct the meetings after 6:00 pm after the work hours, for maximum participation of the villagers. STEP 3: PREPARATION OF COMMUNITY PROFILE In any planning process first and foremost step is to collect the baseline information about the community. Population characteristics, Socio economic characteristics, and Physical characteristics are the important aspects of about the selected area. Such information helps in analyzing socio-economic conditions of the area and enables to figure out the level of vulnerability. Population characteristics include approximate information about a total number of families. The total population should be divided into, male population, female population, children, and disabled cases further. Physical Characteristics involves collection of information of the area, land use, soil type, and land holding pattern. Housing typology includes the type of housing, mode of construction, flatted or single houses etc. Economic characteristics include major income groups and type of prominent economic activity in which the community is engaged. STEP 4: PREPARATION OF COMMUNITY-BASED DISASTER PREPAREDNESS MAP Steps to be followed for the community-based preparedness mapping, including risk analysis and hazard mapping, resource inventory and resource mapping, and finally identification of safe routes. In the Risk Analysis and Hazard Mapping, normally The community identifies various hazards on the basis of previous experiences related to earthquakes, cyclones, chemical explosions, fire and any other accidents. Facilitators also collect information about the type disasters, date of occurrence, a frequency of occurrence and destruction caused. Based on the previous experiences of disasters, The community would identify groups of people who are most vulnerable, such as the elders, disabled persons,
  • 14. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 10 pregnant women, widows and small children, families living in juggiles, slums and low lying areas. In a few cases cattle and livestock, weak structures, standing crops and livelihood assets should also have to be listed down. The community also identifies vulnerable locations within their specific area such as juggiles, explosive factories, go-downs, accident-prone areas, and other vulnerable locations. The community should locate and mark all the vulnerable and hazard-prone areas on the community base map. STEP 5: PREPARATION OF LOCAL COMMITTEES, TASK FORCES, AND EMERGENCY DIRECTORY The plan has been made for the communities. It would be advisable if the community constitutes its own Community Disaster Management Committee and nominates names of the members. These members would be further responsible to practice the plan and update the plan from time to time. These members would also prepare the task forces which would take actions at the time of disasters and also approve the plan as an implementing plan. These members can be community representatives (preferably), teachers, school or college principals, leaders, social workers or NGO members. Around 6 to 7 task forces are proposed to be constituted in each community. These taskforces would be related to search and rescue, damage assessment, trauma counseling, first aid, early warning and communication, relief coordination and provision of water and sanitation. Around 3 to 7 people are preferred to be the part of each task force. These members are selected by the community from amongst motivated and responsible volunteers with the relevant skill sets who can implement and supervise the activities as per the plan, For example, members of Community youth clubs, female members of the Community, self-help groups, literate youth of the Community, school teachers, health workers and so on who are nominated by the local community could be the members. Adequate participation from women is an important aspect of the plan. The Standard Operating Procedure (SOP) is also amended as per the requirements. All this information would be helpful in preparing a comprehensive approach to hazard specific pre-disaster preparation, during and post-disaster response. The questionnaire would also support in posing questions to the community groups to obtain information on the specific situation.
  • 15. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 11 4. ENGAGING COMMUNITIES IN NEEDS ASSESSMENT, PLANNING IMPLEMENTATION AND MONITORING Community participation is a process that engages disaster-affected communities actively in needs assessment, planning, implementation and monitoring. 4.1 Needs Assessments As noted earlier, community participation should begin as early as possible, ideally during the need’s assessment. As the first step in the recovery process needs assessments represent a critical moment for understanding local communities, their assets and resources, problems, incentives, capacities, the main community actors and stakeholders, local power dynamics, etc., and for involving the affected population in identifying their recovery needs and in setting their own priorities. There are a number of needs assessment methodologies that may be used as a reference for further detailed guidance, such as the Multi-Cluster/Sector Initial Rapid Assessment (MIRA) developed by the Inter Agency Standing Committee, and the Post Disaster Needs Assessment Guidelines (PDNA) developed by the United Nations, World Bank and European Commission. Governments may also have their own assessment methodologies. 4.2 Participatory Recovery Planning Following the needs assessment, community participation should also form part of recovery planning. While the assessment provides a good understanding of the local context, the key stakeholders, and the main concerns and needs of communities, participatory planning ensures that communities are involved in the decision-making process, selecting priority recovery projects and implementation mechanisms that involve them in the process. At national level recovery planning will typically involve national and international stakeholders in a high level strategic process of recovery planning. For more informative and detailed guidance on national planning processes refer to the Guide to Developing Disaster Recovery Frameworks. At the local level the recovery plan is designed in collaboration with communities and local stakeholders. The planning process may take place at the level of a community, parish, or district or another administrative level. The participatory process allows communities to discuss options
  • 16. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 12 and design the strategy and specific recovery interventions that best respond to their particular circumstances. 4.3 Participatory Implementation As noted in the preceding section, the implementation arrangements should be defined as part of the community recovery plan, as well as the details of how community participation will be managed and implemented throughout the recovery process. 1) Involving communities in project delivery: This is the most common form of community participation in the implementation of recovery projects, where communities are involved directly in the organization and delivery of projects. For example: • Communities can be involved in housing projects to rebuild their homes, ensuring they receive the necessary materials and capacity building training in design and building techniques. • Farmers can be empowered with the necessary tools to repair irrigation systems, rural access roads to agricultural fields, and to clean debris and prepare land for sowing. Communities may be organized in groups by area, project, sector or goal identified in the community recovery plan. 2) Direct community management: This is the most dynamic and empowering form of community participation in which communities own and control the recovery projects; they are actively involved in the processes of planning, decision making, and managing recovery activities. Direct community management includes empowering existing committees or groups to manage the project, or the formation of new community or village level committees when these do not exist. 3) Management through representation: • Empowers communities to manage local public goods such as water supply, sanitation, forests, roads, schools, and health clinics. • Gives communities a direct stake in a local project as they are actively involved in the processes of planning, decision making, and managing recovery activities • Promotes greater ownership
  • 17. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 13 5. CASE STUDY: THE ROLE OF CIVIL SOCIETY IN TAMIL NADU’S RECOVERY FROM THE ASIAN TSUNAMI In the wake of the 2004 Asian tsunami, civil society in India rose to the occasion. To begin with, the general public and CSOs brought in substantial amounts of resources and expertise to help provide immediate relief to the affected people. One of the major contributions of CSOs was their ability to fill crucial gaps at the time of relief and rescue. Their engagement continued into the rehabilitation phase, where they were also extensively involved in planning, resourcing and implementing rehabilitation programs. CSOs were proactive in highlighting the specific needs of communities through intervention, research and documentation, bringing to light instances of exclusion, and in advocating for the rights of vulnerable groups such as Dalits, and occupations others than fishing, women and the aged. They also played crucial roles in giving feedback to the administration regarding shortcomings and malpractice in various rehabilitation processes, and in bringing to the government’s attention any negative implications of state policies. In addition, there were a number of groups and collectives that focused entirely on independent analysis of policy and practice, using the media, the courts, and mobilizing affected communities to highlight key issues of concern. Right from the start, the administration was open to working in tandem with a range of civil society groups. Co-ordination mechanisms were established at the District and state levels to better leverage the expertise of civil society and optimize the use of resources. Co-ordination bodies that bring together a wide range of civil society organizations and the administration were established. The single most important feature of these co-ordination bodies was that they had a strong working relationship with the administration. They helped ensure a constant interface between the administration and civil society groups (and between civil societies groups themselves). Coordination, dialogue and information sharing went a long way in enhancing the effectiveness and reach of the response.
  • 18. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 14 6. CONCLUDING REMARK: Experience throughout the world, over the course of the last two decades has proven that the active engagement of disaster affected communities significantly improves the success of recovery programmes. Bottom-up and people-centered approaches are more culturally appropriate, respond better to the needs and priorities of affected communities. It enhances social inclusion. Disaster affected communities benefit from such processes and improve knowledge, skills and capacities. It empowers them to be part of decision-making and project management, ensure ownership, bring greater transparency and accountability, and ultimately make recovery more sustainable over the long term. The Guidelines for Community Participation in Disaster Recovery presented case studies that illustrate how community participation has been effectively integrated into post-disaster recovery processes. The case studies provide practical guidance on the mechanisms that can be applied to strengthen the participation of affected communities.
  • 19. DISASTER MANAGEMENT (3700002) 2019-20 COMMUNITY PARTICIPATION IN DISASTER MANAGEMENT | 15 REFERENCES  National Disaster Management Authority. (2014). Guidelines for community-based disaster management. Retrieved from http://ww.ndma/gov.in/pdf/ draft national policy guidelines on CBDM  Gujarat State Disaster Management Authority (n.d.). Retrieved from http://www.gsdma.org/drm-programme/drm-programme.aspxnal resources that provide more detailed guidance  World Bank. Community-Driven Development Toolkit: Governance and Accountability Dimensions  http://www.worldbank.org/en/topic/communitydrivendevelopment/publication/communit y-drivendevelopment-toolkit-governance-and-accountability-dimensions