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Government of the United
     Arab Emirates


Challenges in the Management of
Strategic Government Projects:

  the Case of the UAE National ID Program


              9th July 2008


                              Singapore, 8th-9th July 2008
Identity Theft …
  VALUE IN US $ BILLIONS




                                            $56.6
                                   $54.4
                           $53.2
                                                             $45.3




                                                                          YEAR
                           2003    2004      2006             2007

Source: Privacy Clearing House, http://www.privacyrights.org

                                           Singapore, 8th-9th July 2008          2/34
Identity Theft …
  VALUE IN US $ BILLIONS




                                                $56.6
                                     $54.4
                           $53.2
                                Worldwide = $ ???? billions
                                                         $45.3




                                                                              YEAR
                           2003      2004        2006             2007

Source: Privacy Clearing House, http://www.privacyrights.org

                                               Singapore, 8th-9th July 2008          2/34
Dimensions and stages of e-Gov
Technological and organisational



                                    Complex




                                                                                                                                 Horizontal Integration
                                                                                                                                 - systems integrated across
                                                                                                                                   different functions
                                                                                                                                 - real one stop shopping for
                                                                                                                                   citizens

                                                                                                    Vertical Integration
          complexity




                                                                                                    - local systems linked to
                                                                                                      higher level systems
                                                                                                    - within smaller functionalities

                                                                         Transaction
                                                                         Transactional
                                                                         - services & forms on-line
                                                                         - working database supporting
                                                                           on-line transactions

                                              Catalogue
                                              - online presence
                                              - catalogue presentation
                                              - downloadable forms
                                   Simple




                                              Sparse                                                                                               Complete

                                                                                          Integration




                                                                                                            Singapore, 8th-9th July 2008                        3/34
Arab World and Identity theft …


• NO accurate figures of cases or cost..



• UAE iris system caught

 to date > 1 million illegal attempts to

 re-enter the country after deportation..




                                     Singapore, 8th-9th July 2008   4/34
National ID Card Projects..




                  Singapore, 8th-9th July 2008
Project Primary Focus …

                                Determining the identity of an
                                individual by comparing a
                                presented characteristic to all
               Identification   pre-enrolled in the database.

                                   WHO ARE YOU?

 Recognition


                                Authenticating identity of an
                                individual by comparing a
               Verification     presented characteristic to a
                                pre-enrolled characteristic


                                ARE YOU WHO YOU
                                  SAY YOU ARE?




                                Singapore, 8th-9th July 2008      6/34
UAE Project Objectives


    Centralised                 Identity
     Database                  Verification
           Identity
          Management
            System
                                            ‫رقم الهوية‬




    Population Register             ID Card


                          Singapore, 8th-9th July 2008   7/34
UAE Project Objectives


    Centralised               Identity
     Database                Verification



                                          ‫رقم الهوية‬

       Federal DB




  Population Register             ID Card


                        Singapore, 8th-9th July 2008   7/34
Project Goals




                Singapore, 8th-9th July 2008   8/34
Smart Card

  Java-based OS 32/64 KB Contact/Contactless


  ISO 7810, 7816-1/2 compliant

  Standards: ISO, ICAO, x.509


  Match On/Off Card


  Stores:   • primary personal data    •   portrait,
             • fingerprints             •   digital certificates,
             • private keys             •   private keys
                                        •   etc.


                                   Singapore, 8th-9th July 2008     9/34
Anti-counterfeit physical features


Front




Back




                          Singapore, 8th-9th July 2008   10/34
Anti-counterfeit physical features

Guilloches & Rainbow                 Special Raster

         Micro Text
                                    Variable fine lines
             Module

              UV ink                Photo Box Area

Guilloches & Rainbow                 OVI
   Hidden word area
                                      Special Raster

         Micro Text                  Ink Jet Chip Serial No.

                                     Variable fine lines

        OCR-B Area                   UV ink


                       Singapore, 8th-9th July 2008            10/34
Advanced Technologies

  Public Key Infrastructure


  Biometrics

      Fingerprints


      Facial recognition


      Iris recognition




                               Singapore, 8th-9th July 2008   11/34
Advanced Technologies

  Public Key Infrastructure


  Biometrics

      Fingerprints


      Facial recognition
                               .. to improve False Acceptance
                               and False Rejection Rates
      Iris recognition




                                 Singapore, 8th-9th July 2008   11/34
System and Database

    System Design

       4-tier web-based architecture

       24/7 Availability


    Security Measures

       application level: biometric & passwords

       network level: VPN, DMZ, IDS, etc

                                 .
       system Level: Strong authentication of operators and administrators

       physical Level: Physical protection of DC, DRC, Enrolment Centres


                                       Singapore, 8th-9th July 2008           12/34
System and Database

    System Design

       4-tier web-based architecture

       24/7 Availability


    Security Measures

       application level: biometric & passwords

       network level: VPN, DMZ, IDS, etc

                                 .
       system Level: Strong authentication of operators and administrators

       physical Level: Physical protection of DC, DRC, Enrolment Centres


                                       Singapore, 8th-9th July 2008           12/34
ISO 27001 Certification …




1st UAE federal government organisation +
1st national ID programme to obtain ISO 27001


                                   Singapore, 8th-9th July 2008   13/34
Registration Process ..




                 Singapore, 8th-9th July 2008
Registration/Issuance Process

                                         • checking government issued credentials
                          VERIFICATION
                                           e.g., passports and visas
ID Registration-Cycle




                                         • online verification of presented docs

                          ENROLMENT




                            BACKEND
                             CHECKS




                             CARD
                           ISSUANCE




                                                              Singapore, 8th-9th July 2008   15/34
Registration/Issuance Process


                          VERIFICATION
ID Registration-Cycle




                                         •   capture photo
                                         •   hand signature,
                          ENROLMENT
                                         •   scan docs,
                                         •   biometrics.

                            BACKEND
                             CHECKS




                             CARD
                           ISSUANCE




                                                               Singapore, 8th-9th July 2008   15/34
Registration/Issuance Process


                          VERIFICATION
ID Registration-Cycle




                          ENROLMENT




                            BACKEND      • background checks,
                             CHECKS        e.g., biometrics, watch lists…



                             CARD
                           ISSUANCE




                                                               Singapore, 8th-9th July 2008   15/34
Registration/Issuance Process


                          VERIFICATION
ID Registration-Cycle




                          ENROLMENT




                            BACKEND
                             CHECKS


                                                                                             ‫رقم الهوية‬

                                                                                                    ‫رقم الهوية‬




                                         • centralised card
                                                                                                            ‫رقم الهوية‬




                             CARD
                                                                                                                    ‫رقم الهوية‬

                                                                                                                           ‫رقم الهوية‬


                                                                                                                                   ‫رقم الهوية‬




                           ISSUANCE        production
                                         • pickup /
                                           home delivery



                                                              Singapore, 8th-9th July 2008                                                      15/34
Enrolment Services …

 Obligatory to all
         biometric enrolment for over 15s

         declaration by the head of the family for below 15.


 Service Points all over the country
         Linked to services: driving license renewal, etc.


 Registration at companies


 By appointment to individuals


                                      Singapore, 8th-9th July 2008   16/34
Registration Services …




HH Sheikh Saif Bin Zayed launches the
mobile registration service
                                             Mobile Registration Vans



                                        Singapore, 8th-9th July 2008    17/34
Unification of cards …


                             Identity Card
                             e-Purse (e-Cash - eDirham)
                             e-Gate
                             GCC Travel Passport (Citizen)


                             Residency Permit/Card
                             Labour Card
                             Health Card
                             ATM Card
                             e-Pass (e-Gov)



                         Singapore, 8th-9th July 2008        18/34
Collaborative Government Environment…


 interoperability & integration
   with other systems


      General
                    Local       Ministry of
    Information
                  Authorities    Justice
     Authority

                    Private
                                Ministry of
    Ministries    companies &
                                Education
                     org.

   Economics &
                  Ministry of
     Planning                      Police                             Central Database
                   Defense
     Ministry

    Ministry of   Ministry of
                                Central Bank
      Labour        Health
                                                          ID Numbers




                                              Singapore, 8th-9th July 2008               19/34
Lessons Learned:
from Managing Strategic Government Projects..




                            Singapore, 8th-9th July 2008
The Problem Area!




                    Singapore, 8th-9th July 2008
Introduction

    Worrying data about the depleted success rate
     of IT projects around the world.




                             Singapore, 8th-9th July 2008   22/34
The Problem Situation?


    100s of studies: disappointing and did not deliver
     expected benefits


       OASIG Study          2005       7 out of 10 fail
       KPMG Canada Survey   2005       1,450 – 61% failed
       Standish Report      2003       14,000 – 30% successful
       Oxford University    2003       Overall IT Projects in UK
                                       16% successful




                                   Singapore, 8th-9th July 2008    23/34
Project Equilibrium

   Failed Success
                                             Time

   Successful Failures




                          Scope/                                   Budget
                          Quality




                                    Singapore, 8th-9th July 2008            24/34
Project Equilibrium

 Failed Success                             Time

   Successful Failures




                          Scope/                                   Budget
                          Quality




                                    Singapore, 8th-9th July 2008            24/34
Project Equilibrium

   Failed Success
                                        Time

 Successful Failures




                     Scope/                                   Budget
                     Quality




                               Singapore, 8th-9th July 2008            24/34
Project Equilibrium

    Failed Success
                                         Time

 Successful Failures




                      Scope/                                   Budget
    Scope Creep       Quality




                                Singapore, 8th-9th July 2008            24/34
Lessons Learned ..




                     Singapore, 8th-9th July 2008
Projects Management

 Management Ownership

  and Leadership




                         Singapore, 8th-9th July 2008   26/34
Projects Management

 Management Ownership

    and Leadership




             Initial       Definition          Development
Startup   Investigation        &              Implementation     Close
                          Confirmation          Validation




                                  Singapore, 8th-9th July 2008           26/34
Projects Management

 Management Ownership

    and Leadership




             Initial       Definition          Development
Startup   Investigation        &              Implementation     Close
                          Confirmation          Validation




                                  Singapore, 8th-9th July 2008           26/34
Projects Management


   Stakeholder Definition




 Steering Committee (Technical   Members)


                              Singapore, 8th-9th July 2008   27/34
Projects Management


   Stakeholder Definition




 Steering Committee (Technical   Members)




                             Singapore, 8th-9th July 2008   27/34
Projects Management

 Project Management

   Office (PMO)




                       Singapore, 8th-9th July 2008   28/34
People Management

 Keeping Everybody on
                           Non-Compatible Goals
  the   Same Page



                                                        Desired
                                                        direction




                            Individual Goals




                         Singapore, 8th-9th July 2008           29/34
People Management

 Keeping Everybody on                          People
    the Same Page




   Project Structure
    to support technology




                            Process                              Technology




                                  Singapore, 8th-9th July 2008           29/34
People Management

 Keeping Everybody on
    the Same Page
                                    15%


   Project Structure
    to support technology

                                            85%

                                       non-technology




                            Singapore, 8th-9th July 2008   29/34
The Project Manager

   Project Managers:
    a not easy job!




                        Singapore, 8th-9th July 2008   30/34
The Project Manager

 Project Managers: a difficult job!



 Project Manager’s Doctor
   (Neutral    Mentor)




                                  Singapore, 8th-9th July 2008   30/34
Implementation Phase


   Planning vs Execution

 Supplier relationship
    management


 Developing a modular
    approach to delivery


 ISO 9126 Quality Framework


                               Singapore, 8th-9th July 2008   31/34
Implementation Phase

 Planning vs Execution



   SUPPLIER
    relationship management


 Developing a modular
    approach to delivery


 ISO 9126 Quality Framework




                               Singapore, 8th-9th July 2008   31/34
Implementation Phase

 Planning vs Execution


 Supplier relationship
   management


 Developing a   Modular
   Approach to delivery

 ISO 9126 Quality Framework



                               Singapore, 8th-9th July 2008   31/34
Implementation Phase

 Planning vs Execution


 Supplier relationship
    management


 Developing a modular
    approach to delivery


   ISO 9126 Quality Framework


                            Singapore, 8th-9th July 2008   31/34
Quality Acceptance Framework …

                                                 ISO/IEC 9126



  Functionality          Reliability          Usability          Efficiency       Maintainability     Portability




   Suitability           Maturity            Understand       Time behaviour      Analysability      Adaptability
   Accuracy           Fault tolerance           ability                           Changeability      Installability
Interoperability      Recoverability         Learnability        Resource           Stability       Co-existence
    Security                                 Operability         utilisation       Testability      Replaceability
                                            Attractiveness

  Functionality          Reliability          Usability          Efficiency       Maintainability     Portability
   compliance           Compliance           Compliance         Compliance         Compliance        Compliance



 Are the required     How reliable is the   Is the software    How efficient is   How easy is to    How easy is to
functions available      software?           easy to use?       the software?      modify the        transfer the
 in the software?                                                                   software?        software to
                                                                                                       another
                                                                                                    environment?




                                                              Singapore, 8th-9th July 2008                      32/34
Sharing of Knowledge


 Learning Lessons and

  Transfer of Knowledge




                          Singapore, 8th-9th July 2008   33/34
And finally!    Types of Project Managers?


  If you get in my way, I'll kill you!
  - ideal project manager

  If I get in your way, I'll kill you!
  - A tough project manager (eats glass, live cats, etc.)

  Kill me, it's the only way.
  - every project manager to date

  If we get in each others' way, who will get killed?
  - An utterly confused manager


                                 Singapore, 8th-9th July 2008   34/34

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Challenges in the Management of Strategic Government Projects: The Case of the UAE National ID Program

  • 1. Government of the United Arab Emirates Challenges in the Management of Strategic Government Projects: the Case of the UAE National ID Program 9th July 2008 Singapore, 8th-9th July 2008
  • 2. Identity Theft … VALUE IN US $ BILLIONS $56.6 $54.4 $53.2 $45.3 YEAR 2003 2004 2006 2007 Source: Privacy Clearing House, http://www.privacyrights.org Singapore, 8th-9th July 2008 2/34
  • 3. Identity Theft … VALUE IN US $ BILLIONS $56.6 $54.4 $53.2 Worldwide = $ ???? billions $45.3 YEAR 2003 2004 2006 2007 Source: Privacy Clearing House, http://www.privacyrights.org Singapore, 8th-9th July 2008 2/34
  • 4. Dimensions and stages of e-Gov Technological and organisational Complex Horizontal Integration - systems integrated across different functions - real one stop shopping for citizens Vertical Integration complexity - local systems linked to higher level systems - within smaller functionalities Transaction Transactional - services & forms on-line - working database supporting on-line transactions Catalogue - online presence - catalogue presentation - downloadable forms Simple Sparse Complete Integration Singapore, 8th-9th July 2008 3/34
  • 5. Arab World and Identity theft … • NO accurate figures of cases or cost.. • UAE iris system caught to date > 1 million illegal attempts to re-enter the country after deportation.. Singapore, 8th-9th July 2008 4/34
  • 6. National ID Card Projects.. Singapore, 8th-9th July 2008
  • 7. Project Primary Focus … Determining the identity of an individual by comparing a presented characteristic to all Identification pre-enrolled in the database. WHO ARE YOU? Recognition Authenticating identity of an individual by comparing a Verification presented characteristic to a pre-enrolled characteristic ARE YOU WHO YOU SAY YOU ARE? Singapore, 8th-9th July 2008 6/34
  • 8. UAE Project Objectives Centralised Identity Database Verification Identity Management System ‫رقم الهوية‬ Population Register ID Card Singapore, 8th-9th July 2008 7/34
  • 9. UAE Project Objectives Centralised Identity Database Verification ‫رقم الهوية‬ Federal DB Population Register ID Card Singapore, 8th-9th July 2008 7/34
  • 10. Project Goals Singapore, 8th-9th July 2008 8/34
  • 11. Smart Card  Java-based OS 32/64 KB Contact/Contactless  ISO 7810, 7816-1/2 compliant  Standards: ISO, ICAO, x.509  Match On/Off Card  Stores: • primary personal data • portrait, • fingerprints • digital certificates, • private keys • private keys • etc. Singapore, 8th-9th July 2008 9/34
  • 12. Anti-counterfeit physical features Front Back Singapore, 8th-9th July 2008 10/34
  • 13. Anti-counterfeit physical features Guilloches & Rainbow Special Raster Micro Text Variable fine lines Module UV ink Photo Box Area Guilloches & Rainbow OVI Hidden word area Special Raster Micro Text Ink Jet Chip Serial No. Variable fine lines OCR-B Area UV ink Singapore, 8th-9th July 2008 10/34
  • 14. Advanced Technologies  Public Key Infrastructure  Biometrics  Fingerprints  Facial recognition  Iris recognition Singapore, 8th-9th July 2008 11/34
  • 15. Advanced Technologies  Public Key Infrastructure  Biometrics  Fingerprints  Facial recognition .. to improve False Acceptance and False Rejection Rates  Iris recognition Singapore, 8th-9th July 2008 11/34
  • 16. System and Database  System Design  4-tier web-based architecture  24/7 Availability  Security Measures  application level: biometric & passwords  network level: VPN, DMZ, IDS, etc .  system Level: Strong authentication of operators and administrators  physical Level: Physical protection of DC, DRC, Enrolment Centres Singapore, 8th-9th July 2008 12/34
  • 17. System and Database  System Design  4-tier web-based architecture  24/7 Availability  Security Measures  application level: biometric & passwords  network level: VPN, DMZ, IDS, etc .  system Level: Strong authentication of operators and administrators  physical Level: Physical protection of DC, DRC, Enrolment Centres Singapore, 8th-9th July 2008 12/34
  • 18. ISO 27001 Certification … 1st UAE federal government organisation + 1st national ID programme to obtain ISO 27001 Singapore, 8th-9th July 2008 13/34
  • 19. Registration Process .. Singapore, 8th-9th July 2008
  • 20. Registration/Issuance Process • checking government issued credentials VERIFICATION e.g., passports and visas ID Registration-Cycle • online verification of presented docs ENROLMENT BACKEND CHECKS CARD ISSUANCE Singapore, 8th-9th July 2008 15/34
  • 21. Registration/Issuance Process VERIFICATION ID Registration-Cycle • capture photo • hand signature, ENROLMENT • scan docs, • biometrics. BACKEND CHECKS CARD ISSUANCE Singapore, 8th-9th July 2008 15/34
  • 22. Registration/Issuance Process VERIFICATION ID Registration-Cycle ENROLMENT BACKEND • background checks, CHECKS e.g., biometrics, watch lists… CARD ISSUANCE Singapore, 8th-9th July 2008 15/34
  • 23. Registration/Issuance Process VERIFICATION ID Registration-Cycle ENROLMENT BACKEND CHECKS ‫رقم الهوية‬ ‫رقم الهوية‬ • centralised card ‫رقم الهوية‬ CARD ‫رقم الهوية‬ ‫رقم الهوية‬ ‫رقم الهوية‬ ISSUANCE production • pickup / home delivery Singapore, 8th-9th July 2008 15/34
  • 24. Enrolment Services …  Obligatory to all  biometric enrolment for over 15s  declaration by the head of the family for below 15.  Service Points all over the country  Linked to services: driving license renewal, etc.  Registration at companies  By appointment to individuals Singapore, 8th-9th July 2008 16/34
  • 25. Registration Services … HH Sheikh Saif Bin Zayed launches the mobile registration service Mobile Registration Vans Singapore, 8th-9th July 2008 17/34
  • 26. Unification of cards … Identity Card e-Purse (e-Cash - eDirham) e-Gate GCC Travel Passport (Citizen) Residency Permit/Card Labour Card Health Card ATM Card e-Pass (e-Gov) Singapore, 8th-9th July 2008 18/34
  • 27. Collaborative Government Environment…  interoperability & integration with other systems General Local Ministry of Information Authorities Justice Authority Private Ministry of Ministries companies & Education org. Economics & Ministry of Planning Police Central Database Defense Ministry Ministry of Ministry of Central Bank Labour Health ID Numbers Singapore, 8th-9th July 2008 19/34
  • 28. Lessons Learned: from Managing Strategic Government Projects.. Singapore, 8th-9th July 2008
  • 29. The Problem Area! Singapore, 8th-9th July 2008
  • 30. Introduction  Worrying data about the depleted success rate of IT projects around the world. Singapore, 8th-9th July 2008 22/34
  • 31. The Problem Situation?  100s of studies: disappointing and did not deliver expected benefits OASIG Study 2005 7 out of 10 fail KPMG Canada Survey 2005 1,450 – 61% failed Standish Report 2003 14,000 – 30% successful Oxford University 2003 Overall IT Projects in UK 16% successful Singapore, 8th-9th July 2008 23/34
  • 32. Project Equilibrium  Failed Success Time  Successful Failures Scope/ Budget Quality Singapore, 8th-9th July 2008 24/34
  • 33. Project Equilibrium  Failed Success Time  Successful Failures Scope/ Budget Quality Singapore, 8th-9th July 2008 24/34
  • 34. Project Equilibrium  Failed Success Time  Successful Failures Scope/ Budget Quality Singapore, 8th-9th July 2008 24/34
  • 35. Project Equilibrium  Failed Success Time  Successful Failures Scope/ Budget Scope Creep Quality Singapore, 8th-9th July 2008 24/34
  • 36. Lessons Learned .. Singapore, 8th-9th July 2008
  • 37. Projects Management  Management Ownership and Leadership Singapore, 8th-9th July 2008 26/34
  • 38. Projects Management  Management Ownership and Leadership Initial Definition Development Startup Investigation & Implementation Close Confirmation Validation Singapore, 8th-9th July 2008 26/34
  • 39. Projects Management  Management Ownership and Leadership Initial Definition Development Startup Investigation & Implementation Close Confirmation Validation Singapore, 8th-9th July 2008 26/34
  • 40. Projects Management  Stakeholder Definition  Steering Committee (Technical Members) Singapore, 8th-9th July 2008 27/34
  • 41. Projects Management  Stakeholder Definition  Steering Committee (Technical Members) Singapore, 8th-9th July 2008 27/34
  • 42. Projects Management  Project Management Office (PMO) Singapore, 8th-9th July 2008 28/34
  • 43. People Management  Keeping Everybody on Non-Compatible Goals the Same Page Desired direction Individual Goals Singapore, 8th-9th July 2008 29/34
  • 44. People Management  Keeping Everybody on People the Same Page  Project Structure to support technology Process Technology Singapore, 8th-9th July 2008 29/34
  • 45. People Management  Keeping Everybody on the Same Page 15%  Project Structure to support technology 85% non-technology Singapore, 8th-9th July 2008 29/34
  • 46. The Project Manager  Project Managers: a not easy job! Singapore, 8th-9th July 2008 30/34
  • 47. The Project Manager  Project Managers: a difficult job!  Project Manager’s Doctor (Neutral Mentor) Singapore, 8th-9th July 2008 30/34
  • 48. Implementation Phase  Planning vs Execution  Supplier relationship management  Developing a modular approach to delivery  ISO 9126 Quality Framework Singapore, 8th-9th July 2008 31/34
  • 49. Implementation Phase  Planning vs Execution  SUPPLIER relationship management  Developing a modular approach to delivery  ISO 9126 Quality Framework Singapore, 8th-9th July 2008 31/34
  • 50. Implementation Phase  Planning vs Execution  Supplier relationship management  Developing a Modular Approach to delivery  ISO 9126 Quality Framework Singapore, 8th-9th July 2008 31/34
  • 51. Implementation Phase  Planning vs Execution  Supplier relationship management  Developing a modular approach to delivery  ISO 9126 Quality Framework Singapore, 8th-9th July 2008 31/34
  • 52. Quality Acceptance Framework … ISO/IEC 9126 Functionality Reliability Usability Efficiency Maintainability Portability Suitability Maturity Understand Time behaviour Analysability Adaptability Accuracy Fault tolerance ability Changeability Installability Interoperability Recoverability Learnability Resource Stability Co-existence Security Operability utilisation Testability Replaceability Attractiveness Functionality Reliability Usability Efficiency Maintainability Portability compliance Compliance Compliance Compliance Compliance Compliance Are the required How reliable is the Is the software How efficient is How easy is to How easy is to functions available software? easy to use? the software? modify the transfer the in the software? software? software to another environment? Singapore, 8th-9th July 2008 32/34
  • 53. Sharing of Knowledge  Learning Lessons and Transfer of Knowledge Singapore, 8th-9th July 2008 33/34
  • 54. And finally! Types of Project Managers? If you get in my way, I'll kill you! - ideal project manager If I get in your way, I'll kill you! - A tough project manager (eats glass, live cats, etc.) Kill me, it's the only way. - every project manager to date If we get in each others' way, who will get killed? - An utterly confused manager Singapore, 8th-9th July 2008 34/34