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THE HEALTH INSURANCE PORTABILITY
AND ACCOUNTABILITYACT
1
Seminar/Assignment-I
(MSA106P)
For the Subject
Regulatory Affaires(MPH104T)
Submitted to
Drs. Kiran & Pallavi Patel Global
University (KPGU)
Guided by:
Dr. Ashok Mahajan
Professor
M Pharm. PhD.
KSP
Presented by:
Sakshi Desai
M.Pharm Sem-I
Pharmaceutics Branch
En.No.2103313006
Krishna School of Pharmacy & Research (KSP)
Krishna Edu Campus ,Vadodara Mumbai NH#8,
Varnama, Vadodara
Sakshi Desai
HIPAA
The Health Insurance
Portability And
Accountability Act
2
Sakshi Desai
The Goal Of HIPAA
The primary goal of HIPAA is :
 To make a law easier for people to keep
health insurance.
 Protect the confidentiality and security of
health care information.
 Help healthcare industry to control
administration cost.
3
Sakshi Desai
What does HIPAA consist of ?
i. Standardized Electronic Data Interchange
transactions and codes for all covered
entities.
ii. Standards for security of data system.
iii. Privacy protections for individual health
information.
iv. Standard national identifiers for health care.
4
Sakshi Desai
HIPAA components
(Electronic Data
interchange)
5
Sakshi Desai
About HIPAA
Portability
 This sections allows
individuals to carry their
health insurance from one
job to another, so that they
do not have a failure in
coverage.
 It also restrict health plans
requiring pre-existing
condition of an individuals
who switch from one health
plan to another.
Administrative Simplification
 This section is
establishment of a set of
standard for receiving,
transmitting and
maintaining the health care
information.
 Ensuring the privacy and
security of individuals
identifiable information.
6
Sakshi Desai
HIPAA Rules
Privacy Rule : Apply to Protected Health
Information (PHI) in all forms oral, written and
electronic. Penalties for improper disclosure and
misuse.
Security Rule : Monitor access to PHI and lays out
specific requirements concerning contracts
between CE and their business associates.
Policies and procedures to ensure the health
organization’s compliance with HIPAA.
7
Sakshi Desai
8
Sakshi Desai
9
Sakshi Desai
HIPAA IN
CLINICAL TRIALS
10
Sakshi Desai
11
Sakshi Desai
• Researcher must understand the permissible
routes of access of PHI for research activity.
• Researcher must implement necessary safeguards
to protect the PHI.
The Privacy Rule permits a covered entity to use
disclose PHI for research :
I. When an individual authorization has been
obtained from a research participant.
II. When a waiver of authorization has been
obtained.
12
Sakshi Desai
For Clinical Studies
• To disclose PHI in research, the researcher
must obtain:
o An authorization from the individual patient
o A wavier of authorization for the study.
• An authorization is the HIPAA equivalent of
consent to use and disclose data.
13
Sakshi Desai
Patient Authorization
1) The authorization must be written in plain
language.
2) Can be combined with the consent if
research involves treatment.
3) Research including existing records would
require a separate authorization.
14
Sakshi Desai
Wavier Authorization
I. Disclosure involves no more then minimal
risk to the individual.
II. The waiver will not adversely affect the
privacy rights of individual.
III. Research could not be conducted without
the waiver.
IV. Research could not be conducted without
access to protected health information.
15
Sakshi Desai
Research Subject Recruitment
 Recruitment for research is subject to the
general authorization requirement unless the
researcher has a direct treatment relationship
with the patient.
 Researchers could use the Waiver of
authorization mechanism to access PHI for
recruiting prospective research subject.
16
Sakshi Desai
Revocation Of Authorization
Research subjects can revoke their authorization
in writing at any time. This is subject to an
exception know as the Reliance Exception.
A subject wishing to revoke the authorization
must be given a form for Revocation of
authorization.
If the subject does not sign and return the form,
then the researcher may continue to use the PHI
and treat the authorization as valid.
17
Sakshi Desai
18
Sakshi Desai
19
Sakshi Desai
21
Sakshi Desai
22
Sakshi Desai
23
Sakshi Desai
24
Sakshi Desai

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2103313006_Sakshi Desai_MPH104T.pptx

  • 1. THE HEALTH INSURANCE PORTABILITY AND ACCOUNTABILITYACT 1 Seminar/Assignment-I (MSA106P) For the Subject Regulatory Affaires(MPH104T) Submitted to Drs. Kiran & Pallavi Patel Global University (KPGU) Guided by: Dr. Ashok Mahajan Professor M Pharm. PhD. KSP Presented by: Sakshi Desai M.Pharm Sem-I Pharmaceutics Branch En.No.2103313006 Krishna School of Pharmacy & Research (KSP) Krishna Edu Campus ,Vadodara Mumbai NH#8, Varnama, Vadodara Sakshi Desai
  • 2. HIPAA The Health Insurance Portability And Accountability Act 2 Sakshi Desai
  • 3. The Goal Of HIPAA The primary goal of HIPAA is :  To make a law easier for people to keep health insurance.  Protect the confidentiality and security of health care information.  Help healthcare industry to control administration cost. 3 Sakshi Desai
  • 4. What does HIPAA consist of ? i. Standardized Electronic Data Interchange transactions and codes for all covered entities. ii. Standards for security of data system. iii. Privacy protections for individual health information. iv. Standard national identifiers for health care. 4 Sakshi Desai
  • 6. About HIPAA Portability  This sections allows individuals to carry their health insurance from one job to another, so that they do not have a failure in coverage.  It also restrict health plans requiring pre-existing condition of an individuals who switch from one health plan to another. Administrative Simplification  This section is establishment of a set of standard for receiving, transmitting and maintaining the health care information.  Ensuring the privacy and security of individuals identifiable information. 6 Sakshi Desai
  • 7. HIPAA Rules Privacy Rule : Apply to Protected Health Information (PHI) in all forms oral, written and electronic. Penalties for improper disclosure and misuse. Security Rule : Monitor access to PHI and lays out specific requirements concerning contracts between CE and their business associates. Policies and procedures to ensure the health organization’s compliance with HIPAA. 7 Sakshi Desai
  • 12. • Researcher must understand the permissible routes of access of PHI for research activity. • Researcher must implement necessary safeguards to protect the PHI. The Privacy Rule permits a covered entity to use disclose PHI for research : I. When an individual authorization has been obtained from a research participant. II. When a waiver of authorization has been obtained. 12 Sakshi Desai
  • 13. For Clinical Studies • To disclose PHI in research, the researcher must obtain: o An authorization from the individual patient o A wavier of authorization for the study. • An authorization is the HIPAA equivalent of consent to use and disclose data. 13 Sakshi Desai
  • 14. Patient Authorization 1) The authorization must be written in plain language. 2) Can be combined with the consent if research involves treatment. 3) Research including existing records would require a separate authorization. 14 Sakshi Desai
  • 15. Wavier Authorization I. Disclosure involves no more then minimal risk to the individual. II. The waiver will not adversely affect the privacy rights of individual. III. Research could not be conducted without the waiver. IV. Research could not be conducted without access to protected health information. 15 Sakshi Desai
  • 16. Research Subject Recruitment  Recruitment for research is subject to the general authorization requirement unless the researcher has a direct treatment relationship with the patient.  Researchers could use the Waiver of authorization mechanism to access PHI for recruiting prospective research subject. 16 Sakshi Desai
  • 17. Revocation Of Authorization Research subjects can revoke their authorization in writing at any time. This is subject to an exception know as the Reliance Exception. A subject wishing to revoke the authorization must be given a form for Revocation of authorization. If the subject does not sign and return the form, then the researcher may continue to use the PHI and treat the authorization as valid. 17 Sakshi Desai
  • 20.