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KIT – University of the State of Baden-Wuerttemberg and
National Research Center of the Helmholtz Association
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
www.kit.edu
Thomas Münzberg, Tim Müller, Stella Möhrle,
Tina Comes, Frank Schultmann
An Integrated Multi-Criteria Approach on
Vulnerability Analysis in the Context of Load
Reduction
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
2 02.07.2013
Outline
1. Introduction
2. The Load Reduction Problem
3. Developing a Vulnerability Assessment
4. Use Case
5. Conclusion
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
3 02.07.2013
Characteristics of Power Outages
InductiveViewDeductiveView
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
Infrastructure
Damage Network
Instability
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
4 02.07.2013
The Load Reduction Problem
TransmissionCode 2007: Network and System Rules of the German Transmission System Operators
Network
Instability
Stage Frequency Actions of power grid operators
1 49.8 Hz Alerting of staff and scheduling of the power station
capacity not yet activated, according to the Transmission
System Operator’s directions, shedding of pumps.
2 49.0 Hz Instantaneous load shedding of 10 - 15 % of the system
load.
3 48.7 Hz Instantaneous load shedding of further 10 - 15 % of the
system load.
4 48.4 Hz Instantaneous load shedding of further 15 - 20 % of the
system load.
5 47.5 Hz Disconnection of all generating facilities from the network
Drop in
Frequency
5-Stage Plan
to control a drop in
frequency
(TransmissionCode,
DistributionCode)
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
5 02.07.2013
The Load Reduction Problem
Network
Instability
Drop in
Frequency
Transmission Grid
Distribution Network
A
B
C D
E
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
5-Stage Plan
to control a drop in
frequency
(TransmissionCode,
DistributionCode)
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
6 02.07.2013
The Load Reduction Problem
A
B
C D
E
Network
Instability
Drop in
Frequency
Example 1
Load shedding by decoupling the
supply regions B and D
Example 2
Load shedding by decoupling the
supply regions A and E
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
5-Stage Plan
to control a drop in
frequency
(TransmissionCode,
DistributionCode)
Distribution Network
Transmission Grid
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
7 02.07.2013
The Load Reduction Problem
Network
Instability
Drop in
Frequency
Example 1
Load shedding by decoupling the
supply regions B and D
Affected critical infrastructures and
population:
Example 2
Load shedding by decoupling the
supply regions A and E
Affected critical infrastructures and
population:
Transmission Grid
A
B
C D
E
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
5-Stage Plan
to control a drop in
frequency
(TransmissionCode,
DistributionCode)
Distribution Network
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
8 02.07.2013
The Load Reduction Problem
Network
Instability
Drop in
Frequency
The Risk of Load Reduction
R = H * E * V
Risk = Hazard x Exposure x Vulnerability
The hazard H is the probability of outage of a
specific severity.
The exposure E describes the Critical
Infrastructures at risk in the potential affected
supply region.
The vulnerability V is the condition of physical,
social and economic factors increasing the
susceptibility of the functioning of a SR to power
outages.
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
5-Stage Plan
to control a drop in
frequency
(TransmissionCode,
DistributionCode)
Example 1
Load shedding by decoupling the
supply regions B and D
Affected critical infrastructures and
population:
Example 2
Load shedding by decoupling the
supply regions A and E
Affected critical infrastructures and
population:
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
9 02.07.2013
The Load Reduction Problem
What are the levels of vulnerability in
the supply regions?
What kind of critical infrastructures
are affected by decoupling selected
supply regions?
Which supply region should be chosen
to be decoupled?
How does the vulnerabiltity change
when decision maker‘s preferences
change regarding single critical
infrastructures?
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
Challenges within the Load Reduction Problem
Avoiding and minimizung the effects of power outages to an affected area
Control a drop in frequency by load reducing
Needs to support decisions
Developing a clear and well-
structured framework to assess
socio-economic vulnerabilities
Faciliating the integration of all
involved stakeholders to the
decision making process
Assessing and ranking the levels of
vulnerabilities of supply regions
against power outages
1
2
3
4
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
10
Analytical selection of criteria and attributes to assess the
vulnerability of the SRs to power outages
Developing a Vulnerability Assessment
The general procedure of assessing vulnerability of Supply Regions (SR) based on a
Multi-Criteria Decision Analysis (MCDA):
1
Definition of a hierarchical criteria framework
Definition of the normalization functions
Integration of the weighting factors
Aggregation to prioritize SRs
Visualization of results
Sensitivity analysis concerning changing weights and attribute
values accompanied by an update of the criteria framework
2
3
4
5
6
7
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
02.07.2013
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
11 02.07.2013
Hierarchical
Criteria
Framework
Vulnerability
Supply
Region
SR A
SR B
SR C
Supply Regions
(SR)
SR A
Critical Infrastructure
Sectors and Branches
SR B SR C
Criteria Alternatives
Weights
Data
Collection
Collaborative
Partnerships
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
1
…
…
Developing a Vulnerability Assessment
0
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
12 02.07.2013
Vulnerability Analysis
Münzberg, Th.; Müller, T., Möhrle, S., Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
Hierarchical
Criteria
Framework
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
13 02.07.2013
Vulnerability Analysis
Münzberg, Th.; Müller, T., Möhrle, S., Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
Hierarchical
Criteria
Framework
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
14
Perform the sensitivity
analysis
Weight the criteria and
attributes in a collaborative
way
Collect data by using the
established collaborative
partnerships of Local
Emergency Management
Authorities, CI providers and
other stakeholders on the
local level
02.07.2013
Applying the framework to support critical infrastructure protection in
collaborative partnerships:
Use Case
Align the hierarchical criteria
framework to the local
circumstances
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
15 02.07.2013
Use Case
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
aggregated criteria of
‘Hospitals’,
‘Social Facility’,
‘Chemical Industry’,
‘Economy Point of Interest’
‘Security Point of Interest’
Hospitals
Social
Facilities
Chemical
Industry
Economy Points
of Interest
Security Points
of Interest
Aggregated
Criteria:
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
16 02.07.2013
Use Case
Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
aggregated criteria of
‘Hospitals’,
‘Social Facility’,
‘Chemical Industry’,
‘Economy Point of Interest’
‘Security Point of Interest’
Hospitals
Social
Facilities
Chemical
Industry
Economy Points
of Interest
Security Points
of Interest
Aggregated
Criteria:
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
17
Conclusion
The assessment of supply region‘s vulnerabilities is essential for emergency
management and the collaborative preparedness against power outages.
The vulnerability of supply region can be assessed by an integrated multi-criteria
approach taking economic, social and physical impacts into account. The approach
enhances understanding the consequences of power outages.
The display of levels supply region‘s vulnerabilities can be used for vulnerability-
triggered load reduction in disaster risk management.
Data collection as well as the criteria weighting process need collaboration between
EMA, CI providers and stakeholders. This supports inter-organizational partnerships
for CI protection.
Future Research Directions
Analysing uncertainties (e.g. indicator selection and standardization)
Consideration of dynamic aspects resulting from (1) time limited resilience capacities
and (2) propagation of consequences by interconnected infrastructures
02.07.2013 Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
Institute for Nuclear and Energy Technologies
Institute for Industrial Production
18 Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F.
ISCRAM 2013, Baden-Baden
02.07.2013
Thank you for your attention!
Thomas Münzberg M.Sc.
thomas.muenzberg@kit.edu
Karlsruhe Institute of Technology (KIT)
Institute f. Nuclear and Energy Techn. (IKET)
Institute f. Industrial Production (IIP)
We would like to thank CEDIM as well as the
Mannheim Municipal Fire Department as
representatives of the city of Mannheim for
supporting this work.
ACKNOWLEDGMENTS

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An Integrated Multi-Criteria Approach on Vulnerability Analysis in the Context of Load Reduction

  • 1. KIT – University of the State of Baden-Wuerttemberg and National Research Center of the Helmholtz Association Institute for Nuclear and Energy Technologies Institute for Industrial Production www.kit.edu Thomas Münzberg, Tim Müller, Stella Möhrle, Tina Comes, Frank Schultmann An Integrated Multi-Criteria Approach on Vulnerability Analysis in the Context of Load Reduction
  • 2. Institute for Nuclear and Energy Technologies Institute for Industrial Production 2 02.07.2013 Outline 1. Introduction 2. The Load Reduction Problem 3. Developing a Vulnerability Assessment 4. Use Case 5. Conclusion Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden
  • 3. Institute for Nuclear and Energy Technologies Institute for Industrial Production 3 02.07.2013 Characteristics of Power Outages InductiveViewDeductiveView Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden Infrastructure Damage Network Instability
  • 4. Institute for Nuclear and Energy Technologies Institute for Industrial Production 4 02.07.2013 The Load Reduction Problem TransmissionCode 2007: Network and System Rules of the German Transmission System Operators Network Instability Stage Frequency Actions of power grid operators 1 49.8 Hz Alerting of staff and scheduling of the power station capacity not yet activated, according to the Transmission System Operator’s directions, shedding of pumps. 2 49.0 Hz Instantaneous load shedding of 10 - 15 % of the system load. 3 48.7 Hz Instantaneous load shedding of further 10 - 15 % of the system load. 4 48.4 Hz Instantaneous load shedding of further 15 - 20 % of the system load. 5 47.5 Hz Disconnection of all generating facilities from the network Drop in Frequency 5-Stage Plan to control a drop in frequency (TransmissionCode, DistributionCode) Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden
  • 5. Institute for Nuclear and Energy Technologies Institute for Industrial Production 5 02.07.2013 The Load Reduction Problem Network Instability Drop in Frequency Transmission Grid Distribution Network A B C D E Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden 5-Stage Plan to control a drop in frequency (TransmissionCode, DistributionCode)
  • 6. Institute for Nuclear and Energy Technologies Institute for Industrial Production 6 02.07.2013 The Load Reduction Problem A B C D E Network Instability Drop in Frequency Example 1 Load shedding by decoupling the supply regions B and D Example 2 Load shedding by decoupling the supply regions A and E Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden 5-Stage Plan to control a drop in frequency (TransmissionCode, DistributionCode) Distribution Network Transmission Grid
  • 7. Institute for Nuclear and Energy Technologies Institute for Industrial Production 7 02.07.2013 The Load Reduction Problem Network Instability Drop in Frequency Example 1 Load shedding by decoupling the supply regions B and D Affected critical infrastructures and population: Example 2 Load shedding by decoupling the supply regions A and E Affected critical infrastructures and population: Transmission Grid A B C D E Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden 5-Stage Plan to control a drop in frequency (TransmissionCode, DistributionCode) Distribution Network
  • 8. Institute for Nuclear and Energy Technologies Institute for Industrial Production 8 02.07.2013 The Load Reduction Problem Network Instability Drop in Frequency The Risk of Load Reduction R = H * E * V Risk = Hazard x Exposure x Vulnerability The hazard H is the probability of outage of a specific severity. The exposure E describes the Critical Infrastructures at risk in the potential affected supply region. The vulnerability V is the condition of physical, social and economic factors increasing the susceptibility of the functioning of a SR to power outages. Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden 5-Stage Plan to control a drop in frequency (TransmissionCode, DistributionCode) Example 1 Load shedding by decoupling the supply regions B and D Affected critical infrastructures and population: Example 2 Load shedding by decoupling the supply regions A and E Affected critical infrastructures and population:
  • 9. Institute for Nuclear and Energy Technologies Institute for Industrial Production 9 02.07.2013 The Load Reduction Problem What are the levels of vulnerability in the supply regions? What kind of critical infrastructures are affected by decoupling selected supply regions? Which supply region should be chosen to be decoupled? How does the vulnerabiltity change when decision maker‘s preferences change regarding single critical infrastructures? Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden Challenges within the Load Reduction Problem Avoiding and minimizung the effects of power outages to an affected area Control a drop in frequency by load reducing Needs to support decisions Developing a clear and well- structured framework to assess socio-economic vulnerabilities Faciliating the integration of all involved stakeholders to the decision making process Assessing and ranking the levels of vulnerabilities of supply regions against power outages 1 2 3 4
  • 10. Institute for Nuclear and Energy Technologies Institute for Industrial Production 10 Analytical selection of criteria and attributes to assess the vulnerability of the SRs to power outages Developing a Vulnerability Assessment The general procedure of assessing vulnerability of Supply Regions (SR) based on a Multi-Criteria Decision Analysis (MCDA): 1 Definition of a hierarchical criteria framework Definition of the normalization functions Integration of the weighting factors Aggregation to prioritize SRs Visualization of results Sensitivity analysis concerning changing weights and attribute values accompanied by an update of the criteria framework 2 3 4 5 6 7 Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden 02.07.2013
  • 11. Institute for Nuclear and Energy Technologies Institute for Industrial Production 11 02.07.2013 Hierarchical Criteria Framework Vulnerability Supply Region SR A SR B SR C Supply Regions (SR) SR A Critical Infrastructure Sectors and Branches SR B SR C Criteria Alternatives Weights Data Collection Collaborative Partnerships Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden 1 … … Developing a Vulnerability Assessment 0
  • 12. Institute for Nuclear and Energy Technologies Institute for Industrial Production 12 02.07.2013 Vulnerability Analysis Münzberg, Th.; Müller, T., Möhrle, S., Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden Hierarchical Criteria Framework
  • 13. Institute for Nuclear and Energy Technologies Institute for Industrial Production 13 02.07.2013 Vulnerability Analysis Münzberg, Th.; Müller, T., Möhrle, S., Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden Hierarchical Criteria Framework
  • 14. Institute for Nuclear and Energy Technologies Institute for Industrial Production 14 Perform the sensitivity analysis Weight the criteria and attributes in a collaborative way Collect data by using the established collaborative partnerships of Local Emergency Management Authorities, CI providers and other stakeholders on the local level 02.07.2013 Applying the framework to support critical infrastructure protection in collaborative partnerships: Use Case Align the hierarchical criteria framework to the local circumstances Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden
  • 15. Institute for Nuclear and Energy Technologies Institute for Industrial Production 15 02.07.2013 Use Case Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden aggregated criteria of ‘Hospitals’, ‘Social Facility’, ‘Chemical Industry’, ‘Economy Point of Interest’ ‘Security Point of Interest’ Hospitals Social Facilities Chemical Industry Economy Points of Interest Security Points of Interest Aggregated Criteria:
  • 16. Institute for Nuclear and Energy Technologies Institute for Industrial Production 16 02.07.2013 Use Case Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden aggregated criteria of ‘Hospitals’, ‘Social Facility’, ‘Chemical Industry’, ‘Economy Point of Interest’ ‘Security Point of Interest’ Hospitals Social Facilities Chemical Industry Economy Points of Interest Security Points of Interest Aggregated Criteria:
  • 17. Institute for Nuclear and Energy Technologies Institute for Industrial Production 17 Conclusion The assessment of supply region‘s vulnerabilities is essential for emergency management and the collaborative preparedness against power outages. The vulnerability of supply region can be assessed by an integrated multi-criteria approach taking economic, social and physical impacts into account. The approach enhances understanding the consequences of power outages. The display of levels supply region‘s vulnerabilities can be used for vulnerability- triggered load reduction in disaster risk management. Data collection as well as the criteria weighting process need collaboration between EMA, CI providers and stakeholders. This supports inter-organizational partnerships for CI protection. Future Research Directions Analysing uncertainties (e.g. indicator selection and standardization) Consideration of dynamic aspects resulting from (1) time limited resilience capacities and (2) propagation of consequences by interconnected infrastructures 02.07.2013 Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden
  • 18. Institute for Nuclear and Energy Technologies Institute for Industrial Production 18 Münzberg, Th.; Müller, T.; Möhrle, S.; Comes, T; Schultmann, F. ISCRAM 2013, Baden-Baden 02.07.2013 Thank you for your attention! Thomas Münzberg M.Sc. thomas.muenzberg@kit.edu Karlsruhe Institute of Technology (KIT) Institute f. Nuclear and Energy Techn. (IKET) Institute f. Industrial Production (IIP) We would like to thank CEDIM as well as the Mannheim Municipal Fire Department as representatives of the city of Mannheim for supporting this work. ACKNOWLEDGMENTS