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Research Protocol… A Guide to Scientific Writing of a Research Protocol
1
How to Write a Research Protocol ?
Sarang Shankar Bhola
Associate Professor,
Karmaveer Bhauro Patil Institute of Management Studies and Research, Satara, Maharashtra,
India – 415 001. Affiliated to Shivaji University, Kolhapur, India – 416 004.
Research protocol is a document which
describes scientific planning to conduct
research. It is a blue print of research
that directs researcher at every stage of
research voyage. It talks about, what is
the problem chosen for research? Where
from the problem arises i.e. Source of
research problem with support of a
review, how the research problem is to be
addressed i.e. methodology.
Contents of Research Protocol
Cover page: Contains title of the research,
investigator’s name and other details,
affiliation, details of supervisor and the
like.
It is short but inclusive, conveys the gist
of research under study using technical
details mentioned in the scope of the
study. It should give overall idea of
research problem under study.
Explain in detail the background and
context of research issues under
consideration.
Here discuss the research problem in
detail with the support of literature
review. The crux of literature review
should be supported in the discussion. On
the basis of context and review of
literature list down number of questions
which are unanswered and still to be
addressed to using research for scientific
output. The outputs that can be generalize
to the population. The entire discussion
should pave the way towards finding
research gap.
From amongst the series of questions
raised above in social or management
problem grouping on questions on the
basis of similarity. Prioritize these groups
of questions. On the backdrop of resources
available select an appropriate group of
questions for research. Write the
justification of selection and depict its
importance. The detailing ends with title of
research and justification of its suitability.
Hypothesis is answer to the research
question(s) taken for study. Answer to the
select category of research question(s)
stated above in statement of research
problem that are put to test.
These objectives are derived from
hypothesis. Statements direct towards
collection of data.
Need to specify what geography to cover
and taken for sampling? (Geographical
scope) Which concepts the study revolves
around? Are any new concepts under study?
(Conceptual scope) Which analytical tools
to be used for data analysis and testing of
hypothesis? (Analytical scope) What period
is to be considered for data collection
(Historical/periodic scope) especially
applicable to secondary source data?
Specific gender focused by research
(Biological scope). Scope determines the
context of application of research outcome.
4. Hypothesis of the Study:
5. Objectives of the Study:
1. Introduction:
6. Scope of the Study:
2. Social or Management Problem:
3. Statement of Research Problem:
Title to the Study:
Research Protocol… A Guide to Scientific Writing of a Research Protocol
2
Specify for whom? and to what extent the
study is important to society, industry,
organization (s), government and
stakeholders. What are the possible
outcomes of the study?
8.1. Research Design: Need to specify
the research design adopted either, an
Exploratory, descriptive, diagnostic or
experimental.
8.2. Data Required: a list of data points
require to test hypothesis and to suffice
objectives is to be specified in details.
8.3. Data Sources: From a data list
mentioned above few data points are to be
gathered using secondary data sources
and few are to be collected using primary
data sources. Mention bifurcated list of
data points to be sourced under heading
primary data source and secondary data
source clearly.
8.4. Instrument: Detailed description of
data collection instrument used
(questionnaire or schedule or observation
sheet). Mention nature of schedule i.e.
structured/unstructured, codified/non
codified, closed ended/open ended. If
instrument is structured then what are
the structures and their titles. Which
questions/variables every structure
carries and how it is to be measured.
Which scales are used dichotomous,
interval scales (Five point likert type
scale, seven point scale), ratio scales or
mix of it? Open ended, close ended or mix
of it.
8.5. Sampling: A justified description of
nature of universe and population,
probability/non probability method used
for selection of samples, size of samples,
sampling unit(s), statistical technique used
for calculation of sample size, justification
for the representativeness and adequacy
of samples.
Narration on the articulation of report
after completion with the help of
different chapters. The description of
chapter contents to be given.
Bibliography/References: APA, MLA,
Harward style.
Annexure: Planning of list to be enclosed
in the support to main report.
Time Table: Detailed plan of action
coupled with time frame. It is to be
prepared in table format and carries four
columns viz. serial number as first column,
second column is period, third column is
description of planned work corresponding
to period and fourth column is
remark/corrections/follow-up.
8.6. Data Analysis: Details of scheme of
data analysis. Statistical tools to be used
for data analysis. The descriptive
statistical tools, inferential tools and
statistics used for hypothesis testing. Any
special tools used for model building viz.
regression analysis, discriminant analysis,
structural equation modeling and the like.
Planning on scheme of data presentation.
into consideration by researcher.
8.7. Concepts Used: Detailing of
concepts around which the research
revolves. The new defined concepts or the
concepts defined by researcher that
formulates base for study. Or the
concepts taken
8.8. Pilot Testing: Planning of pilot
testing or testings in case of series of
pilots. Samples to be handled, reliability
and validity analysis. Hypothesis testing.
Statistical tools to be applied to pilot
testing.
7. Importance of the Study:
8. Research Methodology:
9. Organization of Research Report:
Description of Annexure:
Research Protocol… A Guide to Scientific Writing of a Research Protocol
3
© Copyright 2018
All right reserved
The documents ends with,
Signature with name of research
scholar and Signature with name of
research supervisor. It also carries
the place and date where the
document is signed.
Since the research protocol is a
planning it is to be written in
future tense and after execution
of same, the actual detailed
implementation is to be written in
present tense as initial chapter of
research report which is generally
titled as, ‘Research Methodology’
or Introduction to the Study’.
Sarang Shankar Bhola
sarangbhola@gmail.com
+91 9822124414
Research Protocol… A Guide to Scientific Writing of a Research Protocol
4
© Copyright 2018
All right reserved

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Research Protocol

  • 1. Research Protocol… A Guide to Scientific Writing of a Research Protocol 1 How to Write a Research Protocol ? Sarang Shankar Bhola Associate Professor, Karmaveer Bhauro Patil Institute of Management Studies and Research, Satara, Maharashtra, India – 415 001. Affiliated to Shivaji University, Kolhapur, India – 416 004. Research protocol is a document which describes scientific planning to conduct research. It is a blue print of research that directs researcher at every stage of research voyage. It talks about, what is the problem chosen for research? Where from the problem arises i.e. Source of research problem with support of a review, how the research problem is to be addressed i.e. methodology. Contents of Research Protocol Cover page: Contains title of the research, investigator’s name and other details, affiliation, details of supervisor and the like. It is short but inclusive, conveys the gist of research under study using technical details mentioned in the scope of the study. It should give overall idea of research problem under study. Explain in detail the background and context of research issues under consideration. Here discuss the research problem in detail with the support of literature review. The crux of literature review should be supported in the discussion. On the basis of context and review of literature list down number of questions which are unanswered and still to be addressed to using research for scientific output. The outputs that can be generalize to the population. The entire discussion should pave the way towards finding research gap. From amongst the series of questions raised above in social or management problem grouping on questions on the basis of similarity. Prioritize these groups of questions. On the backdrop of resources available select an appropriate group of questions for research. Write the justification of selection and depict its importance. The detailing ends with title of research and justification of its suitability. Hypothesis is answer to the research question(s) taken for study. Answer to the select category of research question(s) stated above in statement of research problem that are put to test. These objectives are derived from hypothesis. Statements direct towards collection of data. Need to specify what geography to cover and taken for sampling? (Geographical scope) Which concepts the study revolves around? Are any new concepts under study? (Conceptual scope) Which analytical tools to be used for data analysis and testing of hypothesis? (Analytical scope) What period is to be considered for data collection (Historical/periodic scope) especially applicable to secondary source data? Specific gender focused by research (Biological scope). Scope determines the context of application of research outcome. 4. Hypothesis of the Study: 5. Objectives of the Study: 1. Introduction: 6. Scope of the Study: 2. Social or Management Problem: 3. Statement of Research Problem: Title to the Study:
  • 2. Research Protocol… A Guide to Scientific Writing of a Research Protocol 2 Specify for whom? and to what extent the study is important to society, industry, organization (s), government and stakeholders. What are the possible outcomes of the study? 8.1. Research Design: Need to specify the research design adopted either, an Exploratory, descriptive, diagnostic or experimental. 8.2. Data Required: a list of data points require to test hypothesis and to suffice objectives is to be specified in details. 8.3. Data Sources: From a data list mentioned above few data points are to be gathered using secondary data sources and few are to be collected using primary data sources. Mention bifurcated list of data points to be sourced under heading primary data source and secondary data source clearly. 8.4. Instrument: Detailed description of data collection instrument used (questionnaire or schedule or observation sheet). Mention nature of schedule i.e. structured/unstructured, codified/non codified, closed ended/open ended. If instrument is structured then what are the structures and their titles. Which questions/variables every structure carries and how it is to be measured. Which scales are used dichotomous, interval scales (Five point likert type scale, seven point scale), ratio scales or mix of it? Open ended, close ended or mix of it. 8.5. Sampling: A justified description of nature of universe and population, probability/non probability method used for selection of samples, size of samples, sampling unit(s), statistical technique used for calculation of sample size, justification for the representativeness and adequacy of samples. Narration on the articulation of report after completion with the help of different chapters. The description of chapter contents to be given. Bibliography/References: APA, MLA, Harward style. Annexure: Planning of list to be enclosed in the support to main report. Time Table: Detailed plan of action coupled with time frame. It is to be prepared in table format and carries four columns viz. serial number as first column, second column is period, third column is description of planned work corresponding to period and fourth column is remark/corrections/follow-up. 8.6. Data Analysis: Details of scheme of data analysis. Statistical tools to be used for data analysis. The descriptive statistical tools, inferential tools and statistics used for hypothesis testing. Any special tools used for model building viz. regression analysis, discriminant analysis, structural equation modeling and the like. Planning on scheme of data presentation. into consideration by researcher. 8.7. Concepts Used: Detailing of concepts around which the research revolves. The new defined concepts or the concepts defined by researcher that formulates base for study. Or the concepts taken 8.8. Pilot Testing: Planning of pilot testing or testings in case of series of pilots. Samples to be handled, reliability and validity analysis. Hypothesis testing. Statistical tools to be applied to pilot testing. 7. Importance of the Study: 8. Research Methodology: 9. Organization of Research Report: Description of Annexure:
  • 3. Research Protocol… A Guide to Scientific Writing of a Research Protocol 3 © Copyright 2018 All right reserved The documents ends with, Signature with name of research scholar and Signature with name of research supervisor. It also carries the place and date where the document is signed. Since the research protocol is a planning it is to be written in future tense and after execution of same, the actual detailed implementation is to be written in present tense as initial chapter of research report which is generally titled as, ‘Research Methodology’ or Introduction to the Study’. Sarang Shankar Bhola sarangbhola@gmail.com +91 9822124414
  • 4. Research Protocol… A Guide to Scientific Writing of a Research Protocol 4 © Copyright 2018 All right reserved