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Fantasy planning: the gap between
systems of safety and safety of systems
Ben Hutchinson
National Zero Harm Manager
PhD Student – Safety Science Innovation Lab,
Griffith University
The Day Book (Chicago, Ill.) Date: April 16, 1912
http://clickamericana.com/eras/1910s/scenes-of-horror-and-heroism-on-
sinking-titanic-1912
“I can not imagine any condition which
could cause this ship to founder. I can
not conceive of any vital disaster
happening to this vessel. Modern
shipbuilding has gone beyond that.”
Captain E.J. Smith, Master of SS Titanic, referring to the ship
Adriatic.
An Oil Magnate, Nuclear Engineer and Postal Worker walk into a bar…
1 – Paul Searing https://www.flickr.com/photos/13995873@N05/
2 – The Atlantic https://www.theatlantic.com/photo/2014/03/the-
exxon-valdez-oil-spill-25-years-ago-today/100703/
3 – Jim Brickett / Flickr https://www.flickr.com/photos/jimbrickett/
1
2
3
The first [SMS] I designed was quite
naturally perfect, it was a work of art,
flawless, sublime.
A triumph equaled only by its monumental
failure.
The inevitability of its doom is as apparent
to me now as a consequence of the
imperfection inherent in every human
being, thus I redesigned it based on your
history to more accurately reflect the
varying grotesqueries of your nature
Silver, J. (Producer), Wachowski, L. (Director), & Wachowski, L. (Director). (2003). Matrix Reloaded [Motion Picture]. USA:
Village Roadshow Pictures.
The Fables of Safety
Background: https://au.pinterest.com/pin/215258057162287016/
“For a successful technology, reality must take
precedence over public relations,
for nature cannot be fooled”
– Feynman 1986. Report of the Presidential Commission on the Space Shuttle
Challenger accident.
“Knowing” about the system was grounded in elaborate
algorithms … purported to show risk was declining, and yet this
analysis was only tenuously linked to the actual level of danger.
This is not to suggest that … companies or individuals are
deliberately fabricating this type of plan … but rather that, in the
face of significant uncertainty, earnest attempts to plan can lose
touch with reality. – Hayes, 2015, ‘Lessons for Effective Integrity Management
from the San Bruno Pipeline Rupture’, pg. 205
San Bruno pipeline explosion
http://articles.latimes.com/2010/oct/07/local/la-me-brittle-pipeline-20101007
How much safety in safety management?
• “The SMS … was repetitive, circular, … [and] much of
its language was impenetrable … [The SMS took] on a
life of its own, divorced from operations in the field …
in some respects, maintenance of the [SMS] diverted
attention from the … practical functioning of the
plant” Dawson and Brooks, 1999, Report of the Longford Royal Commission, 200
Longford
•“Nimrod Safety Case[s] were fatally undermined by an
assumption by all the organisations and individuals involved
that the Nimrod was ‘safe anyway’, because the Nimrod
fleet had successfully flown for 30 years, and they were
merely documenting something which they already knew.
The Nimrod Safety Case became essentially a paperwork
and ‘tick-box’ exercise” Haddon-Cave, 2009, The Nimrod Review Report. Loss of XV230,
190
Nimrod
•‘‘Prior to Challenger, the can-do culture was a result not
just of years of apparently successful launches, but of
the cultural belief that the Shuttle Program’s many
structures, rigorous procedures, and detailed system of
rules were responsible for those successes.” Columbia Accident
Investigation Board, 2003, 199
Columbia
How Does an Illusion of Safety Come About?
“[M]any of us ask for certainty from our bankers, our doctors, and our political leaders. What
they deliver in response is the illusion of certainty. Many of us smile at old-fashioned fortune-
tellers. But when the soothsayers work with computer algorithms rather than tarot cards, we
take their predictions seriously and are prepared to pay for them” -- Gigerenzer, 2014, Risk Savvy, pg.26
Illusion
of
safety
Successful
operations
Cultural norms
+ biases
System design
Poor
understanding
of work
High
uncertainty
and/or
innovation
Some reasons
…not exhaustive
“We found that many
witnesses … had been
oblivious of what lay before
their eyes. It did not enter their
consciousness …
They were like moles being
asked about the habits of birds
Report of the Tribunal Appointed to Inquire into the Disaster
at Aberfan on October 21st, 1966
Myth busting: We need to care more about safety
Planning to fail?
Risk[y] Assessments
Case Study: FIFO Facility Maintenance
 Extensive fatigue risk assessment. Covered
work hours, sleep opportunity, rotation
direction and more
 Referred to task rotation and increased
supervision for higher risk activities and
during circadian lows
 But … quiet on what exactly was the high
risk activities—and how to control and
verify
 Said most of the right things—but not
focussed on the things that mattered most
 A fantasy risk assessment? Decoy
phenomena?
 What do you know of your critical risks and critical controls?
 How do you know they are working? Have you checked?
 What feeds your confidence in effectiveness of systems?
Questions for you:
Myth busting #2: Oh, human error you say?
“A ‘human error’ problem
is an organizational
problem.
A ‘human error’ problem
is at least as complex as
the organization that
helped create it”
- Dekker, S. (2014). Field Guide to Understanding
Human Error, pg.192.
Safety
Gap
Work-as-Imagined
(Managers, procedures etc.)
Work-as-Occurs
(Reality, shop-floor)
“normal work [work-as-occurs] may contain
daily frustrations and workarounds, as well as
workers having to ‘‘finish the design’’ with
various improvisations”
– Dekker, S. (2014). The bureaucratization of safety. Safety Science, 70, 348-357.
Fantasy
A Firm Grip on Reality (…whatever that is)
Value expertise
and relationships
Understand
limits of
knowledge
+ ‘meta-
monitoring’
Reveal and
test
assumptions
Mind the gap
(WAI vs WAO)
Engage
possibilistic
thinking
Reality
Some scattered ideas (Not linear):
“Beneath a public image of rule-following
behavior […] experts are opening with far
greater levels of ambiguity, needing to
make uncertain judgments in less than
clearly structured situations” Wynne (1988,
Unruly Technology, 153)
“[When] technology is involved, the illusion of certainty is
amplified.” Gigerenzer, 2014 Risk Savvy, 28
“[We have a] tendency to look at what confirms our
knowledge, not our ignorance” Taleb, 2007 The black swan, 30
* Salmon et al. (2012). Systems-based accident analysis methods: A comparison of Accimap, HFACS, and STAMP. Safety Science. 50, 1158–1170.
Is the [Swiss] Cheese Old and Mouldy?
Bad
decisions: #1
#2
#3
#4
How did I miss
the signs!
It was all so
obvious!
Probabilistic vs Possibilistic thinking. Or:
"things that have never happened before
happen all the time." (Sagan, 1993, The Limits of Safety,12)
http://www.dailymail.co.uk/news/article-1388629/Japan-tsunami-destroyed-wall-designed-protect-
Fukushima-nuclear-plant.html
“[S]eeing is not necessarily believing;
sometimes, we must believe before
we can see.” Perrow, 1999, Normal Accidents, 9
“We put too much emphasis on reducing
errors and not enough on building expertise”
- Gary Klein. (2009). Streetlights and shadows: searching for the keys to adaptive decision
making, pg 13.
US Airways Flight 1549
‘Miracle on the Hudson’
Background: The Day Book (Chicago, Ill.) Date: April 16, 1912
http://clickamericana.com/eras/1910s/scenes-of-horror-and-heroism-on-sinking-titanic-1912
Questions?
Available through ResearchGate
and LinkedIn

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Ben Hutchinson

  • 1. Fantasy planning: the gap between systems of safety and safety of systems Ben Hutchinson National Zero Harm Manager PhD Student – Safety Science Innovation Lab, Griffith University The Day Book (Chicago, Ill.) Date: April 16, 1912 http://clickamericana.com/eras/1910s/scenes-of-horror-and-heroism-on- sinking-titanic-1912 “I can not imagine any condition which could cause this ship to founder. I can not conceive of any vital disaster happening to this vessel. Modern shipbuilding has gone beyond that.” Captain E.J. Smith, Master of SS Titanic, referring to the ship Adriatic.
  • 2. An Oil Magnate, Nuclear Engineer and Postal Worker walk into a bar… 1 – Paul Searing https://www.flickr.com/photos/13995873@N05/ 2 – The Atlantic https://www.theatlantic.com/photo/2014/03/the- exxon-valdez-oil-spill-25-years-ago-today/100703/ 3 – Jim Brickett / Flickr https://www.flickr.com/photos/jimbrickett/ 1 2 3
  • 3. The first [SMS] I designed was quite naturally perfect, it was a work of art, flawless, sublime. A triumph equaled only by its monumental failure. The inevitability of its doom is as apparent to me now as a consequence of the imperfection inherent in every human being, thus I redesigned it based on your history to more accurately reflect the varying grotesqueries of your nature Silver, J. (Producer), Wachowski, L. (Director), & Wachowski, L. (Director). (2003). Matrix Reloaded [Motion Picture]. USA: Village Roadshow Pictures.
  • 4. The Fables of Safety Background: https://au.pinterest.com/pin/215258057162287016/ “For a successful technology, reality must take precedence over public relations, for nature cannot be fooled” – Feynman 1986. Report of the Presidential Commission on the Space Shuttle Challenger accident.
  • 5. “Knowing” about the system was grounded in elaborate algorithms … purported to show risk was declining, and yet this analysis was only tenuously linked to the actual level of danger. This is not to suggest that … companies or individuals are deliberately fabricating this type of plan … but rather that, in the face of significant uncertainty, earnest attempts to plan can lose touch with reality. – Hayes, 2015, ‘Lessons for Effective Integrity Management from the San Bruno Pipeline Rupture’, pg. 205 San Bruno pipeline explosion http://articles.latimes.com/2010/oct/07/local/la-me-brittle-pipeline-20101007
  • 6. How much safety in safety management? • “The SMS … was repetitive, circular, … [and] much of its language was impenetrable … [The SMS took] on a life of its own, divorced from operations in the field … in some respects, maintenance of the [SMS] diverted attention from the … practical functioning of the plant” Dawson and Brooks, 1999, Report of the Longford Royal Commission, 200 Longford •“Nimrod Safety Case[s] were fatally undermined by an assumption by all the organisations and individuals involved that the Nimrod was ‘safe anyway’, because the Nimrod fleet had successfully flown for 30 years, and they were merely documenting something which they already knew. The Nimrod Safety Case became essentially a paperwork and ‘tick-box’ exercise” Haddon-Cave, 2009, The Nimrod Review Report. Loss of XV230, 190 Nimrod •‘‘Prior to Challenger, the can-do culture was a result not just of years of apparently successful launches, but of the cultural belief that the Shuttle Program’s many structures, rigorous procedures, and detailed system of rules were responsible for those successes.” Columbia Accident Investigation Board, 2003, 199 Columbia
  • 7. How Does an Illusion of Safety Come About? “[M]any of us ask for certainty from our bankers, our doctors, and our political leaders. What they deliver in response is the illusion of certainty. Many of us smile at old-fashioned fortune- tellers. But when the soothsayers work with computer algorithms rather than tarot cards, we take their predictions seriously and are prepared to pay for them” -- Gigerenzer, 2014, Risk Savvy, pg.26 Illusion of safety Successful operations Cultural norms + biases System design Poor understanding of work High uncertainty and/or innovation Some reasons …not exhaustive
  • 8. “We found that many witnesses … had been oblivious of what lay before their eyes. It did not enter their consciousness … They were like moles being asked about the habits of birds Report of the Tribunal Appointed to Inquire into the Disaster at Aberfan on October 21st, 1966 Myth busting: We need to care more about safety
  • 11. Case Study: FIFO Facility Maintenance  Extensive fatigue risk assessment. Covered work hours, sleep opportunity, rotation direction and more  Referred to task rotation and increased supervision for higher risk activities and during circadian lows  But … quiet on what exactly was the high risk activities—and how to control and verify  Said most of the right things—but not focussed on the things that mattered most  A fantasy risk assessment? Decoy phenomena?  What do you know of your critical risks and critical controls?  How do you know they are working? Have you checked?  What feeds your confidence in effectiveness of systems? Questions for you:
  • 12. Myth busting #2: Oh, human error you say? “A ‘human error’ problem is an organizational problem. A ‘human error’ problem is at least as complex as the organization that helped create it” - Dekker, S. (2014). Field Guide to Understanding Human Error, pg.192. Safety Gap Work-as-Imagined (Managers, procedures etc.) Work-as-Occurs (Reality, shop-floor) “normal work [work-as-occurs] may contain daily frustrations and workarounds, as well as workers having to ‘‘finish the design’’ with various improvisations” – Dekker, S. (2014). The bureaucratization of safety. Safety Science, 70, 348-357.
  • 13. Fantasy A Firm Grip on Reality (…whatever that is) Value expertise and relationships Understand limits of knowledge + ‘meta- monitoring’ Reveal and test assumptions Mind the gap (WAI vs WAO) Engage possibilistic thinking Reality Some scattered ideas (Not linear): “Beneath a public image of rule-following behavior […] experts are opening with far greater levels of ambiguity, needing to make uncertain judgments in less than clearly structured situations” Wynne (1988, Unruly Technology, 153) “[When] technology is involved, the illusion of certainty is amplified.” Gigerenzer, 2014 Risk Savvy, 28 “[We have a] tendency to look at what confirms our knowledge, not our ignorance” Taleb, 2007 The black swan, 30
  • 14. * Salmon et al. (2012). Systems-based accident analysis methods: A comparison of Accimap, HFACS, and STAMP. Safety Science. 50, 1158–1170. Is the [Swiss] Cheese Old and Mouldy? Bad decisions: #1 #2 #3 #4 How did I miss the signs! It was all so obvious!
  • 15. Probabilistic vs Possibilistic thinking. Or: "things that have never happened before happen all the time." (Sagan, 1993, The Limits of Safety,12) http://www.dailymail.co.uk/news/article-1388629/Japan-tsunami-destroyed-wall-designed-protect- Fukushima-nuclear-plant.html “[S]eeing is not necessarily believing; sometimes, we must believe before we can see.” Perrow, 1999, Normal Accidents, 9
  • 16. “We put too much emphasis on reducing errors and not enough on building expertise” - Gary Klein. (2009). Streetlights and shadows: searching for the keys to adaptive decision making, pg 13. US Airways Flight 1549 ‘Miracle on the Hudson’
  • 17. Background: The Day Book (Chicago, Ill.) Date: April 16, 1912 http://clickamericana.com/eras/1910s/scenes-of-horror-and-heroism-on-sinking-titanic-1912 Questions? Available through ResearchGate and LinkedIn