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T H E
B I R T H
O F T H E
I M A G I N A T I O N
a
O n e d a y i n t h e a u t u m n o f 1879 a S p an ish n o b
le m an an d his d au g h te r set o u t on a
little ad v en tu re. T h e y w ere g o in g to ex p lo re a cave n
o t far fro m the fam ily estate at
P u en te S an M iguel, in th e C a n ta b ria reg io n o f n o
rth e rn Spain. T h e n o b le m a n ’s nam e
was M arcelin o Sanz de S au tu o la, an d his d au g h te r - n
o t yet in h er teen s - was called
M a ria . T o g eth er they m ad e fo r the hillside o f A ltam
ira, w hich h ad lately b een re p o rte d
as a site o f p reh isto ric o ccu p atio n . T o u se th e language
o f th e tim e, A ltam ira was th e so rt
o f place w here troglodytes o r ‘p eo p le b efo re A d a m ’ w
ere th o u g h t to have sheltered.
As a keen a m ate u r archaeologist, de S au tu o la h a d high h
o p es o f w h at h e m ig h t find
at A ltam ira. T h e b o n es o f stran g e anim als m ig h t be
scattered aro u n d ; p e rh a p s traces o f
fires kindled lo n g ago. W ith an y luck, an d close
investigation o f th e cave floor, som e
ru d im e n ta ry tools o r im p lem e n ts m ig h t also b e
retrieved.
D e S au tu o la was n o t m erely h u n tin g fo r curiosities. W
h e n it cam e to p u b lish in g
his discoveries a t A ltam ira, h e gravely n o te d th a t his u
ltim ate m otive fo r m aking the
ex p ed itio n w ith M a ria was to ‘te a r away th e th ick veil
th a t separates us fro m th e origins
an d cu sto m s o f th e an cien t in h a b ita n ts o f th ese m o
u n ta in s’. O n ce h e an d M a ria were
inside the cave, he c ro u c h ed d o w n an d b eg an to exam
ine th e g ro u n d by la n tern light.
It w as cool a n d d am p in th e cave, b u t spacious too. W
hile h er fath e r w as poking an d
6 A detail o f th e cave paintings at Altamira, Spain, c. 11,000
BC. which Maria and Marcelino d e Sautuola
discovered by chance.
TH E BIRTH O F TH E IM A G IN A T IO N
s c ra p in g a t th e floor, M a ria w a n d e re d o f f to d o
so m e ex p lo rin g o f h e r ow n. It w as n o t
lo n g b e fo re th e d ark n e ss o f A lta m ira e c h o e d w
ith a c h ild ’s w o n d ro u s cry.
‘L o o k , P a p a - p a in tin g s o f o x en !’
So a y o u n g girl w as th e firs t m o d e rn h u m a n to set
eyes u p o n th e ‘g allery ’ o f
p re h is to ric p a in tin g s fo r w h ic h A lta m ira w o u ld
b e c o m e re n o w n e d (Fig. 6).
B ein g sm all, M a ria h a d a b e tte r view o f th e cav e’s
low ceiling th a n h e r father.
H o w ev er, h e r re c o g n itio n o f th e an im als w h o se
im ag es w ere ra n g e d o v er A lta m ira ’s
n a tu ra l v au lt was n o t q u ite a c c u ra te . T h e s e w ere
a u ro c h s - a ty p e o f b is o n th a t h a d b e e n
e x tin c t fo r th o u sa n d s o f years. H e rd s o f th e m w
ere d e p ic te d - sta n d in g , g razin g , ru n n in g ,
sleeping. A n d a ro u n d th e se a u ro c h s th e re w ere o
th e r fo u r-le g g e d b ea sts: h o rs e s , ibexes,
b o a r. G a z in g u p a t w h a t his d a u g h te r h a d fo u n
d , d e S a u tu o la w as a lm o s t sp eech less
w ith e x c ite m e n t. H e k n ew in stin ctiv ely th a t th is a
r t w as v e ry old in d e e d ; b u t it w as m o re
th a n in s tin c t th a t to ld h im so. T h e cave w as litte re d
w ith d e b ris b e lo n g in g to w h a t w o u ld
b e c o m e k n o w n as th e S to n e A g e - o r, in a rc h
aeo lo g ica l p a rla n c e , th e U p p e r P alaeo lith ic
p e r io d ( 3 5 ,0 0 0 -1 0 ,0 0 0 years ago). M o reo v e r, d e
S au tu o la co u ld see sim ilarities b etw een
th e b iso n d ep icted h e re a t A lta m ira a n d so m e b o
n e c a rv in g s o f a n im als lately d isc o v ered
in caves in F ra n ce .
T h e g e n tle m a n -s c h o la r lo st n o tim e in c o m m u n
ic a tin g th e new s. I t c re a te d a
se n satio n , u n d e r s ta n d a b le even to th is day, a lth o u
g h , fo r rea so n s o f p re s e rv a tio n , visitors
a re n o w a d m itte d o n ly to a re p lica o f th e cave. G a
z in g o v er A lta m ira ’s ro ck y su rfaces,
th e v iew er so o n a p p re c ia te s th a t th e w o rd ‘p a in
tin g ’ is in a d e q u a te h ere . T h e u n e v e n
c o n to u rs o f th e ro ck h av e b e e n in g e n io u sly in c
o rp o r a te d to give th e a n im als a bulky,
a lm o s t th re e -d im e n sio n a l p re se n c e . B ig b o v in e
sh o u ld e rs lo o m u p in th e h alf-lig h t: a n d ,
w hile th e e x a c t species o f b is o n d e p ic te d is n o lo
n g e r to b e seen, w e c a n n o t fail to be
s tru c k b y th e q u ality o f close o b s e rv a tio n o n
display. H o w th e an im als s to o d w hile at
p a s tu re , h o w th e y co llap sed w h e n r e c u m b e n t o
r w o u n d e d - th e A lta m ira d e p ic tio n s are,
as w e s h o u ld say, co n v in cin g . T h e co lo u rs, to o ,
are m e m o rab le : p re d o m in a n tly re d a n d
b lack, b u t w ith sh ad in g s o f fo rm also p ic k e d o u t in
b ro w n , p u r p le , yellow, p in k a n d w hite.
T h e s e s tro n g o rg an ic p ig m e n ts , d e riv e d fro m v
ario u s o x id es a n d c a rb o n s , p la y th e ir
p a r t in g iv in g th e w o rk a p o w erfu lly e a rth y d e p
th a n d su b sta n c e . All in all, it m ig h t b e
c o n c lu d e d th a t th e p a in tin g s h e re are to o g o o d
to b e tru e .
S ad ly fo r de S a u tu o la , m a n y o f his c o n te m p o ra
rie s th o u g h t ju s t th a t. A fte r an
initial a c co lad e fro m th e p re ss, ro y al visits to th e
cave a n d so o n , d o u b ts r e g a rd in g th e
T H E BIRTH O F THE IM A G IN A T IO N
a u th en ticity o f th e a r t a t A ltam ira b eg a n to b e
voiced. N o th in g c o m p a ra b le to th e ir scale
an d p icto rial delicacy h a d b e e n fo u n d a t p reh isto ric
sites th e n k n o w n to archaeological
co n n o isseu rs. O n e p re m a tu re e x p lan a tio n o f A
ltam ira su g g ested th a t th e p ain tin g s
h ad b ee n d o n e d u rin g th e R o m a n o c c u p a tio n o
f th e Ib erian p en in su la. W ith in a y ear o f
d e S a u tu o la ’s a n n o u n c e m e n t o f th e fin d , how
ever, m o re p o iso n o u s ru m o u rs w ere
circulating. A n a rtis t w as seen g o in g in to th e cave (de S
au tu o la h ad co m m issio n ed him
to m ake copies o f th e ceiling): w o rd w e n t r o u n d th a t
h e was th e o n e w h o h ad p ain ted
it in th e first place. A t h o m e an d a b ro a d , d e S au tu o
la fo u n d h im self m o c k ed as a d u p e ,
o r s u sp e c te d o f p e rp e tra tin g a hoax. H e died in
1888, a d eeply d isa p p o in te d a n d widely
disbelieved m an . H is frien d s said h e w as b ro k e n h e a rte
d by th e w hole affair.
Y oung M a ria w ould live to see h e r f a th e r’s h o n o u r
th o ro u g h ly red eem ed . B u t b efo re
we la m e n t th e scepticism th a t b ro u g h t m isery to a p
io n e er ex p lo re r o f p reh isto ric art,
let us a d m it o u r ow n p rim a ry reactio n to w h at we see a
t A ltam ira, a n d a t o th e r g rea t
u n d e r g ro u n d sites su b se q u en tly revealed in S p ain
an d so u th e rn F ra n c e - m o st notably
th e caves o f L a sc a u x an d C h au v et. ‘A m az in g ’; ‘in
c re d ib le’; ‘asto n ish in g ’: we rea ch for
th e clichéd lan g u ag e o f ad m iratio n , a n d fo r o nce it d
en o tes a g en u in e m ystery. N o
sam p le o f early h u m a n h an d iw o rk is m o re p e rp le
x in g th a n th e large-scale cave p ain tin g s
o f Palaeolithic E u ro p e . W h a t follows h e re is a n a tte
m p t to m ake sense o f w h at th e im ages
m ig h t m e an , a n d w hy th ey w ere p a in te d on su b te
rra n e a n walls. A p a rtic u la r th e o ry is
p u rs u e d , an d o th e r th e o ries rejected - b u t th ey are
th eo ries all th e sam e. In the en d ,
am a z e m e n t m ay rem a in the p r o p e r resp o n se. W h a
t we can establish fo r ce rtain , how ever,
is th a t th ese p a in tin g s are n o t localized m iracles. A ltam
ira b elongs to a w id er p ro cess o f
h u m a n d ev e lo p m e n t, an d it is all th e m o re exciting
fo r that.
T H E CREATIVE E X P LO S IO N
R a d io c arb o n d atin g o f th e p ig m e n ts u s e d in the
A ltam ira p ain tin g s has established th a t
th e cave in v estig ated b y M a ria a n d M a rc e lin o d e S
au tu o la w as d ec o rate d betw een
13,300 an d 14,900 years a g o .T h is m o re o r less co n firm
s th e n o tio n al an tiq u ity assigned
to the im ages by d e S au tu o la b ac k in 1879. B u t b e y o n
d th e elem en t o f forgivable
s u rp rise , w hy were th e le arn ed c o n te m p o ra rie s o f
de S au tu o la so re lu c ta n t to believe him ?
T h e an sw er is th a t A ltam ira sim p ly d id n o t fit w ith p
revailing scientific a n d p o p u la r
views a b o u t the o rig in an d d e v e lo p m e n t o f th e h u
m a n species. C h arles D arw in m ay have
TH E BIRTH OF THE IM A G IN A T IO N
cau sed theological co n tro v ersy in V icto rian B ritain w
ith his th e o ry o f evolution by
n atu ra l selection - a p ro cess o ften s u m m arize d as ‘th e
survival o f th e fittest’, th o u g h
D arw in h im self d id n o t coin th a t p h ra se - b u t so far
as it co n firm ed stereotypical
W estern attitu d e s to th e p reh isto ric p ast, D a rw in ’s m
o d e l w as w idely accep ted . If
evolution fav o u red th e survival o f th e fittest, a n d h u m
a n k in d w as set o n a n u p w a rd
cu rv e o f p ro g re ss in ad a p tin g to u n d e rs ta n d a n d
co n tro l th e w orld, th e n th o se h u m a n s
left b eh in d - especially th o se left b e h in d m a n y th o u
sa n d s o f years ago - m u s t be
co ngenitally b ack w ard , ig n o ra n t a n d clumsy.
A lready in 1651, th e E nglish p h ilo s o p h e r T h o m a s H
o b b es h a d fastidiously
d es crib ed th e ‘ill c o n d itio n ’ o f h u m a n s living in a
pre-civilized ‘state o f n a tu re ’. I t was
a situ atio n , h e d eclared , o f ‘co n tin u al fear, a n d d an g
e r o f violent d eath ; an d th e life o f
m a n solitary, p o o r, nasty, b ru tish a n d s h o r t’. A t th e
tim e w h en th e p ain tin g s at A ltam ira
w ere fo u n d , m o s t p eo p le w ould have im ag in ed th e ty
p ical ‘cav em an ’ as so m e shaggy,
low -brow ed creatu re, his g ro u n d -s c ra p in g knuckles
clam p e d to a k n o tty club. T h is savage
m ig h t have ch a se d b iso n to fill his belly, b u t to re p re
se n t th e anim al in delicate profile,
w ith careful, sensitive h u es - su c h fine aesth etic cap acity
w as surely b ey o n d belief?
S o w en t th e logic o f o rth o d o x o p in io n . H ow ever,
even th e m o s t ten acio u s
u p h o ld e rs o f this view w ere fo rc ed to rec o n sid er as
fu rth e r p ain te d caves cam e to light,
especially in F ra n ce . In 1901, fo r ex am p le, tw o m a jo r
sites n e a r L es Eyzies in th e
P érig o rd reg io n - L es C o m b arelles a n d F o n t-d e -G
a u m e - w ere c o n firm e d as b o n a fide.
T h e follow ing year, a m ajo r sh ift in attitu d es w as
signalled w h en E m ile C a rtailh ac , one
o f th e F re n c h e x p e rts w ho h ad dism issed A ltam ira as
a p ran k , p u b lish ed a p en iten tial
essay, a c ce p tin g th a t his d o u b ts h a d b ee n in erro r:
th e p ain tin g s at A ltam ira, a n d oth ers
like th e m , really d id b elo n g to ‘th e d aw n o f tim e ’.
In th e su m m e r o f 1902, C a rtailh ac
jo in ed o th e r delegates fro m a scientific co n fe re n ce a t
M o n ta u b a n in m ak in g a to u r to
in sp e ct th e several p a in te d caves in th e area. A co n sen
su s w as declared: a r t in d eed
existed in p reh isto ry , a n d th e science o f u n d e rs ta n d
in g it h a d only ju st beg u n .
D iscoveries o f f u rth e r caves p ro liferate d th ro u g h o u t
th e tw en tieth century. F ra n ce
yielded n o t only exam ples o f p ain te d surfaces, b u t also
relief figures, s u c h as th e ‘frieze’
o f anim als b ro u g h t to light in 1909 a t C a p B lanc, again
n e a r L es E yzies, a n d th e tw o
b iso n m o u ld e d in clay a t th e en d o f th e d ee p cave a
tT u c d ’A u d o u b e rt in th e Pyrenees.
M o s t stories o f m o d e rn discovery c o n ta in a ratio n o f
d ram a. A p p ro p riately ,
p e rh a p s , it w as w hile search in g fo r a lo st d o g th a t
several schoolboys cam e across th e
THE BIRTH O F T H E IM A G IN A T IO N
sp le n d id m e n a g e rie p a in te d w ith in th e cave a t L
a sc a u x , n e a r M o n tig n a c , in 1940 (Fig. 7).
A n d w hile th e fin d in g (in 1994) o f ev e n m o re rem a
rk a b le an im al scen es in F ra n c e ’s
A rd é c h e G o rg e c a m e a b o u t fro m d e lib e ra te u n
d e r g r o u n d e x p lo ra tio n , th e s u b se q u e n t
d isp u te over o w n ersh ip o f this site - n a m e d C h a u v
e t C ave a fte r th e p o th o lin g e n th u sia st
w h o first flash ed a to rc h b e a m o ver it - is s o m e th in
g o f a legal so a p o p era.
A p a ir o f rh in o c e ro s e s lo ck h o rn s fo r a fight; a n a
tu ra l ev e n t re c o rd e d w ith swift,
c o n fid e n t b ru sh stro k e s. A set o f feline p ro files o v
erlap, as if casually an tic ip a tin g the
d ra u g h ts m a n ’s ru les o f d e p th a n d p e rs p e c tiv e
by m a n y m illen n ia (Fig. 8). A sto n ish in g ?
In d ee d . B u t n o t ab so lu te ly in c re d ib le - b ec au s e
th e p ain tin g s o f C h a u v e t C av e, firm ly
d a te d to o v er 3 0 ,0 0 0 years ago, p ro v id e m erely th e
m o s t sp e c ta c u la r in d ic a to rs to d ate
o f w h a t so m e arc h aeo lo g ists re fe r to as a g en e ral ‘C
rea tiv e E x p lo sio n ’ o c c u rrin g in th e
U p p e r P alaeo lith ic p e rio d (c. 4 0 ,0 0 0 -1 0 ,0 0 0 y
ears a g o ) .T h e p h e n o m e n o n is n o t
co n fin e d e ith e r to F ra n c e o r to c o n tin e n ta l E u ro
p e . E ssentially, it m ark s th e a sc e n d a n c y
o f a p a rtic u la r biological sp ecies, H om o sapiens, th e ‘k
n o w in g h u m a n ’ ty p e th a t has co m e
to d o m in a te th e E a r th ’s surface.
A s u m m a ry o f th e b a c k g ro u n d to this arriv al o f
an a to m ica lly m o d e rn h u m a n s m ay
be fo u n d in a se p arate sectio n o f this b o o k (see p ag e
14). H ere, it is e n o u g h to o b serv e
th a t p ain tin g s o n cave walls b elo n g to a catalo g u e o f
telltale relics left by the in g en io u s an d
creative H om o sapiens c. 4 0 ,0 0 0 -3 0 ,0 0 0 years ago. A m
o n g th e se relics are th e following:
1 F lin t to o ls, p r o d u c e d in su c h a w ay as to b e ex q u
isitely sy m m etric al. S u ch
s y m m e try m a y h ave assisted th e ir fu n c tio n (if, fo r
ex a m p le , axes w ere th ro w n
as m issiles); o th e rw ise it exists to in v e st a fu n ctio n al o
b je ct w ith a e sth e tic value.
2 P e rfo ra te d te e th a n d shells, co llec te d fo r th e sake
o f b o d ily o rn a m e n t. Item s o f
jewellery, s u c h as th e n eck lace o f shells f o u n d at M a
n d u M a n d u in W estern
A u stralia, a re su re signs o f p e rso n a l e m b ellish m e n
t; p o ssib ly also in d ic a to rs o f
social status.
3 D e p o s itio n s o f fo o d a n d gifts alo n g w ith b u ria l
o f th e d ea d . E x cav ated b u rials
at th e C ro - M a g n o n sh e lte r n e a r L es E yzies a n d a
t th e site o f D o ln i-V esto n ice in
th e C z ec h R e p u b lic m ay n o t q u alify s tru c tu ra lly
as to m b s , b u t th e p re se n c e o f
grave g o o d s is suggestive o f ritu a l, a n d so m e c o n c e
p t o f a n afterlife.
4 S c ra tc h in g s o n b o n e a n d a n tle r th a t seem in te n
tio n a l a n d o rd e re d . Several
ex a m p le s o f su c h m a rk in g s fro m th e site o f Z h o u
k o u d ia n , n e a r B eijing in C h in a ,
7 (to p ) Detail o f th e ‘Salon o f t h e Bulls’ a t Lascaux, n
e a r Montignac, France, c. 18,000 bc.
8 (above) T h e m asterfully d e p ic te d feline faces in t h e l
i o n Panel’ o f C h a u v e t C ave, France, c. 3 2 -3 0 ,0 0 0
bc.
THE BIRTH O F THE IM A G IN A T IO N
rem a in o p e n to in te rp re ta tio n , w hile an in g en io u s
case has b e e n m a d e fo r read in g
n o tc h es on th e h an d le o f a tool fo u n d a t Ish an g o , in
ce n tral eq u a to rial A frica, as a
n o ta tio n a l sy stem o f tallies th a t m ark e d tim e acco rd
in g to p h ases o f th e m oon.
C e rta in aspects o f this cultural ‘tak e-o ff’, such as vocal co
m m u n icatio n (singing in cluded),
d an ce, a n d p a in tin g d o n e d irectly o n to b o d ie s,
can n ev er be know n. M u c h sm all-scale
o r p o rta b le a r t m a y have v anished. A n d in m an y p a
rts o f th e w orld th e re are m arkings
o n rocks th a t sim p ly c a n n o t b e secu rely d ated by
archaeologists. T h e s e a re reaso n s why,
in any investigation o f th e origins o f a rt, atte n tio n
focuses u p o n the cav e-p ain tin g s o f
P alaeo lith ic E u ro p e . A cc ep tin g th a t th e y are th e b
e s t-p re serv ed an d m o st visible signs
o f th e global creative explosion, h o w d o we sta rt to
explain th e ir ap p e aran c e?
A R T FO R ART'S SAKE?
P ablo P icasso, arg u ab ly the m o st illustrious a rtist o f th e
tw en tieth ce n tu ry , seem s to have
p a id a visit to th e new ly discovered L a sc a u x cave in
1941. ‘We have le a rn t n o th in g !’ is
re p o rte d as his aw ed, alm o st in d ig n a n t c o m m e n t,
im p ly in g th a t th e an o n y m o u s S to n e
Age d ra u g h tsm e n o f L a sc a u x h ad m iracu lo u sly
an ticip ate d th e rep rese n tatio n al aims
an d ach iev em en ts o f a r t w ith in m o d e rn , ‘civilized’
society. U n ca n n ily (as it m u s t have
seem ed to h im ), th e p ro m in e n t anim als at L a sc a u x
w ere bulls - fav o u red subjects o f
Picasso, a n d in d e ed , fea tu rin g in o n e o f his earliest p
ain tin g s as a boy. Also, som e o f the
anim als d ep icte d at L a sc a u x have th e ir f o rm em p h
asized in thick black outline. T h is is
also u n c a n n ily sim ilar to a p icto rial device fav o u red at
o ne tim e by P icasso an d his p o st-
im p re ssio n ist c o n te m p o ra rie s, so m e o f w h o m w
ould b e n ic k n am e d in 1905 as les fauves
(th e w ild o n es). It m u s t have u n n e rv e d th e S p an ish
p ain ter, to see a stylistic invention
p re -e m p te d by m a n y th o u sa n d s o f years: ‘th e
shock o f th e o ld ’, we m ig h t say. L a te r, at
a P arisian ex h ib itio n in 1953, P icasso re -crea ted fo r his
ow n w ork th e flickering, to rch lit
ex p erien ce o f view ing a p reh isto ric cave - su c h w as
his e m p a th y fo r an cestral com rades.
P icasso ’s rea ctio n is one th a t m an y o f us w o u ld
share. Id en tify in g th e p recise species
o f b iso n , ibex o r m a m m o th m ig h t b e b e y o n d us. B
u t, like y o u n g M a ria a t A ltam ira, we
have little essential difficulty in seeing w h a t th ese an c ie n t
artists w ere try in g to rep resen t.
Instinctively, th e n , we m ay w an t to ‘u p d a te ’ th e
earliest h u m a n a rtists by assu m in g
th a t th ey p a in te d fo r th e sheer joy o f p ain tin g .
T H E BIRTH O F T H E IM A G IN A T IO N
T h e p h ilo s o p h e rs o f C lassical G re e c e re c o g n iz
e d it as a d e fin in g tr a it o f h u m a n s
to ‘d elig h t in w orks o f im ita tio n ’ - to en jo y th e v e
ry a c t a n d tr iu m p h o f r e p re s e n ta tio n .
I f w e w ere close to a real lio n o r sn a k e, w e s h o u ld
feel frig h te n e d . B u t a w ell-e x ec u ted
picture o f a lio n o r sn a k e will give u s p le a s u re . W h y
s u p p o s e th a t o u r P alaeo lith ic
a n c e s to rs w ere an y d iffe ren t?
T h is sim p le a c c e p ta n c e o f c a v e -p a in tin g s as a r
t fo r a r t ’s sake h a s a c e r ta in ap p e al.
T o th in k o f L a s c a u x as a g allery o r salon allow s it
to b e a s o r t o f sp e cia l v ie w in g p la ce
w h e re th e h a n d iw o rk o f a c c o m p lish e d artistes m
ig h t b e d isplayed. A n d a t L a s c a u x , th e
e v id e n t ca re w ith w h ic h in d iv id u a l an im als h av e
b e e n a b s tra c te d fro m an y n a tu ra l
b a c k g ro u n d o r la n d s c a p e m a k es it te m p tin g to
s u p p o s e th a t th e p a in te r s s o u g h t to cre ate ,
as it w ere, ‘life s tu d ie s ’ o f th e ir su b jects. P lau sib ly ,
daily ex iste n ce in p a r ts o f P alaeo lith ic
E u r o p e m a y n o t h av e b e e n so h a r d , w ith a n a b
u n d a n c e o f rea d y fo o d , a n d th e re fo re th e
le isu re tim e fo r art.
T h e p ro b le m s w ith th is e x p la n a tio n , h o w ev e r, a
re vario u s. In th e firs t p la c e , th e
p ro life ra tio n o f arc h a e o lo g ic a l d isc o v erie s - a n d
th is in c lu d e s s o m e o f th e w o rld ’s
in n u m e ra b le ro c k a r t sites th a t c a n n o t b e d a te d
- h a s se rv e d to e m p h a s iz e a re m a rk a b ly
lim ite d r e p e rto ire o f su b jects. T h e im a g es th a t r e
c u r a re th o s e o f a n im als; a n d ,
c o m m o n ly , sim ilar ty p e s o f an im al. H u m a n fig u
re s a re u n u s u a l; a n d w h e n th e y d o m a k e
a n a p p e a r a n c e , th e y a re ra re ly d o n e w ith th e
sa m e a tte n tio n to fo rm a c c o r d e d to th e
an im als. I f P ala eo lith ic a rtis ts w ere sim p ly seek in g
to re p r e s e n t th e b e a u ty o f th e w o rld
a r o u n d th e m , w o u ld th e y n o t h av e le ft a fa r g r e
a te r ra n g e o f p ic tu re s - o f tree s a n d
flo w ers, o f th e s u n a n d th e sta rs?
A f u r th e r q u e s tio n to th e th e o ry o f a r t f o r a r
t ’s sake is p o s e d b y th e h ig h in c id e n c e
o f P ala eo lith ic im ag es th a t a p p e a r n o t b e im itativ
e o f an y reality w h atso ev e r. T h e s e are
g e o m e tric a l s h a p e s o r p a tte r n s c o n s is tin g o f
d o ts o r lines. S u c h m a rk s m a y b e f o u n d
iso late d o r re p e a te d o ver a p a r tic u la r su rfa ce , b u
t also sc a tte re d ac ro ss m o r e re c o g n iz a b le
fo rm s . A g o o d e x a m p le o f th is m a y b e se e n in
th e geo lo g ically s p e c ta c u la r g ro tto o f P ech
M e rle , in th e L o t re g io n o f F ra n c e (Fig. 9). H e re
w e e n c o u n te r s o m e fa v o u rite an im als
fro m th e P alaeo lith ic re p e rto ire - a p a ir o f s to u t-b
e llie d h o rses. B u t o v er a n d a r o u n d th e
h o r s e s ’ o u tlin e s a re m u ltip le d a r k s p o ts , d a u b
e d in d isre g a rd fo r th e o th e rw ise n a tu ra listic
re p r e s e n ta tio n o f th e an im als. W h a t d o es s u c h p
a tte r n in g im itate?
T h e r e is also th e f a c to r o f lo c atio n . T h e ca v ern s
o f A lta m ira a n d L a s c a u x m ig h t
co n c eiv ab ly q u alify as u n d e r g r o u n d g alleries, b u
t m a n y o th e r p a in tin g s h av e b e e n f o u n d
¿3SSKgm
9 T h e 'S p o tte d H o rse s’ in t h e caves o f Pech M erle,
France, c. 20.000 BC, with th e intriguing p a tte rn s o f d a rk
spots
aro u n d t h e h o rses' outlines.T he hand stencils may b e la
te r to u ch es.
T H E BIRTH O F TH E IM A G IN A T IO N
in recesses to tally u n su ita b le fo r any k in d o f view ing
- tig h t n o o k s a n d cra n n ies th a t m u s t
have b e e n aw kw ard even fo r th e artists to p e n e tra te ,
le t alone fo r an y o n e else w an tin g
to see th e a rt. F o r ex am p le, a p a in te d cave ad jo in in
g P ech M e rle , called L e C o m b e l, can
o n ly b e re a c h e d by sq u eezin g th ro u g h a n a rro w
cleft in th e ro ck a n d craw ling alo n g o n
o n e ’s sto m ac h ; th e re was n ev e r an y ro o m to a d m
ire th e h an d iw o rk in co m fo rt.
Finally, we m ay d o u b t th e n o tio n th a t th e U p p e r P
alaeolithic w as a G a r d e n o f E d e n
in w h ich fo o d cam e readily, leaving h u m a n s am p le
tim e to a m u se th em selv es w ith art.
F o r E u ro p e it w as still th e Ice A ge. A n estim ate o f
th e basic level o f su sten an c e th e n
n e c e s sa ry fo r in d iv id u al h u m a n survival h as b e e n
ju d g e d a t 2 2 0 0 calories p e r da}'. T h is
c o n s id eratio n , c o m b in e d w ith th e stark ic o n o g ra
p h ic em p h asis u p o n an im als in th e cave
a rt, has p e rs u a d e d so m e arch aeo lo g ists th a t th e p
rim a ry m o tiv e b e h in d P alaeolithic
im ag es m u s t lie w ith th e p rim a ry activity o f P
alaeolithic p eo p le - h u n tin g .
A R T A N D H U N T IN G
H u n tin g is a skill. T ra c k in g , stalking, ch asin g a n d
killing th e p rey are difficult, so m etim es
d a n g e ro u s activities. W h a t if th e p ro ce ss c o u ld b e
m a d e easier - by art?
In th e early d ec ad e s o f th e tw en tieth c e n tu ry , an in
flu en tial F re n c h arch aeo lo g ist,
A b b é H e n ri Breuil (1 8 7 7 -1 9 6 1 ), m a d e this su g g
estio n th e basis fo r his th e o ry th a t
th e cav e-p ain tin g s w ere all a b o u t ‘sy m p a th e tic m a
g ic ’. T h e re a so n w hy P alaeolithic artists
so o ften d e p ic te d an im als w as th a t th e b u sin e ss o f
h u n tin g an im als p re o c c u p ie d th e m
a n d th e ir c o n tem p o rarie s. A n d th e a rtists striv ed
diligently to m ake th e ir an im al im ages
evocative a n d realistic b ec au s e th e y w ere a tte m p tin g
to ‘c a p tu re th e s p irit’ o f th e ir prey.
As B reuil stressed , th ese d e b u ta n t h u m a n a rtists
clearly d id n o t d raw like children.
W h a t co u ld have p r o m p te d th e ir stu d io u s atte n tio
n to m a k in g su c h n atu ralistic,
reco g n izab le im ages? F o r B reuil, it h a d to c o m e fro
m so m e e x tra o rd in a ry b elief a b o u t
th e p o w er o f im ages. I f a h u n te r w ere able to m ake a
tru e likeness o f so m e an im al, th e n
th a t an im al w as v irtu ally tra p p e d . Im ag es, th e re fo
re, h a d th e m agical cap acity to c o n fe r
su ccess o r lu c k in th e h u n t.
As w ith th e in te rp re ta tio n o f cav e-p ain tin g s as a r t
fo r a r t’s sake, th e re is a general
elem e n t to th e th e o ry o f h u n tin g m ag ic th a t is im
m ed iately attractive. A fter all, anyone
w h o h as ever kissed a p h o to g r a p h know s th a t im ages
c a n serve th e p u rp o s e o f w ishful
th in k in g . M a n y in stan ces are k n o w n o f societies in
w h ich im ages are h o n o u re d as
27
T H E BIRTH O F TH E IM A G IN A T IO N
p o te n tia l s u r ro g a te s o f reality. V o o d o o -ty p e s u
p e rs titio n s , fo r in sta n c e , rely o n th e b elief
th a t stick in g p in s in a w ax effigy o f s o m e o n e will m
a k e th a t p e r s o n feel p a in . A r t th e re b y
b e c o m e s a m e d iu m fo r m ag ic. A n d w h ile w e m ig
h t a c c e p t th a t th e im ag e o f a lio n o r
a sn a k e d o e s n o t te rrify u s like th e real tilin g , it is
also well d o c u m e n te d th a t w e a re q u ite
c a p a b le o f re s p o n d in g to a n im a g e as if it were
real. B e in g a C a th o lic p rie s t, B reu il k n ew
well e n o u g h th a t m a n y p e o p le o f his tim e c o u ld
s ta n d b e fo re a p ic tu r e o r s ta tu e o f th e
V irg in M a r y w ith all d ie re s p e c t d u e to a n a n im
a te p re se n c e .
B reu il co u ld p o in t to f u r th e r sp e cific fe a tu re s o f
th e c a v e -p a in tin g s th a t fa v o u re d
h is a p p r o a c h . In n u m e ro u s im a g es, a n a n im a l
w as sh o w n a p p a r e n tly s tr u c k b y arro w s
o r s p e a rs , o r else m a rk e d as if w o u n d e d o r s n a re
d {Fig. 10). A s fo r th e m a n y an im a ls n o t
sh o w n as d ir e c t v ic tim s o f th e h u n t, th e y c o u ld
b e lo n g to a r t ’s m a g ica l p u r p o s e
n o n eth ele ss. L a rg e h e rd s , w ith w ell-fed o r p r e g n
a n t b e a sts sig n ified y e t m o re w ishful
th in k in g o n th e p a r t o f h u n te rs h o p in g f o r th e
b o u n tif u l in c re a s e o f th e ir p rey . A n d , o f
c o u rs e , it w as th e m y ste rio u s o r o c c u lt fu n c tio n
o f th e p a in tin g s th a t, f o r B reuil,
e x p la in e d w h y th e y w ere lo c a te d d e e p u n d e r
g r o u n d . M a g ic h a d to b e p e r f o rm e d in
d a rk p la c e s, o u t o f sig h t; it w as a s e c re t o p e ra tio
n .
B re u il’s th e o ry a p p e a le d to th o s e w h o en v isag e
d th e Ic e A ge in E u ro p e as a p e rio d
o f h a r d su rv iv al, w h e n m a m m o th s r o a m e d th e
la n d , a n d fierce b e a rs c o m p e te d w ith
h u m a n s f o r ro ck y sh e lte rs. A n d th e e le m e n t o f
s u p e rs titio u s o r irra tio n a l b e lie f su ited
a n y o n e w h o se view o f th e p a s t w as s h a p e d b y
th e s o r t o f d e s k -b o u n d a n th ro p o lo g y so
e lo q u e n tly p r e s e n te d b y J.G . F ra z e r in h is m u
lti-v o lu m e c o m p e n d iu m , The Golden B ough
( 1 9 0 7 -1 5 ). S u b title d ‘A S tu d y in M a g ic a n d R e
lig io n ’, F r a z e r ’s w o rk s e e m e d , fro m
th e p o e tT .S . E lio t’s a d m irin g p o in t o f view , to c
re a te ‘an a b y s m o f tim e ’. Yet th e F ra z e ria n
p u r s u it o f d a ta f ro m ‘p rim itiv e ’ so c ie tie s relied u
p o n a n ideal o f p ro g re s s c h a ra c te ris tic
o fV ic to r ia n B rita in . F r a z e r h im s e lf sty le d it as
‘th e lo n g m a r c h , th e slow a n d to ilso m e
a s c e n t, o f h u m a n ity fro m sa v a g e ry to civ ilisa tio
n ’. T r u s t in m a g ic ia n s w as, fo r F ra z e r,
a key d e fin in g f e a tu re o f ‘sa v ag e’ societies.
A n th ro p o lo g y h a s m o v e d o n f r o m s u c h c o m
p lac en c y . B u t th e m a in o b je c tio n to
B re u il’s th e o ry arise s n o t fro m id e o lo g ic al d isd a
in ; r a th e r f ro m m o re atten tiv e
arc h a e o lo g ic a l e x a m in a tio n o f th e a n c ie n t d e
b ris w ith in th e caves - in p a r tic u la r, analysis
10 (p rev io u s p ag e) W o u n d e d bison fro m N iau x
caves, n e a r A riég e, France, c. 14,000 BC.
T H E BIRTH O F T H E IM A G IN A T IO N
o f f o o d re m a in s le ft a r o u n d h e a r th s o r in m id
d e n s ( ru b b is h d u m p s ) . I f th e p a in tin g s
w e re c r e a te d f o r th e p u r p o s e o f su c c e ss fu l h
u n tin g , it w o u ld b e lo g ic al to e x p e c t th a t th e
a n im a ls d e p ic te d o n th e ca v e w alls w e re th o s e
f e a tu rin g in th e d aily d ie t o f th e c a v e ’s
in h a b ita n ts . B u t th is c o rre la tio n d o e s n o t h o ld .
A t L a s c a u x , th e an im a ls p a in te d w ere b u lls,
h o r s e s a n d r e d d ee r. M o s t o f th e b o n e s d is c
a r d e d in th e cav e, h o w e v e r, w e re o f re in d e e r.
A t A lta m ira th e y d re w b is o n , b u t th e a s s o c ia te
d b o n e s w ere th o s e o f d e e r, g o a t a n d w ild
b o a r , w ith sh ellfish a d d in g a little variety. M a m m o
th s a p p e a r w ith so m e f r e q u e n c y in th e
caves o f th e A rd é c h e a n d P é r ig o rd re g io n s , b u t
n o t in th e r e c o r d o f h u m a n s u b s is te n c e
a t th a t tim e. A s o n e a r c h a e o lo g is t p u ts it, ‘th e U
p p e r P a la e o lith ic p a in te r s h a d h o r s e s a n d
b is o n o n th e ir m in d , w h e re a s th e y h a d r e in d e
e r a n d p ta r m ig a n in th e ir s to m a c h s ’.
I f n o t p ro p e lle d b y h u n g e r , w h y d id th e y p a in
t? A lth o u g h th e s c ie n c e o f
n e u ro p h y s io lo g y w as in its in fa n c y , B re u il a n d
h is c o n te m p o r a r ie s s e n s e d th a t i t w as
f u n d a m e n ta lly u n n a tu r a l f o r th e h u m a n m in d
to p r o d u c e a n d u s e re p r e s e n ta tio n a l
im a g e s in th e firs t p la c e , c itin g th e r e p o r te d ca
se o f a T u rk is h M u s lim w h o , h a v in g h a d n o
e x p e rie n c e o f p ic tu r e s o r d ra w in g s , fa ile d to
id e n tify a tw o -d im e n s io n a l im a g e o f a h o rs e
b e c a u s e h e c o u ld n o t w a lk a r o u n d it. T h e c a
p a c ity f o r im a g e s , th o u g h q u ic k ly a c q u ir e d ,
d id n o t s e e m to b e in n a te . I f w e n e e d to h av e s
o m e m e n ta l e x p e rie n c e o r tr a in in g in o rd e r
to recognize s y m b o ls , h o w d id w e e v e r a c q u ire th
e ab ility to create th e m in th e f irs t place?
S o th e q u e s t c o n tin u e d - th e q u e s t to e x p la in
h o w th is p e c u lia r h u m a n h a b it o f
re p r e s e n ta tio n b e g a n .
A R T A S A S Y M B O L IC SYSTEM
A n y o n e w h o c o n s id e r s th e p ra c tic a litie s o f in
te r io r d e c o r a tio n a t A lta m ira a n d L a s c a u x
will s u p p o s e th a t s o m e s y ste m o f sc a ffo ld in g m
u s t h av e b e e n e r e c te d f o r th e p a in te rs .
E x p e r ts c o n f ir m th e s u p p o s itio n . Im a g e s w ere
n o t ca su a lly s c ra w le d o n th e w alls, b u t laid
o u t as p a r t o f a c o n s id e r e d p r o g r a m m e o r s c
h e m e o f d e c o ra tio n .
I t is to th e c r e d it o f a n o th e r F r e n c h sc h o la r, A
n d ré L e r o i- G o u r h a n ( 1 9 1 1 - 8 6 ) ,
th a t th e th e o r y h e o f fe re d as a n a lte rn a tiv e to a
r t- f o r - h u n tin g w as b a s e d o n a n a c c e p ta n c e
o f P a la e o lith ic im a g e ry as a g r a n d p r o je c t - a n
y th in g b u t r a n d o m sk e tch e s. S tro n g ly
in flu e n c e d b y th e S tr u c tu r a lis t sc h o o l o f a n th
ro p o lo g y (see p a g e 8 9 ) , L e r o i- G o u r h a n
p r o p o s e d c o n s id e r in g th e c a v e -p a in tin g s as a
sy m b o lic sy s te m b a s e d o n b in a ry
o p p o s itio n s o r p a irin g s , w ith th e e s sen tial d iv is
io n b e in g th a t b e tw e e n m a n a n d w o m a n .
T H E BIRTH O F T H E IM A G IN A T IO N
N o to rio u s ly , th e re a re v e ry few im a g e s o f h u m
a n s in th e caves. B u t w h a t if c e rta in
an im als w ere to b e as so c ia te d w ith m a les , a n d o th
e rs w ith fem ales? W ith re a s o n s ra n g in g
fro m th e e le m e n ta ry to th e so p h is tic a te d , L e r o
i- G o u r h a n a rg u e d th a t h o rs e s , ibexes a n d
d e e r w ere sy m b o lically m a s c u lin e , w h ile a u ro c h
s a n d b is o n w ere fe m in in e . H is analysis
defies s u m m a ry : b u t u ltim a te ly - as m ig h t b e g u
essed - it le ad s to th e s u p p o s itio n o f
so m e k in d o f fertility rite sta g e d in th e caves, fo r w
h ich th e im a g es m u s t s e rv e as liturgy.
S o m e w o u ld say th a t L e r o i- G o u r h a n ’s a p p r o a
c h w as m u s ic to th e e a rs o f an y o n e
raise d o n th e p sy c h o lo g ic a l d o c trin e s o f S ig m u
n d F re u d . C e rta in ly th e re w ere F re u d ia n
o v e rto n e s to th e w ay in w h ic h L e r o i- G o u r h a n
e x p la in e d th e g e o m e tric m o tifs th a t
r e c u rr e d in th e caves. A g ain h e id e n tifie d a m a le -
fe m a le g e n d e r d iv id e. S tra ig h t lines
a n d d o ts sig n ified m a le, w h ile c irc u la r o r e n c lo s
in g fo rm s w ere e m b le m a tic o f fem ale
fo rm . O th e r arc h a e o lo g ists h a d a lre a d y n o te d c
e rta in p a in te d sh a p e s o r g raffiti suggestive
o f o n e p a r tic u la r p a r t o f fem a le a n a to m y - th e
v ulva - w h ich fa v o u re d th is sexually
sy m b o lic rea d in g . L e r o i- G o u r h a n h im s e lf, h o w
ev e r, re m a in e d r e lu c ta n t to sp ecify th e
im p lied fertility rite.
T o d a y it m a y b e h a r d to re s is t b e in g a m u s e d
by th e s o r t o f in te rp re ta tio n th a t sees
ev ery s tra ig h t lin e o r s p e a r as p h allic , ev e ry circle
as a w o m b . Yet, as e v e n his c ritic s ag re e,
L e r o i- G o u r h a n w as su re ly r ig h t to p e rs e v e re
in his a s s u m p tio n th a t th e P alaeo lith ic
artis ts w o rk e d intentionally, th a t th e re w as a m e th o d
a n d a m e a n in g to th e ir w o rk as a
w h o le. B u t if o n e p r o b le m w ith h is th e o ry is th a
t it d e p e n d s u p o n a m o d e rn o b se ssio n
w ith sex u ality , th e n th e g en e ral q u e s tio n a rise s o
f h o w w e s h o u ld p ro c e e d . W e still n e e d
so m e e x p la n a tio n o f h o w th e k n a c k o r c a p a c
ity fo r r e p re s e n ta tio n firs t click ed in to p lace.
C a n an y analysis b rid g e th e d ista n c e b e tw e e n m
o d e rn view ers a n d a n c ie n t artists?
O U T O F A F R IC A
In tire age o f o u r g r e a t-g r a n d p a re n ts - th e g e n
e ra tio n fo r w h o m th e w o rk o f J.G . F ra z e r
w as e n lig h te n in g - th e re w as little o b je c tio n to m a
k in g c o m p a ris o n s b e tw e e n th e
p r e h is to ric p a s t a n d c o m m u n itie s o f so -c a lle d
‘p rim itiv e p e o p le s ’ th a t h a d su rv iv ed
(by iso latio n ) in to th e in d u stria liz e d w o rld . T o d a y
, it w o u ld b e th o u g h t o ffen siv e a n d
m is lea d in g to d e s c rib e , fo r e x a m p le , th e e x is te
n c e o f A u stra lia n A b o rig in e s a ro u n d
1 800 a d as e q u iv a le n t to th e S to n e A g e. A n d y e t
th e im p u lse to d ra w so m e an alo g ies
b e tw e e n a s u rv iv in g o r d o c u m e n te d society7 o f
h u n te r- g a th e r e r s a n d th e h u n te r- g a th e r in g
T H E BIRTH O F TH E IM A G IN A T IO N
e x iste n ce o f p eo p le in th e P ala eo lith ic p a s t is d
ifficu lt to resist, even i f th e d ista n c e is
m e a s u r e d n o t only ac ro ss tim e, b u t also a c ro ss c o n
tin e n ts. J u s t su c h a n o n -ju d g e m e n ta l
e x p la n a tio n b y an alo g y h a s lately e m e rg e d , in
je ctin g fre s h en erg y in to th e d e b a te a b o u t
th e b e g in n in g s o f h u m a n ity ’s g ift fo r re p re s e n
ta tio n . T h e th e o ry co m es fro m A frica,
a n d h o w it evolved is w o rth tra c in g in so m e detail.
T h e D ra k e n s b e rg m o u n ta in s a re th e m a in c o n
to u rs o f s o u th e rn A frica. T o th e east,
b e y o n d a co a sta l p la in , lies D u r b a n ; d u e n o r th
is J o h a n n e s b u rg a n d th e in te rio r p la te a u
o r veldt; w ith in th e ra n g e , geologically, is th e sm all, s
n o w -to p p e d k in g d o m o f L eso th o .
M o s t o f th e D ra k e n s b e rg p ea k s n o w b e lo n g to
th e p ro v in c e o f K w a Z u lu -N a ta l. In a n d
a r o u n d th is are a are m a n y p la c e -n a m e s th a t re so
n a te in S o u th A fric a ’s m o d e rn h isto ry ,
sites o f co n flict b e tw e e n B o e r se ttle rs, B ritish co lo
n ists a n d Z u lu trib e sm e n : S p io n K o p ,
L a d y s m ith , R o rk e ’s D r i f t a n d m o re . B u t b e fo
re th e B ritish , th e B oers o r th e Z u lu s
im p a c te d o n th is la n d s c a p e , it h a d b e e n lo n g o
c c u p ie d b y a p e o p le w h o se official p lace
in h is to ry is so u n c e r ta in th a t n o o n e is q u ite s u
re w h a t to call th e m . T h e y u s e d to b e
re f e r re d to collectively as ‘B u s h m e n ’; lately ‘th e S a
n ’ h as b e e n p re fe rre d . In fac t, b o th
n a m e s h av e p ejo rativ e c o n n o ta tio n s , b u t sin ce th
e re is n o re a d y altern ativ e, w e shall u se
th e te r m ‘B u s h m e n ’ h e re , fo r th e sake o f c o n v e
n ie n ce a n d w ith o u t d isresp ec t.
T h e B u s h m e n ’s m o d e s o f h a b ita tio n a n d su b
siste n c e in th e D ra k e n s b e rg c h a n g e d
v e ry little o v er th o u s a n d s o f years. T h e m e n h u n
te d an im als, u sin g sp e a rs a n d arro w s
tip p e d w ith p o iso n ; th e w o m e n g a th e re d p la n
ts, g rasse s a n d ro o ts, w ith n o o th e r tool
th a n a w e ig h ted d ig g in g -stick . S m all c o m m u n itie
s m o v e d fro m u p la n d to lo w lan d areas
as se aso n s c h a n g e d , m a k in g u s e o f n a tu ra l sh e
lte rs w h e re available. L ik e o th e r n o m a d ic
p e o p le s, th e D ra k e n s b e rg B u s h m e n n e e d e d v
ery few p o sse ssio n s, so o n e m ig h t h ave
g u e s se d th a t th e y left few tra c e s o f th e ir p re s e n
c e in th is te rrito ry . T h is is, in d e e d , th e
case - e x c e p t in th e crag s a n d crevices o f th e sa n d s
to n e e s c a rp m e n t th e re a re th o u s a n d s
o f p a in te d im ages.
C o m p a ra b le in q u a n tity to th e ro c k a r t sites o f
th e K a k a d u are a in n o r th e r n
A u stralia, th e B u s h m e n p a in tin g s o f th e D ra k e n
s b e r g a re n o t ca ta lo g u ed ; u n lik e th e
K a k a d u im a g es, th e y are e n tirely a n o n y m o u s a n
d im p o ssib le to d ate. P a in tin g s d o n e only
2 0 0 y ea rs ago m a y lo o k b r ig h te r th a n w o rk d o n
e 2 0 ,0 0 0 y ears earlier, a n d c e r ta in scen es
(s u c h as m e n sh o w n c a rry in g g u n s ) a p p e a r to
b e re fe re n c e s to th e co lo n ial in tru d e rs .
E ssentially, h o w ev er, th e n u m e ro u s im ag es se em v
ery sim ilar an d c o h e re n t w ith in th e
re g io n , a n d sim ilar to p a in tin g s left in so m e o th e r
p la c e s o c c u p ie d b y th e B u s h m e n .
TH E BIRTH O F T H E IM A G IN A T IO N
T h e s e w ere n o t always re c o g n iz e d fo r w h a t th e y
w ere. In 1918 clim b e rs e x p lo rin g
th e B ra n d b e rg M a s s if (o f m o d e rn N a m ib ia ) c a
m e ac ro ss ro ck p a in tin g s in a ce rta in
ravine. C o lo u re d co p ies w ere d u ly m a d e a n d sh o w
n so m e y ears la ter to H e n r i B reuil,
th e n a tte n d in g a c o n fe re n c e in J o h a n n e s b u rg .
T h e A b b é p ro n o u n c e d th a t n o in d ig e n o u s
p e o p le h a d m a d e th e se im ag es, b u t fo re ig n e rs o
f ‘N ilo tic -M e d ite rra n e a n o rig in ’ -
p e rh a p s ém ig rés f ro m B ro n ze A ge C re te , w h o se
style se em e d a p p a r e n t in a p a rtic u la r
fig u re d u b b e d by B reu il as th e ‘W h ite L a d y ’. I t h
as sin ce tra n s p ire d th a t this fig u re is
m ale, a n d ty p ic a l B u s h m a n w ork; b u t to u p h o ld
e rs o f th e a p a r th e id sy stem - w h ereb y
w h ite a n d b lack p e o p le in S o u th A frica w ere k e p
t a p a r t - B reu il’s v e rd ic t w as w elcom e
p r o o f th a t th e earliest in h a b ita n ts o f th is la n d h
a d b e e n E u ro p e a n s . T h e n o tio n w as
so p le asin g to th e c o u n try ’s colonial a d m in is tra to rs
th a t, d u rin g th e S e c o n d W orld W ar,
th e y gave a c ad e m ic refu g e to B reu il in Jo h a n n e s b
u rg - s p o n s o re d by n o n e o th e r th a n
th e c o u n tr y ’s p re m ie r, J.C . S m u ts.
B reu il’s p re p o s te ro u s gloss o f th e ‘W h ite L a d y ’ is
p e rh a p s su fficie n t in d ic a tio n o f
h o w little specialist atte n tio n w as d ev o ted to th e im
ages left by th e B u s h m e n - im ag es th a t
w ere, o f c o u rs e , g rad u a lly fad in g fro m m o d e rn
view. T h e n eg lec t m o re o r less p e rsis te d
u n til th e early 19 60s, w h en a y o u n g local sc h o o lm a
ster s ta rte d to ex p lo re th e D ra k e n sb e rg
p ain tin g s m o re studiously. H is n a m e w as D a v id L
ew is-W illiam s, a n d w h a t b e g a n as
a te a c h e r’s p a s tim e led firs t to a d o c to ra te , t h e n a
p ro fe sso rial ch a ir, a n d u ltim ately a
d ed ic a te d R o ck A rt In stitu te (a t th e U n iv e rsity o
fW itw a te rs ra n d in Jo h a n n e s b u rg ).
T h e c o n s p ic u o u s su b jects o f B u s h m e n p a in tin
g s th r o u g h o u t th e D ra k e n sb e rg
are a n im als (Fig. 11). O fte n e n o u g h it seem s th e re is
a scen e in w h ic h so m e fo u r-leg g ed
prey , su c h as an an te lo p e , is s u r ro u n d e d by figures
a rm e d w ith b ow s o r sp ears. C asu al
view ers m ig h t read ily su p p o s e th a t th e s e w ere ch a
ra c te ristic reflectio n s o f daily life
am o n g th e B u s h m e n , to w h o m h u n tin g w as s u p
re m e ly im p o r ta n t (th e ir d is p u te s w ith
th e se ttle rs aro se m o stly fro m access to g am e o r cattle
raid in g ). B u t, as L ew is-W illiam s
sh o w ed , o n e d o es n o t h av e to look v e ry h a rd a t th
e D ra k e n s b e rg p a in tin g s b efo re
realizin g th a t th e se d ep ic tio n s o f h u n tin g are n o t
so stra ig h tfo rw a rd as th a t. S o m e o f the
h u m a n fig u res, on clo ser e x a m in a tio n , a p p e a r to
h ave h o o fs fo r feet, a n d an im al h ead s.
O th e r fig u res, seem in g ly realistic a t firs t g la n ce , have
th e ir necks r e p re s e n te d in lines
o f m a n y w h ite stipples. A c e rta in la rg e s o rt o f a n
te lo p e , th e elan d , d id in d e e d a p p e a r
o fte n a n d p ro m in e n tly in th e p ain tin g s. B u t th e B
u s h m e n h a d m a n y o th e r so u rce s o f
fo o d , fo u r-le g g e d o r n o t. W h y so m u c h em p h a
sis u p o n th e elan d ? As fo r th e se h y b rid
11 (above) A scene from th e
main frieze o f th e G am e Pass
Shelter, Kamberg, South Africa.
D ate uncertain.
12 (right) A drawing o f a detail
from th e main frieze o f th e
G am e Pass Shelter; showing a
dying eland and a figure with
hooves and an animal head.
T H E BIRTH O F T H E IM A G IN A T IO N
h u m a n -a n im a l fig u re s - th e ria n th r o p ic is th e
official d e s c rip tiv e te rm fo r th e m - w hy
w ere so m e o f th e m a p p e a r in g to s n a tc h a t a n e
la n d ’s tail?
L ew is-W illia m s a ire d all th e s e q u e rie s , w h ic h aro
se f ro m in te r p re tin g th e
D ra k e n s b e r g im a g e s as sc e n e s o f e v e ry d a y
life a m o n g th e B u s h m e n . H e w as also aw are
th a t w h ile h u n te r- g a th e r in g p e o p le s m a y se e m
, in W e s te rn eyes, to b e le a d in g re m a rk a b ly
sim p le lives, a t o n e w ith n a tu re , a n th ro p o lo g ic a l
re s e a rc h in v a riab ly d e m o n s tr a te d
o th e rw ise . H u n te r - g a th e re rs a r o u n d th e w o rld
te n d e d to o rg a n iz e th e ir lives a ro u n d
v e ry p re c ise a n d p re s c rip tiv e sy ste m s o f r itu a l
a n d s u p e r n a tu r a l belief. W h y p re s u m e
a n y less o f th e B u s h m e n ?
A n sw ers to q u es tio n s a b o u t tire m e a n in g o f th e D
ra k e n sb e rg im ag es w o u ld , n aturally,
lie w ith th e B u s h m e n w h o p a in te d th e m . D e s p
ite n e a r-g e n o c id e in th e p a s t, a n d th e m o re
r e c e n t im p o s itio n o f b o r d e r s a n d p a s s p o r ts ,
B u s h m e n h av e su rv iv e d in th e K a la h a ri
D e s e rt, e sp ecially in p a r ts o f B o tsw a n a a n d n o r
th w e s t N a m ib ia . B u t th e p ro b le m fo r th o se
try in g to tra c k d o w n th e m e a n in g o f B u s h m a n
a r t is th a t sin ce th e ir d isp la c e m e n t f ro m th e
D ra k e n s b e rg to th e K a la h a ri over a c e n tu r y ag o
, th e B u s h m e n h ave n o t b e e n able to su stain
th e a rtis tic tra d itio n . T h e K a la h a ri is a v e ry d iffe
re n t te rr a in fro m th e D ra k e n s b e rg : it
o ffers few r o c k s u rfa c e s o r sh e lte rs s u ita b le fo r p
a in tin g . W h a t d id p e rs is t a m o n g th e
K a la h a ri B u s h m e n , h o w e v e r, w as a p o w e rfu l s
tr a n d o f relig io u s p r a c tic e a n d b e lie f th a t
co u ld b e c o n n e c te d to p re v io u s im a g e s ; also, th
e ra re te s tim o n y o f B u s h m e n voices
re c o rd e d d u r in g th e n in e te e n th c e n tu r y a n d k
e p t in a n a rc h iv e a t C a p e T o w n . C o m b in in g
th e s e tw o so u rc e s , L ew is-W illia m s w as ab le to m a
k e a c o n v in c in g case th a t th e th o u s a n d s
o f B u s h m e n im a g e s in th e D ra k e n s b e r g w ere
fa r fro m b e in g sc e n e s o f d aily life; r a th e r,
th e y b e lo n g e d to th e s u rre a l e x p e rie n c e o f m
in d s a n d b o d ie s in a s ta te o f ecstasy.
A n e la n d is in th e th ro e s o f d e a th (Fig. 12): its h e a
d h a n g s h eav y ; its d ew la p - th e
th ic k fo ld o f sk in b elo w th e n e c k - is sa g g in g ; a
n d its h in d legs a re c ro ss e d . T h e B u s h m e n
say th a t th e c ro sse d h in d legs o f tire e la n d a re a c
lea r sig n o f p o is o n e d d a r ts ta k in g effect.
H e re , h o w ev e r, w e n o tic e s o m e th in g else. T h e th
e ria n th r o p ic fig u re h o ld in g th e e la n d ’s
tail in o n e h a n d , a n d a s p e a r in tire o th e r, a p p e a
r s to h ave his legs c ro s se d too. H e h a s an
a n im a l’s h e a d a n d ho o fs. C a n it b e , th e n , th a t h
e is also d y in g ? I f so, is h e a fig u re w h o
n o t o n ly c o n n e c ts b e tw e e n th e re a lm s o f h u m
a n a n d a n im a l, b u t w h o also in te ra c ts
b e tw e e n th e living a n d th e d e a d ?
T r a n s c r ip ts o f B u s h m a n b eliefs a n d p r a c tic e s
p o in t to th e reality o f ju s t s u c h a
fig u re in th e p e r s o n o f a sh a m a n : a s e n io r in d iv
id u a l e s te e m e d as a h e a le r, a ra in -m a k e r,
T H E BIRTH O F T H E IM A G IN A T IO N
a n in s p ira tio n f o r th e h u n t, a n d s o m e o n e w ith
a c ce ss to th e s p ir it w o rld . T h is is n o t only
th e s tu f f o f arc h iv es: to th is d ay, s h a m a n s ex ist a
m o n g th e K a la h a ri B u s h m e n . B e in g
g o o d - n a tu r e d a b o u t visits f r o m in q u is itiv e r e s
e a r c h e rs , to u r is ts a n d film c re w s alike, th e
B u s h m e n h a v e r e p e a te d ly c o n f ir m e d th e c e
n tra l s ig n ific an c e o f s h a m a n ic ritu a ls to th e ir
society. B u s h m a n s h a m a n s h av e th e ir o w n m e ta
p h o r ic w ay s o f r e c o u n tin g h o w th e y
e x p e r ie n c e th e ir c o n n e c tio n w ith th e s u p e rn a
tu r a l; th e y s p e a k in te rm s o f b e in g s tre tc h e d
o n r o p e s , lin e s o r th r e a d s to a n alm ig h ty c r e a
to r o r so m e n e th e rw o rld o f a n c e s to rs . B u t
(a g a in th a n k s to a n o p e n d isp o s itio n o n th e p a
r t o f th o s e c o n c e r n e d ) it is also p o ssib le
to w itn e ss a ‘tr a n c e d a n c e ’, in w h ic h a B u s h m a
n s h a m a n p e rfo rm s .
T h is w as h o w it h a p p e n e d in a sm a ll k raa l o r
village n o t fa r f r o m T s u m k w e in
n o r th w e s t N a m ib ia . A t d u s k a fire w as lit, a r o u n
d w h ic h th e w o m e n o f th e village, w ith
th e ir in fa n ts , s a t in a circle. T h e y b e g a n to se t u p
a rh y th m o f c h a n tin g a n d c lap p in g .
V ario u s o f th e ir m e n fo lk w e re a r o u n d , in c lu d
in g th e a g e d h e a d m a n o f th e village; so m e
b e g a n to tr e a d a r o u n d th e circle, h u m m in g a lo
n g w ith th e so n g s. T h e s ta r o f th e sh o w
T H E BLEEK A N D
EFINED BY o n e a n th ro p o lo g is t a s 'th e
h arm less p e o p le ', t h e B ushm en co m m u n itie s
o f s o u th e rn A frica w e r e p e r s e c u te d t h r o u g h o
u t
t h e n in e te e n th c e n tu r y by w h ite s e ttle r s a n d
Bantu
p a sto ra lists alike. M any w e r e e x te rm in a te d : s o m e
w e r e k e p t as co n v icts in C a p e Town. It w a s a m o n g
t h e s e p ris o n e rs t h a t W ilh e lm Bleek (1 8 2 7 -7 5 )
did his rese a rc h . Bleek w a s a philologist, w ith a
p rim a ry in te r e s t in t h e clicking language o f t h e
B ushm en. A id e d by his sister-in-law Lucy Lloyd, h e
filled n u m e ro u s n o te b o o k s w ith tra n sc rip tio n s o
f
in te rv ie w s co v erin g all a s p e c ts o f B ushm an life
and
folklore. Alas, t w o n o te b o o k s c arry in g in fo rm atio n
a b o u t B ushm an painting a re listed as missing fro m
L L O Y D A R C H IV E
t h e arch iv e k e p t a t t h e U niversity o f C a p e Town.
O th e r s , h o w e v e r p ro v id e a rich v erb atim a c c o u
n t
o f hun tin g te c h n iq u e s, stargazing, m ed icin e a n d so
on. It is fro m this r e c o r d t h a t w e c o m p r e h e n d th
e
cen trality o f ritual in t h e lives o f t h e Bushm en.
C hristian m issio n aries th o u g h t th e m irreligious.
O n t h e c o n tra ry : t h e m o s t p ow erful figures in any
B ushm an clan w e r e its spiritual lead ers, its ritual
specialists.T hey have t h e ir o w n local titles: t o te r m
th e m ‘sh a m an s' is, f o r t h e sake o f co n v e n ie n c e ,
a t
least p re fe ra b le t o 'w itch d o c to rs '. W h a te v e r w e
call
th e s e e ld e rs, t h e Bleek a n d Lloyd p a p e r s suggest
th a t th e y w e r e v e ry likely t o have b e e n t h e a rtis
ts o f
t h e D ra k e n sb e rg a n d o t h e r B ush m an -p ain te d
sites.
13 A B ushm an d a n c e a t a village n e a r T s u m k w e . n
o r t h w e s t N am ibia, in t h e s u m m e r o f 2004,
If
l!
THE BIRTH OF T H E IM A G IN A T IO N
th e n arrived: a d im in u tiv e, sinew y old m a n , w earing
only a loin clo th a n d a se t o f rattles
a b o u t his ankles. H e n o w led th e sta m p in g a ro u n d
th e circle; a n d fo r th e n e x t tw o h o u rs
o r so h e h ard ly p a u s e d as lo rd o f th e dance. S o m
etim es h e rea ch ed fo r th e h ead s o f those
sittin g d o w n , as if to tra n s m it so m e o f his en ergy to
th em . O ccasionally, he staggered
away in to th e sh ad o w s, d o u b le d u p an d g asp in g
fo r b rea th ; at o ne p o in t, w hile w eaving
across th e circle, h e fell in to th e fire a n d h a d to b e p
u lle d out: sa n d w as h ea p ed over him
to cool h im dow n. S o m e o f th e w o m en ro se u p a n d
follow ed him . T h e r e was no
w eariness fro m th e m in clap p in g a n d singing. I t seem
ed th e ce rem o n y c o u ld go o n as
lo n g as th e fire glow ed u n d e r th e stars (Fig. 13).
It is in su c h situ atio n s th a t a sh a m an ca n go in to a n
‘altered state o f co n scio u sn e ss’.
Physically, this m an ifests itself in vario u s ways: loss o f b
alan ce, sto m ac h cram p s,
h y p erv e n tila tio n a n d nosebleeds. M entally, it ca n lead
to h allu cin atio n s, th e in ten se
v isio n ary ex p e rien c e o f travelling o u t o f b o d y in to
stran g e y et co n v in cin g places. N o one
c o u ld draw o r p a in t w hile in th e m id s t o f th is so rt o
f em o tio n al seizure. B u t revealing
o r recalling w h at h a d co m e in to vision d u rin g a n
altered state o f co n scio u sn ess ... th a t
w o u ld b e tru ly m arv ello u s, a n d p ro o f, as it w ere, o
f th e sh a m a n ’s special status.
F o r several decad es now, D av id L ew is-W illiam s h as arg
u e d th e case th a t the
th o u sa n d s o f B u s h m a n im ages left in th e D ra k e n
sb e rg are b es t ex p lain ed as ‘sh a m a n ic ’:
directly deriv ed fro m th e h allu cin ato ry ex p erien ces o f
sh a m an s w hile in a n altered state
o f conscio u sn ess. T h e r e are, to b eg in w ith, clear signs
th a t physiological effects o f th e
tra n c e d an c e are d ep icted : figures d o u b le d u p w ith
ab d o m in al spasm s; figures w ith red
lines (blood) strea m in g fro m th e ir noses. T h e m a rk e d
elo n g atio n o f m a n y figures m ay
reflect th e r e p o rte d sen satio n o f b ein g stretch ed .
R o ck su rfaces, su c h as th e G a m e P ass S helter, b ec
am e in terfaces b etw een reality
an d th e sp irit w o rld , o n w h ich th e im ag ery o f th e
tra n c e w as re c o rd e d a n d displayed.
T o call these in terfaces ‘m e m b ra n e s ’ is n o t in a p p ro p
ria te . F ig u res o f anim als m ig h t
em erg e fro m cracks in th e sto n e (as th ey d o ), a n d p
lacin g a h a n d u p o n th e sto n e, too,
m ig h t give so m e sense o f its p o te n t access to th e d o m
a in o f sp irits a n d an cesto rs.
N o s u m m a ry m atch es th e elo q u en ce w ith w h ich L
ew is-W illiam s h as p u rsu e d
an d p u b lish ed this th e o ry : w e m ay sim ply state h ere
th a t m an y e x p e rts w orldw ide ac ce p t
it. A nthropologically, it is n o t an isolated o r ec ce n tric p h
e n o m e n o n . Parallels ca n be
d raw n , for in stan c e, b etw een th e B u sh m a n sh am an
s a n d th o se am o n g vario u s in d ig en o u s
trib es o f N o rth A m erica, su c h as theY okuts a n d N u m
ic o f C alifo rn ia, w h o se use
T H E BIR TH O F T H E IM A G IN A T IO N
o f hallucinogenic su b sta n ces can be traced in p e tro g ly p
h s (rock m a rkin g s) le ft in sites
o f s a c re d sig n ific an c e. E v id e n c e also s u g g e s ts
th a t s h a m a n s o r ‘clev er m e n ’ a m o n g
th e A b o rig in a l c o m m u n itie s o f n o r t h e r n A u
stra lia p la y e d a p a r tic u la r ro le in c re a tin g
th e m ille n n ia -o ld im a g e ry o f th a t re g io n . E u r o
p e a n c o lo n is ts m a y h av e d ism is se d it
all as so m u c h m u m b o - ju m b o , a lth o u g h th e y w
ere h a p p y to a c c e p t s to rie s ( a n d im ag es)
o f a m a n w h o c o u ld c u r e le p e rs w ith h is to u c h
a n d u n d e r g o a n a g o n iz in g d e a th
w ith o u t d y in g .
W h a t, h o w ev e r, h a s th is to d o w ith th e c a v e -p a
in tin g s o f E u r o p e in th e U p p e r
P ala e o lith ic p e rio d ?
T H E N E U R O P S Y C H O L O G IC A L M O D E L
R e a d e rs m a y a lre a d y h av e g u e s se d th e n e x t m
o v e in th e L e w is-W illia m s a r g u m e n t. I t is
n o t to s u g g e st th a t B u s h m e n , N a tiv e A m e r ic a
n s a n d A u s tra lia n A b o rig in e s a re culturally
c o m p a r a b le to p e o p le o f th e S to n e A g e , b u t
to p o in t o u t th a t all a n a to m ic a lly m o d e r n
h u m a n s - in c lu d in g th o s e o f th e P a la e o lith ic
- sh a re a b ra in th a t is h a r d - w ire d ( p r e -
p r o g r a m m e d ) in a c e r ta in way. W h a t o c c u r s w
ith in th is b r a in w h e n w e e n te r a n a lte re d
sta te o f c o n s c io u s n e s s is th e re fo re p r e d ic ta b
le - a c o m m o n h u m a n e x p e r ie n c e , as likely
to h av e th e sa m e v isu a l a n d visible e ffe c ts to d a y
as it w o u ld h av e d o n e 3 5 ,0 0 0 y e a rs ago.
T h e r e a re m a n y w ay s o f in d u c in g th e a lte re d
sta te o f c o n s c io u s n e s s : d ru g s ,
d a n c in g , d a r k n e s s , e x h a u s tio n , h u n g e r , m e d
ita tio n , m ig ra in e a n d s c h iz o p h r e n ia a re
a m o n g th e m . In th e W e s te rn tra d itio n i t is by n o
m e a n s c o n fin e d to h ip p ie s a n d a fa s h io n
f o r th e m in d - e x p a n d in g s u b s ta n c e k n o w n as
L S D . O p iu m ta k e rs o f th e R o m a n tic
p e r io d , n o ta b ly th e E n g lish w rite rs T h o m a s D e
Q u in c e v a n d S a m u e l T a y lo r C o le rid g e ,
w ere g e n e r o u s in p ro v id in g v e rb a l d e s c r ip tio n
s o f th e ir v isio n s. A n d in o u r o w n tim es
s c ie n tists h av e d isc o v e re d sim p le p r o c e d u r e s o
f s e n s o ry d e p riv a tio n th a t e n a b le re s e a rc h
in to th e b r a in ’s fu n c tio n w h e n it c o m e s to ‘se
ein g th in g s ’. T h e re s e a rc h g o e s o n , b u t
a lre a d y it is c le a r th a t th e h u m a n n e r v o u s s y s
te m e x h ib its c e r ta in fe a tu re s o f re s p o n s e
th a t c a n b e g e n e ra liz e d - p r o v id in g , f o r a rc h
a e o lo g is ts , a so -c a lle d n e u ro p s y c h o lo g ic a l
m o d e l f o r e x p la in in g th e v e ry b e g in n in g s o f
sy m b o lic r e p r e s e n ta tio n .
M ig r a in e s u ffe re rs d o n o t n e e d to b e r e m in d e
d o f th e f a c t th a t, e v e n in a c o m p le te ly
d a r k e n e d ro o m , a n d w ith th e ir eyes firm ly s h u t,
th e y a re p e r s e c u te d b y fla sh in g lights.
I t is a c o m m o n s y m p to m o f a n a lte re d sta te o f
c o n s c io u s n e s s : th e s e n s a tio n o f b r ig h tn e s s ,
TH E BIRTH O F TH E IM A G IN A T IO N
o ften fra m e d in k aleid o sco p ic p a tte rn s - d o ts,
lozenges, blocks, a p p e a rin g in m ultiple
u n its as n etw o rk s, tessellations a n d suchlike. T h e s e p
a tte rn s m ay b e c o n s tru e d as ce rtain
ob jects in th e w o rld - a sp id e r’s w eb, o r a h o n ey co
m b . In a d d itio n , th e su b je ct o f an
altered state o f co n scio u sn ess m ay feel th a t h e o r sh e
is a irb o rn e , o r in w ater, o r p lu n g in g
th ro u g h so m e v o rtex o r tu n n e l. P a tte rn s slide o n e
in to an o th e r, a n d sh ap es are fluently
tra n sfo rm e d ; in so m e h y p n ag o g ic (half-asleep) o r d
rea m in g m o o d s w e m ay see anim als
a p p e ar: to follow S h ak es p ea re’s p h ra sin g , we will th
in k a clo u d to b e v ery like a w hale,
o r m istak e a b u sh fo r a bear.
W h a t ch a racterize s all th e se sen satio n s is h o w vivid
they are. T h e n ig h tm a re v ictim
wakes w ith a scream ; th e L S D ad d ic t m a im s h im s elf
terrib ly , co n v in ce d th a t his fingers
are e x te n d in g over th e w indow sill a n d o n to th e ro
a d o utside. N o ex tern al reality is there.
O u r rea c tio n is entirely to w h a t we see w ith o u t an y d
ire c t p e rc e p tio n o f th e w o rld a ro u n d
us. S u c h im ages have b ee n te rm e d as e n to p tic , ‘w ith
in th e eye’.
T h e L ew is-W illiam s h y p o th esis, th e n , is n o t ju s t th
a t P alaeolithic cav e-p ain tin g
w as sh a m an ic o r sh am an istic in origin. I t is even m o re
m o m e n to u s; su g g estin g th a t th e
h u m a n k n ack o f re p rese n tatio n al im ag ery w as
itself initially trig g e re d b y this
n eu ro p sy c h o lo g ic al p ro cess. I n o th e r w o rd s, th e
P alaeolithic p a in te rs w ere n o t m aking
o b se rv a tio n s o f th e w o rld a ro u n d th em ; th e y w
ere tra n s fe rrin g o n to cave walls th e
im ages th e y alread y h a d b e h in d th e ir eyes. T h e y w
ere displaying w h a t h a d co m e to th e m
in an altered state o f co n scio u sn ess; reco llectin g p o w
erfu l visions; try in g to re c a p tu re
w h a t th e y h a d seen in th e ir h allu cin atio n s - even w
h e n th ese h ad flash ed by as a series
o f a b s tra c t p a tte rn s {Fig. 14).
T h e ac c e p ta n c e o f this m o d e l d o es n o t re d u c e
all o th e r ca v e-p ain tin g th eo ries to
n o n sen se. I n societies w h ere sh a m an s are o r w ere e s
tee m ed as au th o rities - in c lu d in g n o t
only th e B u s h m en a n d o th e r g ro u p s alread y m e n
tio n e d , b u t also th e In u it o r ‘E sk im o s’
o f C a n a d a , trib es o f A m az o n ia n S o u th A m eric
a, a n d n o m a d ic societies o f S ib eria, w here
th e te rm ‘s h a m a n ’ o rig in ates - sh a m an s claim p o w
er fro m an d over anim als. T h e tran c e
d a n c e o f th e B u s h m en m a y celeb rate a successful h
u n t, o r serve to b rin g g o o d fo rtu n e
to an im m in e n t ex p ed itio n ; eith er way, th e n , a m e a
su re o f ‘h u n tin g m a g ic ’ is im p lied by
th e s h a m a n ’s ce n tral role. F ro m sh a m an ic lore, to o ,
it is ev id en t th a t ce rta in anim als
ca n b e in v ested w ith e x tra o rd in a ry p o w er a n d
significance. (F o r th e B u sh m e n , th e eland
h as su c h special status.) S ib erian sh a m an s w o u ld say
th a t th e ir souls w ere e n tru s te d
to an im al g u a rd ia n s, o r claim som e p e rso n a l fam
iliar o r d a e m o n in fo u r-le g g ed form .
14 A b s tra c t cave m arkings in t h e C u e v a d e la Pileta,
Andalucia, Spain, c ,2 5 ,0 0 0 b c. Such m arkings a re typical
o f e n to p tic
p a tte rn s g e n e r a te d w ithin t h e m ind during an a lte
re d s ta te o f co nsciousness.
T H E BIR TH O F T H E IM A G IN A T IO N
So it m a y b e r ig h t to s u p p o s e t h a t c e r ta in a n
im a ls p o s s e s s sy m b o lic v a lu e , fu ll o f lu c k a n d
fertility , re g a rd le s s o f w h e th e r th e y fe a tu re as re
g u la r prey . B u t c a n w e c la im th a t
s h a m a n s e x is te d in p re h is to ry ?
‘L e t m e te ll y o u h o w I b e c a m e a lio n . I t w as a g
o o d d a n c e se v e ra l y e a rs a g o ...
I fe lt t h e p u ll o f th e fire ... a n d d a n c e d w h ile s ta
r in g a t i t ... I saw th e fire b e c o m e
v e ry la rg e ... I saw a lio n in it. I tr e m b le d w h e n I
lo o k e d a t it. T h e n t h e lio n
o p e n e d its m o u th a n d sw allo w ed m e . T h e n e x t
th in g I r e m e m b e r s e e in g w as th e
lio n s p ittin g o u t a n o t h e r lio n . T h a t o th e r lio n
w as m e . I fe lt th e e n e rg y o f th e lio n
a n d r o a r e d w ith g r e a t a u th o rity . T h e p o w e r s
c a r e d th e p e o p le .’
T h e r e c o r d e d e x p e r ie n c e o f a m o d e r n B u s h
m a n s h a m a n w h ile in a n a lte re d s ta te
o f c o n s c io u s n e s s m a y d ire c tly illu m in a te , b y
an a lo g y , se v eral th r e e - d im e n s io n a l im a g e s
d is c o v e re d in th e J u r a r e g io n , t h e m o u n ta in o
u s b o r d e r la n d b e tw e e n S w itz e rla n d
a n d F ra n c e . T h e y e v id e n tly s e rv e d as p e n d a n
ts o r a m u le ts , a n d th e ir f o r m is
t h e r ia n th r o p ic - w ith th e b o d ie s o f h u m a n s a
n d th e h e a d s o f lio n s {Fig. 1 5 ). T h e
m a te r ia l f r o m w h ic h th e y w e re m a d e is o f a n
a n im a l s o u r c e - th e tu s k o f a m a m m o th .
A t th e risk o f b e in g o v e r -fa n c ifu l, w e m ig h t say
th a t th e im a g e s w e re ‘s p a t o u t’ fro m
th e m a m m o th .
A n u m b e r o f cav es c o n ta in p a in tin g s o r e n g ra
v in g s th a t s e e m to s h o w h y b r id s
o f h u m a n s a n d a n im a ls, o r h u m a n fig u re s w ith
a n im a l m a s k s a n d a ttr ib u te s . A t C h a u v e t,
f o r e x a m p le , t h e r e is d e p ic te d a c o m p o s ite c r
e a tu r e m a d e u p o f a b is o n ’s h e a d a n d
b o d y , a n d a p a ir o f h u m a n legs. I s th is s o m e k
in d o f m in o t a u r o r, as th e d is c o v e re rs o f th e
c a v e p r e f e r r e d to call it, a s o r c e re r? A b b é B re
u il h a d u s e d th e s a m e te r m f o r a n a n tle r e d ,
f u r r y fig u re w ith h u m a n leg s a n d fe e t a m o n g
th e im a g e s in a r e c e s s o f th e cav e c o m p le x
k n o w n as L e s T r o is F r é r e s , in th e F r e n c h P y
re n e e s . S in c e it is w ell d o c u m e n te d th a t
m u c h s h a m a n ic p r a c tic e w o rld w id e e x p re s s e
s its e lf in ju s t s u c h a n im a l g u is e , th e
t e m p ta tio n to s u p p o s e th a t s h a m a n s o p e r a te
d in P a la e o lith ic E u r o p e is h a r d to resis t.
H a r d to re s is t, a n d h a r d to p ro v e . C o n c e p tu a
lly , h o w e v e r, s h a m a n is m o ffe rs a
p e r s u a s iv e r o u te to w a r d s th e n e u r o p s y c h o
lo g ic a l m o d e l. T h e im a g e o f a lio n - m a n w as
f a s h io n e d b e c a u s e it h a d b e e n v iv id ly im a g
in e d d u r in g a n a lte r e d s ta te o f c o n s c io u s n e s
s .
T h e o n u s is u p o n sc e p tic s to p r o d u c e a m o r e
p la u s ib le a lte rn a tiv e e x p la n a tio n . S o far,
n o n e h a s b e e n fo rth c o m in g .
THE BIRTH O F TH E IM A G IN A T IO N
FROM A R T T O AG R IC U LTU R E
T h e c a v e-p ain tin g s a t A lta m ira w ere o n c e
disbelieved b ec au s e th ey se em e d to o ‘ea rly ’.
In tu r n , arch aeo lo g ists w h o a c c e p te d th e earlin ess
o f su c h c a v e-p ain tin g s w ere faced w ith
a p ro b le m o f su ccessio n . In E u ro p e , a t least, th e p
ra c tic e o f p a in tin g in caves a p p a re n tly
ca m e to an en d a b o u t 1 2 ,0 0 0 years ago. We know th
a t th e em e rg e n c e , several th o u s a n d
y ears la ter, o f th e g re a t civilizations in E g y p t, M e s o p
o ta m ia a n d th e In d u s Valley, w as
ac co m p an ie d by an increasing use of, even reliance u p o n
, th e sym bolic reso u rce o f images:
th is b o o k m akes f u rth e r refe re n c e to th a t p ro c e ss
in d u e co u rse (see, fo r ex am p le,
p a g e 6 1 ). B u t in th e m e a n tim e , w h at h a p p e n e d
to th e h u m a n ability to create im ages?
U n til recen tly , th e re w as n o sa tisfac to ry an sw er to th
a t q u es tio n . I t w as possible,
a d m itte d ly , to claim th a t in so m e p a r ts o f th e w o
rld - n o ta b ly A u stralia - the h ab its
o f r e p re s e n ta tio n th a t c o m m e n c e d a b o u t 4 0 ,0
0 0 years ago n ev er lapsed. B u t this w as
im p o ssib le to prove. In te rm s o f arch aeo lo g ically
stratified ev id en c e, a d efin ite gap
ex iste d , b e tw e e n th e e n d o f th e O ld S to n e A ge
(th e P alaeolithic) a n d th e early p h as es
o f th e N e w S to n e A ge (th e N e o lith ic ). T h e n a ce
rta in h illto p in s o u th e rn T u rk e y
d isclo sed its secret.
T h e T u r k is h - K u rd is h to w n o f U rfa (o r S an liu rfa
), n e a r th e S y ria n b o rd e r, is
to u ristically b illed as ‘h isto ric ’. H e re A b ra h a m , th e
p a tria rc h o f th e se co n d m illen n iu m BC,
v e n e rate d by Jew s, C h ristia n s a n d M u slim s alike, is
s u p p o s e d to have s o jo u rn e d o n his
w ay fro m th e city o f U r to th e la n d o f C a n a a n . B
u t it n o w tra n sp ire s th a t religious
activity a ro u n d U rfa p re -d a te s A b ra h a m by th o u s
a n d s o f years.
A n arch aeo lo g ical s u rv e y in th e 19 6 0 s o b se rv e d in
th e hills a ro u n d U rfa a p a rtic u la r
site w h e re several knolls o f re d d is h e a rth aro se fro m
a lim esto n e p lateau . T h e s e knolls,
a n d th e rocky are a nearb y , w ere co v ered in th e d eb ris
o f flin t-k n a p p in g - th e flakes
a n d ch ip s o f flint left by th e p re h is to ric m a n u fa c
tu re o f to o ls an d w eap o n s. S o m e large
m a n -m a d e slabs o f sto n e w ere also n o tic e d , b u t a s
s u m e d to be o f m u c h la ter d ate th a n
th e N eo lith ic d eb ris. N o f u r th e r in v estig atio n w
as c a rrie d o u t u n til 1 9 94, w h e n K lau s
S c h m id t o f th e G e r m a n A rc h ae o lo g ic al In stitu
te visited th e site a n d estab lish ed th a t th e
knolls w ere n o t n a tu ra l, b u t p a r t o f an artificial hill, h
e a p e d as a p r o m in e n t m a rk in the
local lan d scap e. W ith ex p e rien c e o f o th e r sites in this
a n c ie n t area o f U p p e r M e so p o tam ia,
S c h m id t w as im m ed iately able to classify th e site as a
tepe o r m o u n d , d atab le to th e early
N eo lith ic p h a s e b efo re the u se o f ce ram ic s (so m etim
e s re fe rre d to as th e P re -P o tte ry
15 A lion-m an s ta tu e tte fro m H o h lestein -S tad el, s o u
th w e s t G erm any,
c . 3 2 - 3 0 ,0 0 0 b c, possibly u se d as a p e n d a n t o r a
n am ulet.
16 (to p ) A erial view o f a s to n e circle a t G ó b ek liT ep
e, Turkey, c .9 0 0 0 bc.
17 (ab o v e) Animal detail - p ro b ab ly a fox - from G
óbekli T epe.
TH E BIRTH O F T H E IM A G IN A T IO N
N eo lith ic ). H e also s u sp e c te d th a t th e lim e sto n e
slabs o n this hill - h e n c e fo rth k n o w n
as G o b e k liT e p e - b elo n g ed to so m e larg e p re h is
to ric s tru c tu re .
D ig g in g in to th e m o u n d n o t o n ly c o n firm e d S c
h m id t’s in tu itio n s, b u t revealed
a d im e n sio n o f P re -P o tte ry N e o lith ic th a t n o o n
e e x p e cted .
T h e ex cav atio n s a t G o b e k liT e p e are o n g o in g , w
ith sc o p e fo r m o re su rp rises.
W h a t h as c o m e to lig h t so fa r is a series o f w alled e n
c lo su res , o f w h ich a b o u t 20 are
b u ilt a r o u n d m assive s to n e p illars se t in a circle (Fig.
16). T w o se p a ra te p illars o c c u p y th e
ce n tre s o f th e se circles. E a c h o f th e p illars is fa sh io
n e d o u t o f solid ro ck in to a T -s h ap e
a b o u t 7 m e tre s (2 3 feet) tall. R e c ta n g u la r c a rv e d
d o o rw ay s o n c e p ro v id e d m a rk e d
o r tu n n e lle d access to th e e n c lo su res, a n d in th e
flo o r o f o n e circle a sm all in se t b asin
h as b e e n fo u n d , w ith a n a tta c h e d c h a n n e l -
possibly, as th e ex c av a to r su g g ests, fo r th e
co llec tio n o f b lo o d . F o o d w as c o n s u m e d h e re ,
as in d ic a te d b y m a n y a n im al b o n es,
b u t n o w h e re o n th e hillsid e a re th e re sig n s o f d o
m e stic h ab ita tio n . S o this w as n o t, it
seem s, a p la ce w h ere p e o p le lived, b u t r a th e r a sp
ecial assem b ly p o in t - so m e k in d
o f s a n c tu a ry in th e m o u n ta in s th a t a ttr a c te d p
e o p le fro m a ra d iu s o f se ttle m en ts som e
80 k ilo m etres (5 0 m iles) o r f u rth e r afield.
L ik e o th e r p re h is to ric m o n u m e n ts , su c h as S to n
e h e n g e in B rita in a n d th e m e n h irs
o f F ra n c e , G ó b ek li T ep e re ta in s a n e n ig m atic sen
se o f u n f a th o m e d ritu a l significance.
B u t n o t o n ly is it m u c h ea rlier th a n S to n e h e n g e
- b y 7 0 0 0 y ears - it is also m u c h
d iffe re n t in o n e key r e s p e c t.T h e w e ll-trim m e d p
illars o f G o b e k liT e p e are n o t ju st
m eg alith s (b ig s to n e s ). T h e y a re decorated - em b
ellish ed w ith im ag es eith e r en g ra v ed on
to th e su rfa c e o r else p ic k e d o u t in shallow relief
(Fig. 17).
I t m a y c o m e as n o s u rp ris e th a t th e p rin c ip a l su b
je cts o f th is d e c o ra tio n are , o n ce
ag ain , an im als. F oxes a n d snakes d o m in a te th e r e p e
rto ire , b u t gazelle, a u ro c h s, w ild
b o a r, w ild ass, cra n es a n d a lio n also fea tu re . S p id e
rs , to o , a re sh o w n . In a d d itio n o ne
b lo c k ca rrie s th e im age o f a w o m a n s q u a ttin g in
a sex u al p o s tu re , th o u g h this m ay be
o f la ter date.
T h e p illars th em selv es a p p e a r sch em atically a n th ro
p o m o rp h ic o r h u m a n -s h a p e d ,
th e sh a ft sta n d in g f o r legs a n d to rso , th e T -b a r e
q u a tin g to sh o u ld e rs a n d h ea d . C a rv e d
a rm s a re a d d e d to o ne o f th e m , as if to c o n firm th
e in te n tio n . T h is in tu r n en c o u rag es th e
p r e s u m p tio n th a t th e im ag es serv e to h a rn e ss fo
rm s o f w ildlife w h o se p o w e r b elo n g s to
th e se p illar-fig u res, o r p e rh a p s p ro te c ts th e m . T h
e foxes b a re th e ir te e th , th e tu sk s o f th e
b o a r are p ro n o u n c e d , a n d th e snakes h av e b e e n
id e n tified as v e n o m -lo a d e d vipers.
T H E BIR TH O F T H E IM A G IN A T IO N
T h e p o ssib ility th a t th e d e c o r a tio n o f th e p illars
a t G o b e k liT e p e is s h a m a n ic has
b e e n se rio u s ly c o n s id e r e d b y th e e x c a v a to rs.
B u t, as th e y p o in t o u t, th e scale o f
s tr u c tu r a l e n te r p ris e a t th is site p o in ts to a so c ie
ty in w h ic h ritu a l w as m e d ia te d n o t so
m u c h by s h a m a n s as b y ‘tr u e p r ie s ts ’. T h e im a
g es, a f te r all, w ere th e u ltim a te p h a s e ,
o r fin is h in g to u c h e s a t le ast, to w h a t h a d b e e n
a m a ssiv e co llec tiv e e ffo rt. A t a sm all
d is ta n c e aw ay f r o m th e m a in ‘te m p le ’ a re a is th
e n a tu ra l lim e s to n e a m p h ith e a tr e fro m
w h ic h d ie p illa rs w ere q u a r r ie d . In th e u p p e r r e
a c h e s o f th is q u a r r y th e re is a m a rk e d
c a v ity le ft by th e re m o v a l o f o n e T -s h a p e d p
illa r m u c h la rg e r th a n a n y so fa r b r o u g h t
to lig h t a t th e site; a n d r ig h t n e x t to th is s p a c e is
a s to n e o f sim ila r size a b a n d o n e d
in a c ra c k e d a n d th e re fo r e u n f in is h e d sta te . H
a d it b e e n s u c c e ssfu lly re m o v e d f ro m th e
b e d ro c k , it w o u ld h av e m e a s u r e d s o m e 6 m e tre
s (2 0 f e e t), a n d w e ig h e d a b o u t 5 0 to n n e s.
T o s h ift it a c ro ss to d ie m o u n d w o u ld h av e r e q
u ir e d th e c o m b in e d tr a c tio n p o w e r o f
a b o u t 5 0 0 p e o p le .
G iv e n th a t th e m o u n d its e lf is m a n - m a d e , b u ilt
f ro m th o u s a n d s o f to n n e s o f e a r th
a n d r o c k b r o u g h t u p f ro m th e p la in b elo w , w e
a re b o u n d to s p e c u la te th a t th e m e a s u r e o f
h u m a n o rg a n iz a tio n r e q u ir e d to b u ild G ó b e k
li T e p e w as so m e w ay to w a rd s th a t re q u ir e d
to b u ild th e E g y p tia n p y ra m id s . G ó b e k li T e p e
, in th e w o rd s o f its e x c a v a to rs , th e re fo re
s ta n d s a t ‘d ie d a w n o f a n e w w o rld , a w o rld w
ith p o w e rfu l r u le r s a n d a c o m p le x , stratified ,
h ie ra rc h ic a l so c ie ty ’.
S o tiiis is a m a jo r rev e la tio n f r o m c u r r e n t a rc h a
e o lo g y ; a n d u n lik e d ie firs t ‘re v e a l’
o f A lta m ira , it c a u s e s tr u e w o n d e r , n o t d isb e
lie f. A n d f o r th o s e w h o like to r e g a rd a r t
a s a n o p tio n a l lu x u r y in life, a p a s tim e to b e in d
u lg e d o n ly w h e n th e n e c e s s a r y b u sin e ss
o f su rv iv a l a n d s u b s is te n c e h a s b e e n c o m p le
te d , G ó b e k li T e p e o ffe rs a p a r tic u la r
ch a lle n g e - w ith w h ic h w e sh a ll c o n c lu d e .
F o r m o r e th a n h a lf a c e n tu r y , a r c h a e o lo g is ts
h av e a g r e e d th a t f a rm in g - th e k e e p in g
o f d o m e s tic a te d a n im a ls a n d th e c u ltiv a tio n o
f c r o p s - b e g a n in th e N e a r E a s t d u r in g th e
ea rly N e o lith ic p e r io d , c. 9 0 0 0 b c . S h e e p a n d
g o a ts w ere th e p r in c ip a l a n im a ls fe a tu rin g
in th is a g ric u ltu r a l r e v o lu tio n , w h ile w h e a t a n d
b a rle y w ere th e p r in c ip a l c ro p s . K e y sites
p ro v id in g e v id e n c e fo r a n im a l e n c lo s u re s a n d
d o m e s tic a te d g ra in s in c lu d e J a rm o , in
n o r th e r n Ira q ; Q a ta lh o y ü k , in w e s te r n T u rk e y
; a n d J e ric h o , in P a le stin e . T h e J o r d a n valley
a n d th e r e a c h e s o f U p p e r M e s o p o ta m ia h a v
e also y ie ld e d sp e cific clu es r e g a rd in g th e
tr a n s itio n f ro m n o m a d ic h u n tin g a n d g a th e r in
g to se ttle d fa rm in g . T h e d e b a te th e n a rise s
a b o u t w h ic h c a m e first: a d e m o g r a p h ic s h ift to
s e ttle d c o m m u n itie s , le a d in g to a re lia n c e
T H E BIRTH O F T H E IM A G IN A T IO N
u p o n f a r m in g f o r f o o d , o r th e in te n s iv e e x p
lo ita tio n o f c e r ta in liv e sto c k a n d ce reals,
le a d in g to s e ttle d c o m m u n itie s ?
I n th e b o o k o f G e n e s is , th e c h a n g e o c c u r s
as a d ir e c t c o n s e q u e n c e o f th e e x p u ls io n
o f A d a m a n d E v e f r o m th e G a r d e n o f E d e n .
T h e s o n s o f A d a m a n d E v e, C a in a n d A b e l,
a re sp e c ifie d as a tiller o f th e soil a n d a s h e p h e r d
resp e c tiv e ly , fu lfillin g G o d ’s e d ic t th a t
m o r ta ls s h o u ld h e n c e f o r th s u rv iv e ‘b y th e sw
ea t o f th e ir b r o w ’. G o b e k liT e p e raise s a n
a lte rn a tiv e p o s s ib ility - th a t w h a t in s tig a te d th e
firs t p r o d u c ti o n o f fo o d w a s a rt.
A b o u t 3 0 k ilo m e tre s (2 0 m ile s) s o u th f r o m G ó
b e k li T e p e lies th e K a r a c a d a g ra n g e .
R e s e a rc h a m o n g th e s e hills h a s s h o w n th a t th
e y a re h o m e to th e c lo s e s t w ild re la tiv e o f a n
ea rly sp e c ie s o f d o m e s tic a te d g r a in , e in k o rn
w h e a t. T h e s u g g e s tio n is t h a t w ild g r a in w as
b r o u g h t f ro m th e K a r a c a d a g , a n d c u ltiv a te d
a r o u n d G ó b e k li T e p e in o r d e r to f e e d all th e
h u n d r e d s o f p e o p le b u ild in g o r sim p ly f r e q u
e n tin g th e site.
S o th e re is th e m o m e n to u s c o n c lu s io n : th a t s o
m e 1 1 ,0 0 0 y e a rs a g o im a g e r y h a d
b e c o m e so p o w e rfu l in th e m in d s o f h u m a n b e
in g s th a t it h e lp e d to b r in g a b o u t th e
g r e a te s t tr a n s f o r m a tio n in h u m a n h isto ry .
T H E  B I R T H  O F  T H E  I M A G I N A T I O N.docx

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T H E B I R T H O F T H E I M A G I N A T I O N.docx

  • 1. T H E B I R T H O F T H E I M A G I N A T I O N a O n e d a y i n t h e a u t u m n o f 1879 a S p an ish n o b le m an an d his d au g h te r set o u t on a little ad v en tu re. T h e y w ere g o in g to ex p lo re a cave n o t far fro m the fam ily estate at P u en te S an M iguel, in th e C a n ta b ria reg io n o f n o rth e rn Spain. T h e n o b le m a n ’s nam e was M arcelin o Sanz de S au tu o la, an d his d au g h te r - n o t yet in h er teen s - was called M a ria . T o g eth er they m ad e fo r the hillside o f A ltam ira, w hich h ad lately b een re p o rte d as a site o f p reh isto ric o ccu p atio n . T o u se th e language o f th e tim e, A ltam ira was th e so rt o f place w here troglodytes o r ‘p eo p le b efo re A d a m ’ w ere th o u g h t to have sheltered. As a keen a m ate u r archaeologist, de S au tu o la h a d high h
  • 2. o p es o f w h at h e m ig h t find at A ltam ira. T h e b o n es o f stran g e anim als m ig h t be scattered aro u n d ; p e rh a p s traces o f fires kindled lo n g ago. W ith an y luck, an d close investigation o f th e cave floor, som e ru d im e n ta ry tools o r im p lem e n ts m ig h t also b e retrieved. D e S au tu o la was n o t m erely h u n tin g fo r curiosities. W h e n it cam e to p u b lish in g his discoveries a t A ltam ira, h e gravely n o te d th a t his u ltim ate m otive fo r m aking the ex p ed itio n w ith M a ria was to ‘te a r away th e th ick veil th a t separates us fro m th e origins an d cu sto m s o f th e an cien t in h a b ita n ts o f th ese m o u n ta in s’. O n ce h e an d M a ria were inside the cave, he c ro u c h ed d o w n an d b eg an to exam ine th e g ro u n d by la n tern light. It w as cool a n d d am p in th e cave, b u t spacious too. W hile h er fath e r w as poking an d 6 A detail o f th e cave paintings at Altamira, Spain, c. 11,000 BC. which Maria and Marcelino d e Sautuola discovered by chance.
  • 3. TH E BIRTH O F TH E IM A G IN A T IO N s c ra p in g a t th e floor, M a ria w a n d e re d o f f to d o so m e ex p lo rin g o f h e r ow n. It w as n o t lo n g b e fo re th e d ark n e ss o f A lta m ira e c h o e d w ith a c h ild ’s w o n d ro u s cry. ‘L o o k , P a p a - p a in tin g s o f o x en !’ So a y o u n g girl w as th e firs t m o d e rn h u m a n to set eyes u p o n th e ‘g allery ’ o f p re h is to ric p a in tin g s fo r w h ic h A lta m ira w o u ld b e c o m e re n o w n e d (Fig. 6). B ein g sm all, M a ria h a d a b e tte r view o f th e cav e’s low ceiling th a n h e r father. H o w ev er, h e r re c o g n itio n o f th e an im als w h o se im ag es w ere ra n g e d o v er A lta m ira ’s n a tu ra l v au lt was n o t q u ite a c c u ra te . T h e s e w ere a u ro c h s - a ty p e o f b is o n th a t h a d b e e n e x tin c t fo r th o u sa n d s o f years. H e rd s o f th e m w ere d e p ic te d - sta n d in g , g razin g , ru n n in g , sleeping. A n d a ro u n d th e se a u ro c h s th e re w ere o th e r fo u r-le g g e d b ea sts: h o rs e s , ibexes, b o a r. G a z in g u p a t w h a t his d a u g h te r h a d fo u n d , d e S a u tu o la w as a lm o s t sp eech less w ith e x c ite m e n t. H e k n ew in stin ctiv ely th a t th is a
  • 4. r t w as v e ry old in d e e d ; b u t it w as m o re th a n in s tin c t th a t to ld h im so. T h e cave w as litte re d w ith d e b ris b e lo n g in g to w h a t w o u ld b e c o m e k n o w n as th e S to n e A g e - o r, in a rc h aeo lo g ica l p a rla n c e , th e U p p e r P alaeo lith ic p e r io d ( 3 5 ,0 0 0 -1 0 ,0 0 0 years ago). M o reo v e r, d e S au tu o la co u ld see sim ilarities b etw een th e b iso n d ep icted h e re a t A lta m ira a n d so m e b o n e c a rv in g s o f a n im als lately d isc o v ered in caves in F ra n ce . T h e g e n tle m a n -s c h o la r lo st n o tim e in c o m m u n ic a tin g th e new s. I t c re a te d a se n satio n , u n d e r s ta n d a b le even to th is day, a lth o u g h , fo r rea so n s o f p re s e rv a tio n , visitors a re n o w a d m itte d o n ly to a re p lica o f th e cave. G a z in g o v er A lta m ira ’s ro ck y su rfaces, th e v iew er so o n a p p re c ia te s th a t th e w o rd ‘p a in tin g ’ is in a d e q u a te h ere . T h e u n e v e n c o n to u rs o f th e ro ck h av e b e e n in g e n io u sly in c o rp o r a te d to give th e a n im als a bulky, a lm o s t th re e -d im e n sio n a l p re se n c e . B ig b o v in e sh o u ld e rs lo o m u p in th e h alf-lig h t: a n d , w hile th e e x a c t species o f b is o n d e p ic te d is n o lo n g e r to b e seen, w e c a n n o t fail to be
  • 5. s tru c k b y th e q u ality o f close o b s e rv a tio n o n display. H o w th e an im als s to o d w hile at p a s tu re , h o w th e y co llap sed w h e n r e c u m b e n t o r w o u n d e d - th e A lta m ira d e p ic tio n s are, as w e s h o u ld say, co n v in cin g . T h e co lo u rs, to o , are m e m o rab le : p re d o m in a n tly re d a n d b lack, b u t w ith sh ad in g s o f fo rm also p ic k e d o u t in b ro w n , p u r p le , yellow, p in k a n d w hite. T h e s e s tro n g o rg an ic p ig m e n ts , d e riv e d fro m v ario u s o x id es a n d c a rb o n s , p la y th e ir p a r t in g iv in g th e w o rk a p o w erfu lly e a rth y d e p th a n d su b sta n c e . All in all, it m ig h t b e c o n c lu d e d th a t th e p a in tin g s h e re are to o g o o d to b e tru e . S ad ly fo r de S a u tu o la , m a n y o f his c o n te m p o ra rie s th o u g h t ju s t th a t. A fte r an initial a c co lad e fro m th e p re ss, ro y al visits to th e cave a n d so o n , d o u b ts r e g a rd in g th e T H E BIRTH O F THE IM A G IN A T IO N a u th en ticity o f th e a r t a t A ltam ira b eg a n to b e voiced. N o th in g c o m p a ra b le to th e ir scale an d p icto rial delicacy h a d b e e n fo u n d a t p reh isto ric
  • 6. sites th e n k n o w n to archaeological co n n o isseu rs. O n e p re m a tu re e x p lan a tio n o f A ltam ira su g g ested th a t th e p ain tin g s h ad b ee n d o n e d u rin g th e R o m a n o c c u p a tio n o f th e Ib erian p en in su la. W ith in a y ear o f d e S a u tu o la ’s a n n o u n c e m e n t o f th e fin d , how ever, m o re p o iso n o u s ru m o u rs w ere circulating. A n a rtis t w as seen g o in g in to th e cave (de S au tu o la h ad co m m issio n ed him to m ake copies o f th e ceiling): w o rd w e n t r o u n d th a t h e was th e o n e w h o h ad p ain ted it in th e first place. A t h o m e an d a b ro a d , d e S au tu o la fo u n d h im self m o c k ed as a d u p e , o r s u sp e c te d o f p e rp e tra tin g a hoax. H e died in 1888, a d eeply d isa p p o in te d a n d widely disbelieved m an . H is frien d s said h e w as b ro k e n h e a rte d by th e w hole affair. Y oung M a ria w ould live to see h e r f a th e r’s h o n o u r th o ro u g h ly red eem ed . B u t b efo re we la m e n t th e scepticism th a t b ro u g h t m isery to a p io n e er ex p lo re r o f p reh isto ric art, let us a d m it o u r ow n p rim a ry reactio n to w h at we see a t A ltam ira, a n d a t o th e r g rea t u n d e r g ro u n d sites su b se q u en tly revealed in S p ain
  • 7. an d so u th e rn F ra n c e - m o st notably th e caves o f L a sc a u x an d C h au v et. ‘A m az in g ’; ‘in c re d ib le’; ‘asto n ish in g ’: we rea ch for th e clichéd lan g u ag e o f ad m iratio n , a n d fo r o nce it d en o tes a g en u in e m ystery. N o sam p le o f early h u m a n h an d iw o rk is m o re p e rp le x in g th a n th e large-scale cave p ain tin g s o f Palaeolithic E u ro p e . W h a t follows h e re is a n a tte m p t to m ake sense o f w h at th e im ages m ig h t m e an , a n d w hy th ey w ere p a in te d on su b te rra n e a n walls. A p a rtic u la r th e o ry is p u rs u e d , an d o th e r th e o ries rejected - b u t th ey are th eo ries all th e sam e. In the en d , am a z e m e n t m ay rem a in the p r o p e r resp o n se. W h a t we can establish fo r ce rtain , how ever, is th a t th ese p a in tin g s are n o t localized m iracles. A ltam ira b elongs to a w id er p ro cess o f h u m a n d ev e lo p m e n t, an d it is all th e m o re exciting fo r that. T H E CREATIVE E X P LO S IO N R a d io c arb o n d atin g o f th e p ig m e n ts u s e d in the A ltam ira p ain tin g s has established th a t th e cave in v estig ated b y M a ria a n d M a rc e lin o d e S au tu o la w as d ec o rate d betw een
  • 8. 13,300 an d 14,900 years a g o .T h is m o re o r less co n firm s th e n o tio n al an tiq u ity assigned to the im ages by d e S au tu o la b ac k in 1879. B u t b e y o n d th e elem en t o f forgivable s u rp rise , w hy were th e le arn ed c o n te m p o ra rie s o f de S au tu o la so re lu c ta n t to believe him ? T h e an sw er is th a t A ltam ira sim p ly d id n o t fit w ith p revailing scientific a n d p o p u la r views a b o u t the o rig in an d d e v e lo p m e n t o f th e h u m a n species. C h arles D arw in m ay have TH E BIRTH OF THE IM A G IN A T IO N cau sed theological co n tro v ersy in V icto rian B ritain w ith his th e o ry o f evolution by n atu ra l selection - a p ro cess o ften s u m m arize d as ‘th e survival o f th e fittest’, th o u g h D arw in h im self d id n o t coin th a t p h ra se - b u t so far as it co n firm ed stereotypical W estern attitu d e s to th e p reh isto ric p ast, D a rw in ’s m o d e l w as w idely accep ted . If evolution fav o u red th e survival o f th e fittest, a n d h u m a n k in d w as set o n a n u p w a rd cu rv e o f p ro g re ss in ad a p tin g to u n d e rs ta n d a n d
  • 9. co n tro l th e w orld, th e n th o se h u m a n s left b eh in d - especially th o se left b e h in d m a n y th o u sa n d s o f years ago - m u s t be co ngenitally b ack w ard , ig n o ra n t a n d clumsy. A lready in 1651, th e E nglish p h ilo s o p h e r T h o m a s H o b b es h a d fastidiously d es crib ed th e ‘ill c o n d itio n ’ o f h u m a n s living in a pre-civilized ‘state o f n a tu re ’. I t was a situ atio n , h e d eclared , o f ‘co n tin u al fear, a n d d an g e r o f violent d eath ; an d th e life o f m a n solitary, p o o r, nasty, b ru tish a n d s h o r t’. A t th e tim e w h en th e p ain tin g s at A ltam ira w ere fo u n d , m o s t p eo p le w ould have im ag in ed th e ty p ical ‘cav em an ’ as so m e shaggy, low -brow ed creatu re, his g ro u n d -s c ra p in g knuckles clam p e d to a k n o tty club. T h is savage m ig h t have ch a se d b iso n to fill his belly, b u t to re p re se n t th e anim al in delicate profile, w ith careful, sensitive h u es - su c h fine aesth etic cap acity w as surely b ey o n d belief? S o w en t th e logic o f o rth o d o x o p in io n . H ow ever, even th e m o s t ten acio u s u p h o ld e rs o f this view w ere fo rc ed to rec o n sid er as fu rth e r p ain te d caves cam e to light,
  • 10. especially in F ra n ce . In 1901, fo r ex am p le, tw o m a jo r sites n e a r L es Eyzies in th e P érig o rd reg io n - L es C o m b arelles a n d F o n t-d e -G a u m e - w ere c o n firm e d as b o n a fide. T h e follow ing year, a m ajo r sh ift in attitu d es w as signalled w h en E m ile C a rtailh ac , one o f th e F re n c h e x p e rts w ho h ad dism issed A ltam ira as a p ran k , p u b lish ed a p en iten tial essay, a c ce p tin g th a t his d o u b ts h a d b ee n in erro r: th e p ain tin g s at A ltam ira, a n d oth ers like th e m , really d id b elo n g to ‘th e d aw n o f tim e ’. In th e su m m e r o f 1902, C a rtailh ac jo in ed o th e r delegates fro m a scientific co n fe re n ce a t M o n ta u b a n in m ak in g a to u r to in sp e ct th e several p a in te d caves in th e area. A co n sen su s w as declared: a r t in d eed existed in p reh isto ry , a n d th e science o f u n d e rs ta n d in g it h a d only ju st beg u n . D iscoveries o f f u rth e r caves p ro liferate d th ro u g h o u t th e tw en tieth century. F ra n ce yielded n o t only exam ples o f p ain te d surfaces, b u t also relief figures, s u c h as th e ‘frieze’ o f anim als b ro u g h t to light in 1909 a t C a p B lanc, again n e a r L es E yzies, a n d th e tw o
  • 11. b iso n m o u ld e d in clay a t th e en d o f th e d ee p cave a tT u c d ’A u d o u b e rt in th e Pyrenees. M o s t stories o f m o d e rn discovery c o n ta in a ratio n o f d ram a. A p p ro p riately , p e rh a p s , it w as w hile search in g fo r a lo st d o g th a t several schoolboys cam e across th e THE BIRTH O F T H E IM A G IN A T IO N sp le n d id m e n a g e rie p a in te d w ith in th e cave a t L a sc a u x , n e a r M o n tig n a c , in 1940 (Fig. 7). A n d w hile th e fin d in g (in 1994) o f ev e n m o re rem a rk a b le an im al scen es in F ra n c e ’s A rd é c h e G o rg e c a m e a b o u t fro m d e lib e ra te u n d e r g r o u n d e x p lo ra tio n , th e s u b se q u e n t d isp u te over o w n ersh ip o f this site - n a m e d C h a u v e t C ave a fte r th e p o th o lin g e n th u sia st w h o first flash ed a to rc h b e a m o ver it - is s o m e th in g o f a legal so a p o p era. A p a ir o f rh in o c e ro s e s lo ck h o rn s fo r a fight; a n a tu ra l ev e n t re c o rd e d w ith swift, c o n fid e n t b ru sh stro k e s. A set o f feline p ro files o v erlap, as if casually an tic ip a tin g the d ra u g h ts m a n ’s ru les o f d e p th a n d p e rs p e c tiv e
  • 12. by m a n y m illen n ia (Fig. 8). A sto n ish in g ? In d ee d . B u t n o t ab so lu te ly in c re d ib le - b ec au s e th e p ain tin g s o f C h a u v e t C av e, firm ly d a te d to o v er 3 0 ,0 0 0 years ago, p ro v id e m erely th e m o s t sp e c ta c u la r in d ic a to rs to d ate o f w h a t so m e arc h aeo lo g ists re fe r to as a g en e ral ‘C rea tiv e E x p lo sio n ’ o c c u rrin g in th e U p p e r P alaeo lith ic p e rio d (c. 4 0 ,0 0 0 -1 0 ,0 0 0 y ears a g o ) .T h e p h e n o m e n o n is n o t co n fin e d e ith e r to F ra n c e o r to c o n tin e n ta l E u ro p e . E ssentially, it m ark s th e a sc e n d a n c y o f a p a rtic u la r biological sp ecies, H om o sapiens, th e ‘k n o w in g h u m a n ’ ty p e th a t has co m e to d o m in a te th e E a r th ’s surface. A s u m m a ry o f th e b a c k g ro u n d to this arriv al o f an a to m ica lly m o d e rn h u m a n s m ay be fo u n d in a se p arate sectio n o f this b o o k (see p ag e 14). H ere, it is e n o u g h to o b serv e th a t p ain tin g s o n cave walls b elo n g to a catalo g u e o f telltale relics left by the in g en io u s an d creative H om o sapiens c. 4 0 ,0 0 0 -3 0 ,0 0 0 years ago. A m o n g th e se relics are th e following: 1 F lin t to o ls, p r o d u c e d in su c h a w ay as to b e ex q u isitely sy m m etric al. S u ch
  • 13. s y m m e try m a y h ave assisted th e ir fu n c tio n (if, fo r ex a m p le , axes w ere th ro w n as m issiles); o th e rw ise it exists to in v e st a fu n ctio n al o b je ct w ith a e sth e tic value. 2 P e rfo ra te d te e th a n d shells, co llec te d fo r th e sake o f b o d ily o rn a m e n t. Item s o f jewellery, s u c h as th e n eck lace o f shells f o u n d at M a n d u M a n d u in W estern A u stralia, a re su re signs o f p e rso n a l e m b ellish m e n t; p o ssib ly also in d ic a to rs o f social status. 3 D e p o s itio n s o f fo o d a n d gifts alo n g w ith b u ria l o f th e d ea d . E x cav ated b u rials at th e C ro - M a g n o n sh e lte r n e a r L es E yzies a n d a t th e site o f D o ln i-V esto n ice in th e C z ec h R e p u b lic m ay n o t q u alify s tru c tu ra lly as to m b s , b u t th e p re se n c e o f grave g o o d s is suggestive o f ritu a l, a n d so m e c o n c e p t o f a n afterlife. 4 S c ra tc h in g s o n b o n e a n d a n tle r th a t seem in te n tio n a l a n d o rd e re d . Several ex a m p le s o f su c h m a rk in g s fro m th e site o f Z h o u k o u d ia n , n e a r B eijing in C h in a ,
  • 14. 7 (to p ) Detail o f th e ‘Salon o f t h e Bulls’ a t Lascaux, n e a r Montignac, France, c. 18,000 bc. 8 (above) T h e m asterfully d e p ic te d feline faces in t h e l i o n Panel’ o f C h a u v e t C ave, France, c. 3 2 -3 0 ,0 0 0 bc. THE BIRTH O F THE IM A G IN A T IO N rem a in o p e n to in te rp re ta tio n , w hile an in g en io u s case has b e e n m a d e fo r read in g n o tc h es on th e h an d le o f a tool fo u n d a t Ish an g o , in ce n tral eq u a to rial A frica, as a n o ta tio n a l sy stem o f tallies th a t m ark e d tim e acco rd in g to p h ases o f th e m oon. C e rta in aspects o f this cultural ‘tak e-o ff’, such as vocal co m m u n icatio n (singing in cluded), d an ce, a n d p a in tin g d o n e d irectly o n to b o d ie s, can n ev er be know n. M u c h sm all-scale o r p o rta b le a r t m a y have v anished. A n d in m an y p a rts o f th e w orld th e re are m arkings o n rocks th a t sim p ly c a n n o t b e secu rely d ated by archaeologists. T h e s e a re reaso n s why, in any investigation o f th e origins o f a rt, atte n tio n focuses u p o n the cav e-p ain tin g s o f
  • 15. P alaeo lith ic E u ro p e . A cc ep tin g th a t th e y are th e b e s t-p re serv ed an d m o st visible signs o f th e global creative explosion, h o w d o we sta rt to explain th e ir ap p e aran c e? A R T FO R ART'S SAKE? P ablo P icasso, arg u ab ly the m o st illustrious a rtist o f th e tw en tieth ce n tu ry , seem s to have p a id a visit to th e new ly discovered L a sc a u x cave in 1941. ‘We have le a rn t n o th in g !’ is re p o rte d as his aw ed, alm o st in d ig n a n t c o m m e n t, im p ly in g th a t th e an o n y m o u s S to n e Age d ra u g h tsm e n o f L a sc a u x h ad m iracu lo u sly an ticip ate d th e rep rese n tatio n al aims an d ach iev em en ts o f a r t w ith in m o d e rn , ‘civilized’ society. U n ca n n ily (as it m u s t have seem ed to h im ), th e p ro m in e n t anim als at L a sc a u x w ere bulls - fav o u red subjects o f Picasso, a n d in d e ed , fea tu rin g in o n e o f his earliest p ain tin g s as a boy. Also, som e o f the anim als d ep icte d at L a sc a u x have th e ir f o rm em p h asized in thick black outline. T h is is also u n c a n n ily sim ilar to a p icto rial device fav o u red at o ne tim e by P icasso an d his p o st-
  • 16. im p re ssio n ist c o n te m p o ra rie s, so m e o f w h o m w ould b e n ic k n am e d in 1905 as les fauves (th e w ild o n es). It m u s t have u n n e rv e d th e S p an ish p ain ter, to see a stylistic invention p re -e m p te d by m a n y th o u sa n d s o f years: ‘th e shock o f th e o ld ’, we m ig h t say. L a te r, at a P arisian ex h ib itio n in 1953, P icasso re -crea ted fo r his ow n w ork th e flickering, to rch lit ex p erien ce o f view ing a p reh isto ric cave - su c h w as his e m p a th y fo r an cestral com rades. P icasso ’s rea ctio n is one th a t m an y o f us w o u ld share. Id en tify in g th e p recise species o f b iso n , ibex o r m a m m o th m ig h t b e b e y o n d us. B u t, like y o u n g M a ria a t A ltam ira, we have little essential difficulty in seeing w h a t th ese an c ie n t artists w ere try in g to rep resen t. Instinctively, th e n , we m ay w an t to ‘u p d a te ’ th e earliest h u m a n a rtists by assu m in g th a t th ey p a in te d fo r th e sheer joy o f p ain tin g . T H E BIRTH O F T H E IM A G IN A T IO N T h e p h ilo s o p h e rs o f C lassical G re e c e re c o g n iz e d it as a d e fin in g tr a it o f h u m a n s
  • 17. to ‘d elig h t in w orks o f im ita tio n ’ - to en jo y th e v e ry a c t a n d tr iu m p h o f r e p re s e n ta tio n . I f w e w ere close to a real lio n o r sn a k e, w e s h o u ld feel frig h te n e d . B u t a w ell-e x ec u ted picture o f a lio n o r sn a k e will give u s p le a s u re . W h y s u p p o s e th a t o u r P alaeo lith ic a n c e s to rs w ere an y d iffe ren t? T h is sim p le a c c e p ta n c e o f c a v e -p a in tin g s as a r t fo r a r t ’s sake h a s a c e r ta in ap p e al. T o th in k o f L a s c a u x as a g allery o r salon allow s it to b e a s o r t o f sp e cia l v ie w in g p la ce w h e re th e h a n d iw o rk o f a c c o m p lish e d artistes m ig h t b e d isplayed. A n d a t L a s c a u x , th e e v id e n t ca re w ith w h ic h in d iv id u a l an im als h av e b e e n a b s tra c te d fro m an y n a tu ra l b a c k g ro u n d o r la n d s c a p e m a k es it te m p tin g to s u p p o s e th a t th e p a in te r s s o u g h t to cre ate , as it w ere, ‘life s tu d ie s ’ o f th e ir su b jects. P lau sib ly , daily ex iste n ce in p a r ts o f P alaeo lith ic E u r o p e m a y n o t h av e b e e n so h a r d , w ith a n a b u n d a n c e o f rea d y fo o d , a n d th e re fo re th e le isu re tim e fo r art. T h e p ro b le m s w ith th is e x p la n a tio n , h o w ev e r, a re vario u s. In th e firs t p la c e , th e
  • 18. p ro life ra tio n o f arc h a e o lo g ic a l d isc o v erie s - a n d th is in c lu d e s s o m e o f th e w o rld ’s in n u m e ra b le ro c k a r t sites th a t c a n n o t b e d a te d - h a s se rv e d to e m p h a s iz e a re m a rk a b ly lim ite d r e p e rto ire o f su b jects. T h e im a g es th a t r e c u r a re th o s e o f a n im als; a n d , c o m m o n ly , sim ilar ty p e s o f an im al. H u m a n fig u re s a re u n u s u a l; a n d w h e n th e y d o m a k e a n a p p e a r a n c e , th e y a re ra re ly d o n e w ith th e sa m e a tte n tio n to fo rm a c c o r d e d to th e an im als. I f P ala eo lith ic a rtis ts w ere sim p ly seek in g to re p r e s e n t th e b e a u ty o f th e w o rld a r o u n d th e m , w o u ld th e y n o t h av e le ft a fa r g r e a te r ra n g e o f p ic tu re s - o f tree s a n d flo w ers, o f th e s u n a n d th e sta rs? A f u r th e r q u e s tio n to th e th e o ry o f a r t f o r a r t ’s sake is p o s e d b y th e h ig h in c id e n c e o f P ala eo lith ic im ag es th a t a p p e a r n o t b e im itativ e o f an y reality w h atso ev e r. T h e s e are g e o m e tric a l s h a p e s o r p a tte r n s c o n s is tin g o f d o ts o r lines. S u c h m a rk s m a y b e f o u n d iso late d o r re p e a te d o ver a p a r tic u la r su rfa ce , b u t also sc a tte re d ac ro ss m o r e re c o g n iz a b le
  • 19. fo rm s . A g o o d e x a m p le o f th is m a y b e se e n in th e geo lo g ically s p e c ta c u la r g ro tto o f P ech M e rle , in th e L o t re g io n o f F ra n c e (Fig. 9). H e re w e e n c o u n te r s o m e fa v o u rite an im als fro m th e P alaeo lith ic re p e rto ire - a p a ir o f s to u t-b e llie d h o rses. B u t o v er a n d a r o u n d th e h o r s e s ’ o u tlin e s a re m u ltip le d a r k s p o ts , d a u b e d in d isre g a rd fo r th e o th e rw ise n a tu ra listic re p r e s e n ta tio n o f th e an im als. W h a t d o es s u c h p a tte r n in g im itate? T h e r e is also th e f a c to r o f lo c atio n . T h e ca v ern s o f A lta m ira a n d L a s c a u x m ig h t co n c eiv ab ly q u alify as u n d e r g r o u n d g alleries, b u t m a n y o th e r p a in tin g s h av e b e e n f o u n d ¿3SSKgm 9 T h e 'S p o tte d H o rse s’ in t h e caves o f Pech M erle, France, c. 20.000 BC, with th e intriguing p a tte rn s o f d a rk spots aro u n d t h e h o rses' outlines.T he hand stencils may b e la te r to u ch es. T H E BIRTH O F TH E IM A G IN A T IO N in recesses to tally u n su ita b le fo r any k in d o f view ing
  • 20. - tig h t n o o k s a n d cra n n ies th a t m u s t have b e e n aw kw ard even fo r th e artists to p e n e tra te , le t alone fo r an y o n e else w an tin g to see th e a rt. F o r ex am p le, a p a in te d cave ad jo in in g P ech M e rle , called L e C o m b e l, can o n ly b e re a c h e d by sq u eezin g th ro u g h a n a rro w cleft in th e ro ck a n d craw ling alo n g o n o n e ’s sto m ac h ; th e re was n ev e r an y ro o m to a d m ire th e h an d iw o rk in co m fo rt. Finally, we m ay d o u b t th e n o tio n th a t th e U p p e r P alaeolithic w as a G a r d e n o f E d e n in w h ich fo o d cam e readily, leaving h u m a n s am p le tim e to a m u se th em selv es w ith art. F o r E u ro p e it w as still th e Ice A ge. A n estim ate o f th e basic level o f su sten an c e th e n n e c e s sa ry fo r in d iv id u al h u m a n survival h as b e e n ju d g e d a t 2 2 0 0 calories p e r da}'. T h is c o n s id eratio n , c o m b in e d w ith th e stark ic o n o g ra p h ic em p h asis u p o n an im als in th e cave a rt, has p e rs u a d e d so m e arch aeo lo g ists th a t th e p rim a ry m o tiv e b e h in d P alaeolithic im ag es m u s t lie w ith th e p rim a ry activity o f P alaeolithic p eo p le - h u n tin g . A R T A N D H U N T IN G
  • 21. H u n tin g is a skill. T ra c k in g , stalking, ch asin g a n d killing th e p rey are difficult, so m etim es d a n g e ro u s activities. W h a t if th e p ro ce ss c o u ld b e m a d e easier - by art? In th e early d ec ad e s o f th e tw en tieth c e n tu ry , an in flu en tial F re n c h arch aeo lo g ist, A b b é H e n ri Breuil (1 8 7 7 -1 9 6 1 ), m a d e this su g g estio n th e basis fo r his th e o ry th a t th e cav e-p ain tin g s w ere all a b o u t ‘sy m p a th e tic m a g ic ’. T h e re a so n w hy P alaeolithic artists so o ften d e p ic te d an im als w as th a t th e b u sin e ss o f h u n tin g an im als p re o c c u p ie d th e m a n d th e ir c o n tem p o rarie s. A n d th e a rtists striv ed diligently to m ake th e ir an im al im ages evocative a n d realistic b ec au s e th e y w ere a tte m p tin g to ‘c a p tu re th e s p irit’ o f th e ir prey. As B reuil stressed , th ese d e b u ta n t h u m a n a rtists clearly d id n o t d raw like children. W h a t co u ld have p r o m p te d th e ir stu d io u s atte n tio n to m a k in g su c h n atu ralistic, reco g n izab le im ages? F o r B reuil, it h a d to c o m e fro m so m e e x tra o rd in a ry b elief a b o u t th e p o w er o f im ages. I f a h u n te r w ere able to m ake a tru e likeness o f so m e an im al, th e n
  • 22. th a t an im al w as v irtu ally tra p p e d . Im ag es, th e re fo re, h a d th e m agical cap acity to c o n fe r su ccess o r lu c k in th e h u n t. As w ith th e in te rp re ta tio n o f cav e-p ain tin g s as a r t fo r a r t’s sake, th e re is a general elem e n t to th e th e o ry o f h u n tin g m ag ic th a t is im m ed iately attractive. A fter all, anyone w h o h as ever kissed a p h o to g r a p h know s th a t im ages c a n serve th e p u rp o s e o f w ishful th in k in g . M a n y in stan ces are k n o w n o f societies in w h ich im ages are h o n o u re d as 27 T H E BIRTH O F TH E IM A G IN A T IO N p o te n tia l s u r ro g a te s o f reality. V o o d o o -ty p e s u p e rs titio n s , fo r in sta n c e , rely o n th e b elief th a t stick in g p in s in a w ax effigy o f s o m e o n e will m a k e th a t p e r s o n feel p a in . A r t th e re b y b e c o m e s a m e d iu m fo r m ag ic. A n d w h ile w e m ig h t a c c e p t th a t th e im ag e o f a lio n o r a sn a k e d o e s n o t te rrify u s like th e real tilin g , it is
  • 23. also well d o c u m e n te d th a t w e a re q u ite c a p a b le o f re s p o n d in g to a n im a g e as if it were real. B e in g a C a th o lic p rie s t, B reu il k n ew well e n o u g h th a t m a n y p e o p le o f his tim e c o u ld s ta n d b e fo re a p ic tu r e o r s ta tu e o f th e V irg in M a r y w ith all d ie re s p e c t d u e to a n a n im a te p re se n c e . B reu il co u ld p o in t to f u r th e r sp e cific fe a tu re s o f th e c a v e -p a in tin g s th a t fa v o u re d h is a p p r o a c h . In n u m e ro u s im a g es, a n a n im a l w as sh o w n a p p a r e n tly s tr u c k b y arro w s o r s p e a rs , o r else m a rk e d as if w o u n d e d o r s n a re d {Fig. 10). A s fo r th e m a n y an im a ls n o t sh o w n as d ir e c t v ic tim s o f th e h u n t, th e y c o u ld b e lo n g to a r t ’s m a g ica l p u r p o s e n o n eth ele ss. L a rg e h e rd s , w ith w ell-fed o r p r e g n a n t b e a sts sig n ified y e t m o re w ishful th in k in g o n th e p a r t o f h u n te rs h o p in g f o r th e b o u n tif u l in c re a s e o f th e ir p rey . A n d , o f c o u rs e , it w as th e m y ste rio u s o r o c c u lt fu n c tio n o f th e p a in tin g s th a t, f o r B reuil, e x p la in e d w h y th e y w ere lo c a te d d e e p u n d e r g r o u n d . M a g ic h a d to b e p e r f o rm e d in d a rk p la c e s, o u t o f sig h t; it w as a s e c re t o p e ra tio
  • 24. n . B re u il’s th e o ry a p p e a le d to th o s e w h o en v isag e d th e Ic e A ge in E u ro p e as a p e rio d o f h a r d su rv iv al, w h e n m a m m o th s r o a m e d th e la n d , a n d fierce b e a rs c o m p e te d w ith h u m a n s f o r ro ck y sh e lte rs. A n d th e e le m e n t o f s u p e rs titio u s o r irra tio n a l b e lie f su ited a n y o n e w h o se view o f th e p a s t w as s h a p e d b y th e s o r t o f d e s k -b o u n d a n th ro p o lo g y so e lo q u e n tly p r e s e n te d b y J.G . F ra z e r in h is m u lti-v o lu m e c o m p e n d iu m , The Golden B ough ( 1 9 0 7 -1 5 ). S u b title d ‘A S tu d y in M a g ic a n d R e lig io n ’, F r a z e r ’s w o rk s e e m e d , fro m th e p o e tT .S . E lio t’s a d m irin g p o in t o f view , to c re a te ‘an a b y s m o f tim e ’. Yet th e F ra z e ria n p u r s u it o f d a ta f ro m ‘p rim itiv e ’ so c ie tie s relied u p o n a n ideal o f p ro g re s s c h a ra c te ris tic o fV ic to r ia n B rita in . F r a z e r h im s e lf sty le d it as ‘th e lo n g m a r c h , th e slow a n d to ilso m e a s c e n t, o f h u m a n ity fro m sa v a g e ry to civ ilisa tio n ’. T r u s t in m a g ic ia n s w as, fo r F ra z e r, a key d e fin in g f e a tu re o f ‘sa v ag e’ societies. A n th ro p o lo g y h a s m o v e d o n f r o m s u c h c o m p lac en c y . B u t th e m a in o b je c tio n to
  • 25. B re u il’s th e o ry arise s n o t fro m id e o lo g ic al d isd a in ; r a th e r f ro m m o re atten tiv e arc h a e o lo g ic a l e x a m in a tio n o f th e a n c ie n t d e b ris w ith in th e caves - in p a r tic u la r, analysis 10 (p rev io u s p ag e) W o u n d e d bison fro m N iau x caves, n e a r A riég e, France, c. 14,000 BC. T H E BIRTH O F T H E IM A G IN A T IO N o f f o o d re m a in s le ft a r o u n d h e a r th s o r in m id d e n s ( ru b b is h d u m p s ) . I f th e p a in tin g s w e re c r e a te d f o r th e p u r p o s e o f su c c e ss fu l h u n tin g , it w o u ld b e lo g ic al to e x p e c t th a t th e a n im a ls d e p ic te d o n th e ca v e w alls w e re th o s e f e a tu rin g in th e d aily d ie t o f th e c a v e ’s in h a b ita n ts . B u t th is c o rre la tio n d o e s n o t h o ld . A t L a s c a u x , th e an im a ls p a in te d w ere b u lls, h o r s e s a n d r e d d ee r. M o s t o f th e b o n e s d is c a r d e d in th e cav e, h o w e v e r, w e re o f re in d e e r. A t A lta m ira th e y d re w b is o n , b u t th e a s s o c ia te d b o n e s w ere th o s e o f d e e r, g o a t a n d w ild b o a r , w ith sh ellfish a d d in g a little variety. M a m m o th s a p p e a r w ith so m e f r e q u e n c y in th e caves o f th e A rd é c h e a n d P é r ig o rd re g io n s , b u t
  • 26. n o t in th e r e c o r d o f h u m a n s u b s is te n c e a t th a t tim e. A s o n e a r c h a e o lo g is t p u ts it, ‘th e U p p e r P a la e o lith ic p a in te r s h a d h o r s e s a n d b is o n o n th e ir m in d , w h e re a s th e y h a d r e in d e e r a n d p ta r m ig a n in th e ir s to m a c h s ’. I f n o t p ro p e lle d b y h u n g e r , w h y d id th e y p a in t? A lth o u g h th e s c ie n c e o f n e u ro p h y s io lo g y w as in its in fa n c y , B re u il a n d h is c o n te m p o r a r ie s s e n s e d th a t i t w as f u n d a m e n ta lly u n n a tu r a l f o r th e h u m a n m in d to p r o d u c e a n d u s e re p r e s e n ta tio n a l im a g e s in th e firs t p la c e , c itin g th e r e p o r te d ca se o f a T u rk is h M u s lim w h o , h a v in g h a d n o e x p e rie n c e o f p ic tu r e s o r d ra w in g s , fa ile d to id e n tify a tw o -d im e n s io n a l im a g e o f a h o rs e b e c a u s e h e c o u ld n o t w a lk a r o u n d it. T h e c a p a c ity f o r im a g e s , th o u g h q u ic k ly a c q u ir e d , d id n o t s e e m to b e in n a te . I f w e n e e d to h av e s o m e m e n ta l e x p e rie n c e o r tr a in in g in o rd e r to recognize s y m b o ls , h o w d id w e e v e r a c q u ire th e ab ility to create th e m in th e f irs t place? S o th e q u e s t c o n tin u e d - th e q u e s t to e x p la in h o w th is p e c u lia r h u m a n h a b it o f re p r e s e n ta tio n b e g a n .
  • 27. A R T A S A S Y M B O L IC SYSTEM A n y o n e w h o c o n s id e r s th e p ra c tic a litie s o f in te r io r d e c o r a tio n a t A lta m ira a n d L a s c a u x will s u p p o s e th a t s o m e s y ste m o f sc a ffo ld in g m u s t h av e b e e n e r e c te d f o r th e p a in te rs . E x p e r ts c o n f ir m th e s u p p o s itio n . Im a g e s w ere n o t ca su a lly s c ra w le d o n th e w alls, b u t laid o u t as p a r t o f a c o n s id e r e d p r o g r a m m e o r s c h e m e o f d e c o ra tio n . I t is to th e c r e d it o f a n o th e r F r e n c h sc h o la r, A n d ré L e r o i- G o u r h a n ( 1 9 1 1 - 8 6 ) , th a t th e th e o r y h e o f fe re d as a n a lte rn a tiv e to a r t- f o r - h u n tin g w as b a s e d o n a n a c c e p ta n c e o f P a la e o lith ic im a g e ry as a g r a n d p r o je c t - a n y th in g b u t r a n d o m sk e tch e s. S tro n g ly in flu e n c e d b y th e S tr u c tu r a lis t sc h o o l o f a n th ro p o lo g y (see p a g e 8 9 ) , L e r o i- G o u r h a n p r o p o s e d c o n s id e r in g th e c a v e -p a in tin g s as a sy m b o lic sy s te m b a s e d o n b in a ry o p p o s itio n s o r p a irin g s , w ith th e e s sen tial d iv is io n b e in g th a t b e tw e e n m a n a n d w o m a n . T H E BIRTH O F T H E IM A G IN A T IO N
  • 28. N o to rio u s ly , th e re a re v e ry few im a g e s o f h u m a n s in th e caves. B u t w h a t if c e rta in an im als w ere to b e as so c ia te d w ith m a les , a n d o th e rs w ith fem ales? W ith re a s o n s ra n g in g fro m th e e le m e n ta ry to th e so p h is tic a te d , L e r o i- G o u r h a n a rg u e d th a t h o rs e s , ibexes a n d d e e r w ere sy m b o lically m a s c u lin e , w h ile a u ro c h s a n d b is o n w ere fe m in in e . H is analysis defies s u m m a ry : b u t u ltim a te ly - as m ig h t b e g u essed - it le ad s to th e s u p p o s itio n o f so m e k in d o f fertility rite sta g e d in th e caves, fo r w h ich th e im a g es m u s t s e rv e as liturgy. S o m e w o u ld say th a t L e r o i- G o u r h a n ’s a p p r o a c h w as m u s ic to th e e a rs o f an y o n e raise d o n th e p sy c h o lo g ic a l d o c trin e s o f S ig m u n d F re u d . C e rta in ly th e re w ere F re u d ia n o v e rto n e s to th e w ay in w h ic h L e r o i- G o u r h a n e x p la in e d th e g e o m e tric m o tifs th a t r e c u rr e d in th e caves. A g ain h e id e n tifie d a m a le - fe m a le g e n d e r d iv id e. S tra ig h t lines a n d d o ts sig n ified m a le, w h ile c irc u la r o r e n c lo s in g fo rm s w ere e m b le m a tic o f fem ale fo rm . O th e r arc h a e o lo g ists h a d a lre a d y n o te d c e rta in p a in te d sh a p e s o r g raffiti suggestive
  • 29. o f o n e p a r tic u la r p a r t o f fem a le a n a to m y - th e v ulva - w h ich fa v o u re d th is sexually sy m b o lic rea d in g . L e r o i- G o u r h a n h im s e lf, h o w ev e r, re m a in e d r e lu c ta n t to sp ecify th e im p lied fertility rite. T o d a y it m a y b e h a r d to re s is t b e in g a m u s e d by th e s o r t o f in te rp re ta tio n th a t sees ev ery s tra ig h t lin e o r s p e a r as p h allic , ev e ry circle as a w o m b . Yet, as e v e n his c ritic s ag re e, L e r o i- G o u r h a n w as su re ly r ig h t to p e rs e v e re in his a s s u m p tio n th a t th e P alaeo lith ic artis ts w o rk e d intentionally, th a t th e re w as a m e th o d a n d a m e a n in g to th e ir w o rk as a w h o le. B u t if o n e p r o b le m w ith h is th e o ry is th a t it d e p e n d s u p o n a m o d e rn o b se ssio n w ith sex u ality , th e n th e g en e ral q u e s tio n a rise s o f h o w w e s h o u ld p ro c e e d . W e still n e e d so m e e x p la n a tio n o f h o w th e k n a c k o r c a p a c ity fo r r e p re s e n ta tio n firs t click ed in to p lace. C a n an y analysis b rid g e th e d ista n c e b e tw e e n m o d e rn view ers a n d a n c ie n t artists? O U T O F A F R IC A In tire age o f o u r g r e a t-g r a n d p a re n ts - th e g e n
  • 30. e ra tio n fo r w h o m th e w o rk o f J.G . F ra z e r w as e n lig h te n in g - th e re w as little o b je c tio n to m a k in g c o m p a ris o n s b e tw e e n th e p r e h is to ric p a s t a n d c o m m u n itie s o f so -c a lle d ‘p rim itiv e p e o p le s ’ th a t h a d su rv iv ed (by iso latio n ) in to th e in d u stria liz e d w o rld . T o d a y , it w o u ld b e th o u g h t o ffen siv e a n d m is lea d in g to d e s c rib e , fo r e x a m p le , th e e x is te n c e o f A u stra lia n A b o rig in e s a ro u n d 1 800 a d as e q u iv a le n t to th e S to n e A g e. A n d y e t th e im p u lse to d ra w so m e an alo g ies b e tw e e n a s u rv iv in g o r d o c u m e n te d society7 o f h u n te r- g a th e r e r s a n d th e h u n te r- g a th e r in g T H E BIRTH O F TH E IM A G IN A T IO N e x iste n ce o f p eo p le in th e P ala eo lith ic p a s t is d ifficu lt to resist, even i f th e d ista n c e is m e a s u r e d n o t only ac ro ss tim e, b u t also a c ro ss c o n tin e n ts. J u s t su c h a n o n -ju d g e m e n ta l e x p la n a tio n b y an alo g y h a s lately e m e rg e d , in je ctin g fre s h en erg y in to th e d e b a te a b o u t th e b e g in n in g s o f h u m a n ity ’s g ift fo r re p re s e n ta tio n . T h e th e o ry co m es fro m A frica,
  • 31. a n d h o w it evolved is w o rth tra c in g in so m e detail. T h e D ra k e n s b e rg m o u n ta in s a re th e m a in c o n to u rs o f s o u th e rn A frica. T o th e east, b e y o n d a co a sta l p la in , lies D u r b a n ; d u e n o r th is J o h a n n e s b u rg a n d th e in te rio r p la te a u o r veldt; w ith in th e ra n g e , geologically, is th e sm all, s n o w -to p p e d k in g d o m o f L eso th o . M o s t o f th e D ra k e n s b e rg p ea k s n o w b e lo n g to th e p ro v in c e o f K w a Z u lu -N a ta l. In a n d a r o u n d th is are a are m a n y p la c e -n a m e s th a t re so n a te in S o u th A fric a ’s m o d e rn h isto ry , sites o f co n flict b e tw e e n B o e r se ttle rs, B ritish co lo n ists a n d Z u lu trib e sm e n : S p io n K o p , L a d y s m ith , R o rk e ’s D r i f t a n d m o re . B u t b e fo re th e B ritish , th e B oers o r th e Z u lu s im p a c te d o n th is la n d s c a p e , it h a d b e e n lo n g o c c u p ie d b y a p e o p le w h o se official p lace in h is to ry is so u n c e r ta in th a t n o o n e is q u ite s u re w h a t to call th e m . T h e y u s e d to b e re f e r re d to collectively as ‘B u s h m e n ’; lately ‘th e S a n ’ h as b e e n p re fe rre d . In fac t, b o th n a m e s h av e p ejo rativ e c o n n o ta tio n s , b u t sin ce th e re is n o re a d y altern ativ e, w e shall u se th e te r m ‘B u s h m e n ’ h e re , fo r th e sake o f c o n v e
  • 32. n ie n ce a n d w ith o u t d isresp ec t. T h e B u s h m e n ’s m o d e s o f h a b ita tio n a n d su b siste n c e in th e D ra k e n s b e rg c h a n g e d v e ry little o v er th o u s a n d s o f years. T h e m e n h u n te d an im als, u sin g sp e a rs a n d arro w s tip p e d w ith p o iso n ; th e w o m e n g a th e re d p la n ts, g rasse s a n d ro o ts, w ith n o o th e r tool th a n a w e ig h ted d ig g in g -stick . S m all c o m m u n itie s m o v e d fro m u p la n d to lo w lan d areas as se aso n s c h a n g e d , m a k in g u s e o f n a tu ra l sh e lte rs w h e re available. L ik e o th e r n o m a d ic p e o p le s, th e D ra k e n s b e rg B u s h m e n n e e d e d v ery few p o sse ssio n s, so o n e m ig h t h ave g u e s se d th a t th e y left few tra c e s o f th e ir p re s e n c e in th is te rrito ry . T h is is, in d e e d , th e case - e x c e p t in th e crag s a n d crevices o f th e sa n d s to n e e s c a rp m e n t th e re a re th o u s a n d s o f p a in te d im ages. C o m p a ra b le in q u a n tity to th e ro c k a r t sites o f th e K a k a d u are a in n o r th e r n A u stralia, th e B u s h m e n p a in tin g s o f th e D ra k e n s b e r g a re n o t ca ta lo g u ed ; u n lik e th e K a k a d u im a g es, th e y are e n tirely a n o n y m o u s a n d im p o ssib le to d ate. P a in tin g s d o n e only
  • 33. 2 0 0 y ea rs ago m a y lo o k b r ig h te r th a n w o rk d o n e 2 0 ,0 0 0 y ears earlier, a n d c e r ta in scen es (s u c h as m e n sh o w n c a rry in g g u n s ) a p p e a r to b e re fe re n c e s to th e co lo n ial in tru d e rs . E ssentially, h o w ev er, th e n u m e ro u s im ag es se em v ery sim ilar an d c o h e re n t w ith in th e re g io n , a n d sim ilar to p a in tin g s left in so m e o th e r p la c e s o c c u p ie d b y th e B u s h m e n . TH E BIRTH O F T H E IM A G IN A T IO N T h e s e w ere n o t always re c o g n iz e d fo r w h a t th e y w ere. In 1918 clim b e rs e x p lo rin g th e B ra n d b e rg M a s s if (o f m o d e rn N a m ib ia ) c a m e ac ro ss ro ck p a in tin g s in a ce rta in ravine. C o lo u re d co p ies w ere d u ly m a d e a n d sh o w n so m e y ears la ter to H e n r i B reuil, th e n a tte n d in g a c o n fe re n c e in J o h a n n e s b u rg . T h e A b b é p ro n o u n c e d th a t n o in d ig e n o u s p e o p le h a d m a d e th e se im ag es, b u t fo re ig n e rs o f ‘N ilo tic -M e d ite rra n e a n o rig in ’ - p e rh a p s ém ig rés f ro m B ro n ze A ge C re te , w h o se style se em e d a p p a r e n t in a p a rtic u la r fig u re d u b b e d by B reu il as th e ‘W h ite L a d y ’. I t h
  • 34. as sin ce tra n s p ire d th a t this fig u re is m ale, a n d ty p ic a l B u s h m a n w ork; b u t to u p h o ld e rs o f th e a p a r th e id sy stem - w h ereb y w h ite a n d b lack p e o p le in S o u th A frica w ere k e p t a p a r t - B reu il’s v e rd ic t w as w elcom e p r o o f th a t th e earliest in h a b ita n ts o f th is la n d h a d b e e n E u ro p e a n s . T h e n o tio n w as so p le asin g to th e c o u n try ’s colonial a d m in is tra to rs th a t, d u rin g th e S e c o n d W orld W ar, th e y gave a c ad e m ic refu g e to B reu il in Jo h a n n e s b u rg - s p o n s o re d by n o n e o th e r th a n th e c o u n tr y ’s p re m ie r, J.C . S m u ts. B reu il’s p re p o s te ro u s gloss o f th e ‘W h ite L a d y ’ is p e rh a p s su fficie n t in d ic a tio n o f h o w little specialist atte n tio n w as d ev o ted to th e im ages left by th e B u s h m e n - im ag es th a t w ere, o f c o u rs e , g rad u a lly fad in g fro m m o d e rn view. T h e n eg lec t m o re o r less p e rsis te d u n til th e early 19 60s, w h en a y o u n g local sc h o o lm a ster s ta rte d to ex p lo re th e D ra k e n sb e rg p ain tin g s m o re studiously. H is n a m e w as D a v id L ew is-W illiam s, a n d w h a t b e g a n as a te a c h e r’s p a s tim e led firs t to a d o c to ra te , t h e n a p ro fe sso rial ch a ir, a n d u ltim ately a
  • 35. d ed ic a te d R o ck A rt In stitu te (a t th e U n iv e rsity o fW itw a te rs ra n d in Jo h a n n e s b u rg ). T h e c o n s p ic u o u s su b jects o f B u s h m e n p a in tin g s th r o u g h o u t th e D ra k e n sb e rg are a n im als (Fig. 11). O fte n e n o u g h it seem s th e re is a scen e in w h ic h so m e fo u r-leg g ed prey , su c h as an an te lo p e , is s u r ro u n d e d by figures a rm e d w ith b ow s o r sp ears. C asu al view ers m ig h t read ily su p p o s e th a t th e s e w ere ch a ra c te ristic reflectio n s o f daily life am o n g th e B u s h m e n , to w h o m h u n tin g w as s u p re m e ly im p o r ta n t (th e ir d is p u te s w ith th e se ttle rs aro se m o stly fro m access to g am e o r cattle raid in g ). B u t, as L ew is-W illiam s sh o w ed , o n e d o es n o t h av e to look v e ry h a rd a t th e D ra k e n s b e rg p a in tin g s b efo re realizin g th a t th e se d ep ic tio n s o f h u n tin g are n o t so stra ig h tfo rw a rd as th a t. S o m e o f the h u m a n fig u res, on clo ser e x a m in a tio n , a p p e a r to h ave h o o fs fo r feet, a n d an im al h ead s. O th e r fig u res, seem in g ly realistic a t firs t g la n ce , have th e ir necks r e p re s e n te d in lines o f m a n y w h ite stipples. A c e rta in la rg e s o rt o f a n te lo p e , th e elan d , d id in d e e d a p p e a r
  • 36. o fte n a n d p ro m in e n tly in th e p ain tin g s. B u t th e B u s h m e n h a d m a n y o th e r so u rce s o f fo o d , fo u r-le g g e d o r n o t. W h y so m u c h em p h a sis u p o n th e elan d ? As fo r th e se h y b rid 11 (above) A scene from th e main frieze o f th e G am e Pass Shelter, Kamberg, South Africa. D ate uncertain. 12 (right) A drawing o f a detail from th e main frieze o f th e G am e Pass Shelter; showing a dying eland and a figure with hooves and an animal head. T H E BIRTH O F T H E IM A G IN A T IO N h u m a n -a n im a l fig u re s - th e ria n th r o p ic is th e official d e s c rip tiv e te rm fo r th e m - w hy w ere so m e o f th e m a p p e a r in g to s n a tc h a t a n e la n d ’s tail? L ew is-W illia m s a ire d all th e s e q u e rie s , w h ic h aro se f ro m in te r p re tin g th e D ra k e n s b e r g im a g e s as sc e n e s o f e v e ry d a y life a m o n g th e B u s h m e n . H e w as also aw are
  • 37. th a t w h ile h u n te r- g a th e r in g p e o p le s m a y se e m , in W e s te rn eyes, to b e le a d in g re m a rk a b ly sim p le lives, a t o n e w ith n a tu re , a n th ro p o lo g ic a l re s e a rc h in v a riab ly d e m o n s tr a te d o th e rw ise . H u n te r - g a th e re rs a r o u n d th e w o rld te n d e d to o rg a n iz e th e ir lives a ro u n d v e ry p re c ise a n d p re s c rip tiv e sy ste m s o f r itu a l a n d s u p e r n a tu r a l belief. W h y p re s u m e a n y less o f th e B u s h m e n ? A n sw ers to q u es tio n s a b o u t tire m e a n in g o f th e D ra k e n sb e rg im ag es w o u ld , n aturally, lie w ith th e B u s h m e n w h o p a in te d th e m . D e s p ite n e a r-g e n o c id e in th e p a s t, a n d th e m o re r e c e n t im p o s itio n o f b o r d e r s a n d p a s s p o r ts , B u s h m e n h av e su rv iv e d in th e K a la h a ri D e s e rt, e sp ecially in p a r ts o f B o tsw a n a a n d n o r th w e s t N a m ib ia . B u t th e p ro b le m fo r th o se try in g to tra c k d o w n th e m e a n in g o f B u s h m a n a r t is th a t sin ce th e ir d isp la c e m e n t f ro m th e D ra k e n s b e rg to th e K a la h a ri over a c e n tu r y ag o , th e B u s h m e n h ave n o t b e e n able to su stain th e a rtis tic tra d itio n . T h e K a la h a ri is a v e ry d iffe re n t te rr a in fro m th e D ra k e n s b e rg : it o ffers few r o c k s u rfa c e s o r sh e lte rs s u ita b le fo r p
  • 38. a in tin g . W h a t d id p e rs is t a m o n g th e K a la h a ri B u s h m e n , h o w e v e r, w as a p o w e rfu l s tr a n d o f relig io u s p r a c tic e a n d b e lie f th a t co u ld b e c o n n e c te d to p re v io u s im a g e s ; also, th e ra re te s tim o n y o f B u s h m e n voices re c o rd e d d u r in g th e n in e te e n th c e n tu r y a n d k e p t in a n a rc h iv e a t C a p e T o w n . C o m b in in g th e s e tw o so u rc e s , L ew is-W illia m s w as ab le to m a k e a c o n v in c in g case th a t th e th o u s a n d s o f B u s h m e n im a g e s in th e D ra k e n s b e r g w ere fa r fro m b e in g sc e n e s o f d aily life; r a th e r, th e y b e lo n g e d to th e s u rre a l e x p e rie n c e o f m in d s a n d b o d ie s in a s ta te o f ecstasy. A n e la n d is in th e th ro e s o f d e a th (Fig. 12): its h e a d h a n g s h eav y ; its d ew la p - th e th ic k fo ld o f sk in b elo w th e n e c k - is sa g g in g ; a n d its h in d legs a re c ro ss e d . T h e B u s h m e n say th a t th e c ro sse d h in d legs o f tire e la n d a re a c lea r sig n o f p o is o n e d d a r ts ta k in g effect. H e re , h o w ev e r, w e n o tic e s o m e th in g else. T h e th e ria n th r o p ic fig u re h o ld in g th e e la n d ’s tail in o n e h a n d , a n d a s p e a r in tire o th e r, a p p e a r s to h ave his legs c ro s se d too. H e h a s an a n im a l’s h e a d a n d ho o fs. C a n it b e , th e n , th a t h
  • 39. e is also d y in g ? I f so, is h e a fig u re w h o n o t o n ly c o n n e c ts b e tw e e n th e re a lm s o f h u m a n a n d a n im a l, b u t w h o also in te ra c ts b e tw e e n th e living a n d th e d e a d ? T r a n s c r ip ts o f B u s h m a n b eliefs a n d p r a c tic e s p o in t to th e reality o f ju s t s u c h a fig u re in th e p e r s o n o f a sh a m a n : a s e n io r in d iv id u a l e s te e m e d as a h e a le r, a ra in -m a k e r, T H E BIRTH O F T H E IM A G IN A T IO N a n in s p ira tio n f o r th e h u n t, a n d s o m e o n e w ith a c ce ss to th e s p ir it w o rld . T h is is n o t only th e s tu f f o f arc h iv es: to th is d ay, s h a m a n s ex ist a m o n g th e K a la h a ri B u s h m e n . B e in g g o o d - n a tu r e d a b o u t visits f r o m in q u is itiv e r e s e a r c h e rs , to u r is ts a n d film c re w s alike, th e B u s h m e n h a v e r e p e a te d ly c o n f ir m e d th e c e n tra l s ig n ific an c e o f s h a m a n ic ritu a ls to th e ir society. B u s h m a n s h a m a n s h av e th e ir o w n m e ta p h o r ic w ay s o f r e c o u n tin g h o w th e y e x p e r ie n c e th e ir c o n n e c tio n w ith th e s u p e rn a tu r a l; th e y s p e a k in te rm s o f b e in g s tre tc h e d o n r o p e s , lin e s o r th r e a d s to a n alm ig h ty c r e a
  • 40. to r o r so m e n e th e rw o rld o f a n c e s to rs . B u t (a g a in th a n k s to a n o p e n d isp o s itio n o n th e p a r t o f th o s e c o n c e r n e d ) it is also p o ssib le to w itn e ss a ‘tr a n c e d a n c e ’, in w h ic h a B u s h m a n s h a m a n p e rfo rm s . T h is w as h o w it h a p p e n e d in a sm a ll k raa l o r village n o t fa r f r o m T s u m k w e in n o r th w e s t N a m ib ia . A t d u s k a fire w as lit, a r o u n d w h ic h th e w o m e n o f th e village, w ith th e ir in fa n ts , s a t in a circle. T h e y b e g a n to se t u p a rh y th m o f c h a n tin g a n d c lap p in g . V ario u s o f th e ir m e n fo lk w e re a r o u n d , in c lu d in g th e a g e d h e a d m a n o f th e village; so m e b e g a n to tr e a d a r o u n d th e circle, h u m m in g a lo n g w ith th e so n g s. T h e s ta r o f th e sh o w T H E BLEEK A N D EFINED BY o n e a n th ro p o lo g is t a s 'th e h arm less p e o p le ', t h e B ushm en co m m u n itie s o f s o u th e rn A frica w e r e p e r s e c u te d t h r o u g h o u t t h e n in e te e n th c e n tu r y by w h ite s e ttle r s a n d Bantu p a sto ra lists alike. M any w e r e e x te rm in a te d : s o m e
  • 41. w e r e k e p t as co n v icts in C a p e Town. It w a s a m o n g t h e s e p ris o n e rs t h a t W ilh e lm Bleek (1 8 2 7 -7 5 ) did his rese a rc h . Bleek w a s a philologist, w ith a p rim a ry in te r e s t in t h e clicking language o f t h e B ushm en. A id e d by his sister-in-law Lucy Lloyd, h e filled n u m e ro u s n o te b o o k s w ith tra n sc rip tio n s o f in te rv ie w s co v erin g all a s p e c ts o f B ushm an life and folklore. Alas, t w o n o te b o o k s c arry in g in fo rm atio n a b o u t B ushm an painting a re listed as missing fro m L L O Y D A R C H IV E t h e arch iv e k e p t a t t h e U niversity o f C a p e Town. O th e r s , h o w e v e r p ro v id e a rich v erb atim a c c o u n t o f hun tin g te c h n iq u e s, stargazing, m ed icin e a n d so on. It is fro m this r e c o r d t h a t w e c o m p r e h e n d th e cen trality o f ritual in t h e lives o f t h e Bushm en. C hristian m issio n aries th o u g h t th e m irreligious.
  • 42. O n t h e c o n tra ry : t h e m o s t p ow erful figures in any B ushm an clan w e r e its spiritual lead ers, its ritual specialists.T hey have t h e ir o w n local titles: t o te r m th e m ‘sh a m an s' is, f o r t h e sake o f co n v e n ie n c e , a t least p re fe ra b le t o 'w itch d o c to rs '. W h a te v e r w e call th e s e e ld e rs, t h e Bleek a n d Lloyd p a p e r s suggest th a t th e y w e r e v e ry likely t o have b e e n t h e a rtis ts o f t h e D ra k e n sb e rg a n d o t h e r B ush m an -p ain te d sites. 13 A B ushm an d a n c e a t a village n e a r T s u m k w e . n o r t h w e s t N am ibia, in t h e s u m m e r o f 2004, If l! THE BIRTH OF T H E IM A G IN A T IO N th e n arrived: a d im in u tiv e, sinew y old m a n , w earing only a loin clo th a n d a se t o f rattles
  • 43. a b o u t his ankles. H e n o w led th e sta m p in g a ro u n d th e circle; a n d fo r th e n e x t tw o h o u rs o r so h e h ard ly p a u s e d as lo rd o f th e dance. S o m etim es h e rea ch ed fo r th e h ead s o f those sittin g d o w n , as if to tra n s m it so m e o f his en ergy to th em . O ccasionally, he staggered away in to th e sh ad o w s, d o u b le d u p an d g asp in g fo r b rea th ; at o ne p o in t, w hile w eaving across th e circle, h e fell in to th e fire a n d h a d to b e p u lle d out: sa n d w as h ea p ed over him to cool h im dow n. S o m e o f th e w o m en ro se u p a n d follow ed him . T h e r e was no w eariness fro m th e m in clap p in g a n d singing. I t seem ed th e ce rem o n y c o u ld go o n as lo n g as th e fire glow ed u n d e r th e stars (Fig. 13). It is in su c h situ atio n s th a t a sh a m an ca n go in to a n ‘altered state o f co n scio u sn e ss’. Physically, this m an ifests itself in vario u s ways: loss o f b alan ce, sto m ac h cram p s, h y p erv e n tila tio n a n d nosebleeds. M entally, it ca n lead to h allu cin atio n s, th e in ten se v isio n ary ex p e rien c e o f travelling o u t o f b o d y in to stran g e y et co n v in cin g places. N o one c o u ld draw o r p a in t w hile in th e m id s t o f th is so rt o
  • 44. f em o tio n al seizure. B u t revealing o r recalling w h at h a d co m e in to vision d u rin g a n altered state o f co n scio u sn ess ... th a t w o u ld b e tru ly m arv ello u s, a n d p ro o f, as it w ere, o f th e sh a m a n ’s special status. F o r several decad es now, D av id L ew is-W illiam s h as arg u e d th e case th a t the th o u sa n d s o f B u s h m a n im ages left in th e D ra k e n sb e rg are b es t ex p lain ed as ‘sh a m a n ic ’: directly deriv ed fro m th e h allu cin ato ry ex p erien ces o f sh a m an s w hile in a n altered state o f conscio u sn ess. T h e r e are, to b eg in w ith, clear signs th a t physiological effects o f th e tra n c e d an c e are d ep icted : figures d o u b le d u p w ith ab d o m in al spasm s; figures w ith red lines (blood) strea m in g fro m th e ir noses. T h e m a rk e d elo n g atio n o f m a n y figures m ay reflect th e r e p o rte d sen satio n o f b ein g stretch ed . R o ck su rfaces, su c h as th e G a m e P ass S helter, b ec am e in terfaces b etw een reality an d th e sp irit w o rld , o n w h ich th e im ag ery o f th e tra n c e w as re c o rd e d a n d displayed. T o call these in terfaces ‘m e m b ra n e s ’ is n o t in a p p ro p ria te . F ig u res o f anim als m ig h t
  • 45. em erg e fro m cracks in th e sto n e (as th ey d o ), a n d p lacin g a h a n d u p o n th e sto n e, too, m ig h t give so m e sense o f its p o te n t access to th e d o m a in o f sp irits a n d an cesto rs. N o s u m m a ry m atch es th e elo q u en ce w ith w h ich L ew is-W illiam s h as p u rsu e d an d p u b lish ed this th e o ry : w e m ay sim ply state h ere th a t m an y e x p e rts w orldw ide ac ce p t it. A nthropologically, it is n o t an isolated o r ec ce n tric p h e n o m e n o n . Parallels ca n be d raw n , for in stan c e, b etw een th e B u sh m a n sh am an s a n d th o se am o n g vario u s in d ig en o u s trib es o f N o rth A m erica, su c h as theY okuts a n d N u m ic o f C alifo rn ia, w h o se use T H E BIR TH O F T H E IM A G IN A T IO N o f hallucinogenic su b sta n ces can be traced in p e tro g ly p h s (rock m a rkin g s) le ft in sites o f s a c re d sig n ific an c e. E v id e n c e also s u g g e s ts th a t s h a m a n s o r ‘clev er m e n ’ a m o n g th e A b o rig in a l c o m m u n itie s o f n o r t h e r n A u stra lia p la y e d a p a r tic u la r ro le in c re a tin g th e m ille n n ia -o ld im a g e ry o f th a t re g io n . E u r o
  • 46. p e a n c o lo n is ts m a y h av e d ism is se d it all as so m u c h m u m b o - ju m b o , a lth o u g h th e y w ere h a p p y to a c c e p t s to rie s ( a n d im ag es) o f a m a n w h o c o u ld c u r e le p e rs w ith h is to u c h a n d u n d e r g o a n a g o n iz in g d e a th w ith o u t d y in g . W h a t, h o w ev e r, h a s th is to d o w ith th e c a v e -p a in tin g s o f E u r o p e in th e U p p e r P ala e o lith ic p e rio d ? T H E N E U R O P S Y C H O L O G IC A L M O D E L R e a d e rs m a y a lre a d y h av e g u e s se d th e n e x t m o v e in th e L e w is-W illia m s a r g u m e n t. I t is n o t to s u g g e st th a t B u s h m e n , N a tiv e A m e r ic a n s a n d A u s tra lia n A b o rig in e s a re culturally c o m p a r a b le to p e o p le o f th e S to n e A g e , b u t to p o in t o u t th a t all a n a to m ic a lly m o d e r n h u m a n s - in c lu d in g th o s e o f th e P a la e o lith ic - sh a re a b ra in th a t is h a r d - w ire d ( p r e - p r o g r a m m e d ) in a c e r ta in way. W h a t o c c u r s w ith in th is b r a in w h e n w e e n te r a n a lte re d sta te o f c o n s c io u s n e s s is th e re fo re p r e d ic ta b le - a c o m m o n h u m a n e x p e r ie n c e , as likely to h av e th e sa m e v isu a l a n d visible e ffe c ts to d a y
  • 47. as it w o u ld h av e d o n e 3 5 ,0 0 0 y e a rs ago. T h e r e a re m a n y w ay s o f in d u c in g th e a lte re d sta te o f c o n s c io u s n e s s : d ru g s , d a n c in g , d a r k n e s s , e x h a u s tio n , h u n g e r , m e d ita tio n , m ig ra in e a n d s c h iz o p h r e n ia a re a m o n g th e m . In th e W e s te rn tra d itio n i t is by n o m e a n s c o n fin e d to h ip p ie s a n d a fa s h io n f o r th e m in d - e x p a n d in g s u b s ta n c e k n o w n as L S D . O p iu m ta k e rs o f th e R o m a n tic p e r io d , n o ta b ly th e E n g lish w rite rs T h o m a s D e Q u in c e v a n d S a m u e l T a y lo r C o le rid g e , w ere g e n e r o u s in p ro v id in g v e rb a l d e s c r ip tio n s o f th e ir v isio n s. A n d in o u r o w n tim es s c ie n tists h av e d isc o v e re d sim p le p r o c e d u r e s o f s e n s o ry d e p riv a tio n th a t e n a b le re s e a rc h in to th e b r a in ’s fu n c tio n w h e n it c o m e s to ‘se ein g th in g s ’. T h e re s e a rc h g o e s o n , b u t a lre a d y it is c le a r th a t th e h u m a n n e r v o u s s y s te m e x h ib its c e r ta in fe a tu re s o f re s p o n s e th a t c a n b e g e n e ra liz e d - p r o v id in g , f o r a rc h a e o lo g is ts , a so -c a lle d n e u ro p s y c h o lo g ic a l m o d e l f o r e x p la in in g th e v e ry b e g in n in g s o f sy m b o lic r e p r e s e n ta tio n . M ig r a in e s u ffe re rs d o n o t n e e d to b e r e m in d e
  • 48. d o f th e f a c t th a t, e v e n in a c o m p le te ly d a r k e n e d ro o m , a n d w ith th e ir eyes firm ly s h u t, th e y a re p e r s e c u te d b y fla sh in g lights. I t is a c o m m o n s y m p to m o f a n a lte re d sta te o f c o n s c io u s n e s s : th e s e n s a tio n o f b r ig h tn e s s , TH E BIRTH O F TH E IM A G IN A T IO N o ften fra m e d in k aleid o sco p ic p a tte rn s - d o ts, lozenges, blocks, a p p e a rin g in m ultiple u n its as n etw o rk s, tessellations a n d suchlike. T h e s e p a tte rn s m ay b e c o n s tru e d as ce rtain ob jects in th e w o rld - a sp id e r’s w eb, o r a h o n ey co m b . In a d d itio n , th e su b je ct o f an altered state o f co n scio u sn ess m ay feel th a t h e o r sh e is a irb o rn e , o r in w ater, o r p lu n g in g th ro u g h so m e v o rtex o r tu n n e l. P a tte rn s slide o n e in to an o th e r, a n d sh ap es are fluently tra n sfo rm e d ; in so m e h y p n ag o g ic (half-asleep) o r d rea m in g m o o d s w e m ay see anim als a p p e ar: to follow S h ak es p ea re’s p h ra sin g , we will th in k a clo u d to b e v ery like a w hale, o r m istak e a b u sh fo r a bear. W h a t ch a racterize s all th e se sen satio n s is h o w vivid
  • 49. they are. T h e n ig h tm a re v ictim wakes w ith a scream ; th e L S D ad d ic t m a im s h im s elf terrib ly , co n v in ce d th a t his fingers are e x te n d in g over th e w indow sill a n d o n to th e ro a d o utside. N o ex tern al reality is there. O u r rea c tio n is entirely to w h a t we see w ith o u t an y d ire c t p e rc e p tio n o f th e w o rld a ro u n d us. S u c h im ages have b ee n te rm e d as e n to p tic , ‘w ith in th e eye’. T h e L ew is-W illiam s h y p o th esis, th e n , is n o t ju s t th a t P alaeolithic cav e-p ain tin g w as sh a m an ic o r sh am an istic in origin. I t is even m o re m o m e n to u s; su g g estin g th a t th e h u m a n k n ack o f re p rese n tatio n al im ag ery w as itself initially trig g e re d b y this n eu ro p sy c h o lo g ic al p ro cess. I n o th e r w o rd s, th e P alaeolithic p a in te rs w ere n o t m aking o b se rv a tio n s o f th e w o rld a ro u n d th em ; th e y w ere tra n s fe rrin g o n to cave walls th e im ages th e y alread y h a d b e h in d th e ir eyes. T h e y w ere displaying w h a t h a d co m e to th e m in an altered state o f co n scio u sn ess; reco llectin g p o w erfu l visions; try in g to re c a p tu re w h a t th e y h a d seen in th e ir h allu cin atio n s - even w
  • 50. h e n th ese h ad flash ed by as a series o f a b s tra c t p a tte rn s {Fig. 14). T h e ac c e p ta n c e o f this m o d e l d o es n o t re d u c e all o th e r ca v e-p ain tin g th eo ries to n o n sen se. I n societies w h ere sh a m an s are o r w ere e s tee m ed as au th o rities - in c lu d in g n o t only th e B u s h m en a n d o th e r g ro u p s alread y m e n tio n e d , b u t also th e In u it o r ‘E sk im o s’ o f C a n a d a , trib es o f A m az o n ia n S o u th A m eric a, a n d n o m a d ic societies o f S ib eria, w here th e te rm ‘s h a m a n ’ o rig in ates - sh a m an s claim p o w er fro m an d over anim als. T h e tran c e d a n c e o f th e B u s h m en m a y celeb rate a successful h u n t, o r serve to b rin g g o o d fo rtu n e to an im m in e n t ex p ed itio n ; eith er way, th e n , a m e a su re o f ‘h u n tin g m a g ic ’ is im p lied by th e s h a m a n ’s ce n tral role. F ro m sh a m an ic lore, to o , it is ev id en t th a t ce rta in anim als ca n b e in v ested w ith e x tra o rd in a ry p o w er a n d significance. (F o r th e B u sh m e n , th e eland h as su c h special status.) S ib erian sh a m an s w o u ld say th a t th e ir souls w ere e n tru s te d to an im al g u a rd ia n s, o r claim som e p e rso n a l fam iliar o r d a e m o n in fo u r-le g g ed form .
  • 51. 14 A b s tra c t cave m arkings in t h e C u e v a d e la Pileta, Andalucia, Spain, c ,2 5 ,0 0 0 b c. Such m arkings a re typical o f e n to p tic p a tte rn s g e n e r a te d w ithin t h e m ind during an a lte re d s ta te o f co nsciousness. T H E BIR TH O F T H E IM A G IN A T IO N So it m a y b e r ig h t to s u p p o s e t h a t c e r ta in a n im a ls p o s s e s s sy m b o lic v a lu e , fu ll o f lu c k a n d fertility , re g a rd le s s o f w h e th e r th e y fe a tu re as re g u la r prey . B u t c a n w e c la im th a t s h a m a n s e x is te d in p re h is to ry ? ‘L e t m e te ll y o u h o w I b e c a m e a lio n . I t w as a g o o d d a n c e se v e ra l y e a rs a g o ... I fe lt t h e p u ll o f th e fire ... a n d d a n c e d w h ile s ta r in g a t i t ... I saw th e fire b e c o m e v e ry la rg e ... I saw a lio n in it. I tr e m b le d w h e n I lo o k e d a t it. T h e n t h e lio n o p e n e d its m o u th a n d sw allo w ed m e . T h e n e x t th in g I r e m e m b e r s e e in g w as th e lio n s p ittin g o u t a n o t h e r lio n . T h a t o th e r lio n w as m e . I fe lt th e e n e rg y o f th e lio n
  • 52. a n d r o a r e d w ith g r e a t a u th o rity . T h e p o w e r s c a r e d th e p e o p le .’ T h e r e c o r d e d e x p e r ie n c e o f a m o d e r n B u s h m a n s h a m a n w h ile in a n a lte re d s ta te o f c o n s c io u s n e s s m a y d ire c tly illu m in a te , b y an a lo g y , se v eral th r e e - d im e n s io n a l im a g e s d is c o v e re d in th e J u r a r e g io n , t h e m o u n ta in o u s b o r d e r la n d b e tw e e n S w itz e rla n d a n d F ra n c e . T h e y e v id e n tly s e rv e d as p e n d a n ts o r a m u le ts , a n d th e ir f o r m is t h e r ia n th r o p ic - w ith th e b o d ie s o f h u m a n s a n d th e h e a d s o f lio n s {Fig. 1 5 ). T h e m a te r ia l f r o m w h ic h th e y w e re m a d e is o f a n a n im a l s o u r c e - th e tu s k o f a m a m m o th . A t th e risk o f b e in g o v e r -fa n c ifu l, w e m ig h t say th a t th e im a g e s w e re ‘s p a t o u t’ fro m th e m a m m o th . A n u m b e r o f cav es c o n ta in p a in tin g s o r e n g ra v in g s th a t s e e m to s h o w h y b r id s o f h u m a n s a n d a n im a ls, o r h u m a n fig u re s w ith a n im a l m a s k s a n d a ttr ib u te s . A t C h a u v e t, f o r e x a m p le , t h e r e is d e p ic te d a c o m p o s ite c r e a tu r e m a d e u p o f a b is o n ’s h e a d a n d b o d y , a n d a p a ir o f h u m a n legs. I s th is s o m e k
  • 53. in d o f m in o t a u r o r, as th e d is c o v e re rs o f th e c a v e p r e f e r r e d to call it, a s o r c e re r? A b b é B re u il h a d u s e d th e s a m e te r m f o r a n a n tle r e d , f u r r y fig u re w ith h u m a n leg s a n d fe e t a m o n g th e im a g e s in a r e c e s s o f th e cav e c o m p le x k n o w n as L e s T r o is F r é r e s , in th e F r e n c h P y re n e e s . S in c e it is w ell d o c u m e n te d th a t m u c h s h a m a n ic p r a c tic e w o rld w id e e x p re s s e s its e lf in ju s t s u c h a n im a l g u is e , th e t e m p ta tio n to s u p p o s e th a t s h a m a n s o p e r a te d in P a la e o lith ic E u r o p e is h a r d to resis t. H a r d to re s is t, a n d h a r d to p ro v e . C o n c e p tu a lly , h o w e v e r, s h a m a n is m o ffe rs a p e r s u a s iv e r o u te to w a r d s th e n e u r o p s y c h o lo g ic a l m o d e l. T h e im a g e o f a lio n - m a n w as f a s h io n e d b e c a u s e it h a d b e e n v iv id ly im a g in e d d u r in g a n a lte r e d s ta te o f c o n s c io u s n e s s . T h e o n u s is u p o n sc e p tic s to p r o d u c e a m o r e p la u s ib le a lte rn a tiv e e x p la n a tio n . S o far, n o n e h a s b e e n fo rth c o m in g . THE BIRTH O F TH E IM A G IN A T IO N
  • 54. FROM A R T T O AG R IC U LTU R E T h e c a v e-p ain tin g s a t A lta m ira w ere o n c e disbelieved b ec au s e th ey se em e d to o ‘ea rly ’. In tu r n , arch aeo lo g ists w h o a c c e p te d th e earlin ess o f su c h c a v e-p ain tin g s w ere faced w ith a p ro b le m o f su ccessio n . In E u ro p e , a t least, th e p ra c tic e o f p a in tin g in caves a p p a re n tly ca m e to an en d a b o u t 1 2 ,0 0 0 years ago. We know th a t th e em e rg e n c e , several th o u s a n d y ears la ter, o f th e g re a t civilizations in E g y p t, M e s o p o ta m ia a n d th e In d u s Valley, w as ac co m p an ie d by an increasing use of, even reliance u p o n , th e sym bolic reso u rce o f images: th is b o o k m akes f u rth e r refe re n c e to th a t p ro c e ss in d u e co u rse (see, fo r ex am p le, p a g e 6 1 ). B u t in th e m e a n tim e , w h at h a p p e n e d to th e h u m a n ability to create im ages? U n til recen tly , th e re w as n o sa tisfac to ry an sw er to th a t q u es tio n . I t w as possible, a d m itte d ly , to claim th a t in so m e p a r ts o f th e w o rld - n o ta b ly A u stralia - the h ab its o f r e p re s e n ta tio n th a t c o m m e n c e d a b o u t 4 0 ,0 0 0 years ago n ev er lapsed. B u t this w as im p o ssib le to prove. In te rm s o f arch aeo lo g ically
  • 55. stratified ev id en c e, a d efin ite gap ex iste d , b e tw e e n th e e n d o f th e O ld S to n e A ge (th e P alaeolithic) a n d th e early p h as es o f th e N e w S to n e A ge (th e N e o lith ic ). T h e n a ce rta in h illto p in s o u th e rn T u rk e y d isclo sed its secret. T h e T u r k is h - K u rd is h to w n o f U rfa (o r S an liu rfa ), n e a r th e S y ria n b o rd e r, is to u ristically b illed as ‘h isto ric ’. H e re A b ra h a m , th e p a tria rc h o f th e se co n d m illen n iu m BC, v e n e rate d by Jew s, C h ristia n s a n d M u slim s alike, is s u p p o s e d to have s o jo u rn e d o n his w ay fro m th e city o f U r to th e la n d o f C a n a a n . B u t it n o w tra n sp ire s th a t religious activity a ro u n d U rfa p re -d a te s A b ra h a m by th o u s a n d s o f years. A n arch aeo lo g ical s u rv e y in th e 19 6 0 s o b se rv e d in th e hills a ro u n d U rfa a p a rtic u la r site w h e re several knolls o f re d d is h e a rth aro se fro m a lim esto n e p lateau . T h e s e knolls, a n d th e rocky are a nearb y , w ere co v ered in th e d eb ris o f flin t-k n a p p in g - th e flakes a n d ch ip s o f flint left by th e p re h is to ric m a n u fa c tu re o f to o ls an d w eap o n s. S o m e large
  • 56. m a n -m a d e slabs o f sto n e w ere also n o tic e d , b u t a s s u m e d to be o f m u c h la ter d ate th a n th e N eo lith ic d eb ris. N o f u r th e r in v estig atio n w as c a rrie d o u t u n til 1 9 94, w h e n K lau s S c h m id t o f th e G e r m a n A rc h ae o lo g ic al In stitu te visited th e site a n d estab lish ed th a t th e knolls w ere n o t n a tu ra l, b u t p a r t o f an artificial hill, h e a p e d as a p r o m in e n t m a rk in the local lan d scap e. W ith ex p e rien c e o f o th e r sites in this a n c ie n t area o f U p p e r M e so p o tam ia, S c h m id t w as im m ed iately able to classify th e site as a tepe o r m o u n d , d atab le to th e early N eo lith ic p h a s e b efo re the u se o f ce ram ic s (so m etim e s re fe rre d to as th e P re -P o tte ry 15 A lion-m an s ta tu e tte fro m H o h lestein -S tad el, s o u th w e s t G erm any, c . 3 2 - 3 0 ,0 0 0 b c, possibly u se d as a p e n d a n t o r a n am ulet. 16 (to p ) A erial view o f a s to n e circle a t G ó b ek liT ep e, Turkey, c .9 0 0 0 bc. 17 (ab o v e) Animal detail - p ro b ab ly a fox - from G óbekli T epe.
  • 57. TH E BIRTH O F T H E IM A G IN A T IO N N eo lith ic ). H e also s u sp e c te d th a t th e lim e sto n e slabs o n this hill - h e n c e fo rth k n o w n as G o b e k liT e p e - b elo n g ed to so m e larg e p re h is to ric s tru c tu re . D ig g in g in to th e m o u n d n o t o n ly c o n firm e d S c h m id t’s in tu itio n s, b u t revealed a d im e n sio n o f P re -P o tte ry N e o lith ic th a t n o o n e e x p e cted . T h e ex cav atio n s a t G o b e k liT e p e are o n g o in g , w ith sc o p e fo r m o re su rp rises. W h a t h as c o m e to lig h t so fa r is a series o f w alled e n c lo su res , o f w h ich a b o u t 20 are b u ilt a r o u n d m assive s to n e p illars se t in a circle (Fig. 16). T w o se p a ra te p illars o c c u p y th e ce n tre s o f th e se circles. E a c h o f th e p illars is fa sh io n e d o u t o f solid ro ck in to a T -s h ap e a b o u t 7 m e tre s (2 3 feet) tall. R e c ta n g u la r c a rv e d d o o rw ay s o n c e p ro v id e d m a rk e d o r tu n n e lle d access to th e e n c lo su res, a n d in th e flo o r o f o n e circle a sm all in se t b asin h as b e e n fo u n d , w ith a n a tta c h e d c h a n n e l -
  • 58. possibly, as th e ex c av a to r su g g ests, fo r th e co llec tio n o f b lo o d . F o o d w as c o n s u m e d h e re , as in d ic a te d b y m a n y a n im al b o n es, b u t n o w h e re o n th e hillsid e a re th e re sig n s o f d o m e stic h ab ita tio n . S o this w as n o t, it seem s, a p la ce w h ere p e o p le lived, b u t r a th e r a sp ecial assem b ly p o in t - so m e k in d o f s a n c tu a ry in th e m o u n ta in s th a t a ttr a c te d p e o p le fro m a ra d iu s o f se ttle m en ts som e 80 k ilo m etres (5 0 m iles) o r f u rth e r afield. L ik e o th e r p re h is to ric m o n u m e n ts , su c h as S to n e h e n g e in B rita in a n d th e m e n h irs o f F ra n c e , G ó b ek li T ep e re ta in s a n e n ig m atic sen se o f u n f a th o m e d ritu a l significance. B u t n o t o n ly is it m u c h ea rlier th a n S to n e h e n g e - b y 7 0 0 0 y ears - it is also m u c h d iffe re n t in o n e key r e s p e c t.T h e w e ll-trim m e d p illars o f G o b e k liT e p e are n o t ju st m eg alith s (b ig s to n e s ). T h e y a re decorated - em b ellish ed w ith im ag es eith e r en g ra v ed on to th e su rfa c e o r else p ic k e d o u t in shallow relief (Fig. 17). I t m a y c o m e as n o s u rp ris e th a t th e p rin c ip a l su b je cts o f th is d e c o ra tio n are , o n ce
  • 59. ag ain , an im als. F oxes a n d snakes d o m in a te th e r e p e rto ire , b u t gazelle, a u ro c h s, w ild b o a r, w ild ass, cra n es a n d a lio n also fea tu re . S p id e rs , to o , a re sh o w n . In a d d itio n o ne b lo c k ca rrie s th e im age o f a w o m a n s q u a ttin g in a sex u al p o s tu re , th o u g h this m ay be o f la ter date. T h e p illars th em selv es a p p e a r sch em atically a n th ro p o m o rp h ic o r h u m a n -s h a p e d , th e sh a ft sta n d in g f o r legs a n d to rso , th e T -b a r e q u a tin g to sh o u ld e rs a n d h ea d . C a rv e d a rm s a re a d d e d to o ne o f th e m , as if to c o n firm th e in te n tio n . T h is in tu r n en c o u rag es th e p r e s u m p tio n th a t th e im ag es serv e to h a rn e ss fo rm s o f w ildlife w h o se p o w e r b elo n g s to th e se p illar-fig u res, o r p e rh a p s p ro te c ts th e m . T h e foxes b a re th e ir te e th , th e tu sk s o f th e b o a r are p ro n o u n c e d , a n d th e snakes h av e b e e n id e n tified as v e n o m -lo a d e d vipers. T H E BIR TH O F T H E IM A G IN A T IO N T h e p o ssib ility th a t th e d e c o r a tio n o f th e p illars a t G o b e k liT e p e is s h a m a n ic has
  • 60. b e e n se rio u s ly c o n s id e r e d b y th e e x c a v a to rs. B u t, as th e y p o in t o u t, th e scale o f s tr u c tu r a l e n te r p ris e a t th is site p o in ts to a so c ie ty in w h ic h ritu a l w as m e d ia te d n o t so m u c h by s h a m a n s as b y ‘tr u e p r ie s ts ’. T h e im a g es, a f te r all, w ere th e u ltim a te p h a s e , o r fin is h in g to u c h e s a t le ast, to w h a t h a d b e e n a m a ssiv e co llec tiv e e ffo rt. A t a sm all d is ta n c e aw ay f r o m th e m a in ‘te m p le ’ a re a is th e n a tu ra l lim e s to n e a m p h ith e a tr e fro m w h ic h d ie p illa rs w ere q u a r r ie d . In th e u p p e r r e a c h e s o f th is q u a r r y th e re is a m a rk e d c a v ity le ft by th e re m o v a l o f o n e T -s h a p e d p illa r m u c h la rg e r th a n a n y so fa r b r o u g h t to lig h t a t th e site; a n d r ig h t n e x t to th is s p a c e is a s to n e o f sim ila r size a b a n d o n e d in a c ra c k e d a n d th e re fo r e u n f in is h e d sta te . H a d it b e e n s u c c e ssfu lly re m o v e d f ro m th e b e d ro c k , it w o u ld h av e m e a s u r e d s o m e 6 m e tre s (2 0 f e e t), a n d w e ig h e d a b o u t 5 0 to n n e s. T o s h ift it a c ro ss to d ie m o u n d w o u ld h av e r e q u ir e d th e c o m b in e d tr a c tio n p o w e r o f a b o u t 5 0 0 p e o p le .
  • 61. G iv e n th a t th e m o u n d its e lf is m a n - m a d e , b u ilt f ro m th o u s a n d s o f to n n e s o f e a r th a n d r o c k b r o u g h t u p f ro m th e p la in b elo w , w e a re b o u n d to s p e c u la te th a t th e m e a s u r e o f h u m a n o rg a n iz a tio n r e q u ir e d to b u ild G ó b e k li T e p e w as so m e w ay to w a rd s th a t re q u ir e d to b u ild th e E g y p tia n p y ra m id s . G ó b e k li T e p e , in th e w o rd s o f its e x c a v a to rs , th e re fo re s ta n d s a t ‘d ie d a w n o f a n e w w o rld , a w o rld w ith p o w e rfu l r u le r s a n d a c o m p le x , stratified , h ie ra rc h ic a l so c ie ty ’. S o tiiis is a m a jo r rev e la tio n f r o m c u r r e n t a rc h a e o lo g y ; a n d u n lik e d ie firs t ‘re v e a l’ o f A lta m ira , it c a u s e s tr u e w o n d e r , n o t d isb e lie f. A n d f o r th o s e w h o like to r e g a rd a r t a s a n o p tio n a l lu x u r y in life, a p a s tim e to b e in d u lg e d o n ly w h e n th e n e c e s s a r y b u sin e ss o f su rv iv a l a n d s u b s is te n c e h a s b e e n c o m p le te d , G ó b e k li T e p e o ffe rs a p a r tic u la r ch a lle n g e - w ith w h ic h w e sh a ll c o n c lu d e . F o r m o r e th a n h a lf a c e n tu r y , a r c h a e o lo g is ts h av e a g r e e d th a t f a rm in g - th e k e e p in g o f d o m e s tic a te d a n im a ls a n d th e c u ltiv a tio n o f c r o p s - b e g a n in th e N e a r E a s t d u r in g th e
  • 62. ea rly N e o lith ic p e r io d , c. 9 0 0 0 b c . S h e e p a n d g o a ts w ere th e p r in c ip a l a n im a ls fe a tu rin g in th is a g ric u ltu r a l r e v o lu tio n , w h ile w h e a t a n d b a rle y w ere th e p r in c ip a l c ro p s . K e y sites p ro v id in g e v id e n c e fo r a n im a l e n c lo s u re s a n d d o m e s tic a te d g ra in s in c lu d e J a rm o , in n o r th e r n Ira q ; Q a ta lh o y ü k , in w e s te r n T u rk e y ; a n d J e ric h o , in P a le stin e . T h e J o r d a n valley a n d th e r e a c h e s o f U p p e r M e s o p o ta m ia h a v e also y ie ld e d sp e cific clu es r e g a rd in g th e tr a n s itio n f ro m n o m a d ic h u n tin g a n d g a th e r in g to se ttle d fa rm in g . T h e d e b a te th e n a rise s a b o u t w h ic h c a m e first: a d e m o g r a p h ic s h ift to s e ttle d c o m m u n itie s , le a d in g to a re lia n c e T H E BIRTH O F T H E IM A G IN A T IO N u p o n f a r m in g f o r f o o d , o r th e in te n s iv e e x p lo ita tio n o f c e r ta in liv e sto c k a n d ce reals, le a d in g to s e ttle d c o m m u n itie s ? I n th e b o o k o f G e n e s is , th e c h a n g e o c c u r s as a d ir e c t c o n s e q u e n c e o f th e e x p u ls io n o f A d a m a n d E v e f r o m th e G a r d e n o f E d e n . T h e s o n s o f A d a m a n d E v e, C a in a n d A b e l,
  • 63. a re sp e c ifie d as a tiller o f th e soil a n d a s h e p h e r d resp e c tiv e ly , fu lfillin g G o d ’s e d ic t th a t m o r ta ls s h o u ld h e n c e f o r th s u rv iv e ‘b y th e sw ea t o f th e ir b r o w ’. G o b e k liT e p e raise s a n a lte rn a tiv e p o s s ib ility - th a t w h a t in s tig a te d th e firs t p r o d u c ti o n o f fo o d w a s a rt. A b o u t 3 0 k ilo m e tre s (2 0 m ile s) s o u th f r o m G ó b e k li T e p e lies th e K a r a c a d a g ra n g e . R e s e a rc h a m o n g th e s e hills h a s s h o w n th a t th e y a re h o m e to th e c lo s e s t w ild re la tiv e o f a n ea rly sp e c ie s o f d o m e s tic a te d g r a in , e in k o rn w h e a t. T h e s u g g e s tio n is t h a t w ild g r a in w as b r o u g h t f ro m th e K a r a c a d a g , a n d c u ltiv a te d a r o u n d G ó b e k li T e p e in o r d e r to f e e d all th e h u n d r e d s o f p e o p le b u ild in g o r sim p ly f r e q u e n tin g th e site. S o th e re is th e m o m e n to u s c o n c lu s io n : th a t s o m e 1 1 ,0 0 0 y e a rs a g o im a g e r y h a d b e c o m e so p o w e rfu l in th e m in d s o f h u m a n b e in g s th a t it h e lp e d to b r in g a b o u t th e g r e a te s t tr a n s f o r m a tio n in h u m a n h isto ry .