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Unit Goal 
10.12a.3 Analyze Article II of the Constitution as it 
relates to the executive branch, including the 
eligibility for office and length of term, election to and 
removal from office, the oath of office, and the 
enumerated executive powers
Constitutional Requirements 
to be President 
 LG: The student will describe the qualifications for becoming President of the U.S. 
 Explain the written qualifications for President of the United States. 
 Describe unwritten qualifications common to past presidents. 
Constitutional Requirements to be President 
1. Natural born Citizen 
2. 35 years old 
3. Resident of the U.S. for at least 14 years 
*The Vice President’s qualifications are the same as the President with the 
exception that he/she can not have their primary residence in the same state as 
the President.
Informal Presidential Qualifications 
1. College Educated 
2. Military Experience 
3. Prior government experience 
Most have been white, male, protestants with 
families
Demographic Characteristics of 
U.S. Presidents 
100% male 
99% Caucasian 
97% Protestant 
82% of British ancestry 
77% college educated 
• 69% politicians 
• 62% lawyers 
• >50% from the top 3% 
wealth and social class 
• 0.5% born into 
poverty 
• 69% elected from 
large states
What voters want…. 
The impossible dream! 
Cooperation w/Congress 
Peacekeeper 
Ability to solve economic problems 
Someone with good character, judgment, and humor 
A sense of purpose 
Tough, decisive, competent, effective & fair 
A leader with initiative
12.12a.3 Discuss the history of the 
nomination process for presidential 
candidates and the increasing importance of 
primaries in general elections
The Founders’ View 
did not devise a method 
for nominating 
presidential candidates or 
even for choosing electors 
assumed that the selection 
process as a whole would 
be nonpartisan and devoid 
of factions (or political 
parties), which they 
believed were always a 
corrupting influence in 
politics.
Election of 1800 
the rapid development of political parties soon 
presented a major challenge, one that led to changes 
that would make presidential elections more partisan 
but ultimately more democratic. 
The practical and constitutional inadequacies of the 
original electoral college system became evident in 
the election of 1800, when the two Democratic- 
Republican candidates, Jefferson and Burr, received 
an equal number of electoral votes and thereby left 
the presidential election to be decided by the House 
of Representatives.
12th Amendment/Popular 
The Twelfth Amendment (1804), which required 
electors to vote for president and vice president 
separately, remedied this constitutional defect 
because each state was free to devise its own system 
of choosing electors, disparate methods initially 
emerged. In some states electors were appointed by 
the legislature, in others they were popularly elected, 
and in still others a mixed approach was used 
Popular election gradually replaced legislative 
appointment, the most common method through the 
1790s, until by the 1830s all states except South 
Carolina chose electors by direct popular vote
King Caucus 
Beginning in 1796, caucuses of the parties’ 
congressional delegations met informally to nominate 
their presidential and vice presidential candidates, 
leaving the general public with no direct input.
The Convention System 
meeting of delegates of a political party at the local, 
state, provincial, or national level to select candidates 
for office and to decide party policy. 
The conventions were often tense affairs, and 
sometimes multiple ballots were needed to overcome 
party divisions—particularly at conventions of the 
Democratic Party, which required its presidential and 
vice presidential nominees to secure the support of 
two-thirds of the delegates (a rule that was abolished 
in 1936).
Post 1968 Reforms 
Although the presidential and vice presidential 
candidates of both the Democratic Party and the 
Republican Party are still formally selected by 
national conventions, most of the delegates are 
selected through primaries—or, in a minority of 
states, through caucuses—and the delegates gather 
merely to ratify the choice of the voters.
How is the President 
Elected? 
Candidates must take two paths 
to win their party’s nomination: 
(1) Either through primaries or 
(2) party state conventions 
Local Caucuses 
National Convention 
Delegates choose the nominee 
of each major party – with 
conventions held in the 
summer of election year 
Party voters in local meetings 
choose delegates to state 
conventions 
Presidential Primaries 
In states with primaries, party 
voters select some or all 
delegates to national convention 
and/or express preference for 
party’s nomination 
State Conventions 
Party voters select some or all 
of the delegates to the 
national convention
How is the President Elected? 
Electoral College 
Presidential electors meet in State 
capitals on Monday following the 
second Wednesday in December to cast 
electoral votes. 270 needed to win. 
Democrat 
Nominee 
Republican 
Nominee 
Third Party 
Candidates 
Election Day 
Voters cast their ballots on Tuesday following the first Monday in 
November. Voters actually choose presidential electors.
How does the Electoral 
College Work? 
Electoral votes are determined by total 
number of senators and representatives 
in each state 
Example 
New Jersey has 2 senators 
and 12 representatives – 
total electoral votes are 14 
Largest state – California, has 55 
electoral votes 
Electors are party loyalists that are 
chosen by the state parties 
Voters elect the slate of electors on 
Election Day. For Georgia: 16 
Republicans or 16 Democrats, 
depending on majority vote. 
Majority of Electors: 270 of 538 
is necessary to win. 
23rd Amendment allows for 3 
electoral votes for Wash. DC
Inauguration of the President 
Term of Office: 
Four Years 
Inauguration: 
January 20th
20th Amendment 
“Lame Duck” Amendment 
Moves inauguration to January 20th from original 
March date 
Congressional start date moved to January in same 
amendment 
Length of time for a sitting president who is not re-elected 
is reduced 
Goal: prevent inactivity or hasty decisions on way out 
of office
Presidential Term Limits 
Washington began the tradition of serving 
only two terms, but it was really unlimited 
until the 22nd Amendment, which gave two 
rules: 
No one can be elected as President more 
than twice. 
No one that serves more than two years of 
another President’s term can be elected 
more than once.
Benefits of the Presidency 
1. Salary: $400,000 per year (beginning in 2001) 
2. Perks: 
White House w/staff of 100+ 
Doctors and Health Care 
Expense Account of $50,000 
Air Force One and a fleet of jets and helicopters 
Camp David – vacation spot in Maryland 
Pension, Retirement, and Secret Service for 10 years 
after they leave office
Benefits of the Presidency 
White House 
 132 rooms, 35 bathrooms, 28 
fireplaces, 8 staircases, 3 
elevators and 6 levels in the 
Residence 
Entertainment 
Movie theater, bowling 
lanes, putting green 
Pension Plan 
$166,700 a year 
free mailing privileges for 
nonpolitical correspondence, 
free office space, $96,000 a year 
for office help, and, during the 
first thirty months after their 
term of office has ended, up to 
$150,000 for staff assistance. 
Secret Service protection for 10 
years for Pres & First Lady 
(children until they are 16)
The White House 
Air Force One 
Camp David 
Marine One
Vice Presidential Roles 
1. President in Waiting 
2. Acting President of the Senate and can vote in 
order to break a tie. 
3. Power over presidential disability as stated in 
the 25th Amendment. 
4. Chairs Commissions, meets foreign dignitaries, 
and advises the President. 
5. All other responsibilities come from the 
President.
The Vice President
Provisions ooff tthhee VViiccee PPrreessiiddeenntt 
 Salary $230,700 per 
year 
 Lives in House on 
Observatory Hill 
– Located in the U.S. Naval 
Observatory in 
Washington, D.C. 
– Home to the Vice 
President since 1974
25th Amendment 
Procedures dealing with Presidential Disability 
1. Vice President becomes President if the President resigns, is 
removed or dies. 
2. If there is a vacancy in the Vice Presidency, then the President 
appoints a new V.P. and both houses of Congress must approve 
him. 
3. The Vice President becomes acting President if the President is 
unable to serve temporarily. 
4. The President becomes acting President as soon as he declares 
himself fit, unless the Vice President, a majority of the Cabinet 
and 2/3 of the Congress declare him still unfit. Then the Vice 
President will remain the acting President until it is determined 
that the President is fit.
Presidential Succession Act 
Following World War II, a new Presidential 
Succession Act of 1947 was passed 
Placed the Speaker of the House and the president 
pro tempore of the Senate behind the vice president 
The line of succession then extended to the executive 
department heads in the order in which their agencies 
were created.
Presidential Succession 
John Boehner, 
Speaker 
Jacob Lew, 
Treasury 
Patrick Leahy, 
Pres Pro- 
Tempore 
John Kerry, 
State 
Chuck Hagel, 
Defense… 
Eric Holder, US 
Attorney General, 
Dept of Justice
Did you know? 
One Cabinet member stays out of State of the Union Address… 
2013 - Energy 
2012 - Agriculture 
2011 – Interior 
2010 – HUD (& State) 
2009 - Justice 
2008 – Energy 
2007 – Justice 
2006 – Veteran’s Affairs 
2005 – Commerce 
2004 – Commerce 
2003 – Justice & Transportation 
2002 – Interior 
2001 – Veteran’s Affairs 
2000 – Energy 
1999 – HUD 
1998 - Commerce 
1997 – Agriculture 
1996 – HHS 
1995 – Transportation 
1994 – Agriculture 
1993 – Interior 
1992 – Agriculture 
1991 – Interior 
1990 – Veteran’s Affairs 
1989 – None 
1988 – Interior 
1987 – Agriculture 
1986 – Agriculture
Original Intent: The Formal Powers 
Executive with limited power 
Enforce the laws of Congress 
Handle foreign policy 
Be chief executive and head of state 
Broadly defined constitutional powers for 
flexibility (has resulted in expanded power) 
Commander in Chief 
Grant pardons & reprieves 
Report on State of the Union
Informal Powers 
Morale builder 
Party leader 
Legislative leader 
Coalition builder 
Crisis manager 
Personnel recruiter 
World leader 
Budget setter 
Agenda/policy setter 
Conflict resolver 
Persuader and policy 
communicator
The student will analyze the various roles played 
by the President of the United States; include 
Commander-in-Chief of the Armed Forces, chief 
executive, chief agenda setter, representative of 
the nation, chief of state, foreign policy leader, 
and party leader.
Chief Executive 
Enforce the law 
Head the bureaucracy 
Appoint federal officials 
Negotiate treaties 
Grant pardons, reprieves and amnesty
Chief of State 
Representative of nation 
Symbol of America 
Host to distinguished 
delegates and visitors
Chief of the Economy 
Guard the 
Economy 
Prevent 
depressions 
Balance 
budget
Commander in Chief 
Civilian control of the military 
Assignment of troops with war declaration 
from Congress 
Sending troops without formal 
war declaration 
Gulf of Tonkin Resolution 
War Powers Act 1974
War Powers Act, 1973
Party Leader 
Shape party 
platform 
Campaign for 
party 
Mobilize 
public opinion
Chief Legislator/Agenda Setter 
State of the Union Address 
Recommend legislation 
Present the budget 
Veto power
Chief Diplomat 
Treaty making with 
Senate approval 
Establish diplomatic 
relations 
Executive agreements
The student will demonstrate 
knowledge of the organization and 
powers of the national government.
Executive Powers 
1. Commander in Chief 
Gulf of Tonkin Resolution – while troops are in 
conflict, the President can take any action to protect the 
troops short of declaring war. 
War Powers Act – President cannot send troops out 
unless: 
Congress declares War 
A law authorizes the action 
National Emergency: but the President must follow 2 rules: 
Notify Congress within 48 hours 
Cannot keep troops abroad for more than 60 days 
without Congressional Approval.
Executive Powers 
2. Enforces Laws 
3. Executive Agreement – agreements Presidents 
make on behalf of the U.S. with foreign countries 
that do not require Senate approval. 
4. Treaty – agreements Presidents make on behalf of 
the U.S. with foreign countries that require Senate 
approval.
Executive Powers 
5. Power of Appointment – appoints federal officials 
along with judges and Supreme Court justices. 
6. Power of Removal – can remove federal officials 
but not judges or justices. 
7. Executive Privilege – the right to withhold 
information from Congress and the Courts
Legislative Powers 
1. Recommend Legislation 
3 formal messages: 
State of the Union Address 
Economic Report 
Budget Message 
1. Approve Legislation – signs bill into law
Legislative Powers 
3. The Veto Power – forbid legislation 
3. The Pocket Veto – to sit on the bill for ten days 
without signing it and it is a law. However, if 
Congress adjourns within ten days then it cannot be 
overridden. 
4. To call Special Sessions of Congress
Judicial Powers 
1. Appoint Judges and Justices to the Supreme Court 
2. *Reprieves – delay carrying out of punishments in 
federal crimes 
3. *Pardons – release from punishment in federal 
crimes by absolute or conditional 
4. *Amnesty – blanket pardon given to groups of 
people 
**These do not work in cases of impeachment or in state crimes
Economic 
Policy 
Fight inflation 
Keep taxes low 
Promote economic growth 
Prevent recession 
Create jobs 
Chief Advisors 
Sec of Treasury 
Director of OMB 
FED Chair: Janet Yellen 
Ex-officio Chair of FED 
Ben Barnanke 
FED is key to interest 
rates and growth of 
economy 
FED is independent 
regulatory agency 
Members have 
staggered terms beyond 
the president’s term 
FED can’t be fired for 
policy decisions
National 
Security 
In a national emergency: 
planning, command, unity falls to National Security 
Council 
Diplomacy and the military are used as instruments 
of foreign policy 
Congress must appropriate and authorize funding for 
treaties and war
Party Leadership 
Informal head of party 
Rarely have control on state and local 
politicians 
Can’t control party members in 
Congress b/c of constituents
Legislative & Coalition Builder 
Send messages to Congress on policy and agenda 
Visit the Hill to “twist arms” 
Acts as politician 
Conflict manager, 
negotiator, bargainer, 
reconciler, coalition 
builder, persuader
Relationship w/Congress 
Appointments which require Senate confirmation 
Federal judges, SC justices, Ambassadors, Dept. 
Secretaries, US Attorney 
Negotiate treaties 
Binding only w/agreements of 2/3 of Senate 
Exec Agreement – b/t head of countries; are as binding 
as treaties
Budgeting 
Way to control bureaucracy 
Increases/decreases based on policy 
Budget requests must go through Office of 
Management and Budget (OMB) from all 
departments and agencies before going to Congress 
OMB writes the budget submitted to Congress
Impoundment & Recissions 
Impoundment 
Refusal of president to spend funds appropriated by 
Congress. 
Budget Reform Act of 1974 requires notification of 
Congress 
Congress has 45 days to delete item or pass resolution 
demanding release 
Recission 
Recommendation of president to cut part of 
appropriations bills
Prime Time President 
Press conferences 
Speeches from Oval Office 
Radio messages 
First 100 days is the “honeymoon 
period” 
The longer they stay in office, the less 
popular they become...interest groups 
grow impatient, unkept promises, 
blamed for problems left by previous 
president
President & the Press 
Press sees itself as the 
protector of democracy 
Filtering – Press 
interpretation of what is 
said and what it means 
Spin Doctors – put 
twists on what was said 
and done 
President can “leak” info 
to test reaction (trial 
balloons) to new policy
Presidential Style and Character 
by James David Barber 
Active-long hours, new direction, strong 
leadership, innovative policies 
Passive-less time and energy, let Congress take 
control 
Positive-enjoy the power, like the challenge of 
the office 
Negative-sense of duty to serve, try to prove 
themselves
Positive Negative 
Active 
ADAPTIVE: self-confident; flexible; 
creates opportunities for action; 
enjoys the exercise of power, does 
not take himself too seriously; 
optimistic; emphasizes the 
"rational mastery" of his 
environment; power used as a 
means to achieve beneficial 
results. 
Thomas Jefferson, 
F. D. Roosevelt, 
H. Truman, 
J. F. Kennedy, 
G. Ford, 
G. W. Bush(?) 
COMPULSIVE: power as a means to 
self-realization; expends great 
energy on tasks but derives little 
joy; preoccupied with whether he 
is failing or succeeding; low self-esteem; 
inclined to rigidity and 
pessimism; highly driven; problem 
managing aggression. 
John Adams, 
W. Wilson, 
H. Hoover, 
A. Lincoln, 
L. B. Johnson, 
R. Nixon 
Passive 
COMPLIANT: seek to be loved; easily 
manipulated; low self-esteem is 
overcome by ingratiating 
personality; reacts rather than 
initiates; superficially optimistic. 
James Madison, 
W. H. Taft, 
W. Harding, 
R. Reagan, 
Bill Clinton 
WITHDRAWN: responds to a sense of 
duty; avoid power; low self-esteem 
compensated by service to others; 
responds rather than initiates; 
avoids conflict and uncertainty. 
emphasizes principles and 
procedures and an aversion to 
politicking. 
George Washington, 
C. Coolidge, 
D. Eisenhower
Management Style 
Circular 
Everyone with equal access to the president 
Pyramid 
Hierarchy with information to president coming from 
bottom up
An Imperial Presidency? 
ARGUMENT: 
Individual actions taken 
by past presidents have 
enlarged the power of 
the presidency by 
expanding 
responsibility and 
political resources. 
Proof? 
Emergency Powers 
Growing staff 
Growing bureaucracy 
Increase in media 
coverage 
Executive Agreements 
Impoundment Power 
Pocket Veto 
Executive Privilege
The student will explain the impeachment process and its usage for elected 
officials. 
•Explain the impeachment process as defined in the U.S. Constitution. 
•Describe the impeachment proceedings of Andrew Johnson and Bill Clinton.
Why Impeach? 
High Crimes and Misdemeanors 
Malfeasance (an illegal act) 
Misfeasance (an illegal act which could have otherwise 
been done legally) 
Standards: acts against state or constitution 
The definition of an impeachable offense is left to the 
House
Impeachment 
Presidents can be removed for "high crimes and 
misdemeanors" 
House Judiciary Committee investigates to determine 
if there has been an offense (A majority vote is 
needed in committee to send charges to House) 
Simple majority in full house impeaches the official 
Senate holds trial to determine whether or not to 
remove official from office 
Chief Justice of Supreme Court presides and a 2/3 
vote of the Senate is needed
Andrew Johnson – May 1868 
Violating Tenure of Office Act 
(putting in new Secretary of War) 
Saved by a single vote in the Senate, 
remained in office 
Bill Clinton – December 1998 
Perjury - Votes 55 to 45 
Obstruction of Justice 50-50 
Acquitted and remained in office
Presidential Appointments: Why choose? 
Reward for political help 
Claims of inclusiveness 
Fence mending 
Ideology or philosophy 
Comfort level 
Ability and notoriety 
gets legitimacy for your policy 
Coalition building w/interest groups 
Administration of presidential policy goals
Supreme Court Appointments 
Appointments have become increasingly bitter fights 
over judicial temperament and philosophy 
Major issues include 
Abortion/choice/privacy 
Affirmative action 
Separation of church and state 
States rights 
Judicial activism/restraint
Appointments to the court are….. 
Reward for political help 
Statements of policy priorities 
Promotion of philosophy and ideology 
Relation builders with Congress 
Legacy creators
The current court Conservatives 
Roberts, Kennedy, Thomas, Scalia, Alito 
Liberals -Breyer, Ginsburg, Sotomayor, Kagan
Presidential Firsts 
Father and Son 
John Adams and John 
Quincy Adams 
George H.W. Bush and 
George W. Bush
Presidential Firsts 
Youngest 
Elected – John F. 
Kennedy (43) 
Served – Theodore 
Roosevelt (42) 
Oldest 
Ronald Reagan (age 69 & 
73)
Presidential Firsts 
Shortest/Longest Terms 
William H. Harrison 
 (1840; 1 month) 
Franklin Roosevelt 
 (1933-1944; 4 terms)
Presidential Firsts 
Assassinated in Office 
Abraham Lincoln 1865 
James Garfield 1882 
William McKinley 1901 
John F. Kennedy 1963
“I do solemnly swear, that I will faithfully 
execute the office of President of the United 
States, and will, to the best of my ability, 
preserve, protect, and defend the Constitution of 
the United States”
HW Assignment 
Presidential Approval Ratings tend to fluctuate 
throughout each administration. 
Compare and Contrast President George W. Bush and 
President Obama’s approval ratings during their time 
of office. 
Provide three examples for each President of factors 
that either caused their approval rating to increase or 
decrease. 
Presidental Approval Ratings
The student will explain the functions of the departments and agencies of the 
federal bureaucracy. 
Compare and contrast the organization and responsibilities of independent regulatory 
agencies, government corporations, and executive agencies. 
Explain the functions of the Cabinet.
What is the Administration? 
The Administration is the White House staff, Executive 
Departments, and Independent Agencies that assist 
the President in carrying out his duties of enforcing 
the law.
What is the Administration? 
The White House Staff 
Handles the day-to-day activities of 
the President through the White 
House Office 
The Chief of Staff heads this office 
The office coordinates the 
President’s schedule, writes his 
speeches, and conducts the business 
of the President, etc. 
Includes the White House Counsel, 
Political Affairs Office, Presidential 
Advance team 
Denis McDonough, 
Chief of Staff for Obama
What is the Administration? 
The Executive Office of the President 
Provides the President with expert 
analysts… 
The National Security Council 
provides military advice 
The Council of Economic 
Advisors provides economic 
advice 
Office of Management and 
Budget provides budgetary 
advice and writes the 
President’s budget for the 
whole government
What is the Administration? 
The Executive Office of the President 
Other offices include: 
Council on Environmental Quality 
Domestic Policy Council 
National Economic Council 
Office of Administration 
Office of Faith-Based and 
Community Initiatives 
Office of Homeland Security 
Office of National AIDS Policy 
Office of National Drug Control 
Policy 
Office of Science & 
Technology Policy 
Office of the United States 
Trade Representative 
President's Critical 
Infrastructure Protection 
Board 
President's Foreign 
Intelligence Advisory Board 
USA Freedom Corps 
White House Military Office
What is the Administration? 
The Executive Office of the President 
All in all, the EOP employs 
over 2,000 staffers that work 
for the President alone. 
Some of the senior level 
advisors have offices in the 
West Wing. 
Most, however, are housed in 
the Old Executive Office 
Building, next to the White 
House.
Executive Departments & Agencies 
The Executive Departments 
implement the policies of the 
President and enforce the laws 
There are a total of 15 Executive 
Departments 
The heads of the Departments are 
called Secretaries, except for the 
Justice Department which is headed 
by the Attorney General 
The heads are known as the 
President’s Cabinet 
The Bureaucracy is made up of 
non-elected officials that work for 
the government in these 
departments
Department 
of Homeland 
Security
President Obama’s Cabinet (July 
2012)
Regulatory Agencies 
Regulates a sector of the economy or government 
Regulations protect the public 
EXAMPLES: 
FRB (Federal Reserve Board - banks) 
FCC (Federal Communications Commission - 
broadcast media) 
OSHA (Occupational Safety & Health 
Administrations - workplace) 
FDA (Food & Drug Administration - food producers 
& pharmaceuticals)
Government Corporations 
Provide goods or services that could be offered by a private 
company 
Typically provide the services at a cheaper rate than a 
private corporation could 
EXAMPLES: 
Tennessee Valley Authority (power/electricity) 
Postal Service (mail services) 
Amtrak (railroad transportation)
Government
Bureaucracy 
Large, complex organization of appointed, not 
elected, officials 
The bureaucracy was set up to accomplish policy 
goals 
People are hired because of skills that they have 
to implement policy goals.
Max Weber 
Defined the prototype bureaucracy 
Characteristics: 
Hierarchical authority structure – bottom up 
leadership 
Task specialization – experts in field 
Rules – similar procedures for similar situations 
Merit principles – entrance and promotion based on 
ability 
Impersonality – treat clients impartially
Bureaucracy: The Big Joke 
RED TAPE 
Parkinson’s Law – work and personnel will expand to 
consume available resources 
Peter Principle – personnel are promoted to their 
highest level of incompetence
Did you know? 
The bureaucracy began in 1789 with the creation of the 
Dept. of State 
Most federal employees work for only a few agencies 
About 55% work for the Department of Defense and 
Postal Service 
Only about 10% work in D.C. 
2.8 million civilian employees
Characteristics of American 
Federal Bureaucracy 
Divided Supervision 
Congress creates, organizes and disbands all agencies 
Political authority is shared between Congress & 
executive branch 
Public Scrutiny 
About ½ cases in federal court involve gov’t 
Regulation (not public ownership) 
Gov’t regulates privately owned businesses instead of 
owning the businesses as a gov’t
Civil Service 
Originally a patronage (spoils) system 
Changed as a result of the actions of a disappointed 
office seeker who shot and killed Garfield in 1881 
because he wouldn’t give him a job
Civil Service 
Pendleton Act in 1883 promotes hiring based on merit 
and nonpartisan government service 
Now use entrance exams for job placement and 
promotions
Civil Service 
Hatch Act of 1939 prevents workers from active 
participation in partisan politics 
Can’t: run for office, be involved in campaigns, make 
political speeches, disseminate political info 
Can: vote, make campaign contributions, join parties, 
participate in non-partisan campaigns
Civil Service 
Hatch Act amended in 1993 
Civil servants can engage in 
political activities as long as 
they are off duty 
do not run for office 
don’t work in sensitive 
government areas
Appointments 
Appointments are often characterized by 
transience – few more than 2 years 
When a new administration takes office, 
Congress publishes the plum book which lists the 
top federal jobs available for appointment. About 
400 top positions. 
President then searches based on talent, political 
skills, policy expertise, demographic balance and 
campaign support.
Four Types of 
Bureaucratic Agencies 
Cabinet 
Regulatory Agencies 
Government Corporations 
Independent Agencies
Cabinet 
15 departments 
Secretary is the head of department 
Chosen by president and approved by Senate 
Each has their own policy areas and budgets 
Can be fired at president’s will 
Secretary, Undersecretary, bureaus, agency commissions
Regulatory Agencies 
Regulates a sector of the economy to protect the 
public interest 
QUASI – LEGISLATIVE because it makes rules 
QUASI – JUDICIAL because it settles claims 
FRB, FCC, FTC, OSHA, FDA, SEC 
Federal Reserve Banks, Federal Communications 
Commission, Fair Trade Commission, Occupational 
Safety and Health Administration, Food and Drug 
Administration, Securities and Exchange Commission
Regulatory Agencies 
Governed by a small commission 
members are appointed by the president 
confirmed by the Senate 
staggered terms 
fixed terms that extend past President’s term 
neither party may have a majority on a board or 
commission
Government Corporations 
Provide services for a fee that could be handled 
by the private sector and generally charge 
cheaper rates 
TVA, Postal Service, Amtrak, Public Broadcasting 
Corporation
Independent Agencies 
Exist outside the structure of the Cabinet 
departments and perform services for the 
government and the public that are often too costly 
for the private sector 
Appointed by President and serve at his will 
NASA, NSF (National Science Foundation), GSA 
(General Services Administration), FEC (Federal 
Election Commission), Civil Rights Commission
What role do 
bureaucrats play? 
Communicate with each other 
Maintain paper for accountability 
Interpret the law 
Implement the objectives of the organization
Bureaucracy as Implementors 
Implementation is the 
policymaking stage between the 
establishment of a policy and the 
consequences of the policy.
Implementation 
Includes three elements: 
Creation of a new agency or assignment of 
responsibility to an old one 
Translation of policy into operational rules 
Coordination of resources and personnel to achieve the 
intended goals
Regulation through 
bureaucracy 
Regulation is the use of governmental authority 
to control or change some practice in the private 
sector. 
Agencies must apply and enforce rules and 
guidelines 
Can be done either in court or by administrative 
procedures which use either inspectors, complaints, or 
licensing to monitor behavior.
Regulation 
All regulation contains: 
A grant of power from Congress 
A set of rules and guidelines 
Some means of enforcing compliance
Executive Control 
on the Bureaucracy 
President tries to control by: 
Appointing the right people to head 
Tinkering with agency budget 
Issuing executive orders 
Reorganizing an agency w/Congress
Congressional Control 
over the Bureaucracy 
Congress tries to control by: 
Influencing the appointment of dept head (Senate 
confirmation) 
Tinkering with budget 
Holding oversight hearings 
Rewriting more detailed legislation 
Establishing new agencies or departments

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The Executive Branch

  • 1.
  • 2. Unit Goal 10.12a.3 Analyze Article II of the Constitution as it relates to the executive branch, including the eligibility for office and length of term, election to and removal from office, the oath of office, and the enumerated executive powers
  • 3. Constitutional Requirements to be President  LG: The student will describe the qualifications for becoming President of the U.S.  Explain the written qualifications for President of the United States.  Describe unwritten qualifications common to past presidents. Constitutional Requirements to be President 1. Natural born Citizen 2. 35 years old 3. Resident of the U.S. for at least 14 years *The Vice President’s qualifications are the same as the President with the exception that he/she can not have their primary residence in the same state as the President.
  • 4. Informal Presidential Qualifications 1. College Educated 2. Military Experience 3. Prior government experience Most have been white, male, protestants with families
  • 5. Demographic Characteristics of U.S. Presidents 100% male 99% Caucasian 97% Protestant 82% of British ancestry 77% college educated • 69% politicians • 62% lawyers • >50% from the top 3% wealth and social class • 0.5% born into poverty • 69% elected from large states
  • 6. What voters want…. The impossible dream! Cooperation w/Congress Peacekeeper Ability to solve economic problems Someone with good character, judgment, and humor A sense of purpose Tough, decisive, competent, effective & fair A leader with initiative
  • 7. 12.12a.3 Discuss the history of the nomination process for presidential candidates and the increasing importance of primaries in general elections
  • 8. The Founders’ View did not devise a method for nominating presidential candidates or even for choosing electors assumed that the selection process as a whole would be nonpartisan and devoid of factions (or political parties), which they believed were always a corrupting influence in politics.
  • 9. Election of 1800 the rapid development of political parties soon presented a major challenge, one that led to changes that would make presidential elections more partisan but ultimately more democratic. The practical and constitutional inadequacies of the original electoral college system became evident in the election of 1800, when the two Democratic- Republican candidates, Jefferson and Burr, received an equal number of electoral votes and thereby left the presidential election to be decided by the House of Representatives.
  • 10. 12th Amendment/Popular The Twelfth Amendment (1804), which required electors to vote for president and vice president separately, remedied this constitutional defect because each state was free to devise its own system of choosing electors, disparate methods initially emerged. In some states electors were appointed by the legislature, in others they were popularly elected, and in still others a mixed approach was used Popular election gradually replaced legislative appointment, the most common method through the 1790s, until by the 1830s all states except South Carolina chose electors by direct popular vote
  • 11. King Caucus Beginning in 1796, caucuses of the parties’ congressional delegations met informally to nominate their presidential and vice presidential candidates, leaving the general public with no direct input.
  • 12. The Convention System meeting of delegates of a political party at the local, state, provincial, or national level to select candidates for office and to decide party policy. The conventions were often tense affairs, and sometimes multiple ballots were needed to overcome party divisions—particularly at conventions of the Democratic Party, which required its presidential and vice presidential nominees to secure the support of two-thirds of the delegates (a rule that was abolished in 1936).
  • 13. Post 1968 Reforms Although the presidential and vice presidential candidates of both the Democratic Party and the Republican Party are still formally selected by national conventions, most of the delegates are selected through primaries—or, in a minority of states, through caucuses—and the delegates gather merely to ratify the choice of the voters.
  • 14. How is the President Elected? Candidates must take two paths to win their party’s nomination: (1) Either through primaries or (2) party state conventions Local Caucuses National Convention Delegates choose the nominee of each major party – with conventions held in the summer of election year Party voters in local meetings choose delegates to state conventions Presidential Primaries In states with primaries, party voters select some or all delegates to national convention and/or express preference for party’s nomination State Conventions Party voters select some or all of the delegates to the national convention
  • 15. How is the President Elected? Electoral College Presidential electors meet in State capitals on Monday following the second Wednesday in December to cast electoral votes. 270 needed to win. Democrat Nominee Republican Nominee Third Party Candidates Election Day Voters cast their ballots on Tuesday following the first Monday in November. Voters actually choose presidential electors.
  • 16. How does the Electoral College Work? Electoral votes are determined by total number of senators and representatives in each state Example New Jersey has 2 senators and 12 representatives – total electoral votes are 14 Largest state – California, has 55 electoral votes Electors are party loyalists that are chosen by the state parties Voters elect the slate of electors on Election Day. For Georgia: 16 Republicans or 16 Democrats, depending on majority vote. Majority of Electors: 270 of 538 is necessary to win. 23rd Amendment allows for 3 electoral votes for Wash. DC
  • 17. Inauguration of the President Term of Office: Four Years Inauguration: January 20th
  • 18. 20th Amendment “Lame Duck” Amendment Moves inauguration to January 20th from original March date Congressional start date moved to January in same amendment Length of time for a sitting president who is not re-elected is reduced Goal: prevent inactivity or hasty decisions on way out of office
  • 19. Presidential Term Limits Washington began the tradition of serving only two terms, but it was really unlimited until the 22nd Amendment, which gave two rules: No one can be elected as President more than twice. No one that serves more than two years of another President’s term can be elected more than once.
  • 20. Benefits of the Presidency 1. Salary: $400,000 per year (beginning in 2001) 2. Perks: White House w/staff of 100+ Doctors and Health Care Expense Account of $50,000 Air Force One and a fleet of jets and helicopters Camp David – vacation spot in Maryland Pension, Retirement, and Secret Service for 10 years after they leave office
  • 21. Benefits of the Presidency White House  132 rooms, 35 bathrooms, 28 fireplaces, 8 staircases, 3 elevators and 6 levels in the Residence Entertainment Movie theater, bowling lanes, putting green Pension Plan $166,700 a year free mailing privileges for nonpolitical correspondence, free office space, $96,000 a year for office help, and, during the first thirty months after their term of office has ended, up to $150,000 for staff assistance. Secret Service protection for 10 years for Pres & First Lady (children until they are 16)
  • 22. The White House Air Force One Camp David Marine One
  • 23. Vice Presidential Roles 1. President in Waiting 2. Acting President of the Senate and can vote in order to break a tie. 3. Power over presidential disability as stated in the 25th Amendment. 4. Chairs Commissions, meets foreign dignitaries, and advises the President. 5. All other responsibilities come from the President.
  • 25. Provisions ooff tthhee VViiccee PPrreessiiddeenntt  Salary $230,700 per year  Lives in House on Observatory Hill – Located in the U.S. Naval Observatory in Washington, D.C. – Home to the Vice President since 1974
  • 26. 25th Amendment Procedures dealing with Presidential Disability 1. Vice President becomes President if the President resigns, is removed or dies. 2. If there is a vacancy in the Vice Presidency, then the President appoints a new V.P. and both houses of Congress must approve him. 3. The Vice President becomes acting President if the President is unable to serve temporarily. 4. The President becomes acting President as soon as he declares himself fit, unless the Vice President, a majority of the Cabinet and 2/3 of the Congress declare him still unfit. Then the Vice President will remain the acting President until it is determined that the President is fit.
  • 27. Presidential Succession Act Following World War II, a new Presidential Succession Act of 1947 was passed Placed the Speaker of the House and the president pro tempore of the Senate behind the vice president The line of succession then extended to the executive department heads in the order in which their agencies were created.
  • 28. Presidential Succession John Boehner, Speaker Jacob Lew, Treasury Patrick Leahy, Pres Pro- Tempore John Kerry, State Chuck Hagel, Defense… Eric Holder, US Attorney General, Dept of Justice
  • 29. Did you know? One Cabinet member stays out of State of the Union Address… 2013 - Energy 2012 - Agriculture 2011 – Interior 2010 – HUD (& State) 2009 - Justice 2008 – Energy 2007 – Justice 2006 – Veteran’s Affairs 2005 – Commerce 2004 – Commerce 2003 – Justice & Transportation 2002 – Interior 2001 – Veteran’s Affairs 2000 – Energy 1999 – HUD 1998 - Commerce 1997 – Agriculture 1996 – HHS 1995 – Transportation 1994 – Agriculture 1993 – Interior 1992 – Agriculture 1991 – Interior 1990 – Veteran’s Affairs 1989 – None 1988 – Interior 1987 – Agriculture 1986 – Agriculture
  • 30. Original Intent: The Formal Powers Executive with limited power Enforce the laws of Congress Handle foreign policy Be chief executive and head of state Broadly defined constitutional powers for flexibility (has resulted in expanded power) Commander in Chief Grant pardons & reprieves Report on State of the Union
  • 31. Informal Powers Morale builder Party leader Legislative leader Coalition builder Crisis manager Personnel recruiter World leader Budget setter Agenda/policy setter Conflict resolver Persuader and policy communicator
  • 32. The student will analyze the various roles played by the President of the United States; include Commander-in-Chief of the Armed Forces, chief executive, chief agenda setter, representative of the nation, chief of state, foreign policy leader, and party leader.
  • 33. Chief Executive Enforce the law Head the bureaucracy Appoint federal officials Negotiate treaties Grant pardons, reprieves and amnesty
  • 34. Chief of State Representative of nation Symbol of America Host to distinguished delegates and visitors
  • 35. Chief of the Economy Guard the Economy Prevent depressions Balance budget
  • 36. Commander in Chief Civilian control of the military Assignment of troops with war declaration from Congress Sending troops without formal war declaration Gulf of Tonkin Resolution War Powers Act 1974
  • 38.
  • 39. Party Leader Shape party platform Campaign for party Mobilize public opinion
  • 40. Chief Legislator/Agenda Setter State of the Union Address Recommend legislation Present the budget Veto power
  • 41. Chief Diplomat Treaty making with Senate approval Establish diplomatic relations Executive agreements
  • 42. The student will demonstrate knowledge of the organization and powers of the national government.
  • 43. Executive Powers 1. Commander in Chief Gulf of Tonkin Resolution – while troops are in conflict, the President can take any action to protect the troops short of declaring war. War Powers Act – President cannot send troops out unless: Congress declares War A law authorizes the action National Emergency: but the President must follow 2 rules: Notify Congress within 48 hours Cannot keep troops abroad for more than 60 days without Congressional Approval.
  • 44. Executive Powers 2. Enforces Laws 3. Executive Agreement – agreements Presidents make on behalf of the U.S. with foreign countries that do not require Senate approval. 4. Treaty – agreements Presidents make on behalf of the U.S. with foreign countries that require Senate approval.
  • 45. Executive Powers 5. Power of Appointment – appoints federal officials along with judges and Supreme Court justices. 6. Power of Removal – can remove federal officials but not judges or justices. 7. Executive Privilege – the right to withhold information from Congress and the Courts
  • 46. Legislative Powers 1. Recommend Legislation 3 formal messages: State of the Union Address Economic Report Budget Message 1. Approve Legislation – signs bill into law
  • 47. Legislative Powers 3. The Veto Power – forbid legislation 3. The Pocket Veto – to sit on the bill for ten days without signing it and it is a law. However, if Congress adjourns within ten days then it cannot be overridden. 4. To call Special Sessions of Congress
  • 48. Judicial Powers 1. Appoint Judges and Justices to the Supreme Court 2. *Reprieves – delay carrying out of punishments in federal crimes 3. *Pardons – release from punishment in federal crimes by absolute or conditional 4. *Amnesty – blanket pardon given to groups of people **These do not work in cases of impeachment or in state crimes
  • 49.
  • 50. Economic Policy Fight inflation Keep taxes low Promote economic growth Prevent recession Create jobs Chief Advisors Sec of Treasury Director of OMB FED Chair: Janet Yellen Ex-officio Chair of FED Ben Barnanke FED is key to interest rates and growth of economy FED is independent regulatory agency Members have staggered terms beyond the president’s term FED can’t be fired for policy decisions
  • 51. National Security In a national emergency: planning, command, unity falls to National Security Council Diplomacy and the military are used as instruments of foreign policy Congress must appropriate and authorize funding for treaties and war
  • 52. Party Leadership Informal head of party Rarely have control on state and local politicians Can’t control party members in Congress b/c of constituents
  • 53. Legislative & Coalition Builder Send messages to Congress on policy and agenda Visit the Hill to “twist arms” Acts as politician Conflict manager, negotiator, bargainer, reconciler, coalition builder, persuader
  • 54. Relationship w/Congress Appointments which require Senate confirmation Federal judges, SC justices, Ambassadors, Dept. Secretaries, US Attorney Negotiate treaties Binding only w/agreements of 2/3 of Senate Exec Agreement – b/t head of countries; are as binding as treaties
  • 55. Budgeting Way to control bureaucracy Increases/decreases based on policy Budget requests must go through Office of Management and Budget (OMB) from all departments and agencies before going to Congress OMB writes the budget submitted to Congress
  • 56. Impoundment & Recissions Impoundment Refusal of president to spend funds appropriated by Congress. Budget Reform Act of 1974 requires notification of Congress Congress has 45 days to delete item or pass resolution demanding release Recission Recommendation of president to cut part of appropriations bills
  • 57. Prime Time President Press conferences Speeches from Oval Office Radio messages First 100 days is the “honeymoon period” The longer they stay in office, the less popular they become...interest groups grow impatient, unkept promises, blamed for problems left by previous president
  • 58. President & the Press Press sees itself as the protector of democracy Filtering – Press interpretation of what is said and what it means Spin Doctors – put twists on what was said and done President can “leak” info to test reaction (trial balloons) to new policy
  • 59.
  • 60. Presidential Style and Character by James David Barber Active-long hours, new direction, strong leadership, innovative policies Passive-less time and energy, let Congress take control Positive-enjoy the power, like the challenge of the office Negative-sense of duty to serve, try to prove themselves
  • 61. Positive Negative Active ADAPTIVE: self-confident; flexible; creates opportunities for action; enjoys the exercise of power, does not take himself too seriously; optimistic; emphasizes the "rational mastery" of his environment; power used as a means to achieve beneficial results. Thomas Jefferson, F. D. Roosevelt, H. Truman, J. F. Kennedy, G. Ford, G. W. Bush(?) COMPULSIVE: power as a means to self-realization; expends great energy on tasks but derives little joy; preoccupied with whether he is failing or succeeding; low self-esteem; inclined to rigidity and pessimism; highly driven; problem managing aggression. John Adams, W. Wilson, H. Hoover, A. Lincoln, L. B. Johnson, R. Nixon Passive COMPLIANT: seek to be loved; easily manipulated; low self-esteem is overcome by ingratiating personality; reacts rather than initiates; superficially optimistic. James Madison, W. H. Taft, W. Harding, R. Reagan, Bill Clinton WITHDRAWN: responds to a sense of duty; avoid power; low self-esteem compensated by service to others; responds rather than initiates; avoids conflict and uncertainty. emphasizes principles and procedures and an aversion to politicking. George Washington, C. Coolidge, D. Eisenhower
  • 62. Management Style Circular Everyone with equal access to the president Pyramid Hierarchy with information to president coming from bottom up
  • 63. An Imperial Presidency? ARGUMENT: Individual actions taken by past presidents have enlarged the power of the presidency by expanding responsibility and political resources. Proof? Emergency Powers Growing staff Growing bureaucracy Increase in media coverage Executive Agreements Impoundment Power Pocket Veto Executive Privilege
  • 64. The student will explain the impeachment process and its usage for elected officials. •Explain the impeachment process as defined in the U.S. Constitution. •Describe the impeachment proceedings of Andrew Johnson and Bill Clinton.
  • 65. Why Impeach? High Crimes and Misdemeanors Malfeasance (an illegal act) Misfeasance (an illegal act which could have otherwise been done legally) Standards: acts against state or constitution The definition of an impeachable offense is left to the House
  • 66. Impeachment Presidents can be removed for "high crimes and misdemeanors" House Judiciary Committee investigates to determine if there has been an offense (A majority vote is needed in committee to send charges to House) Simple majority in full house impeaches the official Senate holds trial to determine whether or not to remove official from office Chief Justice of Supreme Court presides and a 2/3 vote of the Senate is needed
  • 67. Andrew Johnson – May 1868 Violating Tenure of Office Act (putting in new Secretary of War) Saved by a single vote in the Senate, remained in office Bill Clinton – December 1998 Perjury - Votes 55 to 45 Obstruction of Justice 50-50 Acquitted and remained in office
  • 68.
  • 69. Presidential Appointments: Why choose? Reward for political help Claims of inclusiveness Fence mending Ideology or philosophy Comfort level Ability and notoriety gets legitimacy for your policy Coalition building w/interest groups Administration of presidential policy goals
  • 70. Supreme Court Appointments Appointments have become increasingly bitter fights over judicial temperament and philosophy Major issues include Abortion/choice/privacy Affirmative action Separation of church and state States rights Judicial activism/restraint
  • 71. Appointments to the court are….. Reward for political help Statements of policy priorities Promotion of philosophy and ideology Relation builders with Congress Legacy creators
  • 72. The current court Conservatives Roberts, Kennedy, Thomas, Scalia, Alito Liberals -Breyer, Ginsburg, Sotomayor, Kagan
  • 73.
  • 74. Presidential Firsts Father and Son John Adams and John Quincy Adams George H.W. Bush and George W. Bush
  • 75. Presidential Firsts Youngest Elected – John F. Kennedy (43) Served – Theodore Roosevelt (42) Oldest Ronald Reagan (age 69 & 73)
  • 76. Presidential Firsts Shortest/Longest Terms William H. Harrison  (1840; 1 month) Franklin Roosevelt  (1933-1944; 4 terms)
  • 77. Presidential Firsts Assassinated in Office Abraham Lincoln 1865 James Garfield 1882 William McKinley 1901 John F. Kennedy 1963
  • 78. “I do solemnly swear, that I will faithfully execute the office of President of the United States, and will, to the best of my ability, preserve, protect, and defend the Constitution of the United States”
  • 79. HW Assignment Presidential Approval Ratings tend to fluctuate throughout each administration. Compare and Contrast President George W. Bush and President Obama’s approval ratings during their time of office. Provide three examples for each President of factors that either caused their approval rating to increase or decrease. Presidental Approval Ratings
  • 80. The student will explain the functions of the departments and agencies of the federal bureaucracy. Compare and contrast the organization and responsibilities of independent regulatory agencies, government corporations, and executive agencies. Explain the functions of the Cabinet.
  • 81. What is the Administration? The Administration is the White House staff, Executive Departments, and Independent Agencies that assist the President in carrying out his duties of enforcing the law.
  • 82. What is the Administration? The White House Staff Handles the day-to-day activities of the President through the White House Office The Chief of Staff heads this office The office coordinates the President’s schedule, writes his speeches, and conducts the business of the President, etc. Includes the White House Counsel, Political Affairs Office, Presidential Advance team Denis McDonough, Chief of Staff for Obama
  • 83. What is the Administration? The Executive Office of the President Provides the President with expert analysts… The National Security Council provides military advice The Council of Economic Advisors provides economic advice Office of Management and Budget provides budgetary advice and writes the President’s budget for the whole government
  • 84. What is the Administration? The Executive Office of the President Other offices include: Council on Environmental Quality Domestic Policy Council National Economic Council Office of Administration Office of Faith-Based and Community Initiatives Office of Homeland Security Office of National AIDS Policy Office of National Drug Control Policy Office of Science & Technology Policy Office of the United States Trade Representative President's Critical Infrastructure Protection Board President's Foreign Intelligence Advisory Board USA Freedom Corps White House Military Office
  • 85. What is the Administration? The Executive Office of the President All in all, the EOP employs over 2,000 staffers that work for the President alone. Some of the senior level advisors have offices in the West Wing. Most, however, are housed in the Old Executive Office Building, next to the White House.
  • 86. Executive Departments & Agencies The Executive Departments implement the policies of the President and enforce the laws There are a total of 15 Executive Departments The heads of the Departments are called Secretaries, except for the Justice Department which is headed by the Attorney General The heads are known as the President’s Cabinet The Bureaucracy is made up of non-elected officials that work for the government in these departments
  • 89. Regulatory Agencies Regulates a sector of the economy or government Regulations protect the public EXAMPLES: FRB (Federal Reserve Board - banks) FCC (Federal Communications Commission - broadcast media) OSHA (Occupational Safety & Health Administrations - workplace) FDA (Food & Drug Administration - food producers & pharmaceuticals)
  • 90. Government Corporations Provide goods or services that could be offered by a private company Typically provide the services at a cheaper rate than a private corporation could EXAMPLES: Tennessee Valley Authority (power/electricity) Postal Service (mail services) Amtrak (railroad transportation)
  • 92. Bureaucracy Large, complex organization of appointed, not elected, officials The bureaucracy was set up to accomplish policy goals People are hired because of skills that they have to implement policy goals.
  • 93. Max Weber Defined the prototype bureaucracy Characteristics: Hierarchical authority structure – bottom up leadership Task specialization – experts in field Rules – similar procedures for similar situations Merit principles – entrance and promotion based on ability Impersonality – treat clients impartially
  • 94. Bureaucracy: The Big Joke RED TAPE Parkinson’s Law – work and personnel will expand to consume available resources Peter Principle – personnel are promoted to their highest level of incompetence
  • 95. Did you know? The bureaucracy began in 1789 with the creation of the Dept. of State Most federal employees work for only a few agencies About 55% work for the Department of Defense and Postal Service Only about 10% work in D.C. 2.8 million civilian employees
  • 96. Characteristics of American Federal Bureaucracy Divided Supervision Congress creates, organizes and disbands all agencies Political authority is shared between Congress & executive branch Public Scrutiny About ½ cases in federal court involve gov’t Regulation (not public ownership) Gov’t regulates privately owned businesses instead of owning the businesses as a gov’t
  • 97. Civil Service Originally a patronage (spoils) system Changed as a result of the actions of a disappointed office seeker who shot and killed Garfield in 1881 because he wouldn’t give him a job
  • 98. Civil Service Pendleton Act in 1883 promotes hiring based on merit and nonpartisan government service Now use entrance exams for job placement and promotions
  • 99. Civil Service Hatch Act of 1939 prevents workers from active participation in partisan politics Can’t: run for office, be involved in campaigns, make political speeches, disseminate political info Can: vote, make campaign contributions, join parties, participate in non-partisan campaigns
  • 100. Civil Service Hatch Act amended in 1993 Civil servants can engage in political activities as long as they are off duty do not run for office don’t work in sensitive government areas
  • 101.
  • 102. Appointments Appointments are often characterized by transience – few more than 2 years When a new administration takes office, Congress publishes the plum book which lists the top federal jobs available for appointment. About 400 top positions. President then searches based on talent, political skills, policy expertise, demographic balance and campaign support.
  • 103. Four Types of Bureaucratic Agencies Cabinet Regulatory Agencies Government Corporations Independent Agencies
  • 104. Cabinet 15 departments Secretary is the head of department Chosen by president and approved by Senate Each has their own policy areas and budgets Can be fired at president’s will Secretary, Undersecretary, bureaus, agency commissions
  • 105. Regulatory Agencies Regulates a sector of the economy to protect the public interest QUASI – LEGISLATIVE because it makes rules QUASI – JUDICIAL because it settles claims FRB, FCC, FTC, OSHA, FDA, SEC Federal Reserve Banks, Federal Communications Commission, Fair Trade Commission, Occupational Safety and Health Administration, Food and Drug Administration, Securities and Exchange Commission
  • 106. Regulatory Agencies Governed by a small commission members are appointed by the president confirmed by the Senate staggered terms fixed terms that extend past President’s term neither party may have a majority on a board or commission
  • 107. Government Corporations Provide services for a fee that could be handled by the private sector and generally charge cheaper rates TVA, Postal Service, Amtrak, Public Broadcasting Corporation
  • 108. Independent Agencies Exist outside the structure of the Cabinet departments and perform services for the government and the public that are often too costly for the private sector Appointed by President and serve at his will NASA, NSF (National Science Foundation), GSA (General Services Administration), FEC (Federal Election Commission), Civil Rights Commission
  • 109.
  • 110. What role do bureaucrats play? Communicate with each other Maintain paper for accountability Interpret the law Implement the objectives of the organization
  • 111. Bureaucracy as Implementors Implementation is the policymaking stage between the establishment of a policy and the consequences of the policy.
  • 112. Implementation Includes three elements: Creation of a new agency or assignment of responsibility to an old one Translation of policy into operational rules Coordination of resources and personnel to achieve the intended goals
  • 113. Regulation through bureaucracy Regulation is the use of governmental authority to control or change some practice in the private sector. Agencies must apply and enforce rules and guidelines Can be done either in court or by administrative procedures which use either inspectors, complaints, or licensing to monitor behavior.
  • 114. Regulation All regulation contains: A grant of power from Congress A set of rules and guidelines Some means of enforcing compliance
  • 115. Executive Control on the Bureaucracy President tries to control by: Appointing the right people to head Tinkering with agency budget Issuing executive orders Reorganizing an agency w/Congress
  • 116. Congressional Control over the Bureaucracy Congress tries to control by: Influencing the appointment of dept head (Senate confirmation) Tinkering with budget Holding oversight hearings Rewriting more detailed legislation Establishing new agencies or departments