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Presented by,
JAYA PRAKASH V,
218311.
Impact Of Regulations On
Innovation In The Field Of Medical
Devices
1
Contents
 Introduction
 Background on Medical Devices Regulations
 Innovation in the Medical Devices Sector
 Effects of Regulations on Innovation in Medical Devices
 Innovative Medical Technologies
 Conclusion
2
Introduction
• Medical devices provide great benefits to the patients,
although they also present potential risks, especially those
devices intended to be used as implantable.
• The aim of this work is to review the latest works focused on
the conflicting issues that are involved in the evaluation of
recently developed medical devices.
3
• Firstly, the background about the regulatory procedures in
United States and the European Union is provided.
• The relationships between medical device regulations and
innovation are analyzed.
• Finally , about the nanobiomaterials and 3D printing.
4
5
Background on Medical Devices Regulations
• The first regulation for devices -1976 by FDA (CDRH)
• The FDA evaluation process for medical devices depends on
the Degree of risk to patients.
 Premarket notification 510(k).
 Based on manufacturing standards and clinical trials(optional).
 Premarket Approval (PMA).
 Quality System Regulation 21 CFR part 820, (GMP).
 General post market reporting procedures.
6
• EU regulation system is based on three core principles:
consistency, transparency and timelines.
• Initially, the regulation system in the medical device sector in
Europe was supported by three main documents:
 Directive 90/385 Regulation (EU) 2017/745
 Directive 93/42 Regulation (EU) 2017/746
 Directive 98/79 Regulation (EU) 2017/2185
• In 2017 the new European Union Medical Device Regulation
(MDR) was approved by the European Parliament.
7
• The European device regulation defines the conformity
assessment processes which are carried out by the established
“Notified bodies”.
• Conformity assessment is based on the fulfillment of the
safety and effectiveness essential principles.
• The “Competent authorities” are the agencies that control
clinical trials
supervise the notified bodies
oversee post marketing surveillance
8
• In Europe, there are three classes of medical devices, but four
categories with different conformity assessment procedures.
 Class I Registration in each member state where they are
marketed.
 Class IIA  Selective quality system review.
 Class IIB Quality system review and targeted review of the
design dossier.
 Class III  full design dossier review.
9
• The period between 2004 and 2010 more recalled medical
devices for safety issues in both regions.
• In 2011 the Center for Devices and Radiological Health
announced the Medical Device Innovation Initiative.
• Encouraging innovation of novel, important, safe and effective
medical devices.
• Global Harmonization Task Force (GHTF).
• International Medical Device Regulators Forum (IMDRF).
10
Innovation in the Medical Devices Sector
• The introduction of innovative medical devices to the health
service is slower than for other consumer products due to the
barriers to innovation.
• Open innovation models allow medical devices companies to
manage the ideas of multiple stakeholders and made lower the
existing barriers for reaching the market more quickly.
11
• A medical technology for being considered an innovation has
to demonstrate a therapeutic superiority in a randomized
clinical trial.
• However most of the time innovative medical devices cannot
undergo blind randomized clinical trials for ethical reasons.
12
• The relevance of the relationships between medical devices
developers and leading users/clinicians.
• These relationships can be strengthened by means of direct
demands and offers, but also by the participation in academic
activities such as conferences, meetings.
• These activities are also important for the optimization of the
learning curve for a new technology.
13
Elements for classification of innovations in the medical
devices field.
14
• The Oslo Manual is the main international source for the
classification of innovations and as a guide for the collection
and use of data on innovation activities in the industry.
• This document classifies innovations in:
Innovation of products and services
Innovations in processes
Innovations in marketing methods and organizational
innovations
• (Organization for Economic Cooperation and Development,
2005).
15
Links between (R & D & I) process and regulatory agencies actions
16
Effects of Regulations on Innovation in Medical
Devices
• Regulatory issues impact on the whole cycle of the innovation.
• They have to be taken into account in the early steps of the
Medical device design and development
During pre-clinical and clinical evaluation
Product regulatory evaluation
Manufacturing
Post-marketing surveillance
17
• Indeed, developers have to worry about regulatory issues even
at the earlier design and developing stages of the innovative
medical device.
• For this reason, the relationship between medical devices
developers and the national regulations agencies is critical.
• Because the regulatory agencies approval is required before
the new product can go to the market.
18
• However, as medical devices become increasingly complex,
the responsibility of assuring the safety and effectiveness of
devices falls not only on the national regulatory agencies but
also on industry, practitioners, and patients.
19
External and internal framework for medical device
innovation
20
• Risks should be reduced or eliminated as far as possible during
the lifetime of the device by ,
 Inherently safe design and construction.
 Protection measures where appropriate, including alarms if
necessary, in relation to risks that cannot be eliminated.
 To inform users of the residual risks due to any shortcomings
of the protection measures adopted.
21
Elements of “regulatory uncertainty” that influences in
the approval period for new type innovative products
22
• A lack of technology or scientific understanding of a specific
type of product and its use in human body.
• Lack of knowledge about the data required to be convinced of
a product safety and effectiveness.
• Absence of clear guidelines for the evaluation of the new
product.
23
• FDA developed a Humanitarian Device Exemption program
for products aimed for rare disease.
• This program takes into account that for rare disease
populations randomized clinical trials are impracticable.
• However, devices approved by this exemption are subjected to
some restrictions such as the need for approval from relevant
institutional review boards before use.
24
• Barriers to innovation in medical products have to be
overcome by coordinated efforts among
 Critical stakeholders,
 Including patient groups,
 Medical societies,
 Device companies,
 Clinical research organizations, and
 Government organizations
25
• One should committed to working together to improve patient
health and quality of life, and the healthcare service quality at
reasonable costs.
• Regulations have to be clear and transparent, but they also
have to be flexible enough, responding to the medical device
innovation and global market needs.
26
Innovative Medical Technologies
Nanomaterials
• Medical innovations using the advances in nanotechnology are
confusing the existing product classification scheme which is
a very important regulatory matter.
• Still , regulatory agencies continue utilizing the existing
regulatory pathways to review medical products containing
nanomaterials.
27
• The application of the FDA procedure of “substantial
equivalence” of nanotechnology-based devices to
nonnanotechnology-based predicate devices is a controversial
issue, because both use a different fundamental scientific
technology.
• However, devices presenting risks associated with
nanomaterials have to be subjected to a systematic pre-market
review.
28
• It is generally accepted that medical devices with
nanocomponents require specific techniques for
characterization and biocompatibility testing.
• Because they have unique properties associated with their
nanocomponents such as aggregation, agglomeration,
immunogenicity, or toxicity .
29
Materials for 3D-bioprinting
• 3D-bioprinting is a complex field including the printing
devices, drugs, cells and biomaterials.
• Each of these governed by a different regulation in many
countries.
• The clinical translation becomes very complicated.
30
• The unknown consequences of implanting an artificial
construct or organ into the body make indispensable to
conduct pre-clinical testing for the ,
 Bio-printed product
 Tissue construct or organ
 Individual elements of the product separately
• To assess their effects on the body, because after implantation
it is impracticable to decide which element is provoking an
inadequate response.
31
Conclusion
Innovations in the field of medical devices have peculiarities
that make difficult the conduction of randomized clinical trials.
Innovative combination products incorporate challenges.
The risk of putting medical devices into the market
insufficiently tested devices still remains, and the effective
review process is still an issue of academicians, industry,
government and social concern.
32
The responsibility of assuring the safety and effectiveness of
devices falls, not only on the national regulatory agencies, but
primarily on ;
Researchers
Manufactures
Physicians
Research and commercialization of innovative medical devices
are moving at a higher speed than the issues concerning
clinical evaluation, ethics and regulations.
33
Emerging innovative products, such as nanobiomaterials, and
3D-bioprinting, need the development of more appropriate
streamline regulatory and scientific device evaluation methods.
Collaboration between medical device developers and
regulatory agencies could contribute to break down the
existing barriers to medical device innovation.
34
 Finally, encourage innovation and ensure more expedite
delivery of novel, safe and effective innovative medical
devices to patients.
35
Reference
36
THANK YOU
37

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Regulations Impact Medical Device Innovation

  • 1. Presented by, JAYA PRAKASH V, 218311. Impact Of Regulations On Innovation In The Field Of Medical Devices 1
  • 2. Contents  Introduction  Background on Medical Devices Regulations  Innovation in the Medical Devices Sector  Effects of Regulations on Innovation in Medical Devices  Innovative Medical Technologies  Conclusion 2
  • 3. Introduction • Medical devices provide great benefits to the patients, although they also present potential risks, especially those devices intended to be used as implantable. • The aim of this work is to review the latest works focused on the conflicting issues that are involved in the evaluation of recently developed medical devices. 3
  • 4. • Firstly, the background about the regulatory procedures in United States and the European Union is provided. • The relationships between medical device regulations and innovation are analyzed. • Finally , about the nanobiomaterials and 3D printing. 4
  • 5. 5
  • 6. Background on Medical Devices Regulations • The first regulation for devices -1976 by FDA (CDRH) • The FDA evaluation process for medical devices depends on the Degree of risk to patients.  Premarket notification 510(k).  Based on manufacturing standards and clinical trials(optional).  Premarket Approval (PMA).  Quality System Regulation 21 CFR part 820, (GMP).  General post market reporting procedures. 6
  • 7. • EU regulation system is based on three core principles: consistency, transparency and timelines. • Initially, the regulation system in the medical device sector in Europe was supported by three main documents:  Directive 90/385 Regulation (EU) 2017/745  Directive 93/42 Regulation (EU) 2017/746  Directive 98/79 Regulation (EU) 2017/2185 • In 2017 the new European Union Medical Device Regulation (MDR) was approved by the European Parliament. 7
  • 8. • The European device regulation defines the conformity assessment processes which are carried out by the established “Notified bodies”. • Conformity assessment is based on the fulfillment of the safety and effectiveness essential principles. • The “Competent authorities” are the agencies that control clinical trials supervise the notified bodies oversee post marketing surveillance 8
  • 9. • In Europe, there are three classes of medical devices, but four categories with different conformity assessment procedures.  Class I Registration in each member state where they are marketed.  Class IIA  Selective quality system review.  Class IIB Quality system review and targeted review of the design dossier.  Class III  full design dossier review. 9
  • 10. • The period between 2004 and 2010 more recalled medical devices for safety issues in both regions. • In 2011 the Center for Devices and Radiological Health announced the Medical Device Innovation Initiative. • Encouraging innovation of novel, important, safe and effective medical devices. • Global Harmonization Task Force (GHTF). • International Medical Device Regulators Forum (IMDRF). 10
  • 11. Innovation in the Medical Devices Sector • The introduction of innovative medical devices to the health service is slower than for other consumer products due to the barriers to innovation. • Open innovation models allow medical devices companies to manage the ideas of multiple stakeholders and made lower the existing barriers for reaching the market more quickly. 11
  • 12. • A medical technology for being considered an innovation has to demonstrate a therapeutic superiority in a randomized clinical trial. • However most of the time innovative medical devices cannot undergo blind randomized clinical trials for ethical reasons. 12
  • 13. • The relevance of the relationships between medical devices developers and leading users/clinicians. • These relationships can be strengthened by means of direct demands and offers, but also by the participation in academic activities such as conferences, meetings. • These activities are also important for the optimization of the learning curve for a new technology. 13
  • 14. Elements for classification of innovations in the medical devices field. 14
  • 15. • The Oslo Manual is the main international source for the classification of innovations and as a guide for the collection and use of data on innovation activities in the industry. • This document classifies innovations in: Innovation of products and services Innovations in processes Innovations in marketing methods and organizational innovations • (Organization for Economic Cooperation and Development, 2005). 15
  • 16. Links between (R & D & I) process and regulatory agencies actions 16
  • 17. Effects of Regulations on Innovation in Medical Devices • Regulatory issues impact on the whole cycle of the innovation. • They have to be taken into account in the early steps of the Medical device design and development During pre-clinical and clinical evaluation Product regulatory evaluation Manufacturing Post-marketing surveillance 17
  • 18. • Indeed, developers have to worry about regulatory issues even at the earlier design and developing stages of the innovative medical device. • For this reason, the relationship between medical devices developers and the national regulations agencies is critical. • Because the regulatory agencies approval is required before the new product can go to the market. 18
  • 19. • However, as medical devices become increasingly complex, the responsibility of assuring the safety and effectiveness of devices falls not only on the national regulatory agencies but also on industry, practitioners, and patients. 19
  • 20. External and internal framework for medical device innovation 20
  • 21. • Risks should be reduced or eliminated as far as possible during the lifetime of the device by ,  Inherently safe design and construction.  Protection measures where appropriate, including alarms if necessary, in relation to risks that cannot be eliminated.  To inform users of the residual risks due to any shortcomings of the protection measures adopted. 21
  • 22. Elements of “regulatory uncertainty” that influences in the approval period for new type innovative products 22
  • 23. • A lack of technology or scientific understanding of a specific type of product and its use in human body. • Lack of knowledge about the data required to be convinced of a product safety and effectiveness. • Absence of clear guidelines for the evaluation of the new product. 23
  • 24. • FDA developed a Humanitarian Device Exemption program for products aimed for rare disease. • This program takes into account that for rare disease populations randomized clinical trials are impracticable. • However, devices approved by this exemption are subjected to some restrictions such as the need for approval from relevant institutional review boards before use. 24
  • 25. • Barriers to innovation in medical products have to be overcome by coordinated efforts among  Critical stakeholders,  Including patient groups,  Medical societies,  Device companies,  Clinical research organizations, and  Government organizations 25
  • 26. • One should committed to working together to improve patient health and quality of life, and the healthcare service quality at reasonable costs. • Regulations have to be clear and transparent, but they also have to be flexible enough, responding to the medical device innovation and global market needs. 26
  • 27. Innovative Medical Technologies Nanomaterials • Medical innovations using the advances in nanotechnology are confusing the existing product classification scheme which is a very important regulatory matter. • Still , regulatory agencies continue utilizing the existing regulatory pathways to review medical products containing nanomaterials. 27
  • 28. • The application of the FDA procedure of “substantial equivalence” of nanotechnology-based devices to nonnanotechnology-based predicate devices is a controversial issue, because both use a different fundamental scientific technology. • However, devices presenting risks associated with nanomaterials have to be subjected to a systematic pre-market review. 28
  • 29. • It is generally accepted that medical devices with nanocomponents require specific techniques for characterization and biocompatibility testing. • Because they have unique properties associated with their nanocomponents such as aggregation, agglomeration, immunogenicity, or toxicity . 29
  • 30. Materials for 3D-bioprinting • 3D-bioprinting is a complex field including the printing devices, drugs, cells and biomaterials. • Each of these governed by a different regulation in many countries. • The clinical translation becomes very complicated. 30
  • 31. • The unknown consequences of implanting an artificial construct or organ into the body make indispensable to conduct pre-clinical testing for the ,  Bio-printed product  Tissue construct or organ  Individual elements of the product separately • To assess their effects on the body, because after implantation it is impracticable to decide which element is provoking an inadequate response. 31
  • 32. Conclusion Innovations in the field of medical devices have peculiarities that make difficult the conduction of randomized clinical trials. Innovative combination products incorporate challenges. The risk of putting medical devices into the market insufficiently tested devices still remains, and the effective review process is still an issue of academicians, industry, government and social concern. 32
  • 33. The responsibility of assuring the safety and effectiveness of devices falls, not only on the national regulatory agencies, but primarily on ; Researchers Manufactures Physicians Research and commercialization of innovative medical devices are moving at a higher speed than the issues concerning clinical evaluation, ethics and regulations. 33
  • 34. Emerging innovative products, such as nanobiomaterials, and 3D-bioprinting, need the development of more appropriate streamline regulatory and scientific device evaluation methods. Collaboration between medical device developers and regulatory agencies could contribute to break down the existing barriers to medical device innovation. 34
  • 35.  Finally, encourage innovation and ensure more expedite delivery of novel, safe and effective innovative medical devices to patients. 35