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European Commission
DG Internal Market, Industry,
Entrepreneurship and SMEs
The In Vitro Diagnostic Medical Devices Regulation (EU)
2017/746: what will change for public health laboratory
services?
Directive 90/385/EEC on active implantable medical devices
Directive 93/42/EEC on medical devices
Regulation on medical devices 2017/745
Directive 98/79/EC on in vitro diagnostic medical devices
Regulation on IVD 2017/746
https://ec.europa.eu/growth/sectors/medical-devices/regulatory-
framework_en 2
Revision of the EU Medical Devices
Legislation
Regulation on medical devices 2017/745
Regulation on IVD 2017/746
Independent from Health Technology Assessment (HTA),
including 2017 Commission initiative on strengthening HTA
3
Revision of the EU Medical Devices
Legislation
Scope
Abridged definition (see Art. 2 IVDR):
•reagent, … kit, ... instrument, ... software, ... system etc
•intended by the manufacturer for in vitro examination of
specimens derived from the human body
•concerning a physiological or pathological process or
state, predisposition to a disease, to determine safety and
compatibility with potential recipients, ...
Clarification of the scope
Software
Genetic tests, companion diagnostics
Internet sales
IVDs used for diagnostic or therapeutic services offered
at a distance
International reference materials are excluded
Medical devices that come into contact with human body
are governed by a separate but similar Regulation
2017/745.
Principles of placing on the market
Manufacturers are primarily responsible for compliance
of devices with Regulation
For very low risk devices, the manufacturer may declare
conformity of their product
For higher risk devices, conformity is certified by a
notified body – an independent conformity assessment
body designated by a government authority
State of play regarding the new
Regulation and next steps
• Publication of the IVD Regulation in the OJ the 5th
of May 2017
• Date of application: 26 May 2022
• Transitional provisions apply
• Medical Device Coordination Group established
• Adoption of secondary legislation (Implementing
acts) ongoing, e.g. Common Specifications
• Guidance to be drafted to facilitate implementation
of the Regulation (e.g. classification, performance
evaluation studies, companion diagnostics…) 7
Key derogations (1)
6 months after
entry into force
• Requirements
on Notified
Bodies
• Establishment
of the MDCG
12 months
after entry into
force
• Cooperation
among
Competent
Authorities
18 months
before the date
of application
• Designation of
reference
laboratories for
IVDs
8
Key derogations (2)
0-7 years after
date of
application
• Coordinated
procedure for
assessment of
performance studies
2 years after
date of
application
• Certificates issued
under old
Directives:
maximum period of
validity of 2 years
after entry into
application
3 years after
date of
application
• Devices placed on
the market under
old Directives prior
to the date of
application may
continue to be made
available on the
market or put into
service for 3 years
after that date.
9
• Reinforced designation and oversight processes of notified bodies.
• Stricter pre-market control of high-risk devices (class D) with the involvement of an
EU reference laboratory and/or a pool of experts at EU level.
• Establishment of a comprehensive EU database on medical devices (EUDAMED) and
of a device traceability system.
• Reinforcement of the rules on performance evaluation and performance studies,
including introduction of a coordinated assessment of a performance study
conducted in more than one Member State.
• Improved coordination between Member States in the fields of vigilance and market
surveillance.
• Stronger role for the Commission in the context of decisions on the regulatory
status of products.
• Specific regime for devices manufactured and used in the same health institution
('in-house devices').
• Clarification of the role and responsibilities of economic operators. Certain new
obligations for manufacturers, authorised representatives, distributors and
importers.
Main new features of the Regulations
10
• Prescribed by the legal text
• Will include:
• Registration of devices, UDI and registration of economic operators
• Notified Bodies and certificates
• Performance studies
• Vigilance and post-market surveilllance
• Market surveillance
• Public and restricted parts
• Fully accessible to CAs and Commission
• Partial access for Notified Bodies, manufacturers, public
The EUDAMED database
11
12
The European governance map
(work in progress)
• To be set up by 25 November 2020
• Criteria for eligibility laid down
• Horizontal roles: provision of scientific advice, contribution to
development of analysis methods, etc
• Regulatory roles: for class D devices, verification of
performance, compliance with Common Specifications and batch
testing.
• Designated by the Commission
• Shall form a network to coordinate and harmonise their working
methods
• Subject to on-site visits and audits by the Commission
EU Reference Laboratories
(Art.100 IVDR)
14
• May charge fees for services to Notified Bodies and Competent
Authorities
• May also be granted Union financial contribution
EU Reference Laboratories
(Art.100 IVDR)
15
• General requirements on expertise and no conflict of interest laid
down
• For IVD provide views on the performance evaluation of devices
for which no common specifications are available and where it is
the first certification of that type of device
• Designated by the Commission
Expert panels (Art.106 MDR)
16
'In house' exemption
 Exemption of devices manufactured and used in the same
health institution from the Regulation but subject to the
general safety and performance requirements in Annex I
 ‘Health institution’ – an organisation the primary purpose of
which is the care or treatment of patients or the promotion of
public health (Art. 2 (29))
17
'In house' exemption
 Conditions:
 No transfer to another legal entity
 Laboratory accredited and compliant with EN ISO 15189
 The health institution draws up and maintains documentation for the
manufacture of the device
 It justifies in its documentation that the patient's needs cannot be met by a
marketed device
 It provides a publicly available declaration
 Guidance currently being developed:
 https://www.gov.uk/government/consultations/health-institution-
exemption-for-ivdrmdr
18
• Current system→ Two positive lists: A and B (Annex II to
Directive 98/79/EC)
• New system → risk-rule based classification
• 4 classes based on Global Harmonization Task Force
 A: low individual risk and low public health risk
 B: moderate individual risk and/or low public health risk
 C: high individual risk and/or moderate public health risk
 D: high individual risk and high public health risk
• 7 classification rules (Annex VIII)
Risk classification
• Manufacturer proposes the classification based on intended
purpose
• For classes B, C, D (and A sterile), this is verified by notified
body
• In cases of dispute, national Competent Authority arbitrates
• Commission, in consultation with MDCG, may take
decisions either on request of a CA or on its own initiative
• Guidance is in preparation by a task force of IVD TG, ready by
end of 2018
Who performs the risk classification?
Conformity assessment depends on class
•Class A: self-certification (unless sterile)
•Class B, C and D : proportional assessment of quality management
system, technical documentation etc. by a notified body
•Class D:
 if designated, EU Reference Laboratory to verify claimed
performance and compliance with the applicable Common
Specifications (laboratory tests)
 If no Common Specifications and first certification for that
type of device: application of the 'scrutiny mechanism'
(consultation of expert panel)
•Companion diagnostics: consultation procedure with a pharmaceutical
authority
• A Competent Authority may grant derogation from
conformity assessment for a device on their territory
• Commission may extend this to the whole Union and set the
conditions
In case of a public health emergency
(Art. 54)
THANK YOU
FOR YOUR ATTENTION
23

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The In vitro diagnostic medical devices regulation (EU) 2017/746: what will change for public health laboratory services?

  • 1. European Commission DG Internal Market, Industry, Entrepreneurship and SMEs The In Vitro Diagnostic Medical Devices Regulation (EU) 2017/746: what will change for public health laboratory services?
  • 2. Directive 90/385/EEC on active implantable medical devices Directive 93/42/EEC on medical devices Regulation on medical devices 2017/745 Directive 98/79/EC on in vitro diagnostic medical devices Regulation on IVD 2017/746 https://ec.europa.eu/growth/sectors/medical-devices/regulatory- framework_en 2 Revision of the EU Medical Devices Legislation
  • 3. Regulation on medical devices 2017/745 Regulation on IVD 2017/746 Independent from Health Technology Assessment (HTA), including 2017 Commission initiative on strengthening HTA 3 Revision of the EU Medical Devices Legislation
  • 4. Scope Abridged definition (see Art. 2 IVDR): •reagent, … kit, ... instrument, ... software, ... system etc •intended by the manufacturer for in vitro examination of specimens derived from the human body •concerning a physiological or pathological process or state, predisposition to a disease, to determine safety and compatibility with potential recipients, ...
  • 5. Clarification of the scope Software Genetic tests, companion diagnostics Internet sales IVDs used for diagnostic or therapeutic services offered at a distance International reference materials are excluded Medical devices that come into contact with human body are governed by a separate but similar Regulation 2017/745.
  • 6. Principles of placing on the market Manufacturers are primarily responsible for compliance of devices with Regulation For very low risk devices, the manufacturer may declare conformity of their product For higher risk devices, conformity is certified by a notified body – an independent conformity assessment body designated by a government authority
  • 7. State of play regarding the new Regulation and next steps • Publication of the IVD Regulation in the OJ the 5th of May 2017 • Date of application: 26 May 2022 • Transitional provisions apply • Medical Device Coordination Group established • Adoption of secondary legislation (Implementing acts) ongoing, e.g. Common Specifications • Guidance to be drafted to facilitate implementation of the Regulation (e.g. classification, performance evaluation studies, companion diagnostics…) 7
  • 8. Key derogations (1) 6 months after entry into force • Requirements on Notified Bodies • Establishment of the MDCG 12 months after entry into force • Cooperation among Competent Authorities 18 months before the date of application • Designation of reference laboratories for IVDs 8
  • 9. Key derogations (2) 0-7 years after date of application • Coordinated procedure for assessment of performance studies 2 years after date of application • Certificates issued under old Directives: maximum period of validity of 2 years after entry into application 3 years after date of application • Devices placed on the market under old Directives prior to the date of application may continue to be made available on the market or put into service for 3 years after that date. 9
  • 10. • Reinforced designation and oversight processes of notified bodies. • Stricter pre-market control of high-risk devices (class D) with the involvement of an EU reference laboratory and/or a pool of experts at EU level. • Establishment of a comprehensive EU database on medical devices (EUDAMED) and of a device traceability system. • Reinforcement of the rules on performance evaluation and performance studies, including introduction of a coordinated assessment of a performance study conducted in more than one Member State. • Improved coordination between Member States in the fields of vigilance and market surveillance. • Stronger role for the Commission in the context of decisions on the regulatory status of products. • Specific regime for devices manufactured and used in the same health institution ('in-house devices'). • Clarification of the role and responsibilities of economic operators. Certain new obligations for manufacturers, authorised representatives, distributors and importers. Main new features of the Regulations 10
  • 11. • Prescribed by the legal text • Will include: • Registration of devices, UDI and registration of economic operators • Notified Bodies and certificates • Performance studies • Vigilance and post-market surveilllance • Market surveillance • Public and restricted parts • Fully accessible to CAs and Commission • Partial access for Notified Bodies, manufacturers, public The EUDAMED database 11
  • 14. • To be set up by 25 November 2020 • Criteria for eligibility laid down • Horizontal roles: provision of scientific advice, contribution to development of analysis methods, etc • Regulatory roles: for class D devices, verification of performance, compliance with Common Specifications and batch testing. • Designated by the Commission • Shall form a network to coordinate and harmonise their working methods • Subject to on-site visits and audits by the Commission EU Reference Laboratories (Art.100 IVDR) 14
  • 15. • May charge fees for services to Notified Bodies and Competent Authorities • May also be granted Union financial contribution EU Reference Laboratories (Art.100 IVDR) 15
  • 16. • General requirements on expertise and no conflict of interest laid down • For IVD provide views on the performance evaluation of devices for which no common specifications are available and where it is the first certification of that type of device • Designated by the Commission Expert panels (Art.106 MDR) 16
  • 17. 'In house' exemption  Exemption of devices manufactured and used in the same health institution from the Regulation but subject to the general safety and performance requirements in Annex I  ‘Health institution’ – an organisation the primary purpose of which is the care or treatment of patients or the promotion of public health (Art. 2 (29)) 17
  • 18. 'In house' exemption  Conditions:  No transfer to another legal entity  Laboratory accredited and compliant with EN ISO 15189  The health institution draws up and maintains documentation for the manufacture of the device  It justifies in its documentation that the patient's needs cannot be met by a marketed device  It provides a publicly available declaration  Guidance currently being developed:  https://www.gov.uk/government/consultations/health-institution- exemption-for-ivdrmdr 18
  • 19. • Current system→ Two positive lists: A and B (Annex II to Directive 98/79/EC) • New system → risk-rule based classification • 4 classes based on Global Harmonization Task Force  A: low individual risk and low public health risk  B: moderate individual risk and/or low public health risk  C: high individual risk and/or moderate public health risk  D: high individual risk and high public health risk • 7 classification rules (Annex VIII) Risk classification
  • 20. • Manufacturer proposes the classification based on intended purpose • For classes B, C, D (and A sterile), this is verified by notified body • In cases of dispute, national Competent Authority arbitrates • Commission, in consultation with MDCG, may take decisions either on request of a CA or on its own initiative • Guidance is in preparation by a task force of IVD TG, ready by end of 2018 Who performs the risk classification?
  • 21. Conformity assessment depends on class •Class A: self-certification (unless sterile) •Class B, C and D : proportional assessment of quality management system, technical documentation etc. by a notified body •Class D:  if designated, EU Reference Laboratory to verify claimed performance and compliance with the applicable Common Specifications (laboratory tests)  If no Common Specifications and first certification for that type of device: application of the 'scrutiny mechanism' (consultation of expert panel) •Companion diagnostics: consultation procedure with a pharmaceutical authority
  • 22. • A Competent Authority may grant derogation from conformity assessment for a device on their territory • Commission may extend this to the whole Union and set the conditions In case of a public health emergency (Art. 54)
  • 23. THANK YOU FOR YOUR ATTENTION 23