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Post-Approval Safety Data Management:
Definitions and Standards for Expedited
               Reporting

               ICH-E2D

      Professor Peivand Pirouzi
                2010
Definition and Terminology
                      Basic Terms

Adverse Event (AE) (or Adverse Experience)
  Any untoward medical occurrence in a patient or
   clinical investigation subject administered a
   pharmaceutical product and which does not
   necessarily have to have a causal relationship with this
   treatment.

  Any unfavorable and unintended sign (including an
   abnormal laboratory finding), symptom, or disease
   temporally associated with the use of a medicinal
   product, whether or not considered related to the
   medicinal product.
Definition and Terminology
                   Basic Terms

Adverse Drug Reaction (ADR)
  All noxious and unintended responses to a
   medicinal product.
  “responses to a medicinal product” means that a
   causal relationship between a medicinal product
   and an adverse event is at least a reasonable
   possibility.
Definition and Terminology
                    Basic Terms

Adverse Drug Reaction (ADR)
  A reaction in contrast to an event is characterized
   by the fact that a causal relationship between the
   drug and the occurrence is suspected.
  “if an event is spontaneously reported, even if the
   relationship is unknown or unstated, it meets the
   definition of an adverse drug reaction.
Definition and Terminology
    Serious Adverse Event or Adverse Drug Reaction
Serious adverse event / ADR (experience)
  Results in death.
  Is life-threatening,
  Requires inpatient hospitalization or prolongation of
   existing hospitalization
  Results in persistent or significant
   disability/incapacity,
  Is a congenital anomaly/birth defect.
Definition and Terminology
                     Basic Terms

Unexpected Adverse Drug Reaction
  If AE is not consistent with the term or description
   used in the product labeling (Package Insert or
   summary of Product Characteristics)
  If uncertain whether an ADR is expected or
   unexpected, the ADR should be treated as
   unexpected.
  ADR with fatal outcome should be unexpected unless
   the local /regional product labeling states that the
   ADR might be associated with a fatal outcome.
Definition and Terminology
                    Basic Terms

Unexpected Adverse Drug Reaction
  Drug Class ADRs considers expected if the event is
   in the local /regional product labeling of the
   specific drug.
Definition and Terminology
                   Basic Terms

Unexpected Adverse Drug Reaction
  “Listed or unlisted” terms describe the
   expectedness of ADRs in association with the
   Development Core Safety Information (DSCI) in
   an Investigator’s Brochure.
Definition and Terminology
                    Basic Terms

Unexpected Adverse Drug Reaction
  Labeled or unlabeled (Expected or unexpected)
   are terms should be used in connection with
   official product information for marketed
   medicines such as US Package insert, an EU SPC or
   other country data sheets.
Definition and Terminology
                      Basic Terms

Healthcare Professional (HP)
   A medically – qualified person such as physician,
    dentist, pharmacist, nurse, coroner or as
    otherwise specified by local regulations.

Consumer
  A person who is not a healthcare professional
   such as a patient, lawyer, friend, or relative of a
   patient.
Sources of individual Case Safety Reports
               Unsolicited Sources

Spontaneous Reports

Literature

Internet

Other Sources
Sources of individual Case Safety Reports
                 Unsolicited Sources

Spontaneous Reports
  A communication by HP or consumer to a company,
   Regulatory Authority or other organization.

  Describes one or more adverse drug reactions

  A patient was given one or more medicinal products

  Not reported from a study or any organized data
   collection scheme
Sources of individual Case Safety Reports
                   Unsolicited Sources

Spontaneous Reports
     e.g.
     healthcare professional letter publication in the press
     Questioning of HP by company representatives
     Consumer adverse reaction reports


  Note: If reports received from consumers which do
   not qualify for regulatory reporting, the cases
   should be retained.
Sources of individual Case Safety Reports
                Unsolicited Sources

Literature Reports

  MAH regularly should review the reference
   databases or literatures.

  Frequency of the literature searches depends to
   local requirements or at least every two weeks.
Sources of individual Case Safety Reports
                      Unsolicited Sources

Literature ADR Reports
  Identifiable patient
  Report source (a copy of article to sent if
   requested)
  Expedited reporting time clock starts as soon as
   minimum criteria is available
  If product source not specified, the MAH should
   assume that the product is its product. (the report
    should indicate that the specific brand was not identified).
Sources of individual Case Safety Reports
                 Unsolicited Sources

Literature Reports
  If multiple products are in the literature, a report
   should be submitted only by the applicant whose
   product is suspected.
  Suspected product which is identified by the
   article’s author
Sources of individual Case Safety Reports
               Unsolicited Sources

Internet report
  If MAH become aware of an ADR on a website and
   is not managed by MAH, the MAH should review
   and determine the reportability of the ADR.
Sources of individual Case Safety Reports
                 Unsolicited Sources

Internet report

   Unsolicited cases should be handled as
   spontaneous reports

  Verify the reporter refer to existence of a real
   person (verify the patient and reporter exist) e.g.
   report from email
Sources of individual Case Safety Reports
                 Unsolicited Sources

Other Sources
  A non medical sources e.g. the lay press or other
   media

  Should be handled as a spontaneous report

  For reportability, the same criteria should be
   applied as for other reports
Sources of individual Case Safety Reports
                 Solicited Sources

 Reports Derived from Organized Data
 Collection Systems
  Clinical Trials
  Registries
  Post approval named patient use programs SAP)
  Other patient support and disease management
   programs
  Surveys of patients or healthcare providers
Sources of individual Case Safety Reports
                  Solicited Sources

Reports Derived from Organized Data
 Collection Systems
  Should not be considered as spontaneous reports.

  Should be classified as study reports.

  Should have causality assessment by HP or MAH.
Sources of individual Case Safety Reports
              Contractual Agreements

Marketing of medicines takes place between two
 or more company
May market same product in the same or
 different counties/region
This can be a complex issue
  Define in the agreements, the processes for exchange
   of safety information, including timelines and
   regulatory reporting
  Process to be in place to avoid duplicate of the
   reporting
Sources of individual Case Safety Reports
        Contractual Agreements (cont.d)
Safety personnel to be involved in development of any
 agreements

One company to be responsible for literature
 screening

MAH is ultimately responsible for regulatory reporting

Minimize the data exchange period between
 contracting partners and MAH
Sources of individual Case Safety Reports
           Regulatory Authority Sources

Individual serious unexpected adverse drug
 reaction reports (ISUADR) originating from
 foreign regulatory authority to be expedited
 reporting to other authorities by MAH

Do not report SADR without new information
 to the originating regulatory authority unless
 specified by local regulations
Standards for Expedited Reporting
            What Should be Reported

Serious and unexpected ADRs (15 days)

Serious, Expected ADRs (varies among
 countries) (PSUR)
Standards for Expedited Reporting
           What Should Not be Reported

Non-Serious and Unexpected ADRs

Non-Serious and Expected ADRs

  Note: These to be reported in the PSUR
  Note: FDA requires everything
Standards for Expedited Reporting
            What Should Not be Reported

Other observations
  Any observation that could change the risk benefit
   evaluation of the product to be communicated to
   RA in accordance with local regulation as soon as
   possible

  E.g. lack of efficacy with a drug used in a serious
   disease.
Standards for Expedited Reporting
            What Should Not be Reported

Lack of Efficacy
  Evidence of lack of efficacy should be discussed in
   the PSUR

  Medicinal Products used for the treatment of life-
   threatening/serious diseases, vaccines and
   contraceptives, the lack of efficacy report should
   be considered for expedited reporting.
Standards for Expedited Reporting
           What Should Not be Reported

Overdose
  Collect any information on overdose
  Reports with no associated adverse outcome not
   to be reported as Adverse Reactions.
  SADR are consider subject to expedited reporting,
   unless specified by local regulation.
  Follow up to ensure the information is as
   complete as possible with regard to symptoms,
   treatment and outcome.
Standards for Expedited Reporting
          Minimum Criteria for Reporting

Minimum Criteria for Reporting
  An identifiable reporter

  An identifiable patient

  An adverse reaction

  Suspect product
Standards for Expedited Reporting
               Reporting Time Frames

All Serious, Unexpected ADRs
  No later than 15 calendar days.
  The date report fulfills minimum criteria
   considered day 0
Standards for Expedited Reporting
              Reporting Time Frames

All Serious ADRs
  Time frames varies among countries depending on
   source, expectedness and outcome.
Standards for Expedited Reporting
        Good Case Management Practices

Reports to be
  Authentic

  Accurate

  Complete as possible

  Non duplicative
Standards for Expedited Reporting
     Assessing Patient and Reporter Identifiability

Identifiability
   Verify the existence of a patient and a reporter
   Apply local data privacy laws
   Prevent duplication of the report
 Identifiable Patient
   Age or age category (adolescent, adult, elderly)
   Gender
   Initials
   Date of Birth
   Name
   Patient identification number
Standards for Expedited Reporting
     Assessing Patient and Reporter Identifiability

Identifiable Reporter
  All parties providing the information should be
    identifiable
Standards for Expedited Reporting
                 The Role of Narratives
 Objective of Narratives
   Summarize all relevant clinical information
   Patient characteristics
   Therapy details
   Medical history
   Clinical course of the events
   Diagnosis
   Outcome
   Laboratory evidence
   Any other information supports or refutes an ADR
Standards for Expedited Reporting
               The Role of Narratives

Objective of Narratives
 Avoid abbreviations and acronyms (except of
   laboratory parameters and units)
 Summarize the autopsy or post-mortem finding
 Reflect the Terms e.g. adverse event, ADRs,
   indication and medical conditions in appropriate
   data field
Standards for Expedited Reporting
                Clinical Case Evaluation
 Medical Review
  Ensure correct interpretations of medical information
  Review for the quality and completeness
  Is a diagnosis possible?
  Have the relevant diagnostic procedures been
    performed?
  Were alternative causes of the reactions (s)
    considered?
  What additional information is needed?
  Use the verbatim term is used by the reporter
Standards for Expedited Reporting
              Follow-up information

Prioritization of case reports
1.Serious and unexpected
2.Serious and expected
3.Non-serious and unexpected
4.Cases might lead to labeling change
Standards for Expedited Reporting
                Follow-up information

Obtain the follow up information via
1.Telephone call
2.Site visit
3.Written request (make specific questions by
  questioners or specific form)
  Note: if information refused by the reporter, a
     regulatory authority might be able to help in
     obtaining follow up data
Standards for Expedited Reporting
                          How to Report
 CIOMS-I

 It’s important that certain basic data elements be included with any
  expedited report, whether in a tabular or narrative presentation.
 MedDRA to be used for coding medical information

 Links:
 Canada Guide book:
     http://www.hc-sc.gc.ca/dhp-mps/medeff/report-declaration/ar-
      ei_form-eng.php
 CIOMS Form:
     http://www.hc-sc.gc.ca/dhp-mps/medeff/report-declaration/ar-
      ei_form-eng.php

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ICH - E2D Pharmacovigilance and Drug Safety - Professor Peivand Pirouzi

  • 1. Post-Approval Safety Data Management: Definitions and Standards for Expedited Reporting ICH-E2D Professor Peivand Pirouzi 2010
  • 2. Definition and Terminology Basic Terms Adverse Event (AE) (or Adverse Experience) Any untoward medical occurrence in a patient or clinical investigation subject administered a pharmaceutical product and which does not necessarily have to have a causal relationship with this treatment. Any unfavorable and unintended sign (including an abnormal laboratory finding), symptom, or disease temporally associated with the use of a medicinal product, whether or not considered related to the medicinal product.
  • 3. Definition and Terminology Basic Terms Adverse Drug Reaction (ADR) All noxious and unintended responses to a medicinal product. “responses to a medicinal product” means that a causal relationship between a medicinal product and an adverse event is at least a reasonable possibility.
  • 4. Definition and Terminology Basic Terms Adverse Drug Reaction (ADR) A reaction in contrast to an event is characterized by the fact that a causal relationship between the drug and the occurrence is suspected. “if an event is spontaneously reported, even if the relationship is unknown or unstated, it meets the definition of an adverse drug reaction.
  • 5. Definition and Terminology Serious Adverse Event or Adverse Drug Reaction Serious adverse event / ADR (experience) Results in death. Is life-threatening, Requires inpatient hospitalization or prolongation of existing hospitalization Results in persistent or significant disability/incapacity, Is a congenital anomaly/birth defect.
  • 6. Definition and Terminology Basic Terms Unexpected Adverse Drug Reaction If AE is not consistent with the term or description used in the product labeling (Package Insert or summary of Product Characteristics) If uncertain whether an ADR is expected or unexpected, the ADR should be treated as unexpected. ADR with fatal outcome should be unexpected unless the local /regional product labeling states that the ADR might be associated with a fatal outcome.
  • 7. Definition and Terminology Basic Terms Unexpected Adverse Drug Reaction Drug Class ADRs considers expected if the event is in the local /regional product labeling of the specific drug.
  • 8. Definition and Terminology Basic Terms Unexpected Adverse Drug Reaction “Listed or unlisted” terms describe the expectedness of ADRs in association with the Development Core Safety Information (DSCI) in an Investigator’s Brochure.
  • 9. Definition and Terminology Basic Terms Unexpected Adverse Drug Reaction Labeled or unlabeled (Expected or unexpected) are terms should be used in connection with official product information for marketed medicines such as US Package insert, an EU SPC or other country data sheets.
  • 10. Definition and Terminology Basic Terms Healthcare Professional (HP) A medically – qualified person such as physician, dentist, pharmacist, nurse, coroner or as otherwise specified by local regulations. Consumer A person who is not a healthcare professional such as a patient, lawyer, friend, or relative of a patient.
  • 11. Sources of individual Case Safety Reports Unsolicited Sources Spontaneous Reports Literature Internet Other Sources
  • 12. Sources of individual Case Safety Reports Unsolicited Sources Spontaneous Reports A communication by HP or consumer to a company, Regulatory Authority or other organization. Describes one or more adverse drug reactions A patient was given one or more medicinal products Not reported from a study or any organized data collection scheme
  • 13. Sources of individual Case Safety Reports Unsolicited Sources Spontaneous Reports e.g. healthcare professional letter publication in the press Questioning of HP by company representatives Consumer adverse reaction reports Note: If reports received from consumers which do not qualify for regulatory reporting, the cases should be retained.
  • 14. Sources of individual Case Safety Reports Unsolicited Sources Literature Reports MAH regularly should review the reference databases or literatures. Frequency of the literature searches depends to local requirements or at least every two weeks.
  • 15. Sources of individual Case Safety Reports Unsolicited Sources Literature ADR Reports Identifiable patient Report source (a copy of article to sent if requested) Expedited reporting time clock starts as soon as minimum criteria is available If product source not specified, the MAH should assume that the product is its product. (the report should indicate that the specific brand was not identified).
  • 16. Sources of individual Case Safety Reports Unsolicited Sources Literature Reports If multiple products are in the literature, a report should be submitted only by the applicant whose product is suspected. Suspected product which is identified by the article’s author
  • 17. Sources of individual Case Safety Reports Unsolicited Sources Internet report If MAH become aware of an ADR on a website and is not managed by MAH, the MAH should review and determine the reportability of the ADR.
  • 18. Sources of individual Case Safety Reports Unsolicited Sources Internet report  Unsolicited cases should be handled as spontaneous reports Verify the reporter refer to existence of a real person (verify the patient and reporter exist) e.g. report from email
  • 19. Sources of individual Case Safety Reports Unsolicited Sources Other Sources A non medical sources e.g. the lay press or other media Should be handled as a spontaneous report For reportability, the same criteria should be applied as for other reports
  • 20. Sources of individual Case Safety Reports Solicited Sources  Reports Derived from Organized Data Collection Systems Clinical Trials Registries Post approval named patient use programs SAP) Other patient support and disease management programs Surveys of patients or healthcare providers
  • 21. Sources of individual Case Safety Reports Solicited Sources Reports Derived from Organized Data Collection Systems Should not be considered as spontaneous reports. Should be classified as study reports. Should have causality assessment by HP or MAH.
  • 22. Sources of individual Case Safety Reports Contractual Agreements Marketing of medicines takes place between two or more company May market same product in the same or different counties/region This can be a complex issue Define in the agreements, the processes for exchange of safety information, including timelines and regulatory reporting Process to be in place to avoid duplicate of the reporting
  • 23. Sources of individual Case Safety Reports Contractual Agreements (cont.d) Safety personnel to be involved in development of any agreements One company to be responsible for literature screening MAH is ultimately responsible for regulatory reporting Minimize the data exchange period between contracting partners and MAH
  • 24. Sources of individual Case Safety Reports Regulatory Authority Sources Individual serious unexpected adverse drug reaction reports (ISUADR) originating from foreign regulatory authority to be expedited reporting to other authorities by MAH Do not report SADR without new information to the originating regulatory authority unless specified by local regulations
  • 25. Standards for Expedited Reporting What Should be Reported Serious and unexpected ADRs (15 days) Serious, Expected ADRs (varies among countries) (PSUR)
  • 26. Standards for Expedited Reporting What Should Not be Reported Non-Serious and Unexpected ADRs Non-Serious and Expected ADRs Note: These to be reported in the PSUR Note: FDA requires everything
  • 27. Standards for Expedited Reporting What Should Not be Reported Other observations Any observation that could change the risk benefit evaluation of the product to be communicated to RA in accordance with local regulation as soon as possible E.g. lack of efficacy with a drug used in a serious disease.
  • 28. Standards for Expedited Reporting What Should Not be Reported Lack of Efficacy Evidence of lack of efficacy should be discussed in the PSUR Medicinal Products used for the treatment of life- threatening/serious diseases, vaccines and contraceptives, the lack of efficacy report should be considered for expedited reporting.
  • 29. Standards for Expedited Reporting What Should Not be Reported Overdose Collect any information on overdose Reports with no associated adverse outcome not to be reported as Adverse Reactions. SADR are consider subject to expedited reporting, unless specified by local regulation. Follow up to ensure the information is as complete as possible with regard to symptoms, treatment and outcome.
  • 30. Standards for Expedited Reporting Minimum Criteria for Reporting Minimum Criteria for Reporting An identifiable reporter An identifiable patient An adverse reaction Suspect product
  • 31. Standards for Expedited Reporting Reporting Time Frames All Serious, Unexpected ADRs No later than 15 calendar days. The date report fulfills minimum criteria considered day 0
  • 32. Standards for Expedited Reporting Reporting Time Frames All Serious ADRs Time frames varies among countries depending on source, expectedness and outcome.
  • 33. Standards for Expedited Reporting Good Case Management Practices Reports to be Authentic Accurate Complete as possible Non duplicative
  • 34. Standards for Expedited Reporting Assessing Patient and Reporter Identifiability Identifiability Verify the existence of a patient and a reporter Apply local data privacy laws Prevent duplication of the report  Identifiable Patient Age or age category (adolescent, adult, elderly) Gender Initials Date of Birth Name Patient identification number
  • 35. Standards for Expedited Reporting Assessing Patient and Reporter Identifiability Identifiable Reporter All parties providing the information should be identifiable
  • 36. Standards for Expedited Reporting The Role of Narratives  Objective of Narratives Summarize all relevant clinical information Patient characteristics Therapy details Medical history Clinical course of the events Diagnosis Outcome Laboratory evidence Any other information supports or refutes an ADR
  • 37. Standards for Expedited Reporting The Role of Narratives Objective of Narratives Avoid abbreviations and acronyms (except of laboratory parameters and units) Summarize the autopsy or post-mortem finding Reflect the Terms e.g. adverse event, ADRs, indication and medical conditions in appropriate data field
  • 38. Standards for Expedited Reporting Clinical Case Evaluation  Medical Review Ensure correct interpretations of medical information Review for the quality and completeness Is a diagnosis possible? Have the relevant diagnostic procedures been performed? Were alternative causes of the reactions (s) considered? What additional information is needed? Use the verbatim term is used by the reporter
  • 39. Standards for Expedited Reporting Follow-up information Prioritization of case reports 1.Serious and unexpected 2.Serious and expected 3.Non-serious and unexpected 4.Cases might lead to labeling change
  • 40. Standards for Expedited Reporting Follow-up information Obtain the follow up information via 1.Telephone call 2.Site visit 3.Written request (make specific questions by questioners or specific form) Note: if information refused by the reporter, a regulatory authority might be able to help in obtaining follow up data
  • 41. Standards for Expedited Reporting How to Report  CIOMS-I  It’s important that certain basic data elements be included with any expedited report, whether in a tabular or narrative presentation.  MedDRA to be used for coding medical information  Links:  Canada Guide book:  http://www.hc-sc.gc.ca/dhp-mps/medeff/report-declaration/ar- ei_form-eng.php  CIOMS Form:  http://www.hc-sc.gc.ca/dhp-mps/medeff/report-declaration/ar- ei_form-eng.php