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VViissiioonn ffoorr aa GGllooBBaallllaasstt PPaarrttnneerrsshhiipp 
1
2 
IImmppaaccttss 
EEccoollooggiiccaall 
– invades new environment 
every 9 weeks 
EEccoonnoommiiccaall 
– e.g. cost in USA = US$ 138 
billion / yr (2000) 
HHuummaann hheeaalltthh 
– Paralytic shell fish poisoning 
– Cholera outbreaks
GEF / UNDP / IMO / 6 Pilot Countries - US$10.2M 
Technical cooperation / institutional strengthening / 
3 
capacity building 
Pilot Phase: 1 Mar 2000 – 31 Dec 04
4 
DDiipplloommaattiicc CCoonnffeerreennccee 
• 99 –– 1133 FFeebbrruuaarryy 22000044 
• SSiiggnneedd bbyy mmoorree tthhaann 7700 IIMMOO MMeemmbbeerr SSttaatteess ffoorr 
aaddooppttiioonn 
• YYeett ttoo bbee rraattiiffiieedd aanndd eenntteerreedd iinnttoo ffoorrccee
5 
VViissiioonn 
• DDrraassttiicc rreedduuccttiioonn ooff ssppeecciieess ttrraannssffeerr vviiaa bbaallllaasstt wwaatteerr 
• EEmmppoowweerriinngg ssttaakkeehhoollddeerrss ttoo eeffffeeccttiivveellyy mmaannaaggee bbaallllaasstt 
wwaatteerr bbeeyyoonndd GGEEFF iinntteerrvveennttiioonnss 
• HHaavvee ssuuffffiicciieenntt sscciieennttiiffiicc kknnoowwlleeddggee ttoo iinnffoorrmm ddeecciissiioonn 
mmaakkiinngg aanndd mmaannaaggeemmeenntt
• Policy, legal and iinnssttiittuuttiioonnaall rreeffoorrmmss 
• LLaacckk ooff aawwaarreenneessss aatt aallll lleevveellss -- ccoommpplleexxiittyy ooff tthhee iissssuuee 
• TTeecchhnnoollooggyy nneeeeddss –– ee..gg.. ttrreeaattmmeenntt 
• IInnffrraassttrruuccttuurree nneeeeddss ––ee..gg.. RReecceeppttiioonn ffaacciilliittiieess aatt PPoorrttss 
aanndd SShhiippyyaarrddss 
• SScciieennttiiffiicc rreesseeaarrcchh nneeeeddss –– ee..gg.. BBiioollooggiiccaall bbaasseelliinnee 
ssuurrvveeyyss 
• MMaannaaggeemmeenntt ttoooollss nneeeeddss –– ee..gg.. ccoommpplliiaannccee mmoonniittoorriinngg 
aanndd eennffoorrcceemmeenntt ttoooollss 
• TTrraaddee iimmpplliiccaattiioonnss:: ppeerrcceeppttiioonn ooff uunnffaaiirr ttrraaddee 
ccoommppeettiittiivveenneessss 
6 
BBaarrrriieerrss aanndd CChhaalllleennggeess
7 
EExxiissttiinngg aanndd EEmmeerrggiinngg SSttrreennggtthhss 
• EEssttaabblliisshheedd CCeennttrreess ooff EExxcceelllleennccee ((ppiilloott 
ccoouunnttrriieess)) 
• SSuucccceessssffuull mmooddeellss ffoorr mmaannaaggeemmeenntt ssttrruuccttuurreess 
((ee..gg.. SSoouutthh AAffrriiccaa)) 
• SSuucccceessssffuull iinntteerrnnaattiioonnaall aaggrreeeemmeenntt ((IICCBBWWMM)) 
• SSoouutthh--ssoouutthh ttrraannssffeerr ooff eexxppeerrttiissee aanndd sskkiillllss iiss 
ppoossssiibbllee 
• LLiinnkkss ttoo ffaacciilliittaattee rreeggiioonnaall ccooooppeerraattiioonn 
• PPrroovveenn,, pprraaccttiiccaall mmaannaaggeemmeenntt ttoooollss ((ee..gg..,, 
ttrraaiinniinngg ccoouurrssee)) 
• HHuuggee ddeemmaanndd ffrroomm >> 11300 ccoouunnttrriieess,, iinncc.. ffoorrmmaall 
ccooooppeerraattiivvee mmeecchhaanniissmmss
8 
WWaayy ffoorrwwaarrdd ((SSttrraatteeggiieess)) 
• BBuuiilldd oonn eexxiissttiinngg ssttrreennggtthhss ((ffrroomm GGllooBBaallllaasstt 
PPhhaassee 11)) 
• LLeevveerraaggee oonn LLMMEEss aanndd ootthheerr rreeggiioonnaall 
ffrraammeewwoorrkkss iinn ppllaaccee aanndd bbeetttteerr iinntteeggrraattiioonn aatt aallll 
lleevveellss 
• UUssee IInntteerrnnaattiioonnaall CCoonnvveennttiioonn aass aa rreegguullaattoorryy ttooooll 
aanndd//oorr gguuiiddeelliinnee 
• FFooccuuss oonn :: 
– capacity building to facilitate the development of legal, 
policy and institutional reform plans 
– capacity building for implementation (addressing the major 
existing gaps ; e.g. CME tools)
9 
SSppeecciiffiicc TTaaccttiiccss 
• BBaallllaasstt wwaatteerr mmaannaaggeemmeenntt bbeeccoommiinngg aann 
iinntteeggrraall ccoommppoonneenntt wwiitthhiinn aallll rreellaatteedd GGEEFF ffooccaall 
aarreeaass ((ee..gg,, cclliimmaattee cchhaannggee,, bbiiooddiivveerrssiittyy eettcc)) aanndd 
wwiitthhiinn tthhee IIWW ppoorrttffoolliiooss ((ee..gg.. rriivveerr bbaassiinn mmggmmtt..,, 
llaanndd bbaasseedd ppoolllluuttiioonn)) 
• UUssee tthhee eexxiissttiinngg GGllooBBaallllaasstt TTrraaiinniinngg PPaacckkaaggee 
eexxtteennssiivveellyy 
• MMoovvee ffrroomm ““iissssuuee”” ttoo ““ssoolluuttiioonnss””
10 
SSppeecciiffiicc TTaaccttiiccss ((ccoonnttdd..)) 
• EEnnccoouurraaggee uussee ooff bbeesstt aavvaaiillaabbllee mmaannaaggeemmeenntt 
ttoooollss NNOOWW..,, ee..gg..,, bbaallllaasstt wwaatteerr eexxcchhaannggee 
• CCrreeaattee aanndd iinnccrreeaassee tthhee nnuummbbeerr ooff ““CCeennttrreess ooff 
EExxcceelllleennccee”” dduurriinngg tthhee pprrooppoosseedd sseeccoonndd pphhaassee 
• QQuuaannttiiffiiccaattiioonn ooff eeccoonnoommiicc iimmppaaccttss aanndd uussee 
tthhiiss aass aa ““bbuuyy iinn”” ssttrraatteeggyy ffoorr ddeecciissiioonn mmaakkeerrss 
aanndd ppoolliittiiccaall eennggaaggeemmeenntt
11 
KKeeyy ddeetteerrmmiinnaannttss ooff lloonngg--tteerrmm 
pprrooggrraammmmee ssuussttaaiinnaabbiilliittyy 
•ccoouunnttrryy ppoolliittiiccaall 
ccoommmmiittmmeenntt aanndd 
ccoommpprreehheennssiivvee 
ssttaakkeehhoollddeerr ppaarrttiicciippaattiioonn 
•ooppeerraabbllee ffiinnaanncciiaall 
mmeecchhaanniissmmss ((ee..gg.. 
rreevvoollvviinngg ffuunnddss,, 
iinnvveessttmmeenntt ffuunnddss eettcc,, 
aaddddiittiioonnaall lleevviieess)) 
•rreeggiioonnaall ccooooppeerraattiioonn
12 
What can/should UUNNDDPP,, tthhee GGEEFF,, aanndd iittss 
eexxeeccuuttiinngg aanndd ddoonnoorr ppaarrttnneerrss ddoo aaddddiittiioonnaallllyy –– oorr 
ddiiffffeerreennttllyy –– ttoo hheellpp pprroommoottee aacchhiieevveemmeenntt ooff tthhiiss 
vviissiioonn?? 
• IInnccoorrppoorraattee BBaallllaasstt wwaatteerr // mmaarriinnee bbiiooiinnvvaassiioonn 
aass aa pprriioorriittyy aarreeaa iinnttoo aallll eexxiissttiinngg aanndd nneeww LLMMEE 
pprroojjeeccttss aanndd ootthheerr rreellaatteedd GGEEFF pprroojjeeccttss 
• AAiimm ttoo mmiinniimmiizzee tthhee ggaapp bbeettwweeeenn ffiirrsstt aanndd 
sseeccoonndd pphhaassee iinn oorrddeerr nnoott ttoo lloooossee tthhee 
uunnpprreecceeddeenntteedd mmoommeennttuumm pprreecciippiittaatteedd bbyy GGEEFF 
iinntteerrvveennttiioonn
13 
IImmppaaccttss oovveerr ttiimmee:: 
ooiill ppoolllluuttiioonn vvss mmaarriinnee bbiioo--iinnvvaassiioonnss 
Time 
Impacts 
Oil Pollution 
Marine Bio- 
Invasions
NNeexxtt SStteepp:: ““GGllooBBaallllaasstt PPaarrttnneerrsshhiippss”” 
14 
• FFooccuuss ((nneeww)) vvuullnneerraabbllee aanndd sseennssiittiivvee rreeggiioonnss wwiitthh 
ssppeecciiaall ccoonnssiiddeerraattiioonn ffoorr SSIIDDSS 
• FFiinndd wwaayyss ttoo kkeeeepp tthhee mmoommeennttuumm iinn tthhee ppiilloott pphhaassee 
rreeggiioonnss 
• DDeettaaiilleedd ddeevveellooppmmeenntt iinn 22000055 ((GGEEFF PPDDFF--BB)) 
• FFiirrsstt GGlloobbaall IInncceeppttiioonn WWoorrkksshhoopp –– JJuullyy 2255--2266,, IIMMOO,, 
LLoonnddoonn
15 
TThhaannkk YYoouu

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Vision for a GloBallast Partnership

  • 1. VViissiioonn ffoorr aa GGllooBBaallllaasstt PPaarrttnneerrsshhiipp 1
  • 2. 2 IImmppaaccttss EEccoollooggiiccaall – invades new environment every 9 weeks EEccoonnoommiiccaall – e.g. cost in USA = US$ 138 billion / yr (2000) HHuummaann hheeaalltthh – Paralytic shell fish poisoning – Cholera outbreaks
  • 3. GEF / UNDP / IMO / 6 Pilot Countries - US$10.2M Technical cooperation / institutional strengthening / 3 capacity building Pilot Phase: 1 Mar 2000 – 31 Dec 04
  • 4. 4 DDiipplloommaattiicc CCoonnffeerreennccee • 99 –– 1133 FFeebbrruuaarryy 22000044 • SSiiggnneedd bbyy mmoorree tthhaann 7700 IIMMOO MMeemmbbeerr SSttaatteess ffoorr aaddooppttiioonn • YYeett ttoo bbee rraattiiffiieedd aanndd eenntteerreedd iinnttoo ffoorrccee
  • 5. 5 VViissiioonn • DDrraassttiicc rreedduuccttiioonn ooff ssppeecciieess ttrraannssffeerr vviiaa bbaallllaasstt wwaatteerr • EEmmppoowweerriinngg ssttaakkeehhoollddeerrss ttoo eeffffeeccttiivveellyy mmaannaaggee bbaallllaasstt wwaatteerr bbeeyyoonndd GGEEFF iinntteerrvveennttiioonnss • HHaavvee ssuuffffiicciieenntt sscciieennttiiffiicc kknnoowwlleeddggee ttoo iinnffoorrmm ddeecciissiioonn mmaakkiinngg aanndd mmaannaaggeemmeenntt
  • 6. • Policy, legal and iinnssttiittuuttiioonnaall rreeffoorrmmss • LLaacckk ooff aawwaarreenneessss aatt aallll lleevveellss -- ccoommpplleexxiittyy ooff tthhee iissssuuee • TTeecchhnnoollooggyy nneeeeddss –– ee..gg.. ttrreeaattmmeenntt • IInnffrraassttrruuccttuurree nneeeeddss ––ee..gg.. RReecceeppttiioonn ffaacciilliittiieess aatt PPoorrttss aanndd SShhiippyyaarrddss • SScciieennttiiffiicc rreesseeaarrcchh nneeeeddss –– ee..gg.. BBiioollooggiiccaall bbaasseelliinnee ssuurrvveeyyss • MMaannaaggeemmeenntt ttoooollss nneeeeddss –– ee..gg.. ccoommpplliiaannccee mmoonniittoorriinngg aanndd eennffoorrcceemmeenntt ttoooollss • TTrraaddee iimmpplliiccaattiioonnss:: ppeerrcceeppttiioonn ooff uunnffaaiirr ttrraaddee ccoommppeettiittiivveenneessss 6 BBaarrrriieerrss aanndd CChhaalllleennggeess
  • 7. 7 EExxiissttiinngg aanndd EEmmeerrggiinngg SSttrreennggtthhss • EEssttaabblliisshheedd CCeennttrreess ooff EExxcceelllleennccee ((ppiilloott ccoouunnttrriieess)) • SSuucccceessssffuull mmooddeellss ffoorr mmaannaaggeemmeenntt ssttrruuccttuurreess ((ee..gg.. SSoouutthh AAffrriiccaa)) • SSuucccceessssffuull iinntteerrnnaattiioonnaall aaggrreeeemmeenntt ((IICCBBWWMM)) • SSoouutthh--ssoouutthh ttrraannssffeerr ooff eexxppeerrttiissee aanndd sskkiillllss iiss ppoossssiibbllee • LLiinnkkss ttoo ffaacciilliittaattee rreeggiioonnaall ccooooppeerraattiioonn • PPrroovveenn,, pprraaccttiiccaall mmaannaaggeemmeenntt ttoooollss ((ee..gg..,, ttrraaiinniinngg ccoouurrssee)) • HHuuggee ddeemmaanndd ffrroomm >> 11300 ccoouunnttrriieess,, iinncc.. ffoorrmmaall ccooooppeerraattiivvee mmeecchhaanniissmmss
  • 8. 8 WWaayy ffoorrwwaarrdd ((SSttrraatteeggiieess)) • BBuuiilldd oonn eexxiissttiinngg ssttrreennggtthhss ((ffrroomm GGllooBBaallllaasstt PPhhaassee 11)) • LLeevveerraaggee oonn LLMMEEss aanndd ootthheerr rreeggiioonnaall ffrraammeewwoorrkkss iinn ppllaaccee aanndd bbeetttteerr iinntteeggrraattiioonn aatt aallll lleevveellss • UUssee IInntteerrnnaattiioonnaall CCoonnvveennttiioonn aass aa rreegguullaattoorryy ttooooll aanndd//oorr gguuiiddeelliinnee • FFooccuuss oonn :: – capacity building to facilitate the development of legal, policy and institutional reform plans – capacity building for implementation (addressing the major existing gaps ; e.g. CME tools)
  • 9. 9 SSppeecciiffiicc TTaaccttiiccss • BBaallllaasstt wwaatteerr mmaannaaggeemmeenntt bbeeccoommiinngg aann iinntteeggrraall ccoommppoonneenntt wwiitthhiinn aallll rreellaatteedd GGEEFF ffooccaall aarreeaass ((ee..gg,, cclliimmaattee cchhaannggee,, bbiiooddiivveerrssiittyy eettcc)) aanndd wwiitthhiinn tthhee IIWW ppoorrttffoolliiooss ((ee..gg.. rriivveerr bbaassiinn mmggmmtt..,, llaanndd bbaasseedd ppoolllluuttiioonn)) • UUssee tthhee eexxiissttiinngg GGllooBBaallllaasstt TTrraaiinniinngg PPaacckkaaggee eexxtteennssiivveellyy • MMoovvee ffrroomm ““iissssuuee”” ttoo ““ssoolluuttiioonnss””
  • 10. 10 SSppeecciiffiicc TTaaccttiiccss ((ccoonnttdd..)) • EEnnccoouurraaggee uussee ooff bbeesstt aavvaaiillaabbllee mmaannaaggeemmeenntt ttoooollss NNOOWW..,, ee..gg..,, bbaallllaasstt wwaatteerr eexxcchhaannggee • CCrreeaattee aanndd iinnccrreeaassee tthhee nnuummbbeerr ooff ““CCeennttrreess ooff EExxcceelllleennccee”” dduurriinngg tthhee pprrooppoosseedd sseeccoonndd pphhaassee • QQuuaannttiiffiiccaattiioonn ooff eeccoonnoommiicc iimmppaaccttss aanndd uussee tthhiiss aass aa ““bbuuyy iinn”” ssttrraatteeggyy ffoorr ddeecciissiioonn mmaakkeerrss aanndd ppoolliittiiccaall eennggaaggeemmeenntt
  • 11. 11 KKeeyy ddeetteerrmmiinnaannttss ooff lloonngg--tteerrmm pprrooggrraammmmee ssuussttaaiinnaabbiilliittyy •ccoouunnttrryy ppoolliittiiccaall ccoommmmiittmmeenntt aanndd ccoommpprreehheennssiivvee ssttaakkeehhoollddeerr ppaarrttiicciippaattiioonn •ooppeerraabbllee ffiinnaanncciiaall mmeecchhaanniissmmss ((ee..gg.. rreevvoollvviinngg ffuunnddss,, iinnvveessttmmeenntt ffuunnddss eettcc,, aaddddiittiioonnaall lleevviieess)) •rreeggiioonnaall ccooooppeerraattiioonn
  • 12. 12 What can/should UUNNDDPP,, tthhee GGEEFF,, aanndd iittss eexxeeccuuttiinngg aanndd ddoonnoorr ppaarrttnneerrss ddoo aaddddiittiioonnaallllyy –– oorr ddiiffffeerreennttllyy –– ttoo hheellpp pprroommoottee aacchhiieevveemmeenntt ooff tthhiiss vviissiioonn?? • IInnccoorrppoorraattee BBaallllaasstt wwaatteerr // mmaarriinnee bbiiooiinnvvaassiioonn aass aa pprriioorriittyy aarreeaa iinnttoo aallll eexxiissttiinngg aanndd nneeww LLMMEE pprroojjeeccttss aanndd ootthheerr rreellaatteedd GGEEFF pprroojjeeccttss • AAiimm ttoo mmiinniimmiizzee tthhee ggaapp bbeettwweeeenn ffiirrsstt aanndd sseeccoonndd pphhaassee iinn oorrddeerr nnoott ttoo lloooossee tthhee uunnpprreecceeddeenntteedd mmoommeennttuumm pprreecciippiittaatteedd bbyy GGEEFF iinntteerrvveennttiioonn
  • 13. 13 IImmppaaccttss oovveerr ttiimmee:: ooiill ppoolllluuttiioonn vvss mmaarriinnee bbiioo--iinnvvaassiioonnss Time Impacts Oil Pollution Marine Bio- Invasions
  • 14. NNeexxtt SStteepp:: ““GGllooBBaallllaasstt PPaarrttnneerrsshhiippss”” 14 • FFooccuuss ((nneeww)) vvuullnneerraabbllee aanndd sseennssiittiivvee rreeggiioonnss wwiitthh ssppeecciiaall ccoonnssiiddeerraattiioonn ffoorr SSIIDDSS • FFiinndd wwaayyss ttoo kkeeeepp tthhee mmoommeennttuumm iinn tthhee ppiilloott pphhaassee rreeggiioonnss • DDeettaaiilleedd ddeevveellooppmmeenntt iinn 22000055 ((GGEEFF PPDDFF--BB)) • FFiirrsstt GGlloobbaall IInncceeppttiioonn WWoorrkksshhoopp –– JJuullyy 2255--2266,, IIMMOO,, LLoonnddoonn