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Mallaiah Narayanadas, Prof K.Ashok BABU / International Journal of Engineering Research
                and Applications (IJERA) ISSN: 2248-9622 www.ijera.com
                   Vol. 2, Issue 5, September- October 2012, pp.116-118
       Kalman Based Lms And Rls Techniques In Smart Antenna
        Mallaiah Narayanadas1,                                          Prof K.Ashok BABU2
               Department of ECE,                                            Department of ECE,
       Sri Indu College of Engg and Tech,                            Sri Indu College of Engg and Tech,
               Affiliated to JNTU,                                           Affiliated to JNTU,
              Hyderabad AP, India.                                          Hyderabad, AP, India.


Abstract
         The smart antenna is a new technology            Smart antenna can be used to achieve different
and has been applied to the mobile                        benefits. By providing higher network capacity, it
communication system such as GSM and CDMA.                increases revenues of network operators and gives
Advent of powerful, low-cost, digital processing          customers less probability of blocked or dropped
components and the development of software-               calls. Adaptive Beamforming [3] is a technique in
based techniques has made smart antenna systems           which an array of antennas is exploited to achieve
a practical reality for both base station and mobile      maximum reception in a specified direction by
station of a cellular communications systems in           estimating the signal arrival from a desired direction
the next generation. The core of smart antenna is         (in the presence of noise) while signals of the same
the selection of smart algorithms in adaptive             frequency from other directions are rejected.
array. Using        beam forming algorithms the                     In this paper is organized as follows. Kaman
weight of antenna arrays can be adjusted to form          based Adaptive beam forming techniques in section
certain amount of adaptive beam to track                  II. The simulation results are presented in Section III.
corresponding users automatically and at the              Concluding remarks are made in Section IV.
same time to minimize interference arising from
other users by introducing nulls in their                  II.     KAMAN     BAED ADAPTIVE
directions. Thus interferences can be suppressed                   BEFORMING TECHNIQUES
and the desired signals can be extracted. This                    In this paper, we have simulated sample-by-
research work provides description, comparative           sample adaptive beam-former using least mean
analysis and utility of various reference signal          square (LMS) algorithm and conjugate gradient
based algorithms as well as blind adaptive                method.
algorithms. Exhaustive simulation study of beam
patterns and learning characteristics have proved         2.1. KALMAN BASED- LMS
the efficacies of the proposed work from                           The proposed kalman based LMS algotithm
application point of view.                                consists of two basic process. The first is a filter
                                                          process that involves computing the output of the
Index Terms – Antenna Arrays, Adaptive                    kalman filter, produced by a set of tag inputs and also
Algorithms, Beam-forming, Interference, Smart             generating an error estimation by comparing this
antenna, Signal Nulling                                   output to a known desire signal. The second is an
                                                          adaptive process involves the automatic adjustment
  I.     INTRODUCTION                                     of tap weights of the filter according to the error
         Conventional base station antennas in            estimation computed in the first process. The
existing operational systems are either Omni              algorithm of LMS algorithm as shown below
directional or sectorised. There is a waste of            Define the of k,φS, φI %k=no. of antennas,φ=angle
resources since the vast majority of transmitted signal   vS=exp(1j*(i1)*2*pi*d*sin(øS));
         power radiates in directions other than
toward the desired user. In addition, signal power        vI=exp(1j*(i-1)*2*pi*d*sin(øI));
radiated thought the cell area will be experienced as
interference by any other user than the desired one.      I=rand(N.k)                     %interference signal
Concurrently the base station receives interference
emanating from the individual users within the            for n = 1:k)
system Smart Antennas offer a relief by                      x = S(n)*vS + I(n)*vI/kalman equations;
transmitting/receiving the power only to/from the            %y = w*x.';
desired directions. .Smart Antennas can be used to           y=w'*x;                        %output signal
achieve different benefits. The most important is
higher network capacity. It increase network capacity       e = conj(S(n)) - y;              %error signal
[1],[2] by precise control of signal nulls quality and      w=w+mu*conj(e)*x;              %weights update
mitigation of interference combine to frequency reuse
reduce distance (or cluster size), improving capacity.    end

                                                                                                  116 | P a g e
Mallaiah Narayanadas, Prof K.Ashok BABU / International Journal of Engineering Research
                and Applications (IJERA) ISSN: 2248-9622 www.ijera.com
                   Vol. 2, Issue 5, September- October 2012, pp.116-118
 End
Array factor=w* e-j(k) πsinφ                                                                  1
The equation for kalman filter is given by
p(n+1)+qv/σ(n+1                                                                           0.8

This algorithm uses a steepest decent method [4]
and computes the weight vector recursively using the                                      0.6




                                                                     |AF|
equation.
                                                                                          0.4



                                                                                          0.2


2.2. KALMAN BASED RLS
                                                                                              0
          The Kalman filter can provide unbiased                                              -90            -60        -30              0               30          60             90
                                                                                                                                      AOA (deg)
estimate for system behavior under the measurement
noise interference. It is the *’, ZAbest estimate         Fig.1..Normalize array factor of kalman based RLS
algorithm based on linearity minimum variance             algorithm for N=8
criterion. This algorithm does not require prior                                          14

knowledge of the noise statistics and ensures very                                        12
high rate of convergence.
          The main drawback of standard kalman                                            10

algorithm is its very high computational complexity.

                                                                      Mean square error
                                                                                              8
The kalman based normalized RLS algorithm
overcomes the drawbacks of both the normalized                                                6


RLS and the standard kalman algorithm. The kalman                                             4
based RLS algorithm is less sensitive to the
measurement noise. It also ensures fast convergence,                                          2


high accuracy in the weight estimate, low mis                                                 0
                                                                                               0         2         4   6          8         10      12    14        16        18    20
adjustment, stability and decreased computational                                                                                     Iteration no.

complexity. The weight update equation of the             Fig.2 shows the error response for kalman based RLS
kalman based RLS is                                       algorithm for n=8 the graph drawn between samples
W (n+1)=W(n)+k(n+1) ζ (n+1)/[p(n+1)+qv/σ(n+1)]            along x-axis and mse along y-axis
Where the error vector is given by
                                                                                              1



                                                                                          0.8



                                                                                          0.6
                                                                    |AFn|




                                                                                          0.4



                                                                                          0.2
ζ(n+1)=d(n+1)-W(n)X(n+1)
         The main disadvantage of kalman based
                                                                                              0
RLS is its high sensitivity to measurement noise. The                                         -90            -60            -30            0
                                                                                                                                        AOA (deg)
                                                                                                                                                          30              60             90

kalman based RLS algorithm lead to amplification of
the measurement noise in low order filters especially     Fig.3.Normalize array factor of kalman based LMS
when the reference signal power is low.                   algorithm for N=5
                                                                                 1

III.     EXPERIMENTAL RESULTS                                        0.8
                                                                                                                                                                         Desired signal
                                                                                                                                                                         Array output
         We have used MATLAB to perform                              0.6
simulations of the adaptive algorithms discussed in                  0.4
section II. In the simulation, the smart antenna of 8-               0.2
elements in kalman based LMS and 4-elements in
                                                          Signals




                                                                                 0
kalman based RLS has been taken. The signal arrives
at 50o .Two interfering signals are at −30o and 0o. The
                                                                    -0.2

                                                                    -0.4
smart antenna algorithms compute the antenna
                                                                    -0.6
weights for all eight antenna elements so that the
signal-to-noise-and-interference       ratio    (SINR)              -0.8


becomes optimum.                                                          -1
                                                                                          0         10        20       30         40       50      60          70        80        90         100
                                                                                                                                   No. of Iterations

                                                          Fig.4. compare of desire signal and array output
                                                          signal of kalman based LMS algorithm

                                                                                                                                                                    117 | P a g e
Mallaiah Narayanadas, Prof K.Ashok BABU / International Journal of Engineering Research
                       and Applications (IJERA) ISSN: 2248-9622 www.ijera.com
                          Vol. 2, Issue 5, September- October 2012, pp.116-118
                                  1
                                                                                                                                 The kalman based normalized LMS algorithm shows
                                0.9
                                                                                                                                 better performance in terms of speed, accuracy and
                                0.8
                                                                                                                                 robustness.
                                0.7
            Mean square error




                                0.6
                                                                                                                                 REFERENCES
                                0.5
                                                                                                                                   [1]   Carl B. Dietrich, Jr., Warren L. Stutz man,
                                0.4                                                                                                      Byung-Ki Kim, and Kai Dietze, “Smart
                                0.3                                                                                                      Antennas in Wireless Communications:
                                0.2                                                                                                      Base-Station Diversity and Handset Beam
                                0.1                                                                                                      forming” lEEE Antennas and Propagation
                                  0                                                                                                      Magazine, Vol. 42, No. 5, October 2000.
                                      0           10       20       30       40          50      60      70    80    90    100
                                                                                   Iteration no.                                   [2]   Michael Chryssomallis, “Smart Antennas”
Fig.5 shows the error response for kalman based RLS                                                                                      lEEE Antennas and Propagation Magazine,
algorithm for n=5 the graph drawn between samples                                                                                        Vol. 42, No. 3, June 2000.
along x-axis and mse along y-axis                                                                                                  [3]   Salvatore    Bellofiore,   Jeffrey    Foutz,
                                                                                                                                         Constantine A. Balanis, and Andreas S.
                     0.25                                                                                                                Spanias, “Smart-Antenna System for Mobile
                                                                                                                                         Communication        Networks     Part    2:
                                0.2                                                                                                      Beamforming and Network Throughput”
                                                                                                                                         IEEE Antenna's and Propagation Magazine,
                     0.15
                                                                                                                                         Vol. 44, NO. 4, August 2002.
                                                                                                                                   [4]   Symon Haykin, “Adaptive filter theory”,
|weights|




                                                                                                                                         Forth edition, Pearson Education, Asia,
                                0.1
                                                                                                                                         2002.
                                                                                                                                   [5]   Frank Gross, “Smart Antenna for Wireless
                     0.05
                                                                                                                                         Communication” McGraw-hill, September
                                                                                                                                         14, 2005.
                                  0
                                      0           10       20       30       40         50      60      70    80    90    100
                                                                                  Iteration no.

Fig.6.weighting factors of kalman based LMS
algorithm for μ =0.5
                                  0.35
                                                                                                                                           Mr. NARAYANADAS MALLAIAH
                                      0.3
                                                                                                                                 graduate from Nagarjuna Institute of Technology and
                                  0.25
                                                                                                                                 Sciences in Electronics& Communications. Now
                                                                                                                                 pursuing Masters in Digital Electronics and
                                      0.2
                                                                                                                                 Communication Systems (DECS) from Sri Indu
                        weights




                                  0.15                                                                                           College of Engineering & Technology
                                                                                                                                 I
                                      0.1


                                  0.05


                                          0
                                              0        2        4        6        8        10      12    14    16    18    20
                                                                                      iteration no


Fig.7.weighting factors of kalman based RLS                                                                                                       I    express   my     gratitude   to
algorithm for μ =0.5                                                                                                             Dr. K ASHOKBABU Professor & Head of the
                                                                                                                                 Department (ECE) of and for his constant co-
   IV.                                            CONCLUSION                                                                     operation, support and for providing necessary
         The LMS algorithm gives the best beam                                                                                   facilities throughout the M.tech program. He has 16
forming pattern. However, its convergence is slow                                                                                Years of Experience, at B.Tech and M.tech Level and
and it depends mainly on the step size. If the signal                                                                            working as a Professor in Sri Indu College of Engg.&
characteristics are rapidly changing LMS algorithm                                                                               Technology
cannot achieve satisfactory convergence. The kalman
based RLS algorithm calculates the array weights by
orthogonal search at every iteration. It shows good
beamforming pattern and a high convergence rate.




                                                                                                                                                                       118 | P a g e

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  • 1. Mallaiah Narayanadas, Prof K.Ashok BABU / International Journal of Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com Vol. 2, Issue 5, September- October 2012, pp.116-118 Kalman Based Lms And Rls Techniques In Smart Antenna Mallaiah Narayanadas1, Prof K.Ashok BABU2 Department of ECE, Department of ECE, Sri Indu College of Engg and Tech, Sri Indu College of Engg and Tech, Affiliated to JNTU, Affiliated to JNTU, Hyderabad AP, India. Hyderabad, AP, India. Abstract The smart antenna is a new technology Smart antenna can be used to achieve different and has been applied to the mobile benefits. By providing higher network capacity, it communication system such as GSM and CDMA. increases revenues of network operators and gives Advent of powerful, low-cost, digital processing customers less probability of blocked or dropped components and the development of software- calls. Adaptive Beamforming [3] is a technique in based techniques has made smart antenna systems which an array of antennas is exploited to achieve a practical reality for both base station and mobile maximum reception in a specified direction by station of a cellular communications systems in estimating the signal arrival from a desired direction the next generation. The core of smart antenna is (in the presence of noise) while signals of the same the selection of smart algorithms in adaptive frequency from other directions are rejected. array. Using beam forming algorithms the In this paper is organized as follows. Kaman weight of antenna arrays can be adjusted to form based Adaptive beam forming techniques in section certain amount of adaptive beam to track II. The simulation results are presented in Section III. corresponding users automatically and at the Concluding remarks are made in Section IV. same time to minimize interference arising from other users by introducing nulls in their II. KAMAN BAED ADAPTIVE directions. Thus interferences can be suppressed BEFORMING TECHNIQUES and the desired signals can be extracted. This In this paper, we have simulated sample-by- research work provides description, comparative sample adaptive beam-former using least mean analysis and utility of various reference signal square (LMS) algorithm and conjugate gradient based algorithms as well as blind adaptive method. algorithms. Exhaustive simulation study of beam patterns and learning characteristics have proved 2.1. KALMAN BASED- LMS the efficacies of the proposed work from The proposed kalman based LMS algotithm application point of view. consists of two basic process. The first is a filter process that involves computing the output of the Index Terms – Antenna Arrays, Adaptive kalman filter, produced by a set of tag inputs and also Algorithms, Beam-forming, Interference, Smart generating an error estimation by comparing this antenna, Signal Nulling output to a known desire signal. The second is an adaptive process involves the automatic adjustment I. INTRODUCTION of tap weights of the filter according to the error Conventional base station antennas in estimation computed in the first process. The existing operational systems are either Omni algorithm of LMS algorithm as shown below directional or sectorised. There is a waste of Define the of k,φS, φI %k=no. of antennas,φ=angle resources since the vast majority of transmitted signal vS=exp(1j*(i1)*2*pi*d*sin(øS)); power radiates in directions other than toward the desired user. In addition, signal power vI=exp(1j*(i-1)*2*pi*d*sin(øI)); radiated thought the cell area will be experienced as interference by any other user than the desired one. I=rand(N.k) %interference signal Concurrently the base station receives interference emanating from the individual users within the for n = 1:k) system Smart Antennas offer a relief by x = S(n)*vS + I(n)*vI/kalman equations; transmitting/receiving the power only to/from the %y = w*x.'; desired directions. .Smart Antennas can be used to y=w'*x; %output signal achieve different benefits. The most important is higher network capacity. It increase network capacity e = conj(S(n)) - y; %error signal [1],[2] by precise control of signal nulls quality and w=w+mu*conj(e)*x; %weights update mitigation of interference combine to frequency reuse reduce distance (or cluster size), improving capacity. end 116 | P a g e
  • 2. Mallaiah Narayanadas, Prof K.Ashok BABU / International Journal of Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com Vol. 2, Issue 5, September- October 2012, pp.116-118 End Array factor=w* e-j(k) πsinφ 1 The equation for kalman filter is given by p(n+1)+qv/σ(n+1 0.8 This algorithm uses a steepest decent method [4] and computes the weight vector recursively using the 0.6 |AF| equation. 0.4 0.2 2.2. KALMAN BASED RLS 0 The Kalman filter can provide unbiased -90 -60 -30 0 30 60 90 AOA (deg) estimate for system behavior under the measurement noise interference. It is the *’, ZAbest estimate Fig.1..Normalize array factor of kalman based RLS algorithm based on linearity minimum variance algorithm for N=8 criterion. This algorithm does not require prior 14 knowledge of the noise statistics and ensures very 12 high rate of convergence. The main drawback of standard kalman 10 algorithm is its very high computational complexity. Mean square error 8 The kalman based normalized RLS algorithm overcomes the drawbacks of both the normalized 6 RLS and the standard kalman algorithm. The kalman 4 based RLS algorithm is less sensitive to the measurement noise. It also ensures fast convergence, 2 high accuracy in the weight estimate, low mis 0 0 2 4 6 8 10 12 14 16 18 20 adjustment, stability and decreased computational Iteration no. complexity. The weight update equation of the Fig.2 shows the error response for kalman based RLS kalman based RLS is algorithm for n=8 the graph drawn between samples W (n+1)=W(n)+k(n+1) ζ (n+1)/[p(n+1)+qv/σ(n+1)] along x-axis and mse along y-axis Where the error vector is given by 1 0.8 0.6 |AFn| 0.4 0.2 ζ(n+1)=d(n+1)-W(n)X(n+1) The main disadvantage of kalman based 0 RLS is its high sensitivity to measurement noise. The -90 -60 -30 0 AOA (deg) 30 60 90 kalman based RLS algorithm lead to amplification of the measurement noise in low order filters especially Fig.3.Normalize array factor of kalman based LMS when the reference signal power is low. algorithm for N=5 1 III. EXPERIMENTAL RESULTS 0.8 Desired signal Array output We have used MATLAB to perform 0.6 simulations of the adaptive algorithms discussed in 0.4 section II. In the simulation, the smart antenna of 8- 0.2 elements in kalman based LMS and 4-elements in Signals 0 kalman based RLS has been taken. The signal arrives at 50o .Two interfering signals are at −30o and 0o. The -0.2 -0.4 smart antenna algorithms compute the antenna -0.6 weights for all eight antenna elements so that the signal-to-noise-and-interference ratio (SINR) -0.8 becomes optimum. -1 0 10 20 30 40 50 60 70 80 90 100 No. of Iterations Fig.4. compare of desire signal and array output signal of kalman based LMS algorithm 117 | P a g e
  • 3. Mallaiah Narayanadas, Prof K.Ashok BABU / International Journal of Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com Vol. 2, Issue 5, September- October 2012, pp.116-118 1 The kalman based normalized LMS algorithm shows 0.9 better performance in terms of speed, accuracy and 0.8 robustness. 0.7 Mean square error 0.6 REFERENCES 0.5 [1] Carl B. Dietrich, Jr., Warren L. Stutz man, 0.4 Byung-Ki Kim, and Kai Dietze, “Smart 0.3 Antennas in Wireless Communications: 0.2 Base-Station Diversity and Handset Beam 0.1 forming” lEEE Antennas and Propagation 0 Magazine, Vol. 42, No. 5, October 2000. 0 10 20 30 40 50 60 70 80 90 100 Iteration no. [2] Michael Chryssomallis, “Smart Antennas” Fig.5 shows the error response for kalman based RLS lEEE Antennas and Propagation Magazine, algorithm for n=5 the graph drawn between samples Vol. 42, No. 3, June 2000. along x-axis and mse along y-axis [3] Salvatore Bellofiore, Jeffrey Foutz, Constantine A. Balanis, and Andreas S. 0.25 Spanias, “Smart-Antenna System for Mobile Communication Networks Part 2: 0.2 Beamforming and Network Throughput” IEEE Antenna's and Propagation Magazine, 0.15 Vol. 44, NO. 4, August 2002. [4] Symon Haykin, “Adaptive filter theory”, |weights| Forth edition, Pearson Education, Asia, 0.1 2002. [5] Frank Gross, “Smart Antenna for Wireless 0.05 Communication” McGraw-hill, September 14, 2005. 0 0 10 20 30 40 50 60 70 80 90 100 Iteration no. Fig.6.weighting factors of kalman based LMS algorithm for μ =0.5 0.35 Mr. NARAYANADAS MALLAIAH 0.3 graduate from Nagarjuna Institute of Technology and 0.25 Sciences in Electronics& Communications. Now pursuing Masters in Digital Electronics and 0.2 Communication Systems (DECS) from Sri Indu weights 0.15 College of Engineering & Technology I 0.1 0.05 0 0 2 4 6 8 10 12 14 16 18 20 iteration no Fig.7.weighting factors of kalman based RLS I express my gratitude to algorithm for μ =0.5 Dr. K ASHOKBABU Professor & Head of the Department (ECE) of and for his constant co- IV. CONCLUSION operation, support and for providing necessary The LMS algorithm gives the best beam facilities throughout the M.tech program. He has 16 forming pattern. However, its convergence is slow Years of Experience, at B.Tech and M.tech Level and and it depends mainly on the step size. If the signal working as a Professor in Sri Indu College of Engg.& characteristics are rapidly changing LMS algorithm Technology cannot achieve satisfactory convergence. The kalman based RLS algorithm calculates the array weights by orthogonal search at every iteration. It shows good beamforming pattern and a high convergence rate. 118 | P a g e