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ORBITEC 
Progress Briefing 
Research Grant 07600-052 
OTC-GS0097-PB-00-1 
Prepared for 
NASA Institute for Advanced Concepts (NIAC) 
Universities Space Research Association (USRA) 
June 7, 2000 
Dr. Douglas O’Handley 
Orbital Technologies Corporation ORBITEC 
www.orbitec.com 
Space Center, 1212 Fourier Drive dohphd@earthlink.net 
Madison, WI 53717 
(608) 827-5000
ORBITEC 
Agenda 
• Introduction 
• Production Examples 
• Required Elements for a Lunar Colony 
• Purpose of Phase I Preliminary System Architecture Study 
• Requirement Breakdown for Human Survival 
• Second Level Requirement Breakdown: Agriculture 
• Areas of Consideration 
• Illustration of the Resources Available in the Lunar Regolith 
• Key Objectives 
• Work Schedule 
• Tasks 
- Develop Basic Requirements 
- Define Minimum Earth Supply Requirements 
- Develop Examples of Lunar ISRU Production Activities and Products 
- Define the Preliminary System Architecture 
- Create Multidisciplinary Consortium 
• Progress to Date
ORBITEC 
Introduction 
• ORBITEC proposes to develop an overall system architecture for the goal of 
establishing a truly self-supporting lunar colony, independent of sustained 
Earth resources and supplies 
• By deliberate design, we will define a self-supporting lunar colony that would 
be able to survive and grow, with only initial supplies from Earth 
• We intend to show that a design of a self-sufficient architecture is not only 
feasible, but is an attractive alternative to what might be considered a regular 
Earth-supported lunar colony 
• The establishment of such a colony would indeed be a grand step into space 
and would absolutely drive new innovative approaches/developments for self-sufficiency 
that would ultimately support a much lower cost and highly-survivable 
human colonisation of Mars and other planetary bodies 
• Once established, the lunar colony will implement many innovative 
applications for the production of needed structures and commodities from 
lunar materials
ORBITEC 
Production Examples 
• Production of oxygen, nitrogen, carbon dioxide, water and food for life 
support 
• Manufacture of raw materials and structures for use on the surface for habitats, 
production facilities and transportation infrastructure 
• Production of hydrogen and oxygen propellants/fuels from the lunar water ice-bearing 
lunar regolith at the poles for use in ground and flight vehicles 
operating on the surface, in Lunar orbit, Earth orbit, libration points, and deep 
space 
• Production of chemical, solar and nuclear energy production systems.
ORBITEC 
Required Elements for Lunar Colony 
Other processes 
Vital 
processes Human 
settlers 
Power generation 
Food 
Construction, 
excavation 
Oxygen 
Security 
Purpose 
Energy 
Heat and 
light 
Social life, 
sports and 
recreation 
"Consumer 
goods" 
Vehicles 
Tools and 
Machinery 
Metals, non-metals 
Expansion 
Fuel 
Spare time 
Research 
Farming 
Water 
Medical 
care 
Manufacture 
Rock, soil 
Mining and 
processing 
Research 
equipment 
Medicines 
Medical 
equipment 
Health 
Pressurised spaces Manufactured goods Mined or processed raw materials
ORBITEC 
Purpose of the Phase I Preliminary 
System Architecture Study 
• Develop a structured breakdown of the basic requirements for 
survival of an isolated group of humans on the lunar surface over an 
definite period of time ~ 1 year 
• Define what would be the minimum initial requirements provided 
from Earth and what absolute minimum on-going supplies, data and 
communications from Earth would be necessary 
• Develop an initial new mindset of how to produce what is needed 
from in situ lunar resources 
• Create a multidisciplinary network or consortium of willing 
contributing experts, by compiling a directory of technical and 
business contacts at companies, universities, government agencies, 
and institutes willing to participate in lunar self-sufficiency 
colonisation studies in the NIAC Phase II effort and beyond
ORBITEC Requirement Breakdown for 
Human Survival 
Survival 
Agriculture 
Water synthesis 
Medical equipment and supplies 
Clothing 
Second level 
functional 
requirement 
Closed ecological life 
support system 
Manufacture. 
Logistics and life support: 
Transportation, 
purification and storage of 
air, water, wastes, 
supplies and energy. 
Construction: 
Digging or finding 
caverns, sealing, 
reinforcing and furnishing. 
First level 
functional 
requirement 
First level design 
Production of breathing gas 
Power generation 
Power distribution 
Water purification 
Water and sewage recycling 
Air purification 
Ventilation 
Pressure tight inner walls 
Load carrying outer structure 
Radiation and meteorite protection 
Mining and mineral 
beneficiation. 
Energy generation, 
storage and distribution 
Food 
Water 
Air 
Hygiene and 
health 
Protection 
and safety 
Heat and light 
Wastes
ORBITEC Second Level Requirement 
Breakdown: Agriculture 
Nutrients 
Water 
Air 
Heat 
Light 
Transportation 
Protection 
Agriculture 
Farmers 
Farming tools
ORBITEC 
Areas of Consideration 
• Biology: Effects of 1/6th gravity and radiation on humans, plants and animals, as well as 
closed system ecology, food production and processing, plant and animal transport, etc 
• Human Behavioural Sciences: including psychology and sociology, especially with 
respect to isolated groups and confined spaces, family structure, social activities, etc 
• Ground Transportation/Propulsion: personal rocket back packs and rocket-based 
platforms, small and large rovers, maglev transport systems, heavy haulers, power 
plants, rocket systems, etc 
• Space Transportation/Propulsion: Hoppers, orbital vehicles, emergency transport 
vehicles, rocket systems, etc 
• Automation and Robotics: Robots, automatic processing and manufacturing 
technology, self-replicating systems, control systems for safety and comfort, etc 
• Mining and Processing of Resources: Mining of raw materials and mechanical and 
chemical processing of the lunar regolith to extract gases, liquids and solids needed for 
support and extension of the lunar colony, concrete and basalt processing, etc
ORBITEC Areas of Consideration 
(Continued) 
• Facility Construction: Buildings, underground facilities (tunnelled), inflatables, roads, 
launch pads, maglev tracks, etc 
• Communications: Satellite communications, direct broadcast (lunar orbit, from Earth), 
local communications, cable, etc 
• Manufacture of Tools, Equipment, Commodities: Manufacture of tools, parts and 
repair of existing equipment, production of needed products for survival and living, etc 
• Solar and Nuclear Power Generation and Energy Storage: Solar power system 
manufacture, solar cell production, nuclear power systems construction, nuclear fuel 
production, electrical, chemical, and thermal energy storage for night and 
emergencies/breakdowns/eclipses, etc 
• Recreation and Entertainment: Colonists require recreation and entertainment, which 
would include modifications to Earth-based activities; Entertainment could be from 
Earth-based activities (movies, news, shows, sports, etc.), etc 
• Political Science/Government: Colonists will require a governmental/lawful system to 
guide, manage and control the events and processes, etc 
• Commercial Activities: Both internal and external commercial activities include 
production of required products for the colony and the export of valuable recovered 
resources that Earth-based or other space-based systems require for exploration and space 
commerce, etc
ORBITEC 
Work Schedule 
1 2 3 4 5 6 
Task 1. Requirements Definition 
Task 2. Earth Supply Requirements 
Task 3. Develop Supply Requirements 
Task 4. Preliminary System Architecture 
Task 5. Develop Consortium/Network 
Task 6. Reporting 
Project Month 
WORK TASK
ORBITEC Illustration of Resources 
Available in the Lunar Regolith
ORBITEC 
Key Objectives 
• Develop a structured breakdown of the basic requirements for survival of an 
isolated group of humans on the lunar surface over an infinite period of time 
that fully utilise lunar in situ resources and minimize the use of Earth-supplied 
materials/products 
• Define what would be the minimum initial requirements provided from Earth 
and what absolute minimum on-going supplies, data and communications 
from Earth would be necessary 
• Develop an initial new mindset of how to produce everything that is needed 
from in situ lunar resources 
• Create a multidisciplinary consortium of willing contributing experts, by 
compiling a directory of technical and business contacts at companies, 
universities, government agencies, and institutes that are willing to 
participate/contribute to lunar self-sufficiency colonization studies in the 
NIAC Phase II effort and beyond
ORBITEC Task 1. Develop Basic 
Requirements 
• Purpose to develop the basic architecture design requirements for the survival of an isolated group of 
humans on the lunar surface over an indefinite period of time that fully utilise lunar in situ resources 
and minimise the use of Earth-supplied materials/products. 
• The study team, comprised of a broad range of experts, will meet at a requirements workshop June 22- 
23 in Madison. 
• The requirements relating to implementation time frame, colony initial size and growth rate, basic 
groundrules, self-sufficiency categories and needs will all be defined by the Workshop. 
• The Requirements Committee will be made up of: O’Handley, Rice, Duke, Järvstråt, Teeter, Gustafson, 
Lin, and Jordan.
ORBITEC Task 2. Define Minimum Earth 
Supply Requirements 
• The purpose of this task is to estimate, based upon the data available 
on Lunar resources and the requirements for survival of the colony, the 
minimum Earth supply requirements for the initial and growing lunar 
colony
ORBITEC 
Task 3. Develop Examples of Lunar ISRU 
Production Activities and Products 
• This task will involve the development of subsystem concepts that 
relate to required ISRU production and products needed by the colony 
(as defined by Task 1) 
• Inputs from members of the project team will be obtained
ORBITEC 
Task 4. Define the Preliminary System 
Architecture 
• This task will task the input from Tasks 1 through 3 and draft an initial 
system architecture concept for the lunar colony as a Phase I product
ORBITEC 
Task 5. Create Multidisciplinary 
Consortium 
• Task will create a multi-disciplinary consortium or network of experts for 
developing a self-sufficient lunar colony 
• Consortium or network will be created by compiling a directory of technical 
and business contacts at companies, universities, government agencies, and 
institutes from around the world that are willing to participate/contribute to 
lunar self-sufficiency colonization studies in the NIAC Phase II effort and 
beyond 
• Compile a database of ongoing world-wide projects/activities that are relevant 
for lunar colonization 
• Develop a contact data base that involves contacting various aerospace 
organizations, including: SSI, AIAA, NSI, AAS, Artemis Society International, 
and the Lunar Institute of Technology 
• ORBITEC web page will be modified to capture electronic mail responses 
• The organisation's members will be encouraged to donate their time and 
knowledge to the project
ORBITEC 
Progress to Date 
• Developed an Agenda for the Requirements Workshop 
• Contacted Potential Workshop Participants Over Phone 
• Set Date and Organized Requirements Workshop for June 22-23, 2000, 
Madison WI 
• Sent Out Workshop Invitations 
• Communicated Project Goals to the Study Team 
• Began Building a Contact Data Base 
• Began Assessing Basic Requirements

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Self sustaininglunarcolony

  • 1. ORBITEC Progress Briefing Research Grant 07600-052 OTC-GS0097-PB-00-1 Prepared for NASA Institute for Advanced Concepts (NIAC) Universities Space Research Association (USRA) June 7, 2000 Dr. Douglas O’Handley Orbital Technologies Corporation ORBITEC www.orbitec.com Space Center, 1212 Fourier Drive dohphd@earthlink.net Madison, WI 53717 (608) 827-5000
  • 2. ORBITEC Agenda • Introduction • Production Examples • Required Elements for a Lunar Colony • Purpose of Phase I Preliminary System Architecture Study • Requirement Breakdown for Human Survival • Second Level Requirement Breakdown: Agriculture • Areas of Consideration • Illustration of the Resources Available in the Lunar Regolith • Key Objectives • Work Schedule • Tasks - Develop Basic Requirements - Define Minimum Earth Supply Requirements - Develop Examples of Lunar ISRU Production Activities and Products - Define the Preliminary System Architecture - Create Multidisciplinary Consortium • Progress to Date
  • 3. ORBITEC Introduction • ORBITEC proposes to develop an overall system architecture for the goal of establishing a truly self-supporting lunar colony, independent of sustained Earth resources and supplies • By deliberate design, we will define a self-supporting lunar colony that would be able to survive and grow, with only initial supplies from Earth • We intend to show that a design of a self-sufficient architecture is not only feasible, but is an attractive alternative to what might be considered a regular Earth-supported lunar colony • The establishment of such a colony would indeed be a grand step into space and would absolutely drive new innovative approaches/developments for self-sufficiency that would ultimately support a much lower cost and highly-survivable human colonisation of Mars and other planetary bodies • Once established, the lunar colony will implement many innovative applications for the production of needed structures and commodities from lunar materials
  • 4. ORBITEC Production Examples • Production of oxygen, nitrogen, carbon dioxide, water and food for life support • Manufacture of raw materials and structures for use on the surface for habitats, production facilities and transportation infrastructure • Production of hydrogen and oxygen propellants/fuels from the lunar water ice-bearing lunar regolith at the poles for use in ground and flight vehicles operating on the surface, in Lunar orbit, Earth orbit, libration points, and deep space • Production of chemical, solar and nuclear energy production systems.
  • 5. ORBITEC Required Elements for Lunar Colony Other processes Vital processes Human settlers Power generation Food Construction, excavation Oxygen Security Purpose Energy Heat and light Social life, sports and recreation "Consumer goods" Vehicles Tools and Machinery Metals, non-metals Expansion Fuel Spare time Research Farming Water Medical care Manufacture Rock, soil Mining and processing Research equipment Medicines Medical equipment Health Pressurised spaces Manufactured goods Mined or processed raw materials
  • 6. ORBITEC Purpose of the Phase I Preliminary System Architecture Study • Develop a structured breakdown of the basic requirements for survival of an isolated group of humans on the lunar surface over an definite period of time ~ 1 year • Define what would be the minimum initial requirements provided from Earth and what absolute minimum on-going supplies, data and communications from Earth would be necessary • Develop an initial new mindset of how to produce what is needed from in situ lunar resources • Create a multidisciplinary network or consortium of willing contributing experts, by compiling a directory of technical and business contacts at companies, universities, government agencies, and institutes willing to participate in lunar self-sufficiency colonisation studies in the NIAC Phase II effort and beyond
  • 7. ORBITEC Requirement Breakdown for Human Survival Survival Agriculture Water synthesis Medical equipment and supplies Clothing Second level functional requirement Closed ecological life support system Manufacture. Logistics and life support: Transportation, purification and storage of air, water, wastes, supplies and energy. Construction: Digging or finding caverns, sealing, reinforcing and furnishing. First level functional requirement First level design Production of breathing gas Power generation Power distribution Water purification Water and sewage recycling Air purification Ventilation Pressure tight inner walls Load carrying outer structure Radiation and meteorite protection Mining and mineral beneficiation. Energy generation, storage and distribution Food Water Air Hygiene and health Protection and safety Heat and light Wastes
  • 8. ORBITEC Second Level Requirement Breakdown: Agriculture Nutrients Water Air Heat Light Transportation Protection Agriculture Farmers Farming tools
  • 9. ORBITEC Areas of Consideration • Biology: Effects of 1/6th gravity and radiation on humans, plants and animals, as well as closed system ecology, food production and processing, plant and animal transport, etc • Human Behavioural Sciences: including psychology and sociology, especially with respect to isolated groups and confined spaces, family structure, social activities, etc • Ground Transportation/Propulsion: personal rocket back packs and rocket-based platforms, small and large rovers, maglev transport systems, heavy haulers, power plants, rocket systems, etc • Space Transportation/Propulsion: Hoppers, orbital vehicles, emergency transport vehicles, rocket systems, etc • Automation and Robotics: Robots, automatic processing and manufacturing technology, self-replicating systems, control systems for safety and comfort, etc • Mining and Processing of Resources: Mining of raw materials and mechanical and chemical processing of the lunar regolith to extract gases, liquids and solids needed for support and extension of the lunar colony, concrete and basalt processing, etc
  • 10. ORBITEC Areas of Consideration (Continued) • Facility Construction: Buildings, underground facilities (tunnelled), inflatables, roads, launch pads, maglev tracks, etc • Communications: Satellite communications, direct broadcast (lunar orbit, from Earth), local communications, cable, etc • Manufacture of Tools, Equipment, Commodities: Manufacture of tools, parts and repair of existing equipment, production of needed products for survival and living, etc • Solar and Nuclear Power Generation and Energy Storage: Solar power system manufacture, solar cell production, nuclear power systems construction, nuclear fuel production, electrical, chemical, and thermal energy storage for night and emergencies/breakdowns/eclipses, etc • Recreation and Entertainment: Colonists require recreation and entertainment, which would include modifications to Earth-based activities; Entertainment could be from Earth-based activities (movies, news, shows, sports, etc.), etc • Political Science/Government: Colonists will require a governmental/lawful system to guide, manage and control the events and processes, etc • Commercial Activities: Both internal and external commercial activities include production of required products for the colony and the export of valuable recovered resources that Earth-based or other space-based systems require for exploration and space commerce, etc
  • 11. ORBITEC Work Schedule 1 2 3 4 5 6 Task 1. Requirements Definition Task 2. Earth Supply Requirements Task 3. Develop Supply Requirements Task 4. Preliminary System Architecture Task 5. Develop Consortium/Network Task 6. Reporting Project Month WORK TASK
  • 12. ORBITEC Illustration of Resources Available in the Lunar Regolith
  • 13. ORBITEC Key Objectives • Develop a structured breakdown of the basic requirements for survival of an isolated group of humans on the lunar surface over an infinite period of time that fully utilise lunar in situ resources and minimize the use of Earth-supplied materials/products • Define what would be the minimum initial requirements provided from Earth and what absolute minimum on-going supplies, data and communications from Earth would be necessary • Develop an initial new mindset of how to produce everything that is needed from in situ lunar resources • Create a multidisciplinary consortium of willing contributing experts, by compiling a directory of technical and business contacts at companies, universities, government agencies, and institutes that are willing to participate/contribute to lunar self-sufficiency colonization studies in the NIAC Phase II effort and beyond
  • 14. ORBITEC Task 1. Develop Basic Requirements • Purpose to develop the basic architecture design requirements for the survival of an isolated group of humans on the lunar surface over an indefinite period of time that fully utilise lunar in situ resources and minimise the use of Earth-supplied materials/products. • The study team, comprised of a broad range of experts, will meet at a requirements workshop June 22- 23 in Madison. • The requirements relating to implementation time frame, colony initial size and growth rate, basic groundrules, self-sufficiency categories and needs will all be defined by the Workshop. • The Requirements Committee will be made up of: O’Handley, Rice, Duke, Järvstråt, Teeter, Gustafson, Lin, and Jordan.
  • 15. ORBITEC Task 2. Define Minimum Earth Supply Requirements • The purpose of this task is to estimate, based upon the data available on Lunar resources and the requirements for survival of the colony, the minimum Earth supply requirements for the initial and growing lunar colony
  • 16. ORBITEC Task 3. Develop Examples of Lunar ISRU Production Activities and Products • This task will involve the development of subsystem concepts that relate to required ISRU production and products needed by the colony (as defined by Task 1) • Inputs from members of the project team will be obtained
  • 17. ORBITEC Task 4. Define the Preliminary System Architecture • This task will task the input from Tasks 1 through 3 and draft an initial system architecture concept for the lunar colony as a Phase I product
  • 18. ORBITEC Task 5. Create Multidisciplinary Consortium • Task will create a multi-disciplinary consortium or network of experts for developing a self-sufficient lunar colony • Consortium or network will be created by compiling a directory of technical and business contacts at companies, universities, government agencies, and institutes from around the world that are willing to participate/contribute to lunar self-sufficiency colonization studies in the NIAC Phase II effort and beyond • Compile a database of ongoing world-wide projects/activities that are relevant for lunar colonization • Develop a contact data base that involves contacting various aerospace organizations, including: SSI, AIAA, NSI, AAS, Artemis Society International, and the Lunar Institute of Technology • ORBITEC web page will be modified to capture electronic mail responses • The organisation's members will be encouraged to donate their time and knowledge to the project
  • 19. ORBITEC Progress to Date • Developed an Agenda for the Requirements Workshop • Contacted Potential Workshop Participants Over Phone • Set Date and Organized Requirements Workshop for June 22-23, 2000, Madison WI • Sent Out Workshop Invitations • Communicated Project Goals to the Study Team • Began Building a Contact Data Base • Began Assessing Basic Requirements