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Preparation Techniques : Epitaxial
Technology
Rohith Cherukuri
Materials Science and Engineering
University of Applied Sciences Muenster06/01/2020 1
Preparation Techniques : Epitaxial
Technology
Rohith Cherukuri
Materials Science and Engineering
University of Applied Sciences Muenster
06/01/2020 2
Outline
• Introduction
• Epitaxy Types
• Epitaxy Techniques
• Applications
• Conclusion
• References
06/01/2020 3
What is Epitaxy?
Epi implies ABOVE
Taxis implies an ordered manner
Epitaxy refers to a type of crystal growth or
material deposition in which new crystalline
layers are formed with respect to the
crystalline substrate.
06/01/2020 4
https://www.mlz-garching.de/mbe
Epitaxy Types
Depending on substrate and Epitaxial layer
• Homoepitaxy
• Heteroepitaxy
Depending on growth direction
• Homo/Heterotopotaxy
• Pendeo-epitaxy or Epitaxial lateral overgrowth (ELO or ELOG)
06/01/2020 5
Homoepitaxy
• The substrate and thin film are the same, often
silicon on silicon.
• This is often used to grow films that are purer
than the substrate, and which can be doped
independently of it.
e.g. Si on Si etc.,
06/01/2020 6
https://www.universitywafer.com/silicon-
carbide-inventory.html
Heteroepitaxy
This is performed with different materials and
often used to grow films of materials for
which crystals can’t otherwise be obtained
e.g. silicon on sapphire,
GaAs on Silicon etc.,
06/01/2020 7
Epitaxial growth of InGaAs/GaAs
quantum-dot
degruyter.com/view/j/nanoph.2015.4.issue-2/nanoph-
2014-0024/nanoph-2014-0024.xml
Homo/Heterotopotaxy
• This method is similar to
homo/heteroepitaxy except growth is
not limited to two-dimensional growth;
• The substrate is similar only in structure
to the thin-film material.
06/01/2020 8
https://www.slideshare.net/kritickasharma/ic-technology-chemical-
vapour-deposition-and-epitaxial-layer-growth
Pendeo-epitaxy or Epitaxial lateral overgrowth
(ELO or ELOG)
• A heteroepitaxial film grows vertically and laterally
simultaneously.
• It is particularly important for compound such as GaAs
and GaN
e.g. GaN on sapphire wafer .,
Schematic of Pendeo-epitaxy(PE)
http://blog.naver.com/PostView.nhn?blogId=namgoocha&
logNo=220561768213
06/01/2020 9
Epitaxy Techniques
• Liquid-Phase Epitaxy (LPE)
• Vapor-Phase Epitaxy (VPE)
• Molecular Beam Epitaxy (MBE)
06/01/2020 10
Liquid-Phase Epitaxy (LPE)
• Growing the crystal from the contact between the substrate and a
liquid source of the material to grow.
• Hard to make thin films
• Growth Rate: 0.1-1 µm/min ~10-100 times faster than in MOVPE
or MBE
e.g.: thick layers of GaAlAs with uniform composition.
06/01/2020 11
LPE Techniques:
06/01/2020 12
Basic structure of graphite horizontal
sliding boat LPE
Schematic diagram of a dipping
LPE
Tipping LPE furnace
per2017_Chapter_EpitaxialCrystalGrowthMethodsA
Vapor-Phase Epitaxy (VPE)
• Physical Vapor Deposition - PVD, the compound to be grown or its constituents are
evaporated and subsequently transported through the relevant reactor toward the
substrate.
• Chemical Vapor Deposition - CVD, volatile species containing the constituent
elements of the layer to be grown are produced first in- or outside the reactor and
transported as streams of vapor towards the reaction zone near the substrate.
06/01/2020 13
Physical Vapor Deposition(PVD)
• Deposition of a material in the vapor phase onto a
solid in a vacuum.
• The coating method involves purely physical
processes such as high-temperature vacuum
evaporation with subsequent condensation, or plasma
sputter bombardment
• Usually no chemical reactions take place Carried out
in a vacuum atmosphere
• Used for thin and uniform coating or films
06/01/2020 14
PVD Types
• Cathodic Arc Deposition
• Electron beam PVD
• Close-space sublimation
• Pulsed laser deposition
• Sputter deposition
• Pulsed electron deposition
• Sublimation sandwich method
06/01/2020 15
06/01/2020 16
Chemical Vapor Deposition (CVD)
• It is a chemical process used to produce high-purity, high-performance solid
materials.
• The wafer (substrate) is exposed to one or more volatile precursors, which react
and/or decompose on the substrate surface to produce the desired deposit.
• Frequently, volatile by-products are also produced, which are removed by gas
flow through the reaction chamber.
• Growth rate: ~0.1 µm/min.
06/01/2020 17
CVD Family
CVD => Chemical Vapor Deposition
PE-CVD => Plasma Enhanced CVD
MO-CVD => Metal Organic CVD
AP-CVD=> Atmospheric pressure CVD
LP-CVD =>Low-pressure CVD
UHV-CVD=>Ultrahigh vacuum CVD
AA-CVD=>Aerosol assisted CVD
DLI-CVD=>Direct liquid injection CVD
06/01/2020 18
CVD System
• Gas delivery system –
• Reaction chamber –
• Substrate loading mechanism-
• Energy source –
• Vacuum system –
• Exhaust system –
• Process control equipment-
Low pressure chemical vapor deposition
http://lnf-wiki.eecs.umich.edu/wiki/Low_pressure_chemical_vapor_deposition
06/01/2020 19
CVD Equipment
06/01/2020 20
http://fr.worldtempus.com/article/montres/innovation-et-technique/tag-heuer-conversation-avec-les-atomes--le-
nouveau-balancier-en-composite-de-carbone-27183.html
Carbon + 150 system by CVD Equipment Corporation, USA; configured per TAG Heuer
specifications and operated in La Chaux-de-Fonds
Metal Organic-CVD
• The surface reaction of organic compounds or
metalorganics and metal hydrides containing
the required chemical elements.
• For example, indium phosphide could be
grown in a reactor on a substrate by
introducing Trimethylindium ((CH3)3In) and
phosphine (PH3).
06/01/2020 21
Plasma-Enhanced CVD
• PECVD uses electrical energy to transform the
gas mixture into reactive radicals, ions, neutral
atoms and molecules, and other highly excited
species.
• Depending on the nature of these interactions ,
either etching or deposition takes place at
substrate.
Plasma-Enhanced CVD Process
https://rvcethinfilms.wordpress.com/2016/08/09/unit-2/
06/01/2020 22
06/01/2020 23
Molecular Beam Epitaxy (MBE)
• Due to the interaction of molecular or
atomic beams on a surface of a heated
crystalline substrate
• Relies on the sublimation of ultrapure
elements, then condensation of them on
wafer
• In a vaccum chamber (Pressure ~10-11
Torr )
• Growth rate: 0.01µm/min
Schematic drawing of the MBE system
https://www.researchgate.net/figure/Schematic-drawing-of-the-MBE-
system-black-lines-with-surface-diffractometer-gray_fig2_202364044
06/01/2020 24
MBE Equipment
Ultra high purity molecular beam epitaxy (MBE) machine for GaAs-based hetero- and nanostructures
L: https://www.fkf.mpg.de/273938/30_Oxide_MBE_Lab
R: nano.tum.de/index.php?id=90
L R
06/01/2020
25
MBE: Working Principle
• The Solid source materials sublimate
• They provide an angular distribution of atoms
or molecules in a beam
• The substrate is heated to the necessary
temperature.
• The gaseous elements then condense on the
wafer where they may react with each other.
Schematic view of the MBE Growth Chamber
https://www.fkf.mpg.de/273938/30_Oxide_MBE_Lab
06/01/2020 26
Applications
• Coatings – Coatings for a variety of applications
such as wear resistance, corrosion resistance, high
temperature protection, erosion protection and
combinations.
• Semiconductors (III-V group, II-VI group and
related devices) – Integrated circuits, sensors and
optoelectronic devices
06/01/2020 27
Applications
Membranes and Fibres – Membranes, Optical fibers for telecommunications.
06/01/2020 28https://pubs.rsc.org/en/content/articlehtml/2018/ra/c7ra09822g
Applications
Composites – Preforms can be infiltrated using CVD techniques to produce ceramic
matrix composites such as carbon-carbon, carbon-silicon carbide and silicon
carbide-silicon carbide composites.
06/01/2020 29
Carbon composite Hairspring in iron atoms on Silicon wafer @ TAG Heuer
http://fr.worldtempus.com/article/montres/innovation-et-technique/tag-heuer-conversation-avec-les-atomes--le-
nouveau-balancier-en-composite-de-carbone-27183.html
Conclusion
06/01/2020 30
References
• http://users.wfu.edu/ucerkb/Nan242/L12-Epitaxy.pdf
• https://www.researchgate.net/profile/James_Harris9/publication/33706394
• https://www.researchgate.net/publication/237305868
• https://s3.amazonaws.com/ppt-download/pvdandcvdprocess-140508080132-phpapp02.pdf
• https://www.sciencedirect.com/topics/chemistry/liquid-phase-epitaxy
• https://doi.org/10.1016/B978-0-08-102183-5.00001-7
• H.J. Scheel:The Technology of Crystal Growth and Epitaxy, ed. by H.J. Scheel, T. Fukuda
• M.G. Astles: Liquid Phase Epitaxial Growth of IIIV Compound Semiconductor Materials and Their Device Applications
• Walter S. Knodle and Robert Chow: Molecular beam epitaxy: Equipment and practice
06/01/2020 31
THANKYOU
FOR
LISENING
ANY QUESTIONS?
06/01/2020 32
06/01/2020 33

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Epitaxy techniques

  • 1. Preparation Techniques : Epitaxial Technology Rohith Cherukuri Materials Science and Engineering University of Applied Sciences Muenster06/01/2020 1
  • 2. Preparation Techniques : Epitaxial Technology Rohith Cherukuri Materials Science and Engineering University of Applied Sciences Muenster 06/01/2020 2
  • 3. Outline • Introduction • Epitaxy Types • Epitaxy Techniques • Applications • Conclusion • References 06/01/2020 3
  • 4. What is Epitaxy? Epi implies ABOVE Taxis implies an ordered manner Epitaxy refers to a type of crystal growth or material deposition in which new crystalline layers are formed with respect to the crystalline substrate. 06/01/2020 4 https://www.mlz-garching.de/mbe
  • 5. Epitaxy Types Depending on substrate and Epitaxial layer • Homoepitaxy • Heteroepitaxy Depending on growth direction • Homo/Heterotopotaxy • Pendeo-epitaxy or Epitaxial lateral overgrowth (ELO or ELOG) 06/01/2020 5
  • 6. Homoepitaxy • The substrate and thin film are the same, often silicon on silicon. • This is often used to grow films that are purer than the substrate, and which can be doped independently of it. e.g. Si on Si etc., 06/01/2020 6 https://www.universitywafer.com/silicon- carbide-inventory.html
  • 7. Heteroepitaxy This is performed with different materials and often used to grow films of materials for which crystals can’t otherwise be obtained e.g. silicon on sapphire, GaAs on Silicon etc., 06/01/2020 7 Epitaxial growth of InGaAs/GaAs quantum-dot degruyter.com/view/j/nanoph.2015.4.issue-2/nanoph- 2014-0024/nanoph-2014-0024.xml
  • 8. Homo/Heterotopotaxy • This method is similar to homo/heteroepitaxy except growth is not limited to two-dimensional growth; • The substrate is similar only in structure to the thin-film material. 06/01/2020 8 https://www.slideshare.net/kritickasharma/ic-technology-chemical- vapour-deposition-and-epitaxial-layer-growth
  • 9. Pendeo-epitaxy or Epitaxial lateral overgrowth (ELO or ELOG) • A heteroepitaxial film grows vertically and laterally simultaneously. • It is particularly important for compound such as GaAs and GaN e.g. GaN on sapphire wafer ., Schematic of Pendeo-epitaxy(PE) http://blog.naver.com/PostView.nhn?blogId=namgoocha& logNo=220561768213 06/01/2020 9
  • 10. Epitaxy Techniques • Liquid-Phase Epitaxy (LPE) • Vapor-Phase Epitaxy (VPE) • Molecular Beam Epitaxy (MBE) 06/01/2020 10
  • 11. Liquid-Phase Epitaxy (LPE) • Growing the crystal from the contact between the substrate and a liquid source of the material to grow. • Hard to make thin films • Growth Rate: 0.1-1 µm/min ~10-100 times faster than in MOVPE or MBE e.g.: thick layers of GaAlAs with uniform composition. 06/01/2020 11
  • 12. LPE Techniques: 06/01/2020 12 Basic structure of graphite horizontal sliding boat LPE Schematic diagram of a dipping LPE Tipping LPE furnace per2017_Chapter_EpitaxialCrystalGrowthMethodsA
  • 13. Vapor-Phase Epitaxy (VPE) • Physical Vapor Deposition - PVD, the compound to be grown or its constituents are evaporated and subsequently transported through the relevant reactor toward the substrate. • Chemical Vapor Deposition - CVD, volatile species containing the constituent elements of the layer to be grown are produced first in- or outside the reactor and transported as streams of vapor towards the reaction zone near the substrate. 06/01/2020 13
  • 14. Physical Vapor Deposition(PVD) • Deposition of a material in the vapor phase onto a solid in a vacuum. • The coating method involves purely physical processes such as high-temperature vacuum evaporation with subsequent condensation, or plasma sputter bombardment • Usually no chemical reactions take place Carried out in a vacuum atmosphere • Used for thin and uniform coating or films 06/01/2020 14
  • 15. PVD Types • Cathodic Arc Deposition • Electron beam PVD • Close-space sublimation • Pulsed laser deposition • Sputter deposition • Pulsed electron deposition • Sublimation sandwich method 06/01/2020 15
  • 17. Chemical Vapor Deposition (CVD) • It is a chemical process used to produce high-purity, high-performance solid materials. • The wafer (substrate) is exposed to one or more volatile precursors, which react and/or decompose on the substrate surface to produce the desired deposit. • Frequently, volatile by-products are also produced, which are removed by gas flow through the reaction chamber. • Growth rate: ~0.1 µm/min. 06/01/2020 17
  • 18. CVD Family CVD => Chemical Vapor Deposition PE-CVD => Plasma Enhanced CVD MO-CVD => Metal Organic CVD AP-CVD=> Atmospheric pressure CVD LP-CVD =>Low-pressure CVD UHV-CVD=>Ultrahigh vacuum CVD AA-CVD=>Aerosol assisted CVD DLI-CVD=>Direct liquid injection CVD 06/01/2020 18
  • 19. CVD System • Gas delivery system – • Reaction chamber – • Substrate loading mechanism- • Energy source – • Vacuum system – • Exhaust system – • Process control equipment- Low pressure chemical vapor deposition http://lnf-wiki.eecs.umich.edu/wiki/Low_pressure_chemical_vapor_deposition 06/01/2020 19
  • 21. Metal Organic-CVD • The surface reaction of organic compounds or metalorganics and metal hydrides containing the required chemical elements. • For example, indium phosphide could be grown in a reactor on a substrate by introducing Trimethylindium ((CH3)3In) and phosphine (PH3). 06/01/2020 21
  • 22. Plasma-Enhanced CVD • PECVD uses electrical energy to transform the gas mixture into reactive radicals, ions, neutral atoms and molecules, and other highly excited species. • Depending on the nature of these interactions , either etching or deposition takes place at substrate. Plasma-Enhanced CVD Process https://rvcethinfilms.wordpress.com/2016/08/09/unit-2/ 06/01/2020 22
  • 24. Molecular Beam Epitaxy (MBE) • Due to the interaction of molecular or atomic beams on a surface of a heated crystalline substrate • Relies on the sublimation of ultrapure elements, then condensation of them on wafer • In a vaccum chamber (Pressure ~10-11 Torr ) • Growth rate: 0.01µm/min Schematic drawing of the MBE system https://www.researchgate.net/figure/Schematic-drawing-of-the-MBE- system-black-lines-with-surface-diffractometer-gray_fig2_202364044 06/01/2020 24
  • 25. MBE Equipment Ultra high purity molecular beam epitaxy (MBE) machine for GaAs-based hetero- and nanostructures L: https://www.fkf.mpg.de/273938/30_Oxide_MBE_Lab R: nano.tum.de/index.php?id=90 L R 06/01/2020 25
  • 26. MBE: Working Principle • The Solid source materials sublimate • They provide an angular distribution of atoms or molecules in a beam • The substrate is heated to the necessary temperature. • The gaseous elements then condense on the wafer where they may react with each other. Schematic view of the MBE Growth Chamber https://www.fkf.mpg.de/273938/30_Oxide_MBE_Lab 06/01/2020 26
  • 27. Applications • Coatings – Coatings for a variety of applications such as wear resistance, corrosion resistance, high temperature protection, erosion protection and combinations. • Semiconductors (III-V group, II-VI group and related devices) – Integrated circuits, sensors and optoelectronic devices 06/01/2020 27
  • 28. Applications Membranes and Fibres – Membranes, Optical fibers for telecommunications. 06/01/2020 28https://pubs.rsc.org/en/content/articlehtml/2018/ra/c7ra09822g
  • 29. Applications Composites – Preforms can be infiltrated using CVD techniques to produce ceramic matrix composites such as carbon-carbon, carbon-silicon carbide and silicon carbide-silicon carbide composites. 06/01/2020 29 Carbon composite Hairspring in iron atoms on Silicon wafer @ TAG Heuer http://fr.worldtempus.com/article/montres/innovation-et-technique/tag-heuer-conversation-avec-les-atomes--le- nouveau-balancier-en-composite-de-carbone-27183.html
  • 31. References • http://users.wfu.edu/ucerkb/Nan242/L12-Epitaxy.pdf • https://www.researchgate.net/profile/James_Harris9/publication/33706394 • https://www.researchgate.net/publication/237305868 • https://s3.amazonaws.com/ppt-download/pvdandcvdprocess-140508080132-phpapp02.pdf • https://www.sciencedirect.com/topics/chemistry/liquid-phase-epitaxy • https://doi.org/10.1016/B978-0-08-102183-5.00001-7 • H.J. Scheel:The Technology of Crystal Growth and Epitaxy, ed. by H.J. Scheel, T. Fukuda • M.G. Astles: Liquid Phase Epitaxial Growth of IIIV Compound Semiconductor Materials and Their Device Applications • Walter S. Knodle and Robert Chow: Molecular beam epitaxy: Equipment and practice 06/01/2020 31