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PROBLEM SOLVING PROCESS
ROOT CAUSE ANALYSIS
Leopoldo C. Alberto
Operation Officer- DPC
Unfortunately, root cause analysis is a reactive approach,
that means an error or adverse event must happen prior to
applying RCA.
Root cause analysis is a team approach methodology, not a
single person decision. RCA should start by clearly identifying
the problem, usually an adverse event that should not be
allowed to happen again.
RCA should be applied shortly after adverse events to keep
track of all essential details. Process owners are the main
skeleton for a proper RCA, although they might not feel much
comfortable with such meetings and conversations, hence the
managers would play a major role explaining the importance of
RCA and to sustain the non-blame culture of the organization.
Root Cause Analysis (RCA) Tools
Root cause analysis (RCA) could be applied using a wide variety of
tools, there is no perfect method that can be used anywhere,
instead, the quality managers would select the suitable approach
for organization and team members, typically using brainstorming
technique.
•Fishbone diagram, also known as Ishikawa or cause and effect
diagram is one of the classic tools for RCA. It is used to identify
various possible causes that led to the current effect under
investigation.
Fishbone diagram
• Five whys is another
popular tool for RCA,
also known as Gemba
Gembustu. It is a
technique that
explores the hidden
causes of the specific
problem by repeated
asked whys, the
number 5 is not fixed,
but usually the root
cause is identified
around it.

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Problem Solving Process Root Cause Analysis Guide

  • 1. PROBLEM SOLVING PROCESS ROOT CAUSE ANALYSIS Leopoldo C. Alberto Operation Officer- DPC
  • 2. Unfortunately, root cause analysis is a reactive approach, that means an error or adverse event must happen prior to applying RCA. Root cause analysis is a team approach methodology, not a single person decision. RCA should start by clearly identifying the problem, usually an adverse event that should not be allowed to happen again. RCA should be applied shortly after adverse events to keep track of all essential details. Process owners are the main skeleton for a proper RCA, although they might not feel much comfortable with such meetings and conversations, hence the managers would play a major role explaining the importance of RCA and to sustain the non-blame culture of the organization.
  • 3. Root Cause Analysis (RCA) Tools Root cause analysis (RCA) could be applied using a wide variety of tools, there is no perfect method that can be used anywhere, instead, the quality managers would select the suitable approach for organization and team members, typically using brainstorming technique. •Fishbone diagram, also known as Ishikawa or cause and effect diagram is one of the classic tools for RCA. It is used to identify various possible causes that led to the current effect under investigation.
  • 5. • Five whys is another popular tool for RCA, also known as Gemba Gembustu. It is a technique that explores the hidden causes of the specific problem by repeated asked whys, the number 5 is not fixed, but usually the root cause is identified around it.