This document provides information on starting a brokerage firm, including the steps, eligibility criteria, fees and charges, pricing strategy, and services offered. Some key requirements include having at least 2 years of relevant experience, clearing certification exams, registering the business with regulatory bodies, setting up an office and recruiting employees. Fees include application processing fees of Rs. 10,000 plus taxes, admission fees of Rs. 500,000 plus taxes, and annual subscription charges starting from Rs. 50,000. The pricing strategy provides account opening charges and annual maintenance charges for different client types as well as brokerage rates. Services offered include online and phone access, quality research and recommendations, trade confirmations, data security, and investor education.

1. Company Presentation
On Service Marketing
ISB&M
Bangalore

2. THE ONLY THING IN STOCK MARKET WHICH
ENSURES PERMANENT INCOME
IS
Brokerage Firm

3. Steps to Start A Brokerage Firm
• Firstly, you need experience.
• Have to clear certification.
• You will need to register your business
(SEBI,NSE,BSE AND SEC ).
• Setting up office
• Recruiting employees
• Finding customers
• Marketing
The legal setup is harder than the business setup to establish.

4. Eligibility Criteria
Individuals (Sole Proprietor)
CRITERIA
• Age Minimum age : 21 years
• Status: Indian Citizen
• Education: At least HSC or equivalent
qualification
• Experience: Applicant should have an experience
for not less than two years as a partner with, or
an authorized assistant or authorized clerk.

5. Fees and Charges :
Application Processing Fees : Rs. 10,000/- Plus
applicable Service Tax.
Admission Fees : Rs. 5,00,000/- Plus applicable Service
Tax
Annual subscription charges (Capital Market Segment):
For Individuals/Partnership Firms - Rs. 50,000 P.A.
Advance minimum transaction charges (Futures &
Options segment): 1,00,000 p.a.
Advance transaction charges (Currency Derivatives
segment) Rs. 50,000 p.a.
Networth : Rs. 75,00,000

6. Existing Firms

7. INTRODUCING OUR NEW FIRM

8. PRICING STARTEGY
Account Opening Charge: Rs. 500
Annual Maintenance Charge (AMC):
For Individual : NIL
For HNI : Rs. 1000 p.a.
For Institutional : Rs. 2000 p.a.
Brokerage :
Delivery : 0.40%
Intra-Day : 0.05%

9. Service Strategy
• Access : Online, Phone and Branch
• Toll Free no. : 1-800-420-0420
• Regularity in issuing of Contract notes.
• Quality Research by experienced analyst.
• Fair Recommendations on Buy, Sell And Hold
Or Overweight and Underweight.
• Trade Confirmation by Mail, SMS and
Telephone calls during every trading day.

10. Service Strategy
•Security of Confidential data of Investors.
•Building friendly relationship.
•Provides services on other financial
instruments.
•To act as Financial Adviser.
•To act as Distributer of Financial Products.

12. Investor Education Services
THROUGH
 Campaigns
 Online
 Demo Trading A/C
 Online Return Calculator