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CLINICAL TRIAL DESIGNS
PREPARED BY:SINDHOORA D
FIRST MPHARM
DEPT.OF.PHARMACOLOGY
SCP,MANGALORE
1
CONTENT
• Introduction
• Retrospective studies
• Prospective studies
• Pilot studies
• Placebo controlled studies
1. On the basis of method used
2. On the basis of awareness in participants
3. On the basis of magnitude of activity
2
3
CLINICAL TRIAL DESIGNS:
• Formulation of trials and experiments, as well as
observational studies in medical, clinical and other
types of research involving human beings.
• Assess safety, efficacy, MOA of investigational
medicinal product and device in development and
not approved.
• Need for further investigation, with respect to long
term effects or cost effectiveness.
4
5
6
• Retrospective Cohort Study: A study population is
defined and the medical history is reviewed to
identify associations between exposures and a given
outcome.
• Background for development of an interventional
trial.
• Example: Chart review of pediatric subjects with a
known diagnosis of late-onset congenital adrenal
hyperplasia to determine linear growth patterns
prior to diagnosis.
7
• Prospective Cohort Study: A defined study cohort is
followed forward in time to determine how
factors/exposures affect a given outcome.
• Identification of risk factors for disease because data
is collected at set time intervals.
• Example of a prospective cohort study is the
Bogalusa Heart Study. This study began in 1973 to
determine the natural history of cardiovascular
disease in a group of 12,000 children from Bogalusa,
LA.
8
Pilot Studies:
• Performed to test hypotheses in preparation for a
larger interventional clinical trial.
• Allow investigators to test experimental design,
obtain preliminary data for power analysis and
provide information about subject recruitment and
study management before investing resources to a
larger study.
9
Placebo-Controlled:
• In placebo-controlled studies, subjects are
randomized to receive either placebo, inactive
or the active intervention.
• In addition, in cases where an established
therapy is already considered to be standard
of care, placebo-controlled trials may be
considered unethical if the usual treatment is
withdrawn while the subject is enrolled in the
study
10
ADVANTAGES:
• Can be used for disease-modifying therapies, in
diseases with a rapid,unfavourable evolution.
• All patients receive active treatment
• DISADVANTAGES
1 Variable length of placebo period reduces statistical
power
2 Low and intermediate potency therapies show
large variability for response
11
• There are several types of clinical trial designs:
• According to the method used to allocate
participants into treatment or control groups.
• According to the awareness of either participants or
researchers or both.
• According to the magnitude of activity.
12
Non-randomised controlled clinical
trial designs
• In these trials, control groups can be concurrent
controls or historical controls. When using a
historical control, all subjects in the trial receive the
study medicine; the results are either compared to
the patient’s history (for example, a patient living
with a chronic illness) or a previous study control
group.
13
Randomised controlled clinical trial
designs
• In randomised controlled trials, trial participants are
randomly assigned to either treatment or control
arms. The process of randomly assigning a trial
participant to treatment or control arms is called
‘randomisation’.
14
Parallel group trial design
• In parallel group randomisation, after randomisation
each participant will stay in their assigned treatment
arm for the duration of the study.
• After screening, patients are randomised into
separate treatment groups. They remain in these
treatment arms for the duration of the trial, analysis,
and follow-up activities.
15
16
ADVANTAGES:
1 Designsimpleto understand andto implement.
2 Treatmentgroupscanhave differentnumbersofpatients.
3 Analysisandinterpretation of resultsis simple
DISADVANTAGES:
1 Largersamplesize often required.
2 Difficultieswithrecruitment possible,ifplacebo-controlled.
3-Cannotestimatethe contributionofinter- and intra-patient
variabilitytothe overallvariability
17
Cross-over trial design
• Cross-over randomisation is when participants
receive a sequence of different treatments (for
example, the candidate compound in the first phase
and the comparator/control in the second phase).
Each treatment starts at an equivalent point, and
each individual serves as his/her own control.
18
19
ADVANTAGES
• Smallersamplesizethanparallelgroups.
• Resultsdependingonlyonwithinpatient variability.
• Often used in healthy volunteers (for phase I
clinical trials)
• low variance due to treatment and control
being the same participant, and the possibility
of including a number of treatments.
20
DISADVANTAGES
1 Stable chronic diseases (assumes patient’s state is
comparableatthestartofbothperiodsof treatment).
2 Endpointmustnotbesensitivetolearning processes.
3 Requires a wash-out period between treatment periods.
4 Follow-up is at least twice as long compared with
correspondingparallelgrouptrials(attrition).
5 The analysis must confirm the absence of treatment - period
interaction(thecarry over)
21
Matched pair trial design
• Participants are first matched in pairs according to
certain characteristics.
• Each member of a pair is randomly assigned to one
of the two different study subgroups.
• Allows comparison between similar study
participants who undergo different study
procedures.
22
23
Stratification
• Stratification also allows for comparison
between similar study participants who
undergo different study procedures.
• Grouped according to one or more factors
before being randomised. This ensures
balanced allocation within each combination.
24
Cluster sampling
• In cluster sampling, suitable geographical areas are
found (for instance, city, region, etc) and are then
randomly chosen.
• For each of these chosen geographical areas, a
proportionate sub sample from the members of the
study sample in that area are chosen, and these sub
samples are then combined into a sample group.
25
Withdrawal trials
• In a withdrawal trial, the participant receives a test
treatment for a specified time and are then
randomised to continue either with the test
treatment or a placebo (withdrawal of active
therapy).
26
27
ADVANTAGES:
• Reduces the time on placebo since only
responders are randomized to placebo.
• For use in chronic diseases,.
• Can assess if treatment needs to be continued or
can be stopped
DISADVANTAGES:
• Not suitable for unpredictable diseases (e.g.
spontaneous remission) or those with slow evolution
• Possible carry-over effect for adverse effect
28
Factorial design:
• Factorial clinical trials test the effect of more than
one treatment. This allows assessment of potential
interactions among the treatments.
• An example of a trial using a 2×2 factorial design.
29
30
ADVANTAGES:
1 Cananswertwoormorequestions withonetrial
2 Time-savingforthetrial sponsor
3 Requiresfewerpatients to obtain the answerto twoor more
question
DISADVANTAGES:
Need to be sure that there is no interaction between
treatmentsAandB
31
32
33
34
35
DOUBLE BLING TRIAL DESIGN:
36
• Ssvhould
37
ADVANTAGES
• Should be used whenever possible.
• Minimize both potential patient bias and
potential assessor bias.
• Standard studies
38
39
40
3.According to the magnitude of activity:
• Superiority
• Inferiority
• Equality
• Dose response relationship
41
REFERENCES
• Williams, E.J. 1949. Experimental designs balanced for
the estimation of residual effects of treatments.
Australian Journal of Scientific Research 2: 149-168.
• https://www.eupati.eu/clinical-development-and-
trials/clinical-trial-designs/
• Zelen M. Randomized consent designs for clinical trials:
an update. Statistics in medicine. 1990 Jun;9(6):645-56.
• Byar DP, Simon RM, Friedewald WT, Schlesselman JJ,
DeMets DL, Ellenberg JH, Gail MH, Ware JH. Randomized
clinical trials: perspectives on some recent ideas. New
England Journal of Medicine. 1976 Jul 8;295(2):74-80.
42

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Clinical trial designs

  • 1. CLINICAL TRIAL DESIGNS PREPARED BY:SINDHOORA D FIRST MPHARM DEPT.OF.PHARMACOLOGY SCP,MANGALORE 1
  • 2. CONTENT • Introduction • Retrospective studies • Prospective studies • Pilot studies • Placebo controlled studies 1. On the basis of method used 2. On the basis of awareness in participants 3. On the basis of magnitude of activity 2
  • 3. 3
  • 4. CLINICAL TRIAL DESIGNS: • Formulation of trials and experiments, as well as observational studies in medical, clinical and other types of research involving human beings. • Assess safety, efficacy, MOA of investigational medicinal product and device in development and not approved. • Need for further investigation, with respect to long term effects or cost effectiveness. 4
  • 5. 5
  • 6. 6
  • 7. • Retrospective Cohort Study: A study population is defined and the medical history is reviewed to identify associations between exposures and a given outcome. • Background for development of an interventional trial. • Example: Chart review of pediatric subjects with a known diagnosis of late-onset congenital adrenal hyperplasia to determine linear growth patterns prior to diagnosis. 7
  • 8. • Prospective Cohort Study: A defined study cohort is followed forward in time to determine how factors/exposures affect a given outcome. • Identification of risk factors for disease because data is collected at set time intervals. • Example of a prospective cohort study is the Bogalusa Heart Study. This study began in 1973 to determine the natural history of cardiovascular disease in a group of 12,000 children from Bogalusa, LA. 8
  • 9. Pilot Studies: • Performed to test hypotheses in preparation for a larger interventional clinical trial. • Allow investigators to test experimental design, obtain preliminary data for power analysis and provide information about subject recruitment and study management before investing resources to a larger study. 9
  • 10. Placebo-Controlled: • In placebo-controlled studies, subjects are randomized to receive either placebo, inactive or the active intervention. • In addition, in cases where an established therapy is already considered to be standard of care, placebo-controlled trials may be considered unethical if the usual treatment is withdrawn while the subject is enrolled in the study 10
  • 11. ADVANTAGES: • Can be used for disease-modifying therapies, in diseases with a rapid,unfavourable evolution. • All patients receive active treatment • DISADVANTAGES 1 Variable length of placebo period reduces statistical power 2 Low and intermediate potency therapies show large variability for response 11
  • 12. • There are several types of clinical trial designs: • According to the method used to allocate participants into treatment or control groups. • According to the awareness of either participants or researchers or both. • According to the magnitude of activity. 12
  • 13. Non-randomised controlled clinical trial designs • In these trials, control groups can be concurrent controls or historical controls. When using a historical control, all subjects in the trial receive the study medicine; the results are either compared to the patient’s history (for example, a patient living with a chronic illness) or a previous study control group. 13
  • 14. Randomised controlled clinical trial designs • In randomised controlled trials, trial participants are randomly assigned to either treatment or control arms. The process of randomly assigning a trial participant to treatment or control arms is called ‘randomisation’. 14
  • 15. Parallel group trial design • In parallel group randomisation, after randomisation each participant will stay in their assigned treatment arm for the duration of the study. • After screening, patients are randomised into separate treatment groups. They remain in these treatment arms for the duration of the trial, analysis, and follow-up activities. 15
  • 16. 16
  • 17. ADVANTAGES: 1 Designsimpleto understand andto implement. 2 Treatmentgroupscanhave differentnumbersofpatients. 3 Analysisandinterpretation of resultsis simple DISADVANTAGES: 1 Largersamplesize often required. 2 Difficultieswithrecruitment possible,ifplacebo-controlled. 3-Cannotestimatethe contributionofinter- and intra-patient variabilitytothe overallvariability 17
  • 18. Cross-over trial design • Cross-over randomisation is when participants receive a sequence of different treatments (for example, the candidate compound in the first phase and the comparator/control in the second phase). Each treatment starts at an equivalent point, and each individual serves as his/her own control. 18
  • 19. 19
  • 20. ADVANTAGES • Smallersamplesizethanparallelgroups. • Resultsdependingonlyonwithinpatient variability. • Often used in healthy volunteers (for phase I clinical trials) • low variance due to treatment and control being the same participant, and the possibility of including a number of treatments. 20
  • 21. DISADVANTAGES 1 Stable chronic diseases (assumes patient’s state is comparableatthestartofbothperiodsof treatment). 2 Endpointmustnotbesensitivetolearning processes. 3 Requires a wash-out period between treatment periods. 4 Follow-up is at least twice as long compared with correspondingparallelgrouptrials(attrition). 5 The analysis must confirm the absence of treatment - period interaction(thecarry over) 21
  • 22. Matched pair trial design • Participants are first matched in pairs according to certain characteristics. • Each member of a pair is randomly assigned to one of the two different study subgroups. • Allows comparison between similar study participants who undergo different study procedures. 22
  • 23. 23
  • 24. Stratification • Stratification also allows for comparison between similar study participants who undergo different study procedures. • Grouped according to one or more factors before being randomised. This ensures balanced allocation within each combination. 24
  • 25. Cluster sampling • In cluster sampling, suitable geographical areas are found (for instance, city, region, etc) and are then randomly chosen. • For each of these chosen geographical areas, a proportionate sub sample from the members of the study sample in that area are chosen, and these sub samples are then combined into a sample group. 25
  • 26. Withdrawal trials • In a withdrawal trial, the participant receives a test treatment for a specified time and are then randomised to continue either with the test treatment or a placebo (withdrawal of active therapy). 26
  • 27. 27
  • 28. ADVANTAGES: • Reduces the time on placebo since only responders are randomized to placebo. • For use in chronic diseases,. • Can assess if treatment needs to be continued or can be stopped DISADVANTAGES: • Not suitable for unpredictable diseases (e.g. spontaneous remission) or those with slow evolution • Possible carry-over effect for adverse effect 28
  • 29. Factorial design: • Factorial clinical trials test the effect of more than one treatment. This allows assessment of potential interactions among the treatments. • An example of a trial using a 2×2 factorial design. 29
  • 30. 30
  • 31. ADVANTAGES: 1 Cananswertwoormorequestions withonetrial 2 Time-savingforthetrial sponsor 3 Requiresfewerpatients to obtain the answerto twoor more question DISADVANTAGES: Need to be sure that there is no interaction between treatmentsAandB 31
  • 32. 32
  • 33. 33
  • 34. 34
  • 35. 35
  • 36. DOUBLE BLING TRIAL DESIGN: 36
  • 38. ADVANTAGES • Should be used whenever possible. • Minimize both potential patient bias and potential assessor bias. • Standard studies 38
  • 39. 39
  • 40. 40
  • 41. 3.According to the magnitude of activity: • Superiority • Inferiority • Equality • Dose response relationship 41
  • 42. REFERENCES • Williams, E.J. 1949. Experimental designs balanced for the estimation of residual effects of treatments. Australian Journal of Scientific Research 2: 149-168. • https://www.eupati.eu/clinical-development-and- trials/clinical-trial-designs/ • Zelen M. Randomized consent designs for clinical trials: an update. Statistics in medicine. 1990 Jun;9(6):645-56. • Byar DP, Simon RM, Friedewald WT, Schlesselman JJ, DeMets DL, Ellenberg JH, Gail MH, Ware JH. Randomized clinical trials: perspectives on some recent ideas. New England Journal of Medicine. 1976 Jul 8;295(2):74-80. 42