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DEPARTMENTOFPHARMACEUTICS
TOPIC: DOCUMENTATION IN PHARMACEUTICAL
INDUSTRY(MASTER FORMULA
RECORD,DMF,DISTRIBUTION RECORD)
PRESENTED BY: RUSHIKESH SHINDE
(M.Pharm,First Year)
GUIDED BY: DR.NALANDA BORKAR MADAM
(Head Of Department Of Pharmaceutics)
Survey No. 50,Marunje,Near Rajiv Gandhi,
IT Park, Hinjawadi,Pune,Maharashtra,411028
ALARD COLLEGE OF PHARMACY
[1]
Master Formula Record
DMF
Distribution Record
Subtopics:
2
MASTER FORMULA RECORD
Definition:
A document or set of documents specifying the
starting materials with their quantities and the
packaging materials, together with a description of
the procedures and precautions required to produce
a specified quantity of a finished product as well as
the processing instructions, including the in-
process controls.
3
MASTER FORMULA RECORD
Master Formula Record (MFR) is a master document
for any pharmaceutical product.
MFR contains all information about the
manufacturing process for the product.
MFR is prepared by the research and development team of
the company.
MFR is used as reference standard for preparing batch
manufacturing record (BMR) by manufacturing units.
MFR is also called Master Manufacturing Record,
Master Production Record 4
There shall be Master Formula records
relating to all manufacturing procedures for
each product and batch size to be
manufactured. These shall be prepared and
endorsed by the competent technical staff i.e.
head of production and quality control.
MFR plays an important in consistency for each batch
manufacturing
5
īą MFR should contain
6
īļ Product Details :
īƒ˜ Name, logo and address of the manufacturing
company.
īƒ˜ Dosage form name.
īƒ˜ Brand name.
īƒ˜ Generic name.
īƒ˜ Product code
īƒ˜ Label claim of all ingredients
īƒ˜ Product description
īƒ˜ Batch size
īƒ˜ Pack size and packing style
īƒ˜ Shelf life
īƒ˜ Storage conditions
īƒ˜ MFR number and date
īƒ˜ Supersede MFR number and date
īƒ˜ Effective batch number
īƒ˜ Authorization by the production and quality
assurance head
īļ Flow Chart: Steps of the manufacturing
process to be monitored. Flowchart of the
material movement from dispensing to the final
product to stores.
īļ Equipment: Create a list of all required
equipment and machines required in the
manufacturing process with their capacity. 7
īļ Special instructions: Write down the
precautions special instructions to follow
during
product manufacturing and packing and these
should also be added in the batch
manufacturing formula.
īļ Calculations: Include the
calculation steps of all active
materials to get the 100% of the
active material. The calculation
shall be done using water or
LOD to get 100% potency.
8
īļ Manufacturing Process: Write all steps in
all stages of the manufacturing process. All
process steps like shifting, milling, lubricating,
granulation, compression and coating should
be written in detail including the process time
and yield.
â€ĸ It also include atmospheric conditions as
temperature, humidity, and storage conditions
for every step.
īļ Packing Process: List of all packing
materials with their quantity is written. Line
clearance, reconciliation of printed and
unprinted packing materials should be included
in details.
īļ Yield: Include the theoretical, actual yield
and acceptance limit of the batch.
9
10
Contents
11
īƒ˜Introduction
īƒ˜Types of DMF
īƒ˜Submission of DMF – 1.Transmittal letter
2.Administrative Information
īƒ˜Authorization to refer DMF
īƒ˜Holder Obligation
īƒ˜Closure of DMF file
DMF(DRUG MASTER FILE)
īļ Introduction
12
ī‚§ A Drug Master File (DMF) is a submission to the Food and Drug
Administration (FDA) that may be used to provide confidential detailed
information about facilities, processes, or articles used in the manufacturing,
processing, packaging, and storing of one or more humandrugs.
ī‚§ The submission of a DMF is not required by law or FDA regulation and a
DMF is submitted solely at the discretion of the holder (a person who owns a
DMF).
ī‚§ The information contained in the DMF may be used to support an
Investigational New Drug Application (IND), a New Drug Application
(NDA), an Abbreviated New Drug Application (ANDA), another DMF, an
Export Application, or amendments and supplements to any ofthese.
ī‚§ But a DMF is NOT a substitute for an IND, NDA,ANDA, or Export
Application.
ī‚§ Drug Master Files are provided for in 21 CFR 314.420.
ī‚§ This guideline is intended to provide DMF holders with procedures
acceptable to the agency for preparing and submitting a DMF.
ī‚§ The guideline discusses types of DMF's, the information needed in
each type, the format of submissions to a DMF, the administrative
procedures governing review of DMF's, and the obligations of the
DMF holder.
ī‚§ DMF's are generally created to allow a party other than the holder
of the DMF to reference material without disclosing to that party
the contents of the file.
ī‚§ When an applicant references its own material, the applicantshould
reference the information contained in its own IND, NDA, or
ANDA directly rather than establishing a newDMF. 13
īļ Types of Drug master file
14
TYPES ESSENTIAL CONTENTS
I Manufacturing site, facilities,
operating procedure and personnel
II Drug substance & intermediate, material
used and drug product
III Packaging material
IV Excipient , flavor , essence,
colorant, & material used in
preparation
V FDA accepted reference information
īļSubmissions Of Drug Master Files
15
ī‚§ Each DMF submission should contain a transmittal letter, administrative
information about the submission, and the specific information to be included
in the DMF as described in thissection.
ī‚§ The DMF must be in the English language. Whenever a submission contains
information in another language, an accurate certified English translation must
also be included.
ī‚§ Each page of each copy of the DMF should be dated and consecutively
numbered.
ī‚§ An updated table of contents should be included with each
submission.
īą Transmittal Letters
16
ī‚§ Identification of submission: Original, the type of DMF as classified in
Section III,
ī‚§ its subject.
ī‚§ Identification of the applications, if known, that the DMF is intended to
support, including the name and address of each sponsor, applicant, or holder,
and all relevant document numbers.
ī‚§ Signature of the holder or the authorized representative.
ī‚§ Typewritten name and title of the signer.
īą Administrative Information
a. Names and addresses of the following:
1) DMF holder.
2) Corporate headquarters.
3) Manufacturing/processing facility.
4) Contact for FDAcorrespondence.
5) Agent(s), if any.
b. The specific responsibilities of each person listed in any of the categories.
c. Statement of commitment-A signed statement by the holder certifying that
the DMF is currentand that the DMF holder will comply with the statements
made in it.
īļAuthorization ToReferA Drug
Master File
17
ī‚§ Letter of Authorization to FDA
ī‚§ Before FDA can review DMF information in support of an
application, the DMF holder must submit in duplicate to the
DMF a letter of authorization permitting FDA to refer the DMF.
ī‚§ If the holder cross refers its own DMF, the holder should supply
in a letter of authorization the information designated by items
3, 5, 6, 7, and 8 of this section. The holder does not need to
send a transmittal letter with its letter ofauthorization.
īą The letter of authorization should include the following:
ī‚§ The date.
ī‚§ Name of DMF holder.
ī‚§ DMF number.
ī‚§ Name ofpersons authorized to incorporate information in the
DMF by reference.
ī‚§ Specific products covered by the DMF.
ī‚§ Submission dates
ī‚§ Section numbers and/or page numbers to be referenced.
ī‚§ Statement of commitment that the DMF is current and thatthe
DMF holder will comply with the statements made init.
ī‚§ Signature of authorizing official.
ī‚§ Typed name and title of official authorizing reference to theDMF.
18
īļ Holder Oligation
19
ī‚§ The reference should include the date, volume, section, and/or
page number affected.
ī‚§ Any change or condition including a change in
authorization related to specific customers should
be submitted in duplicate and adequately cross
referenced to previous submission
īļClosure OfADrug MasterFile
20
â€ĸ A holder who wishes to close a DMF should submit a
request to the Drug Master File Staff stating the reason for
theclosure.
â€ĸ The request should include a statement that the holder's
obligations.
â€ĸ The Agency may close a DMF that does not contain an annual
update of persons authorized to incorporate information in the
DMF by reference and a list of changes made since the
previous annual report. The holder will be notified of FDA's
intent to close theDMF.
Distribution Procedures-
21
Distribution Record
22
23
24
25
ī‚§ Distribution records shall contain the name and strength of
the product and description of the dosage form, name and
address of the consignee, date and quality shipped, and lot or
control number of the drug product. For compressed medical
gas products, distribution records are not required to contain
lot or control numbers.
ī‚§ The primary purpose is to ensure that adequate data are
available to access trade customers should a recall be
initiated. The recording of lot number to each order will
certainly accomplish this purpose.
26
ī‚§ The recordings of dates on which a specific lot of product
commenced and ceased distribution may be used. All
customers receiving the product between these dates could
then be contacted.
ī‚§ Obviously on the first and last days of distribution, some of
the customers may have received product from the end of
previous lot or the beginning of the next lot.
ī‚§ This overlap should in no way adversely impact on the
effectiveness of a recall.
ī‚§ Whatever system is used, it must accommodate the
reintroduction of returned goods into the distribution chain.
27
ī‚§ Distribution records include a wide range of documentation
such as invoices, bills of lading, customers’ receipts, internal
warehouse storage and inventory records.
ī‚§ The information required need not be on every document.
Also customer codes and product codes may be used as
alternates to customer names and address and product
names.
28
īą References
I. Generic Drug Product Development, Solid Oral Dosage forms, Leon Shargel
and IsaderKaufer,Marcel Dekker series, Vol.1432.Assesed Date:23rd Feb,2021
II. The Pharmaceutical Regulatory Process, Second Edition Edited by Ira R. Berry
and Robert P.Martin, Drugs and the Pharmaceutical Sciences,Vol.185, Informa
Health care Publishers.Assesed Date:24th Feb,2021
III. Guidebook for drug regulatory submissions / Sandy Weinberg. By John Wiley
& Sons.Inc. Vol.1432.Assesed Date:23rd Feb,2021
IV. FDA regulatory affairs: a guide for prescription drugs, medical devices, and
biologics/edited By Douglas J. Pisano, David Mantus. Publishers.Assesed
Date:24th Feb,2021
V. https://www.slideshare.net/Documentation In Pharmaceutical Industry.Assesed
Date:24th Feb,2021
VI. www.fda.gov/Documentation.Assesed Date:24th Feb,2021.
29
30

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Documentation In Pharmaceutical Industry(Master Formula Record,DMF,Distribution Record)

  • 1. DEPARTMENTOFPHARMACEUTICS TOPIC: DOCUMENTATION IN PHARMACEUTICAL INDUSTRY(MASTER FORMULA RECORD,DMF,DISTRIBUTION RECORD) PRESENTED BY: RUSHIKESH SHINDE (M.Pharm,First Year) GUIDED BY: DR.NALANDA BORKAR MADAM (Head Of Department Of Pharmaceutics) Survey No. 50,Marunje,Near Rajiv Gandhi, IT Park, Hinjawadi,Pune,Maharashtra,411028 ALARD COLLEGE OF PHARMACY [1]
  • 3. MASTER FORMULA RECORD Definition: A document or set of documents specifying the starting materials with their quantities and the packaging materials, together with a description of the procedures and precautions required to produce a specified quantity of a finished product as well as the processing instructions, including the in- process controls. 3
  • 4. MASTER FORMULA RECORD Master Formula Record (MFR) is a master document for any pharmaceutical product. MFR contains all information about the manufacturing process for the product. MFR is prepared by the research and development team of the company. MFR is used as reference standard for preparing batch manufacturing record (BMR) by manufacturing units. MFR is also called Master Manufacturing Record, Master Production Record 4
  • 5. There shall be Master Formula records relating to all manufacturing procedures for each product and batch size to be manufactured. These shall be prepared and endorsed by the competent technical staff i.e. head of production and quality control. MFR plays an important in consistency for each batch manufacturing 5
  • 6. īą MFR should contain 6 īļ Product Details : īƒ˜ Name, logo and address of the manufacturing company. īƒ˜ Dosage form name. īƒ˜ Brand name. īƒ˜ Generic name. īƒ˜ Product code īƒ˜ Label claim of all ingredients īƒ˜ Product description īƒ˜ Batch size īƒ˜ Pack size and packing style
  • 7. īƒ˜ Shelf life īƒ˜ Storage conditions īƒ˜ MFR number and date īƒ˜ Supersede MFR number and date īƒ˜ Effective batch number īƒ˜ Authorization by the production and quality assurance head īļ Flow Chart: Steps of the manufacturing process to be monitored. Flowchart of the material movement from dispensing to the final product to stores. īļ Equipment: Create a list of all required equipment and machines required in the manufacturing process with their capacity. 7
  • 8. īļ Special instructions: Write down the precautions special instructions to follow during product manufacturing and packing and these should also be added in the batch manufacturing formula. īļ Calculations: Include the calculation steps of all active materials to get the 100% of the active material. The calculation shall be done using water or LOD to get 100% potency. 8
  • 9. īļ Manufacturing Process: Write all steps in all stages of the manufacturing process. All process steps like shifting, milling, lubricating, granulation, compression and coating should be written in detail including the process time and yield. â€ĸ It also include atmospheric conditions as temperature, humidity, and storage conditions for every step. īļ Packing Process: List of all packing materials with their quantity is written. Line clearance, reconciliation of printed and unprinted packing materials should be included in details. īļ Yield: Include the theoretical, actual yield and acceptance limit of the batch. 9
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  • 11. Contents 11 īƒ˜Introduction īƒ˜Types of DMF īƒ˜Submission of DMF – 1.Transmittal letter 2.Administrative Information īƒ˜Authorization to refer DMF īƒ˜Holder Obligation īƒ˜Closure of DMF file DMF(DRUG MASTER FILE)
  • 12. īļ Introduction 12 ī‚§ A Drug Master File (DMF) is a submission to the Food and Drug Administration (FDA) that may be used to provide confidential detailed information about facilities, processes, or articles used in the manufacturing, processing, packaging, and storing of one or more humandrugs. ī‚§ The submission of a DMF is not required by law or FDA regulation and a DMF is submitted solely at the discretion of the holder (a person who owns a DMF). ī‚§ The information contained in the DMF may be used to support an Investigational New Drug Application (IND), a New Drug Application (NDA), an Abbreviated New Drug Application (ANDA), another DMF, an Export Application, or amendments and supplements to any ofthese. ī‚§ But a DMF is NOT a substitute for an IND, NDA,ANDA, or Export Application.
  • 13. ī‚§ Drug Master Files are provided for in 21 CFR 314.420. ī‚§ This guideline is intended to provide DMF holders with procedures acceptable to the agency for preparing and submitting a DMF. ī‚§ The guideline discusses types of DMF's, the information needed in each type, the format of submissions to a DMF, the administrative procedures governing review of DMF's, and the obligations of the DMF holder. ī‚§ DMF's are generally created to allow a party other than the holder of the DMF to reference material without disclosing to that party the contents of the file. ī‚§ When an applicant references its own material, the applicantshould reference the information contained in its own IND, NDA, or ANDA directly rather than establishing a newDMF. 13
  • 14. īļ Types of Drug master file 14 TYPES ESSENTIAL CONTENTS I Manufacturing site, facilities, operating procedure and personnel II Drug substance & intermediate, material used and drug product III Packaging material IV Excipient , flavor , essence, colorant, & material used in preparation V FDA accepted reference information
  • 15. īļSubmissions Of Drug Master Files 15 ī‚§ Each DMF submission should contain a transmittal letter, administrative information about the submission, and the specific information to be included in the DMF as described in thissection. ī‚§ The DMF must be in the English language. Whenever a submission contains information in another language, an accurate certified English translation must also be included. ī‚§ Each page of each copy of the DMF should be dated and consecutively numbered. ī‚§ An updated table of contents should be included with each submission.
  • 16. īą Transmittal Letters 16 ī‚§ Identification of submission: Original, the type of DMF as classified in Section III, ī‚§ its subject. ī‚§ Identification of the applications, if known, that the DMF is intended to support, including the name and address of each sponsor, applicant, or holder, and all relevant document numbers. ī‚§ Signature of the holder or the authorized representative. ī‚§ Typewritten name and title of the signer. īą Administrative Information a. Names and addresses of the following: 1) DMF holder. 2) Corporate headquarters. 3) Manufacturing/processing facility. 4) Contact for FDAcorrespondence. 5) Agent(s), if any. b. The specific responsibilities of each person listed in any of the categories. c. Statement of commitment-A signed statement by the holder certifying that the DMF is currentand that the DMF holder will comply with the statements made in it.
  • 17. īļAuthorization ToReferA Drug Master File 17 ī‚§ Letter of Authorization to FDA ī‚§ Before FDA can review DMF information in support of an application, the DMF holder must submit in duplicate to the DMF a letter of authorization permitting FDA to refer the DMF. ī‚§ If the holder cross refers its own DMF, the holder should supply in a letter of authorization the information designated by items 3, 5, 6, 7, and 8 of this section. The holder does not need to send a transmittal letter with its letter ofauthorization.
  • 18. īą The letter of authorization should include the following: ī‚§ The date. ī‚§ Name of DMF holder. ī‚§ DMF number. ī‚§ Name ofpersons authorized to incorporate information in the DMF by reference. ī‚§ Specific products covered by the DMF. ī‚§ Submission dates ī‚§ Section numbers and/or page numbers to be referenced. ī‚§ Statement of commitment that the DMF is current and thatthe DMF holder will comply with the statements made init. ī‚§ Signature of authorizing official. ī‚§ Typed name and title of official authorizing reference to theDMF. 18
  • 19. īļ Holder Oligation 19 ī‚§ The reference should include the date, volume, section, and/or page number affected. ī‚§ Any change or condition including a change in authorization related to specific customers should be submitted in duplicate and adequately cross referenced to previous submission
  • 20. īļClosure OfADrug MasterFile 20 â€ĸ A holder who wishes to close a DMF should submit a request to the Drug Master File Staff stating the reason for theclosure. â€ĸ The request should include a statement that the holder's obligations. â€ĸ The Agency may close a DMF that does not contain an annual update of persons authorized to incorporate information in the DMF by reference and a list of changes made since the previous annual report. The holder will be notified of FDA's intent to close theDMF.
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  • 26. ī‚§ Distribution records shall contain the name and strength of the product and description of the dosage form, name and address of the consignee, date and quality shipped, and lot or control number of the drug product. For compressed medical gas products, distribution records are not required to contain lot or control numbers. ī‚§ The primary purpose is to ensure that adequate data are available to access trade customers should a recall be initiated. The recording of lot number to each order will certainly accomplish this purpose. 26
  • 27. ī‚§ The recordings of dates on which a specific lot of product commenced and ceased distribution may be used. All customers receiving the product between these dates could then be contacted. ī‚§ Obviously on the first and last days of distribution, some of the customers may have received product from the end of previous lot or the beginning of the next lot. ī‚§ This overlap should in no way adversely impact on the effectiveness of a recall. ī‚§ Whatever system is used, it must accommodate the reintroduction of returned goods into the distribution chain. 27
  • 28. ī‚§ Distribution records include a wide range of documentation such as invoices, bills of lading, customers’ receipts, internal warehouse storage and inventory records. ī‚§ The information required need not be on every document. Also customer codes and product codes may be used as alternates to customer names and address and product names. 28
  • 29. īą References I. Generic Drug Product Development, Solid Oral Dosage forms, Leon Shargel and IsaderKaufer,Marcel Dekker series, Vol.1432.Assesed Date:23rd Feb,2021 II. The Pharmaceutical Regulatory Process, Second Edition Edited by Ira R. Berry and Robert P.Martin, Drugs and the Pharmaceutical Sciences,Vol.185, Informa Health care Publishers.Assesed Date:24th Feb,2021 III. Guidebook for drug regulatory submissions / Sandy Weinberg. By John Wiley & Sons.Inc. Vol.1432.Assesed Date:23rd Feb,2021 IV. FDA regulatory affairs: a guide for prescription drugs, medical devices, and biologics/edited By Douglas J. Pisano, David Mantus. Publishers.Assesed Date:24th Feb,2021 V. https://www.slideshare.net/Documentation In Pharmaceutical Industry.Assesed Date:24th Feb,2021 VI. www.fda.gov/Documentation.Assesed Date:24th Feb,2021. 29
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