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INSTITUTIONAL	
  ANIMAL	
  CARE	
  AND	
  USE	
  COMMITTEE	
  (IACUC)	
  
	
  
	
  
	
  
ANIMAL	
  USE	
  PROTOCOL	
  
I. General	
  Information	
  
A.	
  	
  Project	
  Title:	
  
Perturbation of mouse intestinal microbiota through broad-spectrum antibiotic intervention,
high-fat diet: effects on glymphatic regulation, colonic epithelial permeability and sleep
pattern correlations.	
  
	
  
B. Type	
  of	
  Application:	
  	
  	
  
	
  
X	
   New	
  protocol	
  
	
   	
  
C. Source	
  of	
  Funding:	
  
	
  
-­‐UWL	
  Undergraduate	
  Research	
  and	
  Creativity	
  
-­‐Biotechnology	
  Grant	
  
	
  
D. Principal	
  Investigator:	
  
	
  
Name	
  (Last,	
  First,	
  MI)	
   Seebach,	
  Bradley	
  
Mailing	
  Address	
   0042	
  Health	
  Science	
  Center,	
  Department	
  of	
  Biology	
  
Office	
  Phone	
  #	
   608.785.6966	
  
Cell	
  or	
  Home	
  Phone	
  #	
   608.406.0642	
  
E-­‐mail	
   bseebach@uwlax.edu	
  
PI	
  Certification	
   If	
  the	
  IACUC	
  approves	
  my	
  application,	
  I	
  agree	
  to	
  execute	
  this	
  work	
  as	
  
described;	
  request	
  approval	
  from	
  the	
  IACUC	
  for	
  changes;	
  comply	
  with	
  the	
  
guidelines	
  set	
  forth	
  by	
  the	
  IACUC	
  and	
  be	
  responsible	
  for	
  the	
  training,	
  
supervision	
  and	
  work	
  of	
  my	
  staff.	
  	
  I	
  realize	
  that	
  failure	
  to	
  adhere	
  to	
  policies	
  
related	
  to	
  animal	
  care	
  and	
  use	
  may	
  result	
  in	
  suspension	
  or	
  revocation	
  of	
  
permission	
  to	
  perform	
  animal	
  research	
  in	
  UW-­‐L	
  facilities.	
  	
  The	
  activities	
  
described	
  in	
  this	
  study	
  do	
  not	
  unnecessarily	
  duplicate	
  previous	
  experiment.	
  
Date	
   Signature	
  of	
  PI	
  
June	
  1,	
  2015	
  
	
  
	
  
Date	
   Signature	
  of	
  support	
  from	
  Department	
  Chair	
  or	
  College	
  Dean	
  
June	
  1,	
  2015	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
IACUC	
  USE	
  ONLY	
  
PROTOCOL	
  NUMBER:	
  
EXPIRATION	
  DATE:	
  
USDA	
  REPORTING	
  CODE:	
  	
  
EXCEPTIONS	
  TO	
  THE	
  GUIDE:	
  
E. Personnel	
  who	
  will	
  have	
  animal	
  contact	
  (Including	
  PI).	
  	
  Copy	
  and	
  paste	
  additional	
  tables	
  if	
  needed	
  :	
  
	
  
Name	
  	
   Bradley	
  Seebach	
  
Cell	
  or	
  Home	
  Phone	
  #	
   608.785.6966	
  
E-­‐mail	
   bseebach@uwlax.edu	
  
Role	
  in	
  Project	
   Principal	
  Investigator	
  
Experience	
  with	
  proposed	
  procedures	
   Over	
  20	
  years	
  of	
  neuroscience	
  research.	
  	
  
Personnel	
  Certification	
   I	
  have	
  read	
  and	
  am	
  familiar	
  with	
  all	
  of	
  the	
  approved	
  animal	
  procedures.	
  	
  I	
  
agree	
  to	
  execute	
  this	
  work	
  as	
  described	
  and	
  realize	
  that	
  failure	
  to	
  adhere	
  to	
  
policies	
  related	
  to	
  animal	
  care	
  and	
  use	
  may	
  result	
  in	
  suspension	
  or	
  
revocation	
  of	
  permission	
  to	
  perform	
  animal	
  research	
  at	
  UW-­‐L.	
  	
  	
  
Occupational	
  Health	
  and	
  Safety	
  Program	
   I	
  have	
  submitted	
  an	
  Animal	
  User	
  Risk	
  Assessment	
  Form	
  
Training	
  Requirements	
   I	
  have	
  passed	
  all	
  the	
  applicable	
  training	
  tutorials	
  
Date	
   Signature	
  	
  
June	
  1,	
  2015	
  
	
  
	
  
	
  
Name	
  	
   Sumei	
  Liu	
  
Cell	
  or	
  Home	
  Phone	
  #	
   608.799.6145	
  
E-­‐mail	
   sliu@uwlax.edu	
  
Role	
  in	
  Project	
   Co-­‐Principal	
  Investigator.	
  Will	
  perform	
  euthanasia,	
  tissue	
  
collection	
  and	
  analysis	
  of	
  colonic	
  epithelial	
  permeability.	
  
Experience	
  with	
  proposed	
  procedures	
   20	
  years	
  experience	
  with	
  gastrointestinal	
  physiology,	
  gavage,	
  
rodent	
  euthanasia	
  and	
  other	
  related	
  protocol.	
  
Personnel	
  Certification	
   I	
  have	
  read	
  and	
  am	
  familiar	
  with	
  all	
  of	
  the	
  approved	
  animal	
  procedures.	
  	
  I	
  
agree	
  to	
  execute	
  this	
  work	
  as	
  described	
  and	
  realize	
  that	
  failure	
  to	
  adhere	
  to	
  
policies	
  related	
  to	
  animal	
  care	
  and	
  use	
  may	
  result	
  in	
  suspension	
  or	
  
revocation	
  of	
  permission	
  to	
  perform	
  animal	
  research	
  at	
  UW-­‐L.	
  	
  	
  
Occupational	
  Health	
  and	
  Safety	
  Program	
   I	
  have	
  submitted	
  an	
  Animal	
  User	
  Risk	
  Assessment	
  Form	
  
Training	
  Requirements	
   I	
  have	
  passed	
  all	
  the	
  applicable	
  training	
  tutorials	
  
Date	
   Signature	
  	
  
June	
  1,	
  2015	
  
	
  
	
  
	
  
Name	
  	
   Jonathan	
  Lendrum	
  
Cell	
  or	
  Home	
  Phone	
  #	
   920.850.7883	
  
E-­‐mail	
   lendrum.jona@uwlax.edu	
  	
  
Role	
  in	
  Project	
   Investigator.	
  Administering	
  gavage	
  treatments,	
  monitoring	
  
pain/distress,	
  collecting	
  fecal	
  samples	
  for	
  PCR	
  amplification	
  
of	
  16S	
  rRNA	
  for	
  DGGE	
  and	
  next	
  gen	
  sequencing,	
  custom	
  
cage	
  installation	
  of	
  video	
  monitoring	
  system,	
  assisting	
  with	
  
euthanasia	
  and	
  tissue	
  collection,	
  analysis	
  of	
  colonic	
  
epithelial	
  permeability,	
  etc.	
  	
  
Experience	
  with	
  proposed	
  procedures	
   Jon	
  will	
  be	
  trained	
  to	
  administer	
  gavage	
  by	
  Amy	
  Cooper	
  and	
  
Sumei	
  Liu.	
  
Personnel	
  Certification	
   I	
  have	
  read	
  and	
  am	
  familiar	
  with	
  all	
  of	
  the	
  approved	
  animal	
  procedures.	
  	
  I	
  
agree	
  to	
  execute	
  this	
  work	
  as	
  described	
  and	
  realize	
  that	
  failure	
  to	
  adhere	
  to	
  
policies	
  related	
  to	
  animal	
  care	
  and	
  use	
  may	
  result	
  in	
  suspension	
  or	
  
revocation	
  of	
  permission	
  to	
  perform	
  animal	
  research	
  at	
  UW-­‐L.	
  	
  	
  
Occupational	
  Health	
  and	
  Safety	
  Program	
   I	
  have	
  submitted	
  an	
  Animal	
  User	
  Risk	
  Assessment	
  Form	
  
Training	
  Requirements	
   I	
  have	
  passed	
  all	
  the	
  applicable	
  training	
  tutorials	
  
Date	
   Signature	
  	
  
June	
  1,	
  2015	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
 
Name	
  	
   Amy	
  Cooper	
  
Cell	
  or	
  Home	
  Phone	
  #	
   608.790.4157	
  
E-­‐mail	
   acooper@uwlax.edu	
  
Role	
  in	
  Project	
   Animal	
  care	
  facility	
  manager.	
  Will	
  train	
  and	
  provide	
  training	
  
and	
  assistance	
  with	
  euthanasia	
  and	
  gavage	
  procedures.	
  	
  
Experience	
  with	
  proposed	
  procedures	
   Over	
  25	
  years	
  performing	
  gavage	
  and	
  euthanasia	
  on	
  rodents.	
  	
  
Personnel	
  Certification	
   I	
  have	
  read	
  and	
  am	
  familiar	
  with	
  all	
  of	
  the	
  approved	
  animal	
  procedures.	
  	
  I	
  
agree	
  to	
  execute	
  this	
  work	
  as	
  described	
  and	
  realize	
  that	
  failure	
  to	
  adhere	
  to	
  
policies	
  related	
  to	
  animal	
  care	
  and	
  use	
  may	
  result	
  in	
  suspension	
  or	
  
revocation	
  of	
  permission	
  to	
  perform	
  animal	
  research	
  at	
  UW-­‐L.	
  	
  	
  
Occupational	
  Health	
  and	
  Safety	
  Program	
   I	
  have	
  submitted	
  an	
  Animal	
  User	
  Risk	
  Assessment	
  Form	
  
Training	
  Requirements	
   I	
  have	
  passed	
  all	
  the	
  applicable	
  training	
  tutorials	
  
Date	
   Signature	
  	
  
June	
  1,	
  2015	
   	
  
	
  
	
  
F. Summary	
  of	
  Project:	
  	
  In	
  straight-­‐forward,	
  nonmedical,	
  nontechnical	
  language	
  that	
  would	
  be	
  understandable	
  
to	
  a	
  layperson	
  (aim	
  for	
  a	
  high	
  school-­‐senior	
  reading	
  level),	
  outline	
  the	
  specific	
  scientific	
  goal(s)	
  and	
  significance	
  
of	
  this	
  research.	
  Be	
  convincing	
  as	
  to	
  why	
  this	
  work	
  is	
  important	
  for	
  advancement	
  of	
  knowledge,	
  improving	
  
human	
  or	
  animal	
  health,	
  or	
  for	
  the	
  good	
  of	
  society.	
  Spell	
  out	
  all	
  acronyms	
  at	
  first	
  occurrence.	
  If	
  this	
  is	
  a	
  
renewal	
  submission	
  please	
  provide	
  a	
  brief	
  (2-­‐3	
  sentences)	
  description	
  of	
  your	
  progress	
  and	
  productivity	
  in	
  the	
  
past	
  three	
  years	
  to	
  help	
  the	
  Committee	
  evaluate	
  animal	
  usage.	
  	
  Since	
  this	
  summary	
  may	
  be	
  made	
  available	
  to	
  
the	
  public	
  if	
  requested,	
  it	
  is	
  imperative	
  that	
  you	
  carefully	
  consider	
  its	
  content.	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
Abstract	
  
	
  
In	
  2012	
  a	
  previously	
  unknown	
  waste	
  clearance	
  pathway	
  for	
  the	
  mammalian	
  central	
  nervous	
  system,	
  coined	
  the	
  glymphatic	
  
system,	
  was	
  discovered	
  by	
  neuroscientists	
  at	
  University	
  of	
  Rochester	
  Medical	
  Center.	
  Analogous	
  to	
  conventional	
  lymphatic	
  
vasculature,	
  which	
  is	
  found	
  in	
  all	
  parts	
  of	
  the	
  body	
  except	
  the	
  brain,	
  the	
  glymphatic	
  system	
  relies	
  on	
  changes	
  in	
  
cerebrospinal	
  fluid	
  circulation	
  to	
  function	
  like	
  a	
  sink	
  for	
  removing	
  excess	
  waste	
  products	
  from	
  the	
  highly	
  sensitive	
  brain	
  
tissue.	
  Each	
  night	
  sleep	
  drives	
  a	
  specific	
  network	
  of	
  microscopic	
  fluid	
  channels	
  to	
  open,	
  allowing	
  for	
  the	
  brain’s	
  sink	
  to	
  ‘turn	
  
on’	
  the	
  cerebrospinal	
  fluid,	
  which	
  is	
  restricted	
  to	
  the	
  brain’s	
  exterior	
  while	
  awake.	
  It	
  then	
  quickly	
  enters	
  deep	
  brain	
  tissue	
  
where	
  it	
  washes	
  away	
  harmful	
  extracellular	
  waste	
  products,	
  such	
  as	
  beta-­‐amyloid,	
  that	
  progressively	
  accumulates	
  the	
  longer	
  
you	
  remain	
  awake.	
  
	
  
In	
  the	
  last	
  decade,	
  mounting	
  evidence	
  suggests	
  complex	
  interactions	
  between	
  hosts	
  and	
  their	
  microbial	
  communities,	
  
known	
  as	
  the	
  gut-­‐microbiome,	
  play	
  important	
  roles	
  maintaining	
  and	
  regulating	
  our	
  health.	
  The	
  interactions	
  between	
  
microorganisms	
  of	
  the	
  gut	
  and	
  host	
  physiology	
  are	
  a	
  result	
  of	
  complex	
  chemical,	
  neural	
  and	
  hormonal	
  influences.	
  We	
  
depend	
  on	
  our	
  gut	
  microbiota	
  for	
  digestion	
  and	
  drug	
  detoxification	
  and	
  these	
  complex	
  exchanges	
  with	
  our	
  microbial	
  
communities	
  influence	
  a	
  variety	
  of	
  important	
  host	
  functions	
  ranging	
  from	
  metabolic	
  activity	
  and	
  immune	
  response,	
  to	
  
perhaps	
  most	
  remarkably,	
  behavior	
  and	
  cognition.	
  Our	
  study	
  uses	
  high	
  throughput	
  digital	
  video	
  tracking	
  software	
  to	
  
accurately	
  determine	
  sleep	
  pattern	
  correlations	
  in	
  response	
  to	
  intestinal	
  dysbiosis	
  induced	
  through	
  broad-­‐spectrum	
  
antibiotic	
  intervention	
  and	
  high-­‐fat	
  nutritional	
  dietary	
  changes	
  in	
  mice.	
  A	
  dysbiotic	
  state	
  adversely	
  affects	
  the	
  biochemical	
  
conditions	
  responsible	
  for	
  healthy	
  communication	
  between	
  host	
  central	
  and	
  enteric	
  nervous	
  systems	
  and	
  the	
  100	
  trillion	
  
microorganisms	
  encompassing	
  the	
  gut-­‐microbiome,	
  referred	
  to	
  from	
  here	
  as	
  the	
  brain-­‐gut-­‐microbiota	
  axis.	
  	
  
	
  
It	
  is	
  the	
  objective	
  of	
  this	
  pilot	
  study	
  to	
  acquire	
  preliminary	
  data	
  involving	
  relationships	
  between	
  the	
  diversity	
  of	
  gut	
  
microbiota,	
  colonic	
  trans-­‐epithelial	
  permeability	
  and	
  sleep-­‐wake	
  patterns	
  in	
  C57BL/6	
  male	
  mice.	
  We	
  want	
  to	
  make	
  a	
  
contribution	
  towards	
  the	
  perspective	
  and	
  understanding	
  of	
  these	
  intriguing,	
  yet	
  unexamined	
  relationships	
  to	
  the	
  biomedical	
  
community	
  in	
  order	
  to	
  assist	
  with	
  the	
  development	
  of	
  clinically	
  relevant	
  therapeutics	
  involving	
  the	
  physiopathology	
  of	
  
neurodegenerative	
  diseases	
  and	
  other	
  conditions	
  commonly	
  associated	
  with	
  congruent	
  brain	
  and	
  gut	
  dysfunction.	
  	
  
II.	
  	
  Animal	
  Species	
  and	
  Numbers	
  	
  
	
  
Species	
   Total	
  number	
  of	
  
animals	
  needed	
  
for	
  3-­‐year	
  protocol	
  
Source	
  (e.g.	
  vendor,	
  
breeding	
  colony)	
  
Housing	
  
Location	
  
Any	
  special	
  husbandry/housing	
  needs?	
  
C57BL/6	
  Mouse	
   20	
   Harlan	
  (Madison,	
  WI)	
   HSC	
   15	
  individually	
  housed,	
  open	
  top	
  cages	
  (60.7cm	
  l	
  x	
  
40.4cm	
  w	
  x	
  31cm	
  h)	
  custom	
  fitted	
  with	
  video	
  
monitoring	
  capable	
  of	
  simultaneous	
  and	
  
continuous	
  recording	
  all	
  15	
  mice	
  for	
  the	
  duration	
  
of	
  the	
  experiment	
  (19	
  days).	
  
 
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
III.	
  	
  Justification	
  for	
  the	
  Use	
  of	
  Animals	
  
	
   A.	
  	
  Consideration	
  of	
  Alternatives	
  to	
  Live	
  Animal	
  Use,	
  Painful	
  Procedures	
  and	
  Unnecessary	
  Duplication	
  
	
  
The	
  United	
  States	
  Department	
  of	
  Agriculture	
  (USDA)	
  requires	
  that	
  you	
  specify	
  at	
  least	
  two	
  sources	
  or	
  databases	
  used	
  to	
  
determine	
  that	
  the	
  model	
  and	
  methods	
  described	
  in	
  this	
  protocol	
  do	
  not:	
  
• Unnecessarily	
  duplicate	
  previous	
  experiments	
  	
  
• Unnecessarily	
  use	
  animals,	
  or	
  	
  
• Unjustifiably	
  expose	
  animals	
  to	
  potentially	
  painful,	
  uncomfortable	
  or	
  distressful	
  procedures	
  
	
  
A.	
  	
  Database	
  Searches.	
  	
  Place	
  an	
  X	
  in	
  the	
  checkboxes	
  that	
  apply	
  to	
  indicate	
  which	
  databases	
  were	
  used:	
  
	
   National	
  Agricultural	
  Library	
   	
   Web	
  of	
  Science	
   	
   PsycINFO	
  
	
   (AGRICOLA)	
   	
   AltWeb	
   	
   TOXLINE	
  
	
   BIOSIS	
  Previews	
   	
   CORDIS	
   X	
   Other	
  –	
  Google	
  Scholar	
  
X	
   MEDLINE	
  via	
  PubMed	
   	
   NORINA	
   	
   Other	
  -­‐	
  	
  
B.	
  	
  Date(s)	
  the	
  database	
  search	
  was	
  performed:	
  
(Must	
  be	
  within	
  the	
  last	
  3	
  months)	
  
5/20/15	
  
C.	
  	
  Years	
  covered	
  by	
  the	
  search	
  (e.g.,	
  1985	
  to	
  present):	
   2010-­‐2015	
  
D.	
  	
  Keywords	
  used	
  in	
  the	
  search.	
  	
  The	
  more	
  "keywords"	
  you	
  use	
  the	
  more	
  specific	
  your	
  search	
  will	
  be;	
  however,	
  being	
  too	
  
specific	
  may	
  lead	
  to	
  no	
  results	
  being	
  found.	
  	
  In	
  that	
  case,	
  reduce	
  the	
  number	
  of	
  terms	
  used.	
  	
  
	
  
1.	
  In	
  vivo+rodent+glymphatic	
  system+model	
  2.	
  In	
  vivo+rodent	
  model+gut-­‐brain	
  axis	
  3.	
  In	
  vivo+rodent+gut	
  microbiome	
  
	
  
E.	
  	
  Database	
  Search	
  Narrative	
  Description.	
  	
  Specifically	
  discuss	
  the	
  results	
  of	
  what	
  was	
  found	
  during	
  the	
  search.	
  
Describe	
  the	
  steps	
  you	
  have	
  taken	
  to	
  replace	
  the	
  use	
  of	
  animals	
  with	
  in	
  vitro	
  procedures,	
  reduce	
  the	
  number	
  of	
  animals	
  
used,	
  and	
  to	
  refine	
  the	
  experimental	
  design	
  and	
  procedural	
  techniques.	
  	
  
If	
  similar	
  experiments	
  are	
  found,	
  describe	
  the	
  aspects	
  of	
  your	
  research	
  project	
  that	
  are	
  novel	
  and	
  are	
  not	
  unnecessarily	
  
duplicative	
  of	
  other	
  published	
  work.	
  If	
  alternative	
  methods	
  or	
  procedures	
  representing	
  refinements	
  to	
  your	
  procedures	
  were	
  
found,	
  discuss	
  why	
  those	
  alternatives	
  cannot	
  be	
  used.	
  
Discussion	
  of	
  Search	
  Results:	
  
Due	
  to	
  the	
  recent	
  discovery	
  of	
  the	
  glymphatic	
  system,	
  we	
  are	
  familiar	
  with	
  each	
  of	
  the	
  
top	
  20	
  search	
  results	
  involving	
  rodent	
  glymphatic	
  system	
  literature.	
  The	
  articles	
  found	
  
in	
  the	
  database	
  search	
  were	
  integral	
  to	
  the	
  development	
  of	
  our	
  experimental	
  design.	
  
The	
  most	
  recent	
  experiments	
  evaluating	
  the	
  glymphatic	
  system	
  involve	
  in	
  vivo	
  brain	
  
imaging	
  techniques,	
  however,	
  these	
  methods	
  require	
  magnetic	
  resonance	
  imaging	
  and	
  
the	
  methodology	
  of	
  such	
  is	
  just	
  now	
  becoming	
  established	
  for	
  additional	
  research	
  
applications.	
  
Replacement:	
  
Replacement	
  of	
  animals	
  with	
  in	
  vitro	
  procedures	
  is	
  not	
  possible	
  at	
  this	
  time	
  because	
  
the	
  waste	
  clearance	
  mechanism	
  responsible	
  for	
  the	
  glymphatic	
  system	
  function	
  
operates	
  at	
  an	
  organ	
  level	
  of	
  organization,	
  not	
  tissue	
  or	
  molecular,	
  and	
  we	
  are	
  at	
  an	
  
early	
  stage	
  of	
  understanding	
  of	
  this	
  function.	
  Additionally,	
  taking	
  into	
  consideration	
  
the	
  necessity	
  for	
  the	
  anatomical	
  brain-­‐gut-­‐microbiota	
  axis	
  for	
  our	
  study	
  to	
  be	
  possible,	
  
it	
  becomes	
  significantly	
  more	
  difficult	
  to	
  completely	
  replace	
  the	
  animal	
  component	
  of	
  
the	
  experiment.	
  	
  
Reduction:	
  
Only	
  using	
  a	
  single,	
  maximum	
  time	
  point	
  for	
  our	
  n=5	
  mice	
  groups,	
  rather	
  than	
  3	
  time	
  
points	
  of	
  brain	
  tissue	
  fixation	
  for	
  each	
  mice	
  group	
  significantly	
  reduces	
  the	
  number	
  of	
  
animals	
  used	
  (5	
  mice	
  instead	
  of	
  15	
  required	
  per	
  group).	
  Additionally,	
  the	
  tissue	
  of	
  our	
  
mice	
  will	
  be	
  utilized	
  for	
  multiple	
  collaborative	
  experiments.	
  	
  
Refinement:	
  
It	
  has	
  been	
  demonstrated	
  previously	
  that	
  medications	
  can	
  be	
  incorporated	
  into	
  
palatable	
  diets	
  or	
  treats.	
  Custom	
  medicated	
  food	
  was	
  considered	
  as	
  a	
  potentially	
  less	
  
stressful	
  alternative	
  to	
  gavage;	
  however,	
  Research	
  Diets	
  Inc.,	
  Bioserv	
  Medicated	
  
Solutions	
  and	
  Harlan	
  Teklad	
  were	
  not	
  able	
  to	
  incorporate	
  this	
  antibiotic	
  cocktail	
  into	
  a	
  
diet-­‐drug	
  intervention.	
  	
  
	
  
B.	
  	
  Rational	
  for	
  the	
  Use	
  of	
  Animals	
  
	
  
Federal	
  regulations	
  require	
  that	
  investigators	
  provide	
  a	
  narrative	
  describing	
  the	
  rationale	
  for	
  using	
  animals,	
  the	
  
appropriateness	
  of	
  the	
  species,	
  and	
  the	
  methods	
  and	
  specific	
  sources	
  used	
  to	
  determine	
  that	
  alternatives	
  (e.g.,	
  replacement,	
  
reduction,	
  refinement)	
  to	
  the	
  use	
  of	
  animals	
  and	
  to	
  the	
  procedures	
  have	
  been	
  considered.	
  
	
  
	
   	
   1.	
  	
  Explain	
  why	
  animals	
  are	
  required	
  for	
  these	
  studies,	
  and	
  why	
  non-­‐animal	
  model	
  replacements,	
  
such	
  as	
  cell	
  culture	
  or	
  computer	
  modeling,	
  cannot	
  fully	
  replace	
  animals:	
  
	
  
Mice	
  are	
  the	
  predominant	
  animal	
  models	
  used	
  in	
  similar	
  experiments	
  involving	
  the	
  brain-­‐gut-­‐microbiota	
  axis	
  and	
  is	
  the	
  
species	
  from	
  which	
  most	
  is	
  known	
  about	
  the	
  recently	
  discovered	
  glymphatic	
  system.	
  Additionally,	
  due	
  to	
  our	
  interest	
  in	
  the	
  
pathways	
  in	
  which	
  antibiotic	
  intervention	
  affects	
  different	
  organ	
  and	
  system	
  levels	
  of	
  organization,	
  mice	
  cannot	
  be	
  replaced	
  
by	
  any	
  non-­‐animal	
  model	
  system.	
  This	
  is	
  because	
  of	
  our	
  experimental	
  design’s	
  dependence	
  on	
  the	
  macroscopic	
  brain-­‐gut-­‐
microbiota	
  axis.	
  Mice	
  have	
  been	
  the	
  source	
  of	
  most	
  of	
  the	
  existing	
  neurobiological	
  and	
  neurochemical	
  information	
  on	
  the	
  
central	
  and	
  enteric	
  nervous	
  systems	
  as	
  well	
  as	
  neural	
  control	
  of	
  gut-­‐microbiota	
  function	
  for	
  the	
  past	
  50	
  years.	
  There	
  are	
  no	
  
known	
  non-­‐animal	
  models	
  or	
  systems	
  that	
  encompass	
  the	
  complexities	
  of	
  the	
  nervous	
  system	
  in	
  the	
  digestive	
  tract.	
  	
  
	
  
	
  
	
  
1. Describe	
  the	
  features	
  of	
  the	
  species	
  (e.g.,	
  anatomic,	
  physiologic,	
  genetic,	
  etc)	
  that	
  make	
  it	
  desirable	
  for	
  the	
  
model.	
  	
  Contrast	
  with	
  other	
  available	
  models,	
  if	
  any.	
  	
  Cost	
  considerations	
  are	
  not	
  justifications.	
  
Currently,	
  rodents	
  are	
  the	
  only	
  animals	
  known	
  to	
  possess	
  the	
  glymphatic	
  system	
  (though	
  known	
  anatomy	
  and	
  physiology	
  
similarities	
  across	
  mammal	
  species	
  suggests	
  broad	
  application	
  of	
  findings);	
  therefore,	
  the	
  research	
  utility	
  of	
  rodents	
  is	
  of	
  
utmost	
  value	
  in	
  this	
  exciting	
  and	
  quickly	
  expanding	
  branch	
  of	
  neuroscience.	
  Furthermore,	
  mice	
  are	
  informative,	
  dynamic	
  
animal	
  models	
  that	
  have	
  continuously	
  demonstrated	
  their	
  research	
  utility	
  by	
  allowing	
  investigators	
  to	
  have	
  precise	
  control	
  
over	
  manipulating	
  their	
  experimental	
  variables.	
  For	
  example,	
  “germ	
  free	
  like”	
  mice	
  (from	
  antibiotic-­‐induced	
  microbial	
  
depletion)	
  are	
  not	
  only	
  relevant	
  to	
  research,	
  but	
  have	
  been	
  shown	
  to	
  contribute	
  to	
  clinical	
  diagnostics	
  by	
  allowing	
  
researchers	
  to	
  make	
  inferences	
  about	
  the	
  relationships	
  between	
  the	
  human	
  gut	
  microbiota	
  and	
  associated	
  brain	
  function	
  in	
  
ways	
  that	
  were	
  previously	
  nonexistent	
  (Hintze,	
  2014).	
  We	
  have	
  every	
  reason	
  to	
  believe	
  the	
  human	
  glymphatic	
  system	
  
operates	
  similarly	
  to	
  that	
  in	
  mice	
  models.	
  
2. How	
  are	
  the	
  number	
  of	
  animals	
  requested	
  scientifically	
  justified	
  for	
  this	
  species.	
  	
  Include	
  all	
  control	
  animals	
  
and	
  breeding	
  colony	
  animals	
  in	
  this	
  discussion.	
  A	
  table	
  may	
  help	
  clarify	
  different	
  experimental	
  groups	
  or	
  studies	
  
and	
  the	
  specific	
  numbers	
  needed	
  for	
  each.	
  Include	
  any	
  statistical	
  analysis	
  used	
  (e.g.	
  power	
  calculations)	
  in	
  
determining	
  the	
  animal	
  numbers.	
  
Our	
  pilot	
  study	
  requests	
  the	
  application	
  of	
  20	
  mice.	
  The	
  sample	
  size	
  (n=15)	
  composes	
  three	
  groups	
  of	
  five	
  mice,	
  the	
  extra	
  five	
  
mice	
  requested	
  will	
  be	
  used	
  to	
  improve	
  techniques	
  for	
  gavage,	
  tissue	
  handling	
  or	
  to	
  mediate	
  premature	
  removal	
  of	
  another	
  
mouse	
  due	
  to	
  unanticipated	
  complications.	
  Selection	
  of	
  group	
  size	
  is	
  based	
  on	
  the	
  minimum	
  number	
  needed	
  for	
  statistical	
  
significance	
  analysis	
  as	
  described	
  in	
  similar	
  studies	
  (Martinez	
  et	
  al.,	
  2004;	
  Yuan	
  et	
  al.,	
  2009).	
  	
  
IV.	
  	
  Details	
  of	
  Animal	
  Use	
  
	
  	
  	
  	
  	
  	
  	
  	
  A.	
  	
  	
  	
  In	
  this	
  section	
  describe	
  the	
  animals’	
  roles	
  in	
  your	
  experiments	
  including	
  the	
  treatments	
  and	
  procedures	
  
the	
  animals	
  will	
  receive	
  outside	
  of	
  normal	
  husbandry,	
  from	
  the	
  first	
  experimental	
  manipulation	
  to	
  the	
  final	
  
outcome.	
  This	
  response	
  should	
  provide	
  a	
  clear	
  understanding	
  of	
  what	
  specifically	
  happens	
  sequentially	
  to	
  each	
  
animal	
  or	
  group	
  of	
  animals,	
  and	
  over	
  what	
  time	
  period	
  the	
  procedures	
  occur,	
  including	
  but	
  not	
  limited	
  to:	
  
	
  
§ definitions	
  of	
  all	
  materials	
  given	
  to	
  animals,	
  including	
  dosage	
  range,	
  routes,	
  and	
  frequency	
  of	
  administration;	
  
§ the	
  expected	
  sequence,	
  frequency,	
  and	
  duration	
  of	
  procedures;	
  
§ method,	
  frequency,	
  volumes,	
  and	
  numbers	
  of	
  biological	
  samples	
  taken;	
  experimental	
  diets	
  
	
  
General animal care information. Nine to ten-week old male C57BL/6, inbred mice acquired from Harlan (Madison,
WI) will be randomized, and weight matched (to have a weight range of maximum 20% of medians) into three
experimental groups upon arrival at HSC, and then given a week to acclimate to the HSC facility and ensure
palatability of experimental diets. The three experimental groups include: the control group fed a calorically and
nutritionally matched low fat diet (10% kcal), antibiotic-treated group also provided the low fat diet, and a diet-
induced obesity group provided with a high-fat (60% kcal) purified diet (Harlan Teklad). All animal housing will be
maintained at a standard 12h light/12h dark cycle.
Animal housing. Upon arrival at HSC, the mice will be randomized and age-matched into three group-housing cages
for the initiation of their acclimation period. At this point, one mouse from each experimental group will be
removed from group housing and individually placed into one of the fifteen custom open-top cages previously
fitted with a HD infrared security camera and infrared LED illuminator. Our automated sleep monitoring system
produces high quality video recordings for post analysis of sleep pattern circulations using idTracker, a software
coding program developed on MATLAB for high-throughput determination of sleep-wake duration. The sleep
monitoring system will not negatively affect the quality of cages used to individually house each mouse. All mice
will be provided water and their prospective low or high fat formulated diets immediately upon arrival, ad libitum.
*Deviation from guidelines* The food will be provided ad libitum on the floor of the cages. There is sufficient room as
to discourage soiling of the food and because the mice will be gavaged every 12 hours for the entirety of the
experiment, these times will be used to provide fresh food, water or bedding as needed.
Experimental group one. The first group is the control consisting of five specific-pathogen-free (SPF) mice, which
have been subject to microbial pathogen screening. The mice will be fed a purified standard, low-fat control diet
and provided with autoclaved water ad libitum. The control group represents healthy, conventional gut-microbial
composition in both number and diversity of microbial species typically inhabiting the colon of mice. This group
will receive equal volume sterile water solution by gavage every 12 hours for 14 days to control procedural variables
introduced.
Experimental group two. The antibiotic-treated group consists of five mice housed individually in open top cages
custom fitted with a video monitoring system. These mice will be provided the identical purified low-fat diet as the
control group, however, this group of mice will receive broad spectrum antibiotic-cocktail by gavage every 12 hours
consisting of: 14 days of 50mg/kg vancomycin, 100mg/kg neomycin, 100mg/kg metronidazole and 1mg/kg
amphotericin B. Finally, 1 g/L of ampicillin will be provided in autoclaved drinking water. This cocktail is based off
established pain-free methods to safely induce “germ free-like” phenotypes in mice through depletion of intestinal
microbiota. (Reikvam, et al.)
Experimental group three. The diet-induced-obesity (dio) group consists of five mice to be housed individually in open-
top cages custom fitted with a video monitoring system. Alternatively, these mice will be provided with a high-fat
diet (60% kcal fat), formulated to induce obesity phenotypes in mouse models. This group is important to our
comparative study due to the alteration it has on gut-microbiota composition. Recently, using similar diet
manipulations, it was discovered that the gut-microbiome is pivotal for maintenance of host circadian clock
rhythmicity (Kohsaka et al., 2007) (Leone, 2015). The diet-induced obesity group has significant value; its
comparison with group two should be informative regarding potential consequences of sleep deprivation, such as
an increased susceptibility of obesity, especially following intake of endemic high-fat, Westernized diets.
Fecal sample collection and molecular processing. We want to approximate the time course and efficacy of diet/antibiotic
manipulations of mouse gut microbial composition. This will require estimations of the taxonomic diversity
encompassing the gut microbiome. We will accomplish this by collecting freshly voided fecal samples at three time
points from each of the mice: once before the (antibiotic) treatment course (day 0), midway through treatment
course (day 7), and upon completion of treatment intervention (day 14).
Animal euthanasia and tissue collection. Twelve hours following the final antibiotic gavage and fecal sample collection,
the mice will be euthanized after a four-hour fasting period- by CO2 asphyxiation and exsanguination. The brain
and proximal colon will be harvested promptly and used for immunohistochemistry, enzyme-linked immunoassay
and measuring trans-epithelial permeability.
Schedule, timeline and conclusion of experimental cycles. See figure below. An important point to consider is due to time and
resource limitations, we are not able to euthanize, collect tissues and run experiments on all 15 mice in a single day
following conclusion of one 14 day treatment cycle. To solve this problem, we will stagger day 1 administration of
gavage treatments among five days so upon conclusion of each 14 day cycle we will euthanize and run experiments
on 3 mice a day (one per each treatment group), for 5 consecutive days. See figure below.
	
  
	
  	
  	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
 
	
  
	
  	
  	
  B.	
  	
  	
  	
  Complete	
  the	
  following	
  table	
  if	
  dosing	
  with	
  any	
  substance:	
  
	
  
Substance	
  Used	
  	
   Species	
   Dose	
  
mg/kg	
  
Route	
   Frequency	
   Pharmaceutical	
  
Grade?	
  
Water	
   Mouse	
   0.5ml/kg	
   Gavage	
   Twice	
  daily	
  for	
  14	
  
days	
  
Yes	
  
Ampicillin	
   Mouse	
   1g/L	
   Oral	
   Provided	
  in	
  water	
  
ad	
  libitum	
  
Yes	
  
Vancomycin	
   Mouse	
   50mg/kg	
   Gavage	
   Twice	
  daily	
  for	
  14	
  
days	
  
Yes	
  
Neomycin	
   Mouse	
   100mg/kg	
   Gavage	
   Twice	
  daily	
  for	
  14	
  
days	
  
Yes	
  
Metrondiazol	
   Mouse	
   100mg/kg	
   Gavage	
   Twice	
  daily	
  for	
  14	
  
days	
  
Yes	
  
Amphoterian	
  B	
   Mouse	
   1mg/kg	
   Gavage	
   Twice	
  daily	
  for	
  14	
  
days	
  
Yes	
  
	
  
	
  	
  	
  	
  	
  	
  C.	
  	
  	
  	
  Appendices	
  Checklist.	
  	
  Check	
  all	
  that	
  pertain	
  to	
  your	
  project,	
  complete	
  the	
  appropriate	
  appendices,	
  and	
  attach	
  as	
  
part	
  of	
  your	
  application.	
  	
  Delete	
  all	
  non-­‐applicable	
  appendices.	
  
	
  
X	
   Dietary	
  Manipulations	
  or	
  Fluid	
  Restriction	
   Appendix	
  E	
  
	
  
V.	
  	
  Potential	
  Animal	
  Pain	
  and	
  Distress	
  
	
  
A.	
  	
  Briefly	
  summarize	
  all	
  possible	
  adverse	
  effects	
  that	
  may	
  present	
  in	
  the	
  animals	
  as	
  a	
  result	
  of	
  study	
  
procedures.	
  	
  Adverse	
  Effects	
  include	
  any	
  reaction,	
  expected	
  or	
  unexpected,	
  that	
  may	
  occur	
  in	
  the	
  animals	
  as	
  a	
  
result	
  of	
  any	
  experimental	
  procedure	
  or	
  manipulation.	
  Examples	
  include	
  drug	
  toxicity,	
  injury,	
  surgical	
  
complications,	
  lameness,	
  lethargy,	
  anorexia,	
  tumors,	
  etc.	
  
	
  
Although	
  rare,	
  adverse	
  effects	
  that	
  may	
  present	
  in	
  animals	
  as	
  a	
  result	
  of	
  our	
  study	
  include:	
  allergic	
  drug	
  reaction	
  from	
  
antibiotic	
  exposure	
  or	
  dyspnea,	
  aspiration	
  or	
  unintentional	
  injury	
  due	
  to	
  complications	
  administering	
  gavage.	
  Any	
  animals	
  
showing	
  adverse	
  drug	
  reactions	
  or	
  uncommon	
  behavior	
  as	
  a	
  result	
  of	
  human	
  gavage-­‐error	
  will	
  be	
  promptly	
  removed	
  from	
  
the	
  study	
  and	
  euthanized.	
  	
  
	
  
B.	
  	
  How	
  will	
  pain	
  and/or	
  distress	
  be	
  monitored?	
  	
  Provide	
  specific	
  clinical	
  signs,	
  which	
  will	
  be	
  monitored	
  as	
  well	
  
as	
  frequency,	
  including	
  provisions	
  for	
  off	
  hours.	
  	
  Clinical	
  signs	
  may	
  include	
  tumor	
  growth,	
  lack	
  of	
  appetite,	
  lack	
  of	
  
normal	
  grooming	
  behavior,	
  lethargy,	
  excessive	
  weight	
  loss,	
  abnormal	
  posture,	
  licking	
  or	
  biting	
  of	
  the	
  wound	
  area,	
  
etc.	
  An	
  understanding	
  of	
  normal	
  species-­‐specific	
  behavior	
  is	
  crucial	
  in	
  evaluating	
  potential	
  abnormal	
  clinical	
  signs.	
  
	
  
Signs	
  of	
  adverse	
  antibiotic	
  reactions	
  include	
  erratic	
  behavior,	
  diarrhea,	
  and	
  hunched	
  posture.	
  The	
  mice	
  will	
  be	
  closely	
  
monitored	
  (especially	
  during	
  initial	
  introduction	
  of	
  antibiotic	
  and	
  dietary	
  provisions)	
  including	
  a	
  visual	
  assessment	
  of	
  
both	
  physical	
  and	
  behavioral	
  health	
  characteristics	
  every	
  12-­‐hours	
  throughout	
  treatment	
  cycles	
  by	
  the	
  individual(s)	
  
responsible	
  for	
  gavage.	
  These	
  individuals	
  will	
  take	
  careful	
  records	
  of	
  their	
  observations,	
  reporting	
  animals	
  experiencing	
  
atypical	
  pain,	
  distress	
  or	
  behavior	
  to	
  Amy	
  Cooper	
  who	
  is	
  responsible	
  for	
  determining	
  an	
  appropriate	
  plan	
  of	
  action,	
  on	
  a	
  
case-­‐by	
  case-­‐basis.	
  A	
  convenience	
  of	
  our	
  video	
  monitoring	
  system	
  is	
  that	
  because	
  we	
  utilize	
  security	
  system	
  cameras	
  there	
  
exists	
  phone	
  and	
  computer	
  apps	
  allowing	
  for	
  24/7	
  monitoring	
  of	
  all	
  15	
  DVR	
  video	
  channels	
  for	
  any	
  obvious	
  signs	
  of	
  pain	
  
and/or	
  distress.	
  This	
  is	
  an	
  efficient	
  method	
  to	
  closely	
  monitor	
  and	
  prevent	
  any	
  potential	
  complications	
  that	
  may	
  arise.	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
C.	
  	
  Describe	
  the	
  management	
  plan	
  that	
  will	
  be	
  used	
  to	
  assess	
  and	
  treat	
  pain,	
  distress	
  and	
  discomfort	
  in	
  the	
  
animals.	
  	
  Include	
  any	
  special	
  procedures	
  that	
  will	
  be	
  used	
  (e.g.,	
  periodic	
  weighing	
  of	
  animals)	
  and	
  any	
  
interventions	
  that	
  will	
  be	
  performed	
  to	
  relieve	
  pain,	
  distress	
  and	
  discomfort	
  in	
  the	
  animals	
  (e.g.,	
  analgesics,	
  
antibiotics,	
  special	
  housing/bedding,	
  etc.).	
  
	
  
The	
  animals	
  will	
  be	
  monitored	
  and	
  weighed	
  every	
  day	
  by	
  investigators.	
  If	
  observation	
  of	
  excessive	
  bloody	
  stools	
  or	
  
anaphylaxis	
  occurs	
  as	
  a	
  result	
  of	
  antibiotic	
  treatments,	
  the	
  animal	
  will	
  be	
  immediately	
  removed	
  from	
  the	
  experiment	
  and	
  
euthanized.	
  Amy	
  Cooper	
  and	
  Sumei	
  Liu	
  will	
  be	
  responsible	
  for	
  making	
  final	
  decisions	
  regarding	
  any	
  questions	
  involving	
  
animal	
  discomfort.	
  	
  
	
  
D.	
  	
  Describe	
  how	
  the	
  monitoring	
  of	
  animals	
  (e.g.,	
  daily	
  observations,	
  treatments	
  performed	
  by	
  research	
  staff)	
  will	
  
be	
  documented.	
  	
  Monitoring	
  records	
  must	
  be	
  readily	
  available	
  to	
  inspectors	
  and	
  IACUC	
  members	
  at	
  all	
  times.	
  
	
  
Detailed	
  methodology	
  and	
  documentation	
  of	
  all	
  procedures,	
  animal	
  care	
  and	
  experimental	
  analysis	
  will	
  be	
  recorded	
  by	
  all	
  
investigators	
  in	
  their	
  lab	
  notebooks	
  and	
  will	
  be	
  available	
  electronically	
  upon	
  request.	
  All	
  video	
  data	
  will	
  be	
  stored	
  for	
  
post-­‐analysis	
  and	
  documentation	
  of	
  animal	
  monitoring	
  and	
  treatments	
  performed	
  by	
  researchers.	
  
	
  
VII.	
  	
  Euthanasia/Disposition	
  of	
  Animals	
  
	
   	
  
	
   A.	
  	
  Describe	
  the	
  specific	
  criteria	
  for	
  termination	
  of	
  animals	
  if	
  experiments	
  could	
  induce	
  chronic	
  disease,	
  
tumors,	
  etc.	
  	
  These	
  criteria	
  should	
  be	
  described	
  in	
  terms	
  of	
  tumor	
  size,	
  specific	
  animal	
  characteristics	
  or	
  behaviors,	
  weight	
  
loss	
  changes,	
  observed	
  clinical	
  signs,	
  etc.	
  
	
  
The	
  natural	
  endpoint	
  of	
  the	
  study	
  is	
  euthanasia	
  for	
  blood	
  and	
  tissue	
  harvest.	
  Experimental	
  protocol	
  should	
  not	
  cause	
  
additional	
  pain	
  or	
  distress	
  to	
  the	
  animals,	
  nor	
  do	
  we	
  expect	
  any	
  complication	
  due	
  to	
  experimental	
  manipulations.	
  
However,	
  should	
  any	
  of	
  the	
  mice	
  become	
  inactive,	
  lose	
  hair	
  coat,	
  not	
  respond	
  to	
  mild	
  stimuli	
  or	
  other	
  similar	
  behaviors	
  
exhibited	
  on	
  the	
  day	
  of	
  the	
  experiment,	
  we	
  will	
  remove	
  the	
  mouse	
  from	
  our	
  experiment.	
  The	
  mouse	
  will	
  be	
  euthanized	
  by	
  
the	
  procedures	
  described	
  previously.	
  Humane	
  endpoint	
  is	
  >30%	
  body	
  weight	
  compared	
  with	
  the	
  starting	
  weight	
  in	
  each	
  
experiment.	
  
	
  
B. Will	
  the	
  animal	
  be	
  euthanized	
  at	
  the	
  end	
  of	
  the	
  study?	
  
	
  
X	
   Yes	
  –	
  Complete	
  the	
  tables	
  below	
  (Euthanasia	
  must	
  be	
  in	
  accord	
  with	
  the	
  AVMA	
  Guidelines	
  for	
  Euthanasia	
  of	
  Animals:	
  	
  
https://www.avma.org/KB/Policies/Documents/euthanasia.pdf	
  
Specie	
   Drug/Method	
   Dose	
  of	
  Agent	
  if	
  applicable	
   Route	
  	
  
Mouse	
   CO2	
  Asphyxiation	
  	
   NA	
   Inhalation	
  
	
  
Second	
  method	
  of	
  euthanasia	
  for	
  assurance	
  of	
  death:	
  
Specie	
   Drug/Method	
   Dose	
  of	
  Agent	
  if	
  
applicable	
  
Route	
  	
  
Mouse	
   Exsanguination	
   NA	
   Cut	
  through	
  the	
  diaphragm	
  to	
  open	
  the	
  thoracic	
  cavity	
  
	
  
C. How	
  will	
  the	
  carcasses	
  be	
  disposed	
  of?	
  
	
  
Carcasses	
  will	
  be	
  placed	
  in	
  opaque	
  bags	
  and	
  placed	
  in	
  the	
  freezer	
  in	
  room	
  0104	
  SHC	
  awaiting	
  disposal.	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
Appendix	
  E	
  
Dietary	
  Manipulations	
  or	
  Fluid	
  Restriction	
  
	
  
1.	
  	
  Describe	
  any	
  dietary	
  manipulations	
  or	
  special	
  feeding	
  requirements:	
  
	
  
T.D.	
  06414i	
  High-­‐fat,	
  Caloric	
  Adjustment	
  (60%	
  fat	
  kcal)	
  
T.D.	
  08806i	
  Low-­‐fat,	
  Purified	
  Control	
  Diet	
  (10%fat	
  kcal).	
  
In	
  many	
  cases	
  a	
  chow	
  (cereal	
  based	
  diet)	
  is	
  used	
  as	
  a	
  low-­‐fat	
  control	
  diet	
  for	
  a	
  purified	
  high-­‐fat	
  diet.	
  Chows	
  diets	
  contain	
  
plant-­‐derived	
  ingredients,	
  thus	
  formulas	
  may	
  change	
  based	
  on	
  the	
  nutritional	
  composition.	
  Purified	
  ingredients,	
  on	
  the	
  
other	
  hand,	
  are	
  highly	
  refined	
  and	
  contain	
  just	
  a	
  single	
  nutrient;	
  these	
  ingredients	
  have	
  little	
  variability	
  and	
  therefore	
  
provide	
  consistency	
  between	
  batches.	
  There	
  are	
  numerous	
  differences	
  between	
  chows	
  and	
  purified	
  diets,	
  creating	
  
countless	
  variables,	
  thus	
  making	
  it	
  difficult	
  to	
  interpret	
  the	
  results	
  when	
  these	
  diets	
  are	
  used	
  together	
  in	
  a	
  study.	
  In	
  
addition,	
  chows	
  contain	
  plant-­‐based	
  compounds	
  such	
  as	
  phytoestrogens,	
  which	
  have	
  been	
  shown	
  to	
  reduce	
  the	
  degree	
  of	
  
weight	
  gain.	
  For	
  these	
  reasons,	
  a	
  low-­‐fat	
  purified	
  diet	
  containing	
  the	
  same	
  ingredients	
  with	
  a	
  closely	
  matched	
  composition	
  
to	
  the	
  high-­‐fat	
  formula	
  should	
  be	
  used	
  as	
  a	
  control	
  diet.	
  	
  
	
  
2.	
  	
  Describe	
  length	
  of	
  time	
  animals	
  will	
  be	
  on	
  experimental	
  diet:	
  
	
  
For	
  the	
  entirety	
  of	
  their	
  stay	
  at	
  the	
  HSC	
  animal	
  care	
  facility.	
  
	
  
3.	
  	
  Will	
  animals	
  be	
  provided	
  less	
  than	
  ad	
  lib	
  fluids	
  or	
  drinking	
  water	
  for	
  experimental	
  reasons?	
  
	
  
X	
   No	
  
	
   Yes	
  (provide	
  details	
  below	
  including	
  amount/day,	
  monitoring	
  of	
  animals,	
  criteria	
  used	
  to	
  determine	
  the	
  well-­‐being	
  of	
  
animals	
  and	
  scientific	
  justification)	
  
	
   	
  
References	
  
	
  
1)	
  Benveniste,	
  H.,	
  et	
  al.	
  2012.	
  A	
  paravascular	
  pathway	
  facilitates	
  CSF	
  flow	
  through	
  the	
  brain	
  parenchyma	
  and	
  the	
  clearance	
  of	
  
interstitial	
  solutes,	
  including	
  amyloid-­‐beta.	
  Science	
  Translational	
  Medicine.	
  4	
  (147):	
  111-­‐122.	
  
2)	
  Bonaz,	
  B.	
  2013.	
  Brain-­‐gut	
  interactions	
  in	
  inflammatory	
  bowel	
  disease.	
  G	
  astroenterology.	
  144:	
  36-­‐49.	
  3)	
  Cryan,	
  J.	
  2010.	
  From	
  
bowel	
  to	
  behaviour:	
  immune	
  regulation	
  of	
  the	
  brain–gut	
  axis.	
  B	
  rain,	
  Behavior,	
  and	
  Immunity	
  24:	
  S49.	
  	
  
4)	
  Flores,	
  A.,	
  et	
  al.	
  2007.	
  Pattern	
  recognition	
  of	
  sleep	
  in	
  rodents	
  using	
  piezoelectric	
  signals	
  generated	
  by	
  gross	
  body	
  
movements.	
  IEEE	
  Transactions	
  on	
  Biomedical	
  Engineering.	
  54(2):	
  225-­‐233.	
  	
  
5)	
  Foster,	
  J.,	
  and	
  Neufeld,	
  K.	
  2013.	
  Gut–brain	
  Axis:	
  How	
  the	
  microbiome	
  influences	
  anxiety	
  and	
  depression.	
  Trends	
  in	
  
Neurosciences.	
  36:	
  305-­‐12.	
  	
  
6)	
  Nedergaard,	
  M.	
  2013.	
  Garbage	
  truck	
  of	
  the	
  brain.	
  Science.	
  340:	
  1529-­‐530.	
  
7)	
  Stilling,	
  R.	
  2014.	
  Microbial	
  genes,	
  brain	
  &	
  behavior	
  –	
  epigenetic	
  regulation	
  of	
  the	
  gut-­‐brain	
  axis.	
  G	
  enes,	
  Brain	
  and	
  
Behavior.	
  13:	
  69–86.	
  
8)	
  Underwood,	
  E.	
  2013.	
  Sleep:	
  The	
  brain's	
  housekeeper?	
  Science.	
  342:	
  301.	
  9)	
  Xie,	
  L.,	
  et	
  al.	
  2013.	
  Sleep	
  dives	
  metabolite	
  
clearance	
  from	
  the	
  adult	
  brain.	
  S	
  cience.	
  342:	
  373-­‐77.	
  
10)	
  Yang,	
  L.,	
  et	
  al.	
  2013.	
  Evaluating	
  glymphatic	
  pathway	
  function	
  utilizing	
  clinically	
  relevant	
  intrathecal	
  infusion	
  of	
  CSF	
  
tracer.	
  Journal	
  of	
  Translational	
  Medicine.	
  11:	
  107-­‐115.	
  
	
  
Please	
  direct	
  additional	
  comments,	
  concerns	
  or	
  requests	
  to	
  either	
  Amy	
  Cooper	
  (acooper@uwlax.edu)	
  or	
  Jonathan	
  
Lendrum	
  (lendrum.jona@uwlax.edu,	
  920.850.7883)	
  

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2015 IACUC Protocol for GLP Animal Study

  • 1. INSTITUTIONAL  ANIMAL  CARE  AND  USE  COMMITTEE  (IACUC)         ANIMAL  USE  PROTOCOL   I. General  Information   A.    Project  Title:   Perturbation of mouse intestinal microbiota through broad-spectrum antibiotic intervention, high-fat diet: effects on glymphatic regulation, colonic epithelial permeability and sleep pattern correlations.     B. Type  of  Application:         X   New  protocol       C. Source  of  Funding:     -­‐UWL  Undergraduate  Research  and  Creativity   -­‐Biotechnology  Grant     D. Principal  Investigator:     Name  (Last,  First,  MI)   Seebach,  Bradley   Mailing  Address   0042  Health  Science  Center,  Department  of  Biology   Office  Phone  #   608.785.6966   Cell  or  Home  Phone  #   608.406.0642   E-­‐mail   bseebach@uwlax.edu   PI  Certification   If  the  IACUC  approves  my  application,  I  agree  to  execute  this  work  as   described;  request  approval  from  the  IACUC  for  changes;  comply  with  the   guidelines  set  forth  by  the  IACUC  and  be  responsible  for  the  training,   supervision  and  work  of  my  staff.    I  realize  that  failure  to  adhere  to  policies   related  to  animal  care  and  use  may  result  in  suspension  or  revocation  of   permission  to  perform  animal  research  in  UW-­‐L  facilities.    The  activities   described  in  this  study  do  not  unnecessarily  duplicate  previous  experiment.   Date   Signature  of  PI   June  1,  2015       Date   Signature  of  support  from  Department  Chair  or  College  Dean   June  1,  2015                     IACUC  USE  ONLY   PROTOCOL  NUMBER:   EXPIRATION  DATE:   USDA  REPORTING  CODE:     EXCEPTIONS  TO  THE  GUIDE:  
  • 2. E. Personnel  who  will  have  animal  contact  (Including  PI).    Copy  and  paste  additional  tables  if  needed  :     Name     Bradley  Seebach   Cell  or  Home  Phone  #   608.785.6966   E-­‐mail   bseebach@uwlax.edu   Role  in  Project   Principal  Investigator   Experience  with  proposed  procedures   Over  20  years  of  neuroscience  research.     Personnel  Certification   I  have  read  and  am  familiar  with  all  of  the  approved  animal  procedures.    I   agree  to  execute  this  work  as  described  and  realize  that  failure  to  adhere  to   policies  related  to  animal  care  and  use  may  result  in  suspension  or   revocation  of  permission  to  perform  animal  research  at  UW-­‐L.       Occupational  Health  and  Safety  Program   I  have  submitted  an  Animal  User  Risk  Assessment  Form   Training  Requirements   I  have  passed  all  the  applicable  training  tutorials   Date   Signature     June  1,  2015         Name     Sumei  Liu   Cell  or  Home  Phone  #   608.799.6145   E-­‐mail   sliu@uwlax.edu   Role  in  Project   Co-­‐Principal  Investigator.  Will  perform  euthanasia,  tissue   collection  and  analysis  of  colonic  epithelial  permeability.   Experience  with  proposed  procedures   20  years  experience  with  gastrointestinal  physiology,  gavage,   rodent  euthanasia  and  other  related  protocol.   Personnel  Certification   I  have  read  and  am  familiar  with  all  of  the  approved  animal  procedures.    I   agree  to  execute  this  work  as  described  and  realize  that  failure  to  adhere  to   policies  related  to  animal  care  and  use  may  result  in  suspension  or   revocation  of  permission  to  perform  animal  research  at  UW-­‐L.       Occupational  Health  and  Safety  Program   I  have  submitted  an  Animal  User  Risk  Assessment  Form   Training  Requirements   I  have  passed  all  the  applicable  training  tutorials   Date   Signature     June  1,  2015         Name     Jonathan  Lendrum   Cell  or  Home  Phone  #   920.850.7883   E-­‐mail   lendrum.jona@uwlax.edu     Role  in  Project   Investigator.  Administering  gavage  treatments,  monitoring   pain/distress,  collecting  fecal  samples  for  PCR  amplification   of  16S  rRNA  for  DGGE  and  next  gen  sequencing,  custom   cage  installation  of  video  monitoring  system,  assisting  with   euthanasia  and  tissue  collection,  analysis  of  colonic   epithelial  permeability,  etc.     Experience  with  proposed  procedures   Jon  will  be  trained  to  administer  gavage  by  Amy  Cooper  and   Sumei  Liu.   Personnel  Certification   I  have  read  and  am  familiar  with  all  of  the  approved  animal  procedures.    I   agree  to  execute  this  work  as  described  and  realize  that  failure  to  adhere  to   policies  related  to  animal  care  and  use  may  result  in  suspension  or   revocation  of  permission  to  perform  animal  research  at  UW-­‐L.       Occupational  Health  and  Safety  Program   I  have  submitted  an  Animal  User  Risk  Assessment  Form   Training  Requirements   I  have  passed  all  the  applicable  training  tutorials   Date   Signature     June  1,  2015                
  • 3.   Name     Amy  Cooper   Cell  or  Home  Phone  #   608.790.4157   E-­‐mail   acooper@uwlax.edu   Role  in  Project   Animal  care  facility  manager.  Will  train  and  provide  training   and  assistance  with  euthanasia  and  gavage  procedures.     Experience  with  proposed  procedures   Over  25  years  performing  gavage  and  euthanasia  on  rodents.     Personnel  Certification   I  have  read  and  am  familiar  with  all  of  the  approved  animal  procedures.    I   agree  to  execute  this  work  as  described  and  realize  that  failure  to  adhere  to   policies  related  to  animal  care  and  use  may  result  in  suspension  or   revocation  of  permission  to  perform  animal  research  at  UW-­‐L.       Occupational  Health  and  Safety  Program   I  have  submitted  an  Animal  User  Risk  Assessment  Form   Training  Requirements   I  have  passed  all  the  applicable  training  tutorials   Date   Signature     June  1,  2015         F. Summary  of  Project:    In  straight-­‐forward,  nonmedical,  nontechnical  language  that  would  be  understandable   to  a  layperson  (aim  for  a  high  school-­‐senior  reading  level),  outline  the  specific  scientific  goal(s)  and  significance   of  this  research.  Be  convincing  as  to  why  this  work  is  important  for  advancement  of  knowledge,  improving   human  or  animal  health,  or  for  the  good  of  society.  Spell  out  all  acronyms  at  first  occurrence.  If  this  is  a   renewal  submission  please  provide  a  brief  (2-­‐3  sentences)  description  of  your  progress  and  productivity  in  the   past  three  years  to  help  the  Committee  evaluate  animal  usage.    Since  this  summary  may  be  made  available  to   the  public  if  requested,  it  is  imperative  that  you  carefully  consider  its  content.                                                                    
  • 4. Abstract     In  2012  a  previously  unknown  waste  clearance  pathway  for  the  mammalian  central  nervous  system,  coined  the  glymphatic   system,  was  discovered  by  neuroscientists  at  University  of  Rochester  Medical  Center.  Analogous  to  conventional  lymphatic   vasculature,  which  is  found  in  all  parts  of  the  body  except  the  brain,  the  glymphatic  system  relies  on  changes  in   cerebrospinal  fluid  circulation  to  function  like  a  sink  for  removing  excess  waste  products  from  the  highly  sensitive  brain   tissue.  Each  night  sleep  drives  a  specific  network  of  microscopic  fluid  channels  to  open,  allowing  for  the  brain’s  sink  to  ‘turn   on’  the  cerebrospinal  fluid,  which  is  restricted  to  the  brain’s  exterior  while  awake.  It  then  quickly  enters  deep  brain  tissue   where  it  washes  away  harmful  extracellular  waste  products,  such  as  beta-­‐amyloid,  that  progressively  accumulates  the  longer   you  remain  awake.     In  the  last  decade,  mounting  evidence  suggests  complex  interactions  between  hosts  and  their  microbial  communities,   known  as  the  gut-­‐microbiome,  play  important  roles  maintaining  and  regulating  our  health.  The  interactions  between   microorganisms  of  the  gut  and  host  physiology  are  a  result  of  complex  chemical,  neural  and  hormonal  influences.  We   depend  on  our  gut  microbiota  for  digestion  and  drug  detoxification  and  these  complex  exchanges  with  our  microbial   communities  influence  a  variety  of  important  host  functions  ranging  from  metabolic  activity  and  immune  response,  to   perhaps  most  remarkably,  behavior  and  cognition.  Our  study  uses  high  throughput  digital  video  tracking  software  to   accurately  determine  sleep  pattern  correlations  in  response  to  intestinal  dysbiosis  induced  through  broad-­‐spectrum   antibiotic  intervention  and  high-­‐fat  nutritional  dietary  changes  in  mice.  A  dysbiotic  state  adversely  affects  the  biochemical   conditions  responsible  for  healthy  communication  between  host  central  and  enteric  nervous  systems  and  the  100  trillion   microorganisms  encompassing  the  gut-­‐microbiome,  referred  to  from  here  as  the  brain-­‐gut-­‐microbiota  axis.       It  is  the  objective  of  this  pilot  study  to  acquire  preliminary  data  involving  relationships  between  the  diversity  of  gut   microbiota,  colonic  trans-­‐epithelial  permeability  and  sleep-­‐wake  patterns  in  C57BL/6  male  mice.  We  want  to  make  a   contribution  towards  the  perspective  and  understanding  of  these  intriguing,  yet  unexamined  relationships  to  the  biomedical   community  in  order  to  assist  with  the  development  of  clinically  relevant  therapeutics  involving  the  physiopathology  of   neurodegenerative  diseases  and  other  conditions  commonly  associated  with  congruent  brain  and  gut  dysfunction.     II.    Animal  Species  and  Numbers       Species   Total  number  of   animals  needed   for  3-­‐year  protocol   Source  (e.g.  vendor,   breeding  colony)   Housing   Location   Any  special  husbandry/housing  needs?   C57BL/6  Mouse   20   Harlan  (Madison,  WI)   HSC   15  individually  housed,  open  top  cages  (60.7cm  l  x   40.4cm  w  x  31cm  h)  custom  fitted  with  video   monitoring  capable  of  simultaneous  and   continuous  recording  all  15  mice  for  the  duration   of  the  experiment  (19  days).  
  • 5.                       III.    Justification  for  the  Use  of  Animals     A.    Consideration  of  Alternatives  to  Live  Animal  Use,  Painful  Procedures  and  Unnecessary  Duplication     The  United  States  Department  of  Agriculture  (USDA)  requires  that  you  specify  at  least  two  sources  or  databases  used  to   determine  that  the  model  and  methods  described  in  this  protocol  do  not:   • Unnecessarily  duplicate  previous  experiments     • Unnecessarily  use  animals,  or     • Unjustifiably  expose  animals  to  potentially  painful,  uncomfortable  or  distressful  procedures     A.    Database  Searches.    Place  an  X  in  the  checkboxes  that  apply  to  indicate  which  databases  were  used:     National  Agricultural  Library     Web  of  Science     PsycINFO     (AGRICOLA)     AltWeb     TOXLINE     BIOSIS  Previews     CORDIS   X   Other  –  Google  Scholar   X   MEDLINE  via  PubMed     NORINA     Other  -­‐     B.    Date(s)  the  database  search  was  performed:   (Must  be  within  the  last  3  months)   5/20/15   C.    Years  covered  by  the  search  (e.g.,  1985  to  present):   2010-­‐2015   D.    Keywords  used  in  the  search.    The  more  "keywords"  you  use  the  more  specific  your  search  will  be;  however,  being  too   specific  may  lead  to  no  results  being  found.    In  that  case,  reduce  the  number  of  terms  used.       1.  In  vivo+rodent+glymphatic  system+model  2.  In  vivo+rodent  model+gut-­‐brain  axis  3.  In  vivo+rodent+gut  microbiome    
  • 6. E.    Database  Search  Narrative  Description.    Specifically  discuss  the  results  of  what  was  found  during  the  search.   Describe  the  steps  you  have  taken  to  replace  the  use  of  animals  with  in  vitro  procedures,  reduce  the  number  of  animals   used,  and  to  refine  the  experimental  design  and  procedural  techniques.     If  similar  experiments  are  found,  describe  the  aspects  of  your  research  project  that  are  novel  and  are  not  unnecessarily   duplicative  of  other  published  work.  If  alternative  methods  or  procedures  representing  refinements  to  your  procedures  were   found,  discuss  why  those  alternatives  cannot  be  used.   Discussion  of  Search  Results:   Due  to  the  recent  discovery  of  the  glymphatic  system,  we  are  familiar  with  each  of  the   top  20  search  results  involving  rodent  glymphatic  system  literature.  The  articles  found   in  the  database  search  were  integral  to  the  development  of  our  experimental  design.   The  most  recent  experiments  evaluating  the  glymphatic  system  involve  in  vivo  brain   imaging  techniques,  however,  these  methods  require  magnetic  resonance  imaging  and   the  methodology  of  such  is  just  now  becoming  established  for  additional  research   applications.   Replacement:   Replacement  of  animals  with  in  vitro  procedures  is  not  possible  at  this  time  because   the  waste  clearance  mechanism  responsible  for  the  glymphatic  system  function   operates  at  an  organ  level  of  organization,  not  tissue  or  molecular,  and  we  are  at  an   early  stage  of  understanding  of  this  function.  Additionally,  taking  into  consideration   the  necessity  for  the  anatomical  brain-­‐gut-­‐microbiota  axis  for  our  study  to  be  possible,   it  becomes  significantly  more  difficult  to  completely  replace  the  animal  component  of   the  experiment.     Reduction:   Only  using  a  single,  maximum  time  point  for  our  n=5  mice  groups,  rather  than  3  time   points  of  brain  tissue  fixation  for  each  mice  group  significantly  reduces  the  number  of   animals  used  (5  mice  instead  of  15  required  per  group).  Additionally,  the  tissue  of  our   mice  will  be  utilized  for  multiple  collaborative  experiments.     Refinement:   It  has  been  demonstrated  previously  that  medications  can  be  incorporated  into   palatable  diets  or  treats.  Custom  medicated  food  was  considered  as  a  potentially  less   stressful  alternative  to  gavage;  however,  Research  Diets  Inc.,  Bioserv  Medicated   Solutions  and  Harlan  Teklad  were  not  able  to  incorporate  this  antibiotic  cocktail  into  a   diet-­‐drug  intervention.       B.    Rational  for  the  Use  of  Animals     Federal  regulations  require  that  investigators  provide  a  narrative  describing  the  rationale  for  using  animals,  the   appropriateness  of  the  species,  and  the  methods  and  specific  sources  used  to  determine  that  alternatives  (e.g.,  replacement,   reduction,  refinement)  to  the  use  of  animals  and  to  the  procedures  have  been  considered.         1.    Explain  why  animals  are  required  for  these  studies,  and  why  non-­‐animal  model  replacements,   such  as  cell  culture  or  computer  modeling,  cannot  fully  replace  animals:     Mice  are  the  predominant  animal  models  used  in  similar  experiments  involving  the  brain-­‐gut-­‐microbiota  axis  and  is  the   species  from  which  most  is  known  about  the  recently  discovered  glymphatic  system.  Additionally,  due  to  our  interest  in  the   pathways  in  which  antibiotic  intervention  affects  different  organ  and  system  levels  of  organization,  mice  cannot  be  replaced   by  any  non-­‐animal  model  system.  This  is  because  of  our  experimental  design’s  dependence  on  the  macroscopic  brain-­‐gut-­‐ microbiota  axis.  Mice  have  been  the  source  of  most  of  the  existing  neurobiological  and  neurochemical  information  on  the   central  and  enteric  nervous  systems  as  well  as  neural  control  of  gut-­‐microbiota  function  for  the  past  50  years.  There  are  no   known  non-­‐animal  models  or  systems  that  encompass  the  complexities  of  the  nervous  system  in  the  digestive  tract.          
  • 7. 1. Describe  the  features  of  the  species  (e.g.,  anatomic,  physiologic,  genetic,  etc)  that  make  it  desirable  for  the   model.    Contrast  with  other  available  models,  if  any.    Cost  considerations  are  not  justifications.   Currently,  rodents  are  the  only  animals  known  to  possess  the  glymphatic  system  (though  known  anatomy  and  physiology   similarities  across  mammal  species  suggests  broad  application  of  findings);  therefore,  the  research  utility  of  rodents  is  of   utmost  value  in  this  exciting  and  quickly  expanding  branch  of  neuroscience.  Furthermore,  mice  are  informative,  dynamic   animal  models  that  have  continuously  demonstrated  their  research  utility  by  allowing  investigators  to  have  precise  control   over  manipulating  their  experimental  variables.  For  example,  “germ  free  like”  mice  (from  antibiotic-­‐induced  microbial   depletion)  are  not  only  relevant  to  research,  but  have  been  shown  to  contribute  to  clinical  diagnostics  by  allowing   researchers  to  make  inferences  about  the  relationships  between  the  human  gut  microbiota  and  associated  brain  function  in   ways  that  were  previously  nonexistent  (Hintze,  2014).  We  have  every  reason  to  believe  the  human  glymphatic  system   operates  similarly  to  that  in  mice  models.   2. How  are  the  number  of  animals  requested  scientifically  justified  for  this  species.    Include  all  control  animals   and  breeding  colony  animals  in  this  discussion.  A  table  may  help  clarify  different  experimental  groups  or  studies   and  the  specific  numbers  needed  for  each.  Include  any  statistical  analysis  used  (e.g.  power  calculations)  in   determining  the  animal  numbers.   Our  pilot  study  requests  the  application  of  20  mice.  The  sample  size  (n=15)  composes  three  groups  of  five  mice,  the  extra  five   mice  requested  will  be  used  to  improve  techniques  for  gavage,  tissue  handling  or  to  mediate  premature  removal  of  another   mouse  due  to  unanticipated  complications.  Selection  of  group  size  is  based  on  the  minimum  number  needed  for  statistical   significance  analysis  as  described  in  similar  studies  (Martinez  et  al.,  2004;  Yuan  et  al.,  2009).    
  • 8. IV.    Details  of  Animal  Use                  A.        In  this  section  describe  the  animals’  roles  in  your  experiments  including  the  treatments  and  procedures   the  animals  will  receive  outside  of  normal  husbandry,  from  the  first  experimental  manipulation  to  the  final   outcome.  This  response  should  provide  a  clear  understanding  of  what  specifically  happens  sequentially  to  each   animal  or  group  of  animals,  and  over  what  time  period  the  procedures  occur,  including  but  not  limited  to:     § definitions  of  all  materials  given  to  animals,  including  dosage  range,  routes,  and  frequency  of  administration;   § the  expected  sequence,  frequency,  and  duration  of  procedures;   § method,  frequency,  volumes,  and  numbers  of  biological  samples  taken;  experimental  diets     General animal care information. Nine to ten-week old male C57BL/6, inbred mice acquired from Harlan (Madison, WI) will be randomized, and weight matched (to have a weight range of maximum 20% of medians) into three experimental groups upon arrival at HSC, and then given a week to acclimate to the HSC facility and ensure palatability of experimental diets. The three experimental groups include: the control group fed a calorically and nutritionally matched low fat diet (10% kcal), antibiotic-treated group also provided the low fat diet, and a diet- induced obesity group provided with a high-fat (60% kcal) purified diet (Harlan Teklad). All animal housing will be maintained at a standard 12h light/12h dark cycle. Animal housing. Upon arrival at HSC, the mice will be randomized and age-matched into three group-housing cages for the initiation of their acclimation period. At this point, one mouse from each experimental group will be removed from group housing and individually placed into one of the fifteen custom open-top cages previously fitted with a HD infrared security camera and infrared LED illuminator. Our automated sleep monitoring system produces high quality video recordings for post analysis of sleep pattern circulations using idTracker, a software coding program developed on MATLAB for high-throughput determination of sleep-wake duration. The sleep monitoring system will not negatively affect the quality of cages used to individually house each mouse. All mice will be provided water and their prospective low or high fat formulated diets immediately upon arrival, ad libitum. *Deviation from guidelines* The food will be provided ad libitum on the floor of the cages. There is sufficient room as to discourage soiling of the food and because the mice will be gavaged every 12 hours for the entirety of the experiment, these times will be used to provide fresh food, water or bedding as needed. Experimental group one. The first group is the control consisting of five specific-pathogen-free (SPF) mice, which have been subject to microbial pathogen screening. The mice will be fed a purified standard, low-fat control diet and provided with autoclaved water ad libitum. The control group represents healthy, conventional gut-microbial composition in both number and diversity of microbial species typically inhabiting the colon of mice. This group will receive equal volume sterile water solution by gavage every 12 hours for 14 days to control procedural variables introduced. Experimental group two. The antibiotic-treated group consists of five mice housed individually in open top cages custom fitted with a video monitoring system. These mice will be provided the identical purified low-fat diet as the control group, however, this group of mice will receive broad spectrum antibiotic-cocktail by gavage every 12 hours consisting of: 14 days of 50mg/kg vancomycin, 100mg/kg neomycin, 100mg/kg metronidazole and 1mg/kg amphotericin B. Finally, 1 g/L of ampicillin will be provided in autoclaved drinking water. This cocktail is based off established pain-free methods to safely induce “germ free-like” phenotypes in mice through depletion of intestinal microbiota. (Reikvam, et al.) Experimental group three. The diet-induced-obesity (dio) group consists of five mice to be housed individually in open- top cages custom fitted with a video monitoring system. Alternatively, these mice will be provided with a high-fat diet (60% kcal fat), formulated to induce obesity phenotypes in mouse models. This group is important to our comparative study due to the alteration it has on gut-microbiota composition. Recently, using similar diet
  • 9. manipulations, it was discovered that the gut-microbiome is pivotal for maintenance of host circadian clock rhythmicity (Kohsaka et al., 2007) (Leone, 2015). The diet-induced obesity group has significant value; its comparison with group two should be informative regarding potential consequences of sleep deprivation, such as an increased susceptibility of obesity, especially following intake of endemic high-fat, Westernized diets. Fecal sample collection and molecular processing. We want to approximate the time course and efficacy of diet/antibiotic manipulations of mouse gut microbial composition. This will require estimations of the taxonomic diversity encompassing the gut microbiome. We will accomplish this by collecting freshly voided fecal samples at three time points from each of the mice: once before the (antibiotic) treatment course (day 0), midway through treatment course (day 7), and upon completion of treatment intervention (day 14). Animal euthanasia and tissue collection. Twelve hours following the final antibiotic gavage and fecal sample collection, the mice will be euthanized after a four-hour fasting period- by CO2 asphyxiation and exsanguination. The brain and proximal colon will be harvested promptly and used for immunohistochemistry, enzyme-linked immunoassay and measuring trans-epithelial permeability. Schedule, timeline and conclusion of experimental cycles. See figure below. An important point to consider is due to time and resource limitations, we are not able to euthanize, collect tissues and run experiments on all 15 mice in a single day following conclusion of one 14 day treatment cycle. To solve this problem, we will stagger day 1 administration of gavage treatments among five days so upon conclusion of each 14 day cycle we will euthanize and run experiments on 3 mice a day (one per each treatment group), for 5 consecutive days. See figure below.                                                                        
  • 10.          B.        Complete  the  following  table  if  dosing  with  any  substance:     Substance  Used     Species   Dose   mg/kg   Route   Frequency   Pharmaceutical   Grade?   Water   Mouse   0.5ml/kg   Gavage   Twice  daily  for  14   days   Yes   Ampicillin   Mouse   1g/L   Oral   Provided  in  water   ad  libitum   Yes   Vancomycin   Mouse   50mg/kg   Gavage   Twice  daily  for  14   days   Yes   Neomycin   Mouse   100mg/kg   Gavage   Twice  daily  for  14   days   Yes   Metrondiazol   Mouse   100mg/kg   Gavage   Twice  daily  for  14   days   Yes   Amphoterian  B   Mouse   1mg/kg   Gavage   Twice  daily  for  14   days   Yes                C.        Appendices  Checklist.    Check  all  that  pertain  to  your  project,  complete  the  appropriate  appendices,  and  attach  as   part  of  your  application.    Delete  all  non-­‐applicable  appendices.     X   Dietary  Manipulations  or  Fluid  Restriction   Appendix  E     V.    Potential  Animal  Pain  and  Distress     A.    Briefly  summarize  all  possible  adverse  effects  that  may  present  in  the  animals  as  a  result  of  study   procedures.    Adverse  Effects  include  any  reaction,  expected  or  unexpected,  that  may  occur  in  the  animals  as  a   result  of  any  experimental  procedure  or  manipulation.  Examples  include  drug  toxicity,  injury,  surgical   complications,  lameness,  lethargy,  anorexia,  tumors,  etc.     Although  rare,  adverse  effects  that  may  present  in  animals  as  a  result  of  our  study  include:  allergic  drug  reaction  from   antibiotic  exposure  or  dyspnea,  aspiration  or  unintentional  injury  due  to  complications  administering  gavage.  Any  animals   showing  adverse  drug  reactions  or  uncommon  behavior  as  a  result  of  human  gavage-­‐error  will  be  promptly  removed  from   the  study  and  euthanized.       B.    How  will  pain  and/or  distress  be  monitored?    Provide  specific  clinical  signs,  which  will  be  monitored  as  well   as  frequency,  including  provisions  for  off  hours.    Clinical  signs  may  include  tumor  growth,  lack  of  appetite,  lack  of   normal  grooming  behavior,  lethargy,  excessive  weight  loss,  abnormal  posture,  licking  or  biting  of  the  wound  area,   etc.  An  understanding  of  normal  species-­‐specific  behavior  is  crucial  in  evaluating  potential  abnormal  clinical  signs.     Signs  of  adverse  antibiotic  reactions  include  erratic  behavior,  diarrhea,  and  hunched  posture.  The  mice  will  be  closely   monitored  (especially  during  initial  introduction  of  antibiotic  and  dietary  provisions)  including  a  visual  assessment  of   both  physical  and  behavioral  health  characteristics  every  12-­‐hours  throughout  treatment  cycles  by  the  individual(s)   responsible  for  gavage.  These  individuals  will  take  careful  records  of  their  observations,  reporting  animals  experiencing   atypical  pain,  distress  or  behavior  to  Amy  Cooper  who  is  responsible  for  determining  an  appropriate  plan  of  action,  on  a   case-­‐by  case-­‐basis.  A  convenience  of  our  video  monitoring  system  is  that  because  we  utilize  security  system  cameras  there   exists  phone  and  computer  apps  allowing  for  24/7  monitoring  of  all  15  DVR  video  channels  for  any  obvious  signs  of  pain   and/or  distress.  This  is  an  efficient  method  to  closely  monitor  and  prevent  any  potential  complications  that  may  arise.                  
  • 11. C.    Describe  the  management  plan  that  will  be  used  to  assess  and  treat  pain,  distress  and  discomfort  in  the   animals.    Include  any  special  procedures  that  will  be  used  (e.g.,  periodic  weighing  of  animals)  and  any   interventions  that  will  be  performed  to  relieve  pain,  distress  and  discomfort  in  the  animals  (e.g.,  analgesics,   antibiotics,  special  housing/bedding,  etc.).     The  animals  will  be  monitored  and  weighed  every  day  by  investigators.  If  observation  of  excessive  bloody  stools  or   anaphylaxis  occurs  as  a  result  of  antibiotic  treatments,  the  animal  will  be  immediately  removed  from  the  experiment  and   euthanized.  Amy  Cooper  and  Sumei  Liu  will  be  responsible  for  making  final  decisions  regarding  any  questions  involving   animal  discomfort.       D.    Describe  how  the  monitoring  of  animals  (e.g.,  daily  observations,  treatments  performed  by  research  staff)  will   be  documented.    Monitoring  records  must  be  readily  available  to  inspectors  and  IACUC  members  at  all  times.     Detailed  methodology  and  documentation  of  all  procedures,  animal  care  and  experimental  analysis  will  be  recorded  by  all   investigators  in  their  lab  notebooks  and  will  be  available  electronically  upon  request.  All  video  data  will  be  stored  for   post-­‐analysis  and  documentation  of  animal  monitoring  and  treatments  performed  by  researchers.     VII.    Euthanasia/Disposition  of  Animals         A.    Describe  the  specific  criteria  for  termination  of  animals  if  experiments  could  induce  chronic  disease,   tumors,  etc.    These  criteria  should  be  described  in  terms  of  tumor  size,  specific  animal  characteristics  or  behaviors,  weight   loss  changes,  observed  clinical  signs,  etc.     The  natural  endpoint  of  the  study  is  euthanasia  for  blood  and  tissue  harvest.  Experimental  protocol  should  not  cause   additional  pain  or  distress  to  the  animals,  nor  do  we  expect  any  complication  due  to  experimental  manipulations.   However,  should  any  of  the  mice  become  inactive,  lose  hair  coat,  not  respond  to  mild  stimuli  or  other  similar  behaviors   exhibited  on  the  day  of  the  experiment,  we  will  remove  the  mouse  from  our  experiment.  The  mouse  will  be  euthanized  by   the  procedures  described  previously.  Humane  endpoint  is  >30%  body  weight  compared  with  the  starting  weight  in  each   experiment.     B. Will  the  animal  be  euthanized  at  the  end  of  the  study?     X   Yes  –  Complete  the  tables  below  (Euthanasia  must  be  in  accord  with  the  AVMA  Guidelines  for  Euthanasia  of  Animals:     https://www.avma.org/KB/Policies/Documents/euthanasia.pdf   Specie   Drug/Method   Dose  of  Agent  if  applicable   Route     Mouse   CO2  Asphyxiation     NA   Inhalation     Second  method  of  euthanasia  for  assurance  of  death:   Specie   Drug/Method   Dose  of  Agent  if   applicable   Route     Mouse   Exsanguination   NA   Cut  through  the  diaphragm  to  open  the  thoracic  cavity     C. How  will  the  carcasses  be  disposed  of?     Carcasses  will  be  placed  in  opaque  bags  and  placed  in  the  freezer  in  room  0104  SHC  awaiting  disposal.                      
  • 12. Appendix  E   Dietary  Manipulations  or  Fluid  Restriction     1.    Describe  any  dietary  manipulations  or  special  feeding  requirements:     T.D.  06414i  High-­‐fat,  Caloric  Adjustment  (60%  fat  kcal)   T.D.  08806i  Low-­‐fat,  Purified  Control  Diet  (10%fat  kcal).   In  many  cases  a  chow  (cereal  based  diet)  is  used  as  a  low-­‐fat  control  diet  for  a  purified  high-­‐fat  diet.  Chows  diets  contain   plant-­‐derived  ingredients,  thus  formulas  may  change  based  on  the  nutritional  composition.  Purified  ingredients,  on  the   other  hand,  are  highly  refined  and  contain  just  a  single  nutrient;  these  ingredients  have  little  variability  and  therefore   provide  consistency  between  batches.  There  are  numerous  differences  between  chows  and  purified  diets,  creating   countless  variables,  thus  making  it  difficult  to  interpret  the  results  when  these  diets  are  used  together  in  a  study.  In   addition,  chows  contain  plant-­‐based  compounds  such  as  phytoestrogens,  which  have  been  shown  to  reduce  the  degree  of   weight  gain.  For  these  reasons,  a  low-­‐fat  purified  diet  containing  the  same  ingredients  with  a  closely  matched  composition   to  the  high-­‐fat  formula  should  be  used  as  a  control  diet.       2.    Describe  length  of  time  animals  will  be  on  experimental  diet:     For  the  entirety  of  their  stay  at  the  HSC  animal  care  facility.     3.    Will  animals  be  provided  less  than  ad  lib  fluids  or  drinking  water  for  experimental  reasons?     X   No     Yes  (provide  details  below  including  amount/day,  monitoring  of  animals,  criteria  used  to  determine  the  well-­‐being  of   animals  and  scientific  justification)       References     1)  Benveniste,  H.,  et  al.  2012.  A  paravascular  pathway  facilitates  CSF  flow  through  the  brain  parenchyma  and  the  clearance  of   interstitial  solutes,  including  amyloid-­‐beta.  Science  Translational  Medicine.  4  (147):  111-­‐122.   2)  Bonaz,  B.  2013.  Brain-­‐gut  interactions  in  inflammatory  bowel  disease.  G  astroenterology.  144:  36-­‐49.  3)  Cryan,  J.  2010.  From   bowel  to  behaviour:  immune  regulation  of  the  brain–gut  axis.  B  rain,  Behavior,  and  Immunity  24:  S49.     4)  Flores,  A.,  et  al.  2007.  Pattern  recognition  of  sleep  in  rodents  using  piezoelectric  signals  generated  by  gross  body   movements.  IEEE  Transactions  on  Biomedical  Engineering.  54(2):  225-­‐233.     5)  Foster,  J.,  and  Neufeld,  K.  2013.  Gut–brain  Axis:  How  the  microbiome  influences  anxiety  and  depression.  Trends  in   Neurosciences.  36:  305-­‐12.     6)  Nedergaard,  M.  2013.  Garbage  truck  of  the  brain.  Science.  340:  1529-­‐530.   7)  Stilling,  R.  2014.  Microbial  genes,  brain  &  behavior  –  epigenetic  regulation  of  the  gut-­‐brain  axis.  G  enes,  Brain  and   Behavior.  13:  69–86.   8)  Underwood,  E.  2013.  Sleep:  The  brain's  housekeeper?  Science.  342:  301.  9)  Xie,  L.,  et  al.  2013.  Sleep  dives  metabolite   clearance  from  the  adult  brain.  S  cience.  342:  373-­‐77.   10)  Yang,  L.,  et  al.  2013.  Evaluating  glymphatic  pathway  function  utilizing  clinically  relevant  intrathecal  infusion  of  CSF   tracer.  Journal  of  Translational  Medicine.  11:  107-­‐115.     Please  direct  additional  comments,  concerns  or  requests  to  either  Amy  Cooper  (acooper@uwlax.edu)  or  Jonathan   Lendrum  (lendrum.jona@uwlax.edu,  920.850.7883)