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Why don’t we do 
better at 
assessing & 
mitigating 
natural hazards? 
How can we 
train new 
researchers to 
do better?
Society is playing a high-stakes game of chance 
against nature in a very uncertain world 
We want to 
- assess the hazard - how often dangerous events happen 
& how large they will be 
- mitigate or reduce the risk - the resulting losses. 
Despite steady advances in hazard science & engineering 
Often nature surprises us, when an earthquake, hurricane, or 
flood is bigger or has greater effects than expected from hazard 
assessments. 
In other cases, nature outsmarts us, doing great damage despite 
expensive mitigation measures, or making us divert resources to 
address a minor hazard.
Much of the problem comes from the fact that 
formulating effective natural hazard policy 
involves using a complicated combination of 
science, engineering, and social science to 
analyze a problem and explore the costs and 
benefits of different options, in situations 
where the future is very uncertain. 
However, we don’t educate students to take 
holistic approaches.
Our educational system treat the relevant geoscience, 
engineering, economics, and policy formulation separately. 
Geoscientists generally focus on using science to assess 
hazards, engineers and planners focus on mitigation 
approaches, and economists focus on costs and benefits. 
Each group often focuses on its aspect of the problem, 
does not fully appreciate how the others think, what they 
know, and what they do not. 
This situation often leads to policies that make little 
scientific or economic sense. Hazard assessments often 
underestimate the limits of scientific knowledge. Mitigation 
policies are often developed without considering their 
costs and benefits. The net result is that communities 
often overprepare for some hazards and underprepare for 
others.
NY Times 11/2/2011 
Choosing policy 
involves politics & 
economics as well 
as science 
Too expensive to 
rebuild for 2011 sized 
tsunami 
>100 $B for new 
defences only slightly 
higher than old ones 
“In 30 years there 
might be nothing left 
there but fancy 
breakwaters and 
empty houses.” 
Less expensive 
strategies (land use 
& warning systems) 
probably better
This book is designed for young researchers who would like 
to do a better at mitigating hazards, both by advancing the 
relevant disciplines and integrating their knowledge and 
methods. It is written assuming readers have diverse 
backgrounds in geoscience, engineering, economics, and 
policy studies. 
We use the Tohoku earthquake to illustrate some key 
issues, and then introduce some basic concepts to help 
readers appreciate the value of the other disciplines and 
their interrelations, and to have the background to explore 
more advanced treatments of these topics. We explore 
aspects of what we know, what we do not know, what 
mitigation approaches are available, and how we can chose 
between them. Although we primarily use earthquakes and 
tsunamis as examples, most of these points apply for other 
natural hazards.
We explore tough and thought-provoking 
questions about complex issues 
involved 
These topics are challenging for 
students because they are far from 
normal experience, involve rare events 
and large sums, and have no unique or 
right answers.
CQ: 
Estimate the order of 
magnitude - 1, 10, 
100, or 1000 - of the 
number of deaths per 
year in the U.S. 
caused by bears, 
sharks, bees, snakes, 
deer, horses, and 
dogs. 
A good way is to put 
them in the relative 
order you expect, and 
then try to estimate 
numerical values. 
Lecture 1 9
CQ: Do you wear a bicycle helmet? 
Why or why not?
What can we say about when’s the next 
earthquake? 
Sieh et al., 1989 
M>7 mean 132 yr s 105 yr 
Estimated probability in 30 yrs 7-51% 
1857 + 132 = 1989, hasn’t happened yet 
Earthquake history 
from paleoseismology
How much mitigation is enough? 
Societally optimal level minimizes 
total cost = sum of mitigation cost + expected loss 
Expected loss = Σ (loss in ith expected event 
x assumed probability of that event) 
For earthquake, mitigation level is construction code 
Loss depends on earthquake & mitigation level 
Compared to optimum 
Less mitigation decreases 
construction costs but increases 
expected loss and thus total cost 
More mitigation gives less 
expected loss but higher total cost 
Optimum 
Stein & Stein, 2012
CQ: If you were a student in Los Angeles, how much 
more would you pay in rent each month to live in an 
earthquake-safe building?
Retrofitting California Hospitals 
Following hospital collapses in 1971 San Fernando earthquake 
that caused ~50 deaths, California required seismic retrofits 
Law assumed retrofits would be cheap 
Retrofit cost close to that of new buildings 
At least $24 B needed 
No funding provided 
After 40+ years, slow progress 
Deadlines already extended 
Won’t be done before at least 2030 
CQ: How many lives might this save? Do you think 
this this a wise use of resources relative to patient 
care? If so, how should it be funded?
Risk 
communication 
Ike 
predicted to 
bring certain 
death 
P(death)=1 
Lecture 5 15
Actual 
deaths: 
< 50 of 
40,000 
Error 
800x 
Credibility 
lost
CQ: Write a short public 
statement - less than 200 
words - that you would 
have given to the public if 
you had been working for 
the National Weather 
Service as Hurricane Ike 
approached Galveston 
Island. Your goal is to 
realistically describe the 
situation and make 
sensible 
recommendations.
CQ: Write a short public statement - less than 200 words - 
that you would have given to the public if you had been 
working for the Italian civil protection authorities during the 
L'Aquila earthquake swarm. Given the public concern that a 
large earthquake may occur soon, your goal is to realistically 
describe the situation. What would you say when people ask 
what they should do?
“This is truly an amazing book! The product of a unique 
collaboration between a renowned economist and 
renowned seismologist (who happen to be father and son), 
Playing against Nature lays out a clear story, in easy-to-read 
prose, of what natural disasters are, what the 
limitations of risk prediction can be, and how society’s 
response to them has to account for the reality that we have 
limited economic resources. This is a book that researchers, 
policy makers, and the general public should read. It can 
even serve as valuable text for the new generation of 
interdisciplinary college courses addressing the interface 
between science and social science.” 
– Stephen Marshak, Professor and Director of the School of 
Earth Society and Environment, University of Illinois at 
Urbana-Champaign
“Playing against Nature is a virtuoso performance 
by a father-son duo. A distinguished economist 
and seismologist have produced a pioneering 
work that promises to enhance our ability to 
integrate assessment science, cost-benefit 
analysis and mitigation design and engineering. 
The result will be more informed, bottom-up, 
hazard mitigation policies. This outstandingly 
researched book is highly readable and destined 
to become a classic.” 
Steve H. Hanke, Professor of Applied Economics, 
The Johns Hopkins University
“I very highly recommend this book for anyone dealing with 
or interested in natural hazards assessment and mitigation. 
It is both highly technical with all the probability and 
statistics formulations needed to express necessary 
relationships but on the other hand, so well written that 
professionals in government, business, and education will 
find it exceedingly readable. In my everyday work 
experience, I attempt to communicate principles of hazard 
occurrences and risks. This book gives me far more useable 
material than I have ever had to achieve my goals for 
advising public officials, teaching university students, and 
educating citizens. This is the best resource in existence for 
understanding natural hazards and hazard mitigation.” 
James C. Cobb, State Geologist and Director, Kentucky 
Geological Survey, University of Kentucky

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davospan

  • 1. Why don’t we do better at assessing & mitigating natural hazards? How can we train new researchers to do better?
  • 2. Society is playing a high-stakes game of chance against nature in a very uncertain world We want to - assess the hazard - how often dangerous events happen & how large they will be - mitigate or reduce the risk - the resulting losses. Despite steady advances in hazard science & engineering Often nature surprises us, when an earthquake, hurricane, or flood is bigger or has greater effects than expected from hazard assessments. In other cases, nature outsmarts us, doing great damage despite expensive mitigation measures, or making us divert resources to address a minor hazard.
  • 3. Much of the problem comes from the fact that formulating effective natural hazard policy involves using a complicated combination of science, engineering, and social science to analyze a problem and explore the costs and benefits of different options, in situations where the future is very uncertain. However, we don’t educate students to take holistic approaches.
  • 4. Our educational system treat the relevant geoscience, engineering, economics, and policy formulation separately. Geoscientists generally focus on using science to assess hazards, engineers and planners focus on mitigation approaches, and economists focus on costs and benefits. Each group often focuses on its aspect of the problem, does not fully appreciate how the others think, what they know, and what they do not. This situation often leads to policies that make little scientific or economic sense. Hazard assessments often underestimate the limits of scientific knowledge. Mitigation policies are often developed without considering their costs and benefits. The net result is that communities often overprepare for some hazards and underprepare for others.
  • 5. NY Times 11/2/2011 Choosing policy involves politics & economics as well as science Too expensive to rebuild for 2011 sized tsunami >100 $B for new defences only slightly higher than old ones “In 30 years there might be nothing left there but fancy breakwaters and empty houses.” Less expensive strategies (land use & warning systems) probably better
  • 6.
  • 7. This book is designed for young researchers who would like to do a better at mitigating hazards, both by advancing the relevant disciplines and integrating their knowledge and methods. It is written assuming readers have diverse backgrounds in geoscience, engineering, economics, and policy studies. We use the Tohoku earthquake to illustrate some key issues, and then introduce some basic concepts to help readers appreciate the value of the other disciplines and their interrelations, and to have the background to explore more advanced treatments of these topics. We explore aspects of what we know, what we do not know, what mitigation approaches are available, and how we can chose between them. Although we primarily use earthquakes and tsunamis as examples, most of these points apply for other natural hazards.
  • 8. We explore tough and thought-provoking questions about complex issues involved These topics are challenging for students because they are far from normal experience, involve rare events and large sums, and have no unique or right answers.
  • 9. CQ: Estimate the order of magnitude - 1, 10, 100, or 1000 - of the number of deaths per year in the U.S. caused by bears, sharks, bees, snakes, deer, horses, and dogs. A good way is to put them in the relative order you expect, and then try to estimate numerical values. Lecture 1 9
  • 10. CQ: Do you wear a bicycle helmet? Why or why not?
  • 11. What can we say about when’s the next earthquake? Sieh et al., 1989 M>7 mean 132 yr s 105 yr Estimated probability in 30 yrs 7-51% 1857 + 132 = 1989, hasn’t happened yet Earthquake history from paleoseismology
  • 12. How much mitigation is enough? Societally optimal level minimizes total cost = sum of mitigation cost + expected loss Expected loss = Σ (loss in ith expected event x assumed probability of that event) For earthquake, mitigation level is construction code Loss depends on earthquake & mitigation level Compared to optimum Less mitigation decreases construction costs but increases expected loss and thus total cost More mitigation gives less expected loss but higher total cost Optimum Stein & Stein, 2012
  • 13. CQ: If you were a student in Los Angeles, how much more would you pay in rent each month to live in an earthquake-safe building?
  • 14. Retrofitting California Hospitals Following hospital collapses in 1971 San Fernando earthquake that caused ~50 deaths, California required seismic retrofits Law assumed retrofits would be cheap Retrofit cost close to that of new buildings At least $24 B needed No funding provided After 40+ years, slow progress Deadlines already extended Won’t be done before at least 2030 CQ: How many lives might this save? Do you think this this a wise use of resources relative to patient care? If so, how should it be funded?
  • 15. Risk communication Ike predicted to bring certain death P(death)=1 Lecture 5 15
  • 16. Actual deaths: < 50 of 40,000 Error 800x Credibility lost
  • 17. CQ: Write a short public statement - less than 200 words - that you would have given to the public if you had been working for the National Weather Service as Hurricane Ike approached Galveston Island. Your goal is to realistically describe the situation and make sensible recommendations.
  • 18. CQ: Write a short public statement - less than 200 words - that you would have given to the public if you had been working for the Italian civil protection authorities during the L'Aquila earthquake swarm. Given the public concern that a large earthquake may occur soon, your goal is to realistically describe the situation. What would you say when people ask what they should do?
  • 19. “This is truly an amazing book! The product of a unique collaboration between a renowned economist and renowned seismologist (who happen to be father and son), Playing against Nature lays out a clear story, in easy-to-read prose, of what natural disasters are, what the limitations of risk prediction can be, and how society’s response to them has to account for the reality that we have limited economic resources. This is a book that researchers, policy makers, and the general public should read. It can even serve as valuable text for the new generation of interdisciplinary college courses addressing the interface between science and social science.” – Stephen Marshak, Professor and Director of the School of Earth Society and Environment, University of Illinois at Urbana-Champaign
  • 20. “Playing against Nature is a virtuoso performance by a father-son duo. A distinguished economist and seismologist have produced a pioneering work that promises to enhance our ability to integrate assessment science, cost-benefit analysis and mitigation design and engineering. The result will be more informed, bottom-up, hazard mitigation policies. This outstandingly researched book is highly readable and destined to become a classic.” Steve H. Hanke, Professor of Applied Economics, The Johns Hopkins University
  • 21. “I very highly recommend this book for anyone dealing with or interested in natural hazards assessment and mitigation. It is both highly technical with all the probability and statistics formulations needed to express necessary relationships but on the other hand, so well written that professionals in government, business, and education will find it exceedingly readable. In my everyday work experience, I attempt to communicate principles of hazard occurrences and risks. This book gives me far more useable material than I have ever had to achieve my goals for advising public officials, teaching university students, and educating citizens. This is the best resource in existence for understanding natural hazards and hazard mitigation.” James C. Cobb, State Geologist and Director, Kentucky Geological Survey, University of Kentucky