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Wir schaffen Wissen – heute für morgen 
Paul Scherrer Institut 
Peter Burgherr 
Towards resilient energy systems: 
balancing safety, security and sustainability aspects 
IDRC Davos 2014 
Davos, Switzerand, 24-28 August 2014 
IDRC Davos, 24-28 August 2014
Resilience – “Buzz Word” or “Magic Bullet”? 
• Is resilience management an extension of classical risk assessment and 
management or just “Old Wine in New Bottles”? 
• Why should energy systems become (more) resilient? What are the 
advantages? 
• Do we need new methodologies to quantitatively measure resilience or are 
existing ones sufficient? 
• … 
Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 2 Energy Systems
Content 
• Energy System Risks in a Broader Context 
• Risk – Key Terms and Definitions 
• Resilience – Origin, Definition 
• Resilience – Applications and Developments 
• Resilience as an Umbrella Concept 
Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 3 Energy Systems
Energy System Risks in a Broader Context 
Energy Security 
- Availability 
- Acceptability 
- Accessibility 
- Affordability 
Energy System 
Sustainability 
- Environment 
- Economy 
- Society 
Random accidents 
- Technical failures 
- Natural hazards 
Extreme Events 
- Black Swans (lack of knowledge) 
- Perfect Storms (randomness) 
Governance 
- Decision Making 
(tradeoffs, compromises, robust 
solutions, priority setting) 
- Perception (subjective aspects) 
- Communication 
Critical Infrastructure Protection 
- Interdependencies 
- Subject to multiple threats 
- … 
Intentional attacks 
- Vandalism 
- Sabotage 
- Theft 
- Piracy 
- Terrorism 
External Factors 
- Urbanization - new business models 
- Industrialization - distributed systems 
- Occupy more risk-prone areas - coupled infrastructures 
- More complex and - … 
advanced systems 
Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 4 Energy Systems
Risk – Key Terms and Definitions 
• Safety vs. Security: protecting against random vs. intended incidents 
• Risk: potential for realization of unwanted, adverse consequences to human life, health, property, 
or the environment (Society for Risk Analysis) 
Risk = Probability x Consequences 
Consequence 
Frequency 
Security Risk = Threat x Vulnerability x Consequences 
• Threat: likelihood that a specific accident or attack will occur 
• Vulnerability: likelihood that various types of safeguards fail 
• Consequences: magnitude of negative effects 
• Uncertainty: randomness (aleatory), lack of knowledge (epistemic) 
deep uncertainty (multiplicity of plausible futures or unknown future) 
Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 5 Energy Systems
Resilience – Origin, Definition 
• In ecology, the concept of resilience has been introduced 
in 1973 by Holling. 
• Resilience is the “the magnitude of disturbance that can 
be absorbed before the system changes its structure …” 
• The adaptive cycle schematically represents the four 
distinct ecosystem phases: 
- Growth or exploitation (r) 
- Conservation (K) 
- Collapse or release (Ω) 
- Reorganization (α) 
Source: Holling and Gunderson (2002) 
Resilience (National Academy of Sciences) 
• Ability to prepare and plan for, absorb, recover from, 
and more successfully adapt to adverse events. 
• Risk analysis quantifies probability that the system 
will reach the lowest point of the critical functionality. 
• Risk management helps the system prepare and plan 
for adverse events. 
• Resilience management integrates the temporal 
capacity of a system to 
absorb and recover from 
adverse events, and 
then adapt . 
Linkov et al. (2014), 
Nature Climate Change 
Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 6 Energy Systems
Resilience – Applications and Developments 
• Roege et al. (2014): Metrics for energy resilience 
• Matthews et al. (2014): A critical analysis of hazard resilience measures within sustainability 
assessment frameworks 
• Francis & Bekera (2014): A metric and frameworks for resilience analysis of engineered and 
infrastructure systems 
• Filippini & Silva (2014): A modeling framework for the resilience analysis of networked systems-of- 
systems based on functional dependencies 
• Linkov et al. (2013): Measurable Resilience for Actionable Policy 
• Molyneaux et al. (2012): Resilience and electricity systems: A comparative analysis 
• Ouyang et al. (2012): A three-stage resilience analysis framework for urban infrastructure 
systems 
• Cox et al. (2011): Transportation security and the role of resilience: A foundation for operational 
metrics 
• Madni & Jackson (2009): Towards a Conceptual Framework for Resilience Engineering 
Focus on frameworks and metrics  need for new methodologies 
Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 7 Energy Systems
YES, but 
Resilience as an Umbrella Concept 
• Consider risk and resilience management as complementary and synergistic, 
not competing approaches 
• Operationalize resilience approach, i.e. frameworks must be applicable 
• Context-specific applications 
• Develop quantitative metrics 
• … 
 More resilient energy system 
 Safe, Secure, Sustainable (S3) 
Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 8 Energy Systems
Thank you for your attention! 
Accidents happen. In fact, accidents 
are what life is about.“ 
Tom Peters – „The Pursuit of Wow“ 
“Just as a disaster is not simply a big accident, so a 
catastrophe is not just a bigger disaster.” 
E.L. Quarantelli, 1996 
Paul Scherrer Institut (PSI) 
Laboratory for Energy Systems Analysis (LEA) 
Technology Assessment Group (TAG) 
http://www.psi.ch/ta 
peter.burgherr@psi.ch 
"The nature doesn‘t know catastrophes, 
only men know catastrophes 
as far as having survived them." 
Max Frisch (writer and philosopher) 
One should expect that the expected can be prevented, 
but the unexpected should have been expected 
Augustine, 1996 
IDRC Davos, 24-28 August 2014 Burgherr: Towards Resilient Energy Systems

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Burgherr_IDRC2014_Plenary_3

  • 1. Wir schaffen Wissen – heute für morgen Paul Scherrer Institut Peter Burgherr Towards resilient energy systems: balancing safety, security and sustainability aspects IDRC Davos 2014 Davos, Switzerand, 24-28 August 2014 IDRC Davos, 24-28 August 2014
  • 2. Resilience – “Buzz Word” or “Magic Bullet”? • Is resilience management an extension of classical risk assessment and management or just “Old Wine in New Bottles”? • Why should energy systems become (more) resilient? What are the advantages? • Do we need new methodologies to quantitatively measure resilience or are existing ones sufficient? • … Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 2 Energy Systems
  • 3. Content • Energy System Risks in a Broader Context • Risk – Key Terms and Definitions • Resilience – Origin, Definition • Resilience – Applications and Developments • Resilience as an Umbrella Concept Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 3 Energy Systems
  • 4. Energy System Risks in a Broader Context Energy Security - Availability - Acceptability - Accessibility - Affordability Energy System Sustainability - Environment - Economy - Society Random accidents - Technical failures - Natural hazards Extreme Events - Black Swans (lack of knowledge) - Perfect Storms (randomness) Governance - Decision Making (tradeoffs, compromises, robust solutions, priority setting) - Perception (subjective aspects) - Communication Critical Infrastructure Protection - Interdependencies - Subject to multiple threats - … Intentional attacks - Vandalism - Sabotage - Theft - Piracy - Terrorism External Factors - Urbanization - new business models - Industrialization - distributed systems - Occupy more risk-prone areas - coupled infrastructures - More complex and - … advanced systems Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 4 Energy Systems
  • 5. Risk – Key Terms and Definitions • Safety vs. Security: protecting against random vs. intended incidents • Risk: potential for realization of unwanted, adverse consequences to human life, health, property, or the environment (Society for Risk Analysis) Risk = Probability x Consequences Consequence Frequency Security Risk = Threat x Vulnerability x Consequences • Threat: likelihood that a specific accident or attack will occur • Vulnerability: likelihood that various types of safeguards fail • Consequences: magnitude of negative effects • Uncertainty: randomness (aleatory), lack of knowledge (epistemic) deep uncertainty (multiplicity of plausible futures or unknown future) Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 5 Energy Systems
  • 6. Resilience – Origin, Definition • In ecology, the concept of resilience has been introduced in 1973 by Holling. • Resilience is the “the magnitude of disturbance that can be absorbed before the system changes its structure …” • The adaptive cycle schematically represents the four distinct ecosystem phases: - Growth or exploitation (r) - Conservation (K) - Collapse or release (Ω) - Reorganization (α) Source: Holling and Gunderson (2002) Resilience (National Academy of Sciences) • Ability to prepare and plan for, absorb, recover from, and more successfully adapt to adverse events. • Risk analysis quantifies probability that the system will reach the lowest point of the critical functionality. • Risk management helps the system prepare and plan for adverse events. • Resilience management integrates the temporal capacity of a system to absorb and recover from adverse events, and then adapt . Linkov et al. (2014), Nature Climate Change Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 6 Energy Systems
  • 7. Resilience – Applications and Developments • Roege et al. (2014): Metrics for energy resilience • Matthews et al. (2014): A critical analysis of hazard resilience measures within sustainability assessment frameworks • Francis & Bekera (2014): A metric and frameworks for resilience analysis of engineered and infrastructure systems • Filippini & Silva (2014): A modeling framework for the resilience analysis of networked systems-of- systems based on functional dependencies • Linkov et al. (2013): Measurable Resilience for Actionable Policy • Molyneaux et al. (2012): Resilience and electricity systems: A comparative analysis • Ouyang et al. (2012): A three-stage resilience analysis framework for urban infrastructure systems • Cox et al. (2011): Transportation security and the role of resilience: A foundation for operational metrics • Madni & Jackson (2009): Towards a Conceptual Framework for Resilience Engineering Focus on frameworks and metrics  need for new methodologies Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 7 Energy Systems
  • 8. YES, but Resilience as an Umbrella Concept • Consider risk and resilience management as complementary and synergistic, not competing approaches • Operationalize resilience approach, i.e. frameworks must be applicable • Context-specific applications • Develop quantitative metrics • …  More resilient energy system  Safe, Secure, Sustainable (S3) Burgherr: Towards Resilient IDRC Davos, 24-28 August 2014 8 Energy Systems
  • 9. Thank you for your attention! Accidents happen. In fact, accidents are what life is about.“ Tom Peters – „The Pursuit of Wow“ “Just as a disaster is not simply a big accident, so a catastrophe is not just a bigger disaster.” E.L. Quarantelli, 1996 Paul Scherrer Institut (PSI) Laboratory for Energy Systems Analysis (LEA) Technology Assessment Group (TAG) http://www.psi.ch/ta peter.burgherr@psi.ch "The nature doesn‘t know catastrophes, only men know catastrophes as far as having survived them." Max Frisch (writer and philosopher) One should expect that the expected can be prevented, but the unexpected should have been expected Augustine, 1996 IDRC Davos, 24-28 August 2014 Burgherr: Towards Resilient Energy Systems

Editor's Notes

  1. 29.08.2014