Tài liệu hệ thống HVAC ( Phần 1a) Giới thiệu và tổng quan
1. HVAC | Slide 1 of 26 May 2006
Heating, Ventilation and Air-
Conditioning (HVAC)
Sưởi, thông gió và điều hòa không khí
Part 1 (a): Phần 1(a)
Introduction and overview
Giới thiệu và tổng quan
Supplementary Training Modules on
Good Manufacturing Practice
WHO Technical Report Series,
No. 937, 2006. Annex 2
2. HVAC | Slide 2 of 26 May 2006
HVAC
Objectives - Mục tiêu
To understand – để thấu hiểu
The need for HVAC systems (Part 1a) – sự cần thiết của hệ thống
HVAC
The role of HVAC in protection: - Vai trò của hệ thống HVAC đối
với:
– Product – Sản phẩm
– Personnel – Con người
– Environment – môi trường
The role of HVAC in dust control (Part 1b)
Vai trò của hệ thống HVAC trong việc kiểm soát bụi (Phần 1b)
HVAC system design and its components (Part 2)
Thiết kế hệ thống HVAC và các bộ phận cấu thành (phần 2)
Commissioning, qualification and maintenance (Part 3)
Vận hành, đánh giá và bảo trì (phần 3) 1, 2
3. HVAC | Slide 3 of 26 May 2006
HVAC
Introduction and Scope – Giới thiệu và phạm vi
HVAC systems can have an impact on product quality
Hệ thống HVAC có thể gây ảnh hưởng đến chất lượng sản phẩm
It can provide comfortable conditions for operators
Tạo nên sự thoải mái cho nhân viên làm việc
The impact on premises and prevention of contamination and
cross-contamination to be considered at the design stage
Việc ngăn ngừa sự nhiễm và nhiễm chéo được tính đến trong
giai đoạn thiết kế.
Temperature, relative humidity control where appropriate
Kiểm soát nhiệt độ, độ ẩm tương đối thích hợp
Supplement to basic GMP text
Bổ sung văn bản GMP cơ bản
1, 2
4. HVAC | Slide 4 of 26 May 2006
Factors contributing to
quality products
Các yếu tố cấu thành chất
lượng sản phẩm
Starting materials
Nguyên liệu ban đầu
Personnel
Con người
Procedures
Quy trình
Validated processes
Kiểm soát quá trình
Equipment
Thiết bị
Premises
Cơ sở vật chất
Environment
Môi trường
Packing materials
Nguyên liệu bao bì
HVAC
5. HVAC | Slide 5 of 26 May 2006
The manufacturing environment is critical for product
quality. Factors to be considered include:
Môi trường sản xuất rất quan trọng đối với chất lượng sản
phẩm. Các yếu tố được xem xét bao gồm:
1. Light – Ánh sáng
2. Temperature – Nhiệt độ
3. Relative humidity – độ ẩm tương đối
4. Air movement – Trao đổi khí
5. Microbial contamination – Vi sinh gây nhiễm
6. Particulate contamination – tiểu phân gây nhiễm
Uncontrolled environment can lead to product degradation
Môi trường không kiểm soát có thể gây ảnh hưởng tới chất lượng
sản phẩm
product contamination (including cross-contamination)
nhiễm sản phẩm (gồm cả nhiễm chéo)
loss of product and profit
Thất thoát sản phẩm và lợi nhuận
HVAC
6. HVAC | Slide 6 of 26 May 2006
What is contamination? Nhiễm là gì
It is "the undesired introduction of impurities (chemical/ microbial/
foreign matter into or on to starting material or intermediate –
during sampling, production, packaging or repackaging".
Đó là “Sự xâm nhập không mong muốn của tạp chất (hóa chất/ vi khuẩn /các
yếu tố bên ngoài bị nhiễm vào nguyên liệu đầu vào ban đầu hoặc trong quá
trình - lấy mẫu, sản xuất, đóng gói hoặc đóng gói lại".
Impurities could include products or substances other than the
product manufactured, foreign products, particulate matter, micro-
organisms, endotoxins (degraded microorganisms), etc.
Các chất tạp nhiễm bao gồm sản phẩm hoặc tạp chất khác khác, sản phẩm
được sản xuất, các sản phẩm từ bên ngoài, hạt tiểu phân, vi sinh vật, nội độc
tố v.v..
HVAC
Glossary
7. HVAC | Slide 7 of 26 May 2006
What is Cross-contamination? - Nhiễm chéo là gì ?
"Contamination of a starting material, intermediate product, or
finished product with another starting material or product during
production".
“Nhiễm là do từ nguyên liệu ban đầu, bán thành phẩm hoặc thành phẩm với các
nguyên liệu khác trong quá trình sản xuất".
Cross-contamination can result from, e.g.
Nhiễm chéo có thể là do các nguyên nhân
1. Poorly designed, operated or maintained air-handling systems and
dust extraction systems
Thiết kế, vận hành và bảo trì hệ thống xử lý không khí không đúng
2. Inadequate procedures for, and movement of personnel, materials
and equipment
Quy trình đường đi, di chuyển con người, nguyên liệu, thiết bị không
đúng
3. Insufficiently cleaned equipment
Thiết bị không được vệ sinh sạch
HVAC
Glossary,
4.1.11
8. HVAC | Slide 8 of 26 May 2006
Contamination
Nhiễm
Contaminant
from
Environment
Operators
Nhiễm từ môi
trường nhân
viên vận hành
Contaminant
from
Equipment
Nhiễm từ thiết bị
Cross
Contamination
Nhiễm chéo
Product
from
Environment
Operators
Sản phẩm từ
môi trường, nhân
viên vận hành
Product
from
Equipment
Sản phẩm từ
thiết bị
Cross-Contamination – Nhiễm chéo
HVAC
9. HVAC | Slide 9 of 26 May 2006
Cross-contamination can be minimized by, e.g.
Nhiễm chéo có thể giảm thiểu bằng cách:
1. Personnel procedures – Quy trình đường đi con người
2. Adequate premises – Cơ sở vật chất đầy đủ
3. Use of closed production systems – sử dụng hệ thống sản xuất “kín”
4. Adequate, validated cleaning procedures – thẩm định quy trình vệ
sinh đầy đủ
5. Appropriate levels of protection of product – Có hình thức bảo quản
sản phầm phù hợp
6. Correct air pressure cascade – Chênh áp phù hợp
HVAC
10. HVAC | Slide 10 of 26 May 2006
HVAC
The guideline further focuses on three concepts of the
system: - tập trung vào 3 vấn đề chính
Product protection – Bảo quản sản phẩm
– Contamination – Nhiễm
– Cross-contamination – Nhiễm chéo
– Environmental conditions – Điều kiện môi trường
Personnel protection – Bảo vệ con người
– Prevent contact – Ngăn ngừa tiếp xúc
– Comfort conditions – Điều kiện làm việc thoải mái
Environment protection – Bảo vệ môi trường làm việc
2
11. HVAC | Slide 11 of 26 May 2006
HVAC
Protection: Product and personnel
Biện pháp ngăn ngừa: Sản phẩm và con người
Areas where materials and products are exposed, should be classified as
"clean areas”
Các khu vực nguyên liệu và sản phẩm được phân loại như là khu vực sạch
Achievement of clean area classification depends on factors such as:
Kết quả của việc phân loại sẽ phụ thuộc vào:
– Building finishes and structure – Kết cấu hoàn thiện nhà xưởng
– Air filtration – Lọc khí
– Air change rate – Tỷ lệ trao đổi không khí
– Room pressure – áp suất phòng
– Temperature – Nhiệt độ
– Relative humidity – độ ẩm tương đối
– Material and personnel flow – đường đi nguyên liệu và con người
– Outside environment – môi trường bên ngoài
– Occupancy and type of product – Thời gian bảo quản và chủng loại
sản phẩm 4.1.1 - 4.1.3
12. HVAC | Slide 12 of 26 May 2006
HVAC
Air filtration and air change rate should ensure attainment of
classification – Lọc khí và tỷ lệ trao đổi khí đảm bảo để đạt được sự
phân loại
Air change rate is dependent on factors, e.g. – Tỷ lệ trao đổi khí phụ
thuộc vào các yếu tố
– Level of protection required – Mức độ của yêu cầu ngăn ngừa
– Quality and filtration of supply air – chất lượng và khả năng lọc khí
– Particulates generated – các tiểu phân được tạo ra
– Room configuration – cấu trúc phòng
– Containment effect – ngăn chặn có hiệu quả
– Room heat load-tải nhiệt trong phòng
– Room pressure – áp suất phòng
Air change rate normally varies between 6 – 20 air changes per hour
Tỷ lệ trao đổi không khí thông thường trong khoảng 6-20 lần/h
4.1.4 - 4.1.6
13. HVAC | Slide 13 of 26 May 2006
HVAC
The classification should be achieved in
the state as specified (1):
"As built“ – Phòng trống
– Bare room, without equipment or
personnel
– Phòng trống, không có thiết bị hoặc con
người
4.1.7 - 4.1.8
14. HVAC | Slide 14 of 26 May 2006
HVAC
The classification should be
achieved in the state as
specified (2):
"At rest“ – phòng trạng thái tĩnh
– Equipment may be operating, but
no operators present
Phòng gồm thiết bị (có thể hoạt
động) nhưng không có con
người vận hành trong đó
4.1.9
15. HVAC | Slide 15 of 26 May 2006
HVAC
The classification should be achieved in
the state as specified (3):
"In operation“ – Phòng trạng thái
động
– Normal production process with
equipment and personnel,
Điều kiện sản xuất bình thường, gồm cả
thiết bị và con người vận hành
– Clean up time validated – normally in
the order of 20 minutes
Cần có thời gian chạy thông thường là 20
phút
4.1.10
16. HVAC | Slide 16 of 26 May 2006
HVAC
Control of contaminants – Kiểm soát nhiễm
External contaminants removed through effective filtration
Chất gây nhiễm từ bên ngoài được loại bỏ bởi lọc khí
Internal contaminants controlled through dilution and flushing,
or displacement airflow
Các chất gây nhiễm từ trong phòng được kiểm soát thông qua
việc trao đổi không khí trong phòng
Airborne particulates and level of filtration considered critical
Tiểu phân và cấp lọc là các yếu tố quan trọng
4.1.12 - 4.1.15
18. HVAC | Slide 18 of 26 May 2006
HVAC
Level of protection and air cleanliness determined
according to: - Mức độ bảo vệ và độ sạch không
khí được xác định theo
Product to be manufactured
Sản phẩm sẽ được sản xuất
Process to be used
Công nghệ sẽ được áp dụng
Product susceptibility to degradation
Mức độ nhạy cảm của sản phẩm
4.1.16
19. HVAC | Slide 19 of 26 May 2006
Parameters influencing Levels of Protection - các thông
số ảnh hưởng đến hiệu quả của hệ thống hvac
Number of particles in the air, number of microorganisms in the air or
on surfaces
Số lượng tiểu phân trong không khí, số lượng vi sinh trong không khí
hoặc trên bề mặt
Number of air changes for each room
Số lần trao đổi không khí cho mỗi phòng
Air velocity and airflow pattern
Vận tốc khí và lưu lượng khí
Filters (type, position)
Lọc khí (chủng loại, vị trí lắ đặt)
Air pressure differentials between rooms
Áp suất chênh lệch giữa các phòng
Temperature, relative humidity
Nhiệt độ, độ ẩm tương đối
HVAC
20. HVAC | Slide 20 of 26 May 2006
Tools to help achieve the desired Level of Protection
– Các công cụ để đạt được hiệu quả
Air Handling System
Bộ xử lý không khí
Production Room
With Defined
Requirements
Phòng sản xuất
Supply
Air
Khí cấp
Outlet
Air
Khí đầu ra
HVAC
21. HVAC | Slide 21 of 26 May 2006
Tools to help achieve the desired Level of Protection (2)
Các công cụ để đạt được hiệu quả
Air-handling system can be the main tool for reaching required
parameters
Thiết bị xử lý không khí (AHU) là yếu tố chính để đạt được các
thông số yêu cầu
May not be sufficient as such
Need for additional measures such as
Cần cho các phương pháp bổ sung như:
appropriate gowning (type of clothing, proper changing
rooms)
trang phục thích hợp (chủng loại, phòng thay đồ)
validated sanitation
thẩm định vệ sinh
adequate transfer procedures for materials and personnel
quy trình – đường đi của nguyên liệu và con người
HVAC
22. HVAC | Slide 22 of 26 May 2006
Cleanroom Class defined by
Critical Parameters
Phòng sạch được đánh giá
bởi các thông số quan trọng
Air Handling
System
Hệ thống xử lý không khí
Additional Measures
Các yếu tố bổ sung khác
Tools to help achieve the desired Level of Protection (2)
Các công cụ để đạt được hiệu quả
HVAC
23. HVAC | Slide 23 of 26 May 2006
Examples of Levels of Protection
Types of Clean room classes
Các loại cấp độ sạch
WHO, EC, PIC/S: A, B, C, D
US FDA: Critical and controlled
ISPE: Level 1, 2 or 3
ISO: Class 5, 6, 7 or 8
HVAC
24. HVAC | Slide 24 of 26 May 2006
Particles / m3
≥0.5µm
US 209D
non-
metric
US 209E
1992
metric
EC cGMP
Annex I
1997
Germany
VDI 2083
1990
UK
BS 5295
1989
Japan
JIS B 9920
1989
ISO 14644-
1
1
3,5 0 2 2
10 M 1
35 1 M 1.5 1 3 3
100 M 2
353 10 M 2.5 2 4 4
1.000 M 3
3.530 100 M 3.5 A, B
A= unidirectional
B= turbulent
3 E or F 5 5
10.000 M 4
35.300 1.000 M 4.5 4 G or H 6 6
100.000 M 5
353.000 10.000 M 5.5 C 5 J 7 7
1.000.000 M 6
3.530.000 100.000 M 6.5 D 6 K 8 8
10.000.000 M 7
Comparing International Cleanroom Classifications
Bảng so sánh phân loại cấp độ sạch
HVAC
25. HVAC | Slide 25 of 26 May 2006
HVAC
Examples of levels of protection 4.1.16
Level Condition Example of area
Level 1
Mức 1
General
Bình thường
Area with normal housekeeping, e.g. warehouse
Khu vực bảo quản: kho hàng ...
Level 2
Mức 2
Protected Area where steps are taken to protect exposed
material/product, e.g. dispensing
Khu vực có tiếp xúc nguyên liệu/sản phẩm
Level 3
Mức 3
Controlled Area with defined, controlled, monitored environmental
conditions to prevent contamination and degradation
Khu vực được kiểm soát môi trường để chống nhiễm chéo
26. HVAC | Slide 26 of 26 May 2006
All operations within a pharmaceutical facilility should be
correlated to well-defined clean room classes, and can be
included in a hygiene concept.
Tất cả hệ thống phụ trợ trong nhà máy dược phẩm phải tương thích
với cấp độ sạch. Ví dụ
etc.
XFilling for aseptic process
XFilling for terminal sterilisation
XDepyrogenisation of containers
XXXPreparation of solutions for aseptic filling – Chuẩn bị các giải pháp cho vô trùng
XPreparation of solution for terminal sterilisation – Chuẩn bị các giải pháp cho
thiết bị tiệt trùng cuối
XWashing of containers – Rửa thùng chứa, bồn chứa
DCBACleanroom Class – Cấp độ sạch
HVAC
Editor's Notes
1. Introduction
Heating, ventilation and air-conditioning (HVAC) play an important role
in ensuring the manufacture of quality pharmaceutical products. A well
designed HVAC system will also provide comfortable conditions for operators.
These guidelines mainly focus on recommendations for systems
for manufacturers of solid dosage forms. The guidelines also refer to other
systems or components which are not relevant to solid dosage form manufacturing
plants, but which may assist in providing a comparison between
the requirements for solid dosage-form plants and other systems.
HVAC system design infl uences architectural layouts with regard to items
such as airlock positions, doorways and lobbies. The architectural components
have an effect on room pressure differential cascades and cross-contamination
control. The prevention of contamination and cross-contamination
is an essential design consideration of the HVAC system. In view of
these critical aspects, the design of the HVAC system should be considered
at the concept design stage of a pharmaceutical manufacturing plant.
Temperature, relative humidity and ventilation should be appropriate and
should not adversely affect the quality of pharmaceutical products during
their manufacture and storage, or the accurate functioning of equipment.
This document aims to give guidance to pharmaceutical manufacturers and
inspectors of pharmaceutical manufacturing facilities on the design, installation,
qualifi cation and maintenance of the HVAC systems. These guidelines
are intended to complement those provided in Good manufacturing
practices for pharmaceutical products (1) and should be read in conjunction
with the parent guide. The additional standards addressed by the present
guidelines should therefore be considered supplementary to the general
requirements set out in the parent guide.
2. Scope of document
These guidelines focus primarily on the design and good manufacturing
practices (GMP) requirements for HVAC systems for facilities for the manufacture
of solid dosage forms. Most of the system design principles for facilities
manufacturing solid dosage forms also apply to other facilities such
as those manufacturing liquids, creams and ointments. These guidelines do
not cover requirements for manufacturing sites for the production of sterile
pharmaceutical products.
These guidelines are intended as a basic guide for use by GMP inspectors.
They are not intended to be prescriptive in specifying requirements and
design parameters. There are many parameters affecting a clean area condition
and it is, therefore, diffi cult to lay down the specifi c requirements for
one particular parameter in isolation.
Many manufacturers have their own engineering design and qualifi cation standards
and requirements may vary from one manufacturer to the next. Design
parameters should, therefore, be set realistically for each project, with a view
to creating a cost-effective design, yet still complying with all regulatory
standards and ensuring that product quality and safety are not compromised.
The three primary aspects addressed in this manual are the roles that the
HVAC system plays in product protection, personnel protection and
environmental protection
Some environmental factors have a direct influence on a product:
Light, for light sensitive products (photo-degradation)
Temperature, for temperature sensitive products (many injectables, vaccines)
Humidity, often for capsules and always for effervescent tablets
Air movement, affecting contamination and cross-contamination
Microbial contamination can lead to the destruction of the product and to grave accidents in the case of injectables or sterile products.
Particulate contamination is critical in injectable forms
These factors, if not properly controlled, can lead to:
- product degradation
- product contamination
- loss of product and profit
Cross contamination can lead to sensitization or allergic reactions. In the case of highly potent drugs, it can lead to grave accidents.
What are contaminants?
Contaminants can originate from:
Environment (particles, micro-organisms, dust containing other products).
Equipment (residues of other products, oil, particles, rust, gaskets, metal) and can be brought into the product by air movements. Contaminants are in fact the presence of anything in the manufactured product which should not be there.
Contaminants can be:
Products or substances other than the product manufactured (e.g. products resulting from air pollution).
Foreign products, such as metal parts from equipment, paint chips,etc.
Particulate matter, especially dangerous in injectables.
Micro-organisms – a particular problem for sterile products.
Endotoxins: Even if killed by thermal treatment, micro-organisms are degraded to endotoxins and can cause damage.
Definition of Cross-Contamination:
According to WHO, cross-contamination is “Contamination of a starting material, intermediate product, or finished product with another starting material or product during production”. WHO Expert Committee on Specifications for Pharmaceutical Preparations. Thirty-second Report. Geneva, World Health Organization, 1992 (WHO Technical Report Series, No. 823). Annex 1: Good manufacturing practices for pharmaceutical products.
In other words, cross-contamination is the presence in a particular product of small, traceable quantities of other pharmaceutical products manufactured
at the same time in the same premises
previously on the same equipment or in the same premises
Cross-Contamination is thus only concerned with the presence of traces of products manufactured in-house !
Adequate analytical detection is important to detect traces of contamination.
Validated analytical methods, especially developed for detection purposes, may be necessary to detect cross-contamination.
An absence of cross-contamination being detected may just mean the absence of adequate analytical procedures.
There are different ways to prevent or reduce the effect of cross-contamination.
Personnel procedures: Clean clothing, and for clean rooms (C, B, A) non-linting clothing, to be washed in special laundries; Personal hygiene on entering a pharmaceutical area.
Adequate premises: Minimisation of possibility of accumulation of dust;Premises with good ventilation and dedusting system.
Closed production systems: Closed systems, in which product is transferred from one piece of equipment to another one, without being exposed to the atmosphere.
Validated cleaning procedures: Manual cleaning procedures may not be reproducible.
Level of Protection concept 2: A good hygiene, or Level of Protection concept, specifying requirements for environmental conditions; entry procedures for personnel and material is fundamental for keeping cross-contamination under control.
Maintaining the correct air pressure differential between rooms helps prevent cross-contamination.
The module on HVAC deals precisely with the last of these ways, namely a good air handling system.
4. Protection
4.1 Product and personnel
4.1.1 Areas for the manufacture of pharmaceuticals, where pharmaceutical starting materials and products, utensils and equipment are exposed to the environment, should be classifi ed as “clean areas”.
4.1.2 The achievement of a particular clean area classifi cation depends on a number of criteria that should be addressed at the design and qualifi cation stages. A suitable balance between the different criteria will be required in order to create an effi cient clean area.
4.1.3 Some of the basic criteria to be considered should include:
• building fi nishes and structure
• air fi ltration
• air change rate or fl ushing rate
• room pressure
• location of air terminals and directional airfl ow
• temperature
• humidity
• material fl ow
• personnel fl ow
• equipment movement
• process being carried out
• outside air conditions
• occupancy
• type of product.
4.1.4 Air fi ltration and air change rates should ensure that the defi ned clean area classifi cation is attained.
4.1.5 The air change rates should be determined by the manufacturer and designer, taking into account the various critical parameters. Primarily the air change rate should be set to a level that will achieve the required clean area classifi cation.
4.1.6 Air change rates normally vary between 6 and 20 air changes per hour and are normally determined by the following considerations:
• level of protection required
• the quality and fi ltration of the supply air
• particulates generated by the manufacturing process
• particulates generated by the operators
• confi guration of the room and air supply and extract locations
• suffi cient air to achieve containment effect
• suffi cient air to cope with the room heat load
• suffi cient air to maintain the required room pressure.
4.1.7 In classifying the environment, the manufacturer should state whether this is achieved under “as-built” (Fig. 2), “at-rest” (Fig. 3) or “operational” (Fig. 4) conditions.
4.1.8 Room classifi cation tests in the “as-built” condition should be carried out on the bare room, in the absence of any equipment or personnel.
4.1.9 Room classifi cation tests in the “at-rest” condition should be carried out with the equipment operating where relevant, but without any operators. Because of the amounts of dust usually generated in a solid dosage facility most clean area classify cations are rated for the “at-rest” condition.
4.1.10 Room classifi cation tests in the “operational” condition should be carried out during the normal production process with equipment operating, and the normal number of personnel present in the room. Generally a room that is tested for an “operational” condition should be able to be cleaned up to the “at-rest” clean area classifi cation after a short clean-up time. The clean-up time should be determined through validation and is
generally of the order of 20 minutes.
4.1.11 Materials and products should be protected from contamination and
cross-contamination during all stages of manufacture (see also section 5.5
for cross-contamination control).
Note: contaminants may result from inappropriate premises (e.g. poor design,
layout or fi nishing), poor cleaning procedures, contaminants brought
in by personnel, and a poor HVAC system.
4.1.12 Airborne contaminants should be controlled through effective ventilation.
4.1.13 External contaminants should be removed by effective fi ltration of the supply air (See Fig. 5 for an example of a shell-like building layout to enhance containment and protection from external contaminants.)
4.1.14 Internal contaminants should be controlled by dilution and fl ushing of contaminants in the room, or by displacement airfl ow (See Figs 6 and 7 for examples of methods for the fl ushing of airborne contaminants.)
4.1.15 Airborne particulates and the degree of fi ltration should be considered critical parameters with reference to the level of product protection required.
The illustation shows that the manufacturing environmental requirements, as defined in the definition of the cleanroom zones, increase with the therapeutic risk.
The Level of Protection classes are classified as a function of the product sensitivity to contamination (e.g. aseptically filled products are handled in a higher class than terminally sterilised products) and to the therapeutic risk (stricter environment for injectables, as injectables enter directly into the bloodstream without the additional protection given by the stomach and intestinal barriers ).
In order to obtain a constant and well-defined quality level, it is necessary to have well-defined requirements for the cleanroom zones.
Level of Protection classes are referred to as Class A, B, C, etc. in the EC countries, whereas other countries may refer to Class 100, 1000, etc or ISO Class 5, 6, 7, etc. These different classes will be discussed later in this module.
4.1.16 The level of protection and air cleanliness for different areas should
be determined according to the product being manufactured, the process
being used and the product’s susceptibility to degradation (Table 1).
The acceptable number of particles and the acceptable number of micro-organisms in the air is specified in the WHO guidelines, for the production of sterile products.
It is also important to monitor surfaces for micro-organisms.
The number of air changes are also described in the guidelines, but it should be noted that the WHO figures may differ from those of other guidelines such as EC and PIC/S.
The air velocity is specified in the case of laminar flow installations (air flow pattern), should be in any case sufficient to achieve a proper flushing of the rooms and a short recovery (clean-up) time. Here too, there are differences between the WHO and other guidelines.
The air flow patterns also influence the achievement of the hygiene class.
Pressure differentials between rooms should be specified and monitored.
In some cases, temperature and humidity can be critical for the product (e.g. effervescent tablets, hard gelatine capsules). In sterile areas, where people are heavily gowned, it is important to keep the temperature reasonably low, as people tend to perspire under a gown. Too low a humidity can bring static problems, with dust remaining “attached” to metal surfaces.
Basically, an air handling system brings in air of a defined quality, in order to achieve an atmosphere of well-defined temperature, humidity and a defined limit of contamination, and evacuates the air after its passage through the concerned areas.
Several parameters can be defined for cleanroom classes, which were mentioned in correlation with previous slides.
Factors such as temperature and humidity must be also taken into account where necessary.
It is imperative to define these parameters specifically for each cleanroom class and to remember that, within that given class, all defined parameters must be met.
For each cleanroom class, these parameters are mainly controlled by the air handling system.
Here are some examples of additional measures:
Proper gowning, which must be adequately cleaned (lint-free clothing for clean-rooms C, B and A with special laundry and packaging under clean conditions).
Good lockers for personnel, with separation between street and work clothing, and with adequate washing and disinfection facilities.
Proper sanitation and hygiene practices (dust elimination, wet mopping, dedicated mops for different areas, rotating of disinfectants, etc.).
Transfer procedures for material (decontamination measures, separate air locks for entering and outgoing goods, etc.).
Proper premises.
Whereas the air handling systems are the most important factor in creating the required environmental conditions for the Cleanroom classes, they alone cannot guarantee that the specifications corresponding to these classes will be met! Additional measures are therefore very important.
We are going to discuss some of these measures.
In order to have standardized requirements, regulatory bodies all over the world have defined some Cleanroom classes. The definition of various Cleanroom classes is mainly restricted to sterile manufacturing operations.
WHO(*), EC and PIC/S and others mention classes A, B, C and D. The requirements for these classes differ slightly between WHO and EC.
US FDA defines only 2 classes: critical and controlled.
The ISPE refers to Level 1, 2 or 3 for non-sterile facilities and they refer to the cleanroom class for sterile facilities, ie. class 100, 1000 or ISO 5, 6 etc.
There are no cleanroom classes defined by WHO or other regulatory bodies for the production of solids, liquids, creams, etc. It is nevertheless necessary to have one’s own cleanroom class descriptions for these production functions.
The manufacturers must, therefore, create their own Level of Protection class definitions and their definitions must be such that the required product purity, as described in the pharmacopeias or in the registration documents, can be achieved at all times.
(*) WHO Expert Committee on Specifications for Pharmaceutical Preparations. Thirty-Sixth Report. Geneva, World Health Organization, 2002 (WHO Technical Report Series, No. 902). Annex 6: Good manufacturing practices for sterile pharmaceutical products.
There are different norms for the number of particles in the air.
The table (refer to handout 3-2-10) shows that, for 0,5 micrometer particles, there are a number of names, those of the Federal Standard US 209 and the ISO guidelines being the most commonly in use at the moment.
However, in the years to come, the ISO nomenclature will be generally adopted.
The cleanroom classes for the pharmaceutical cleanrooms are highlighted in the table:
We can see for instance that a Cleanroom class of type A corresponds to
Non metric class 100 ( 100 particles / ft3 or 3.530 particles / m3)
Metric class 3,5 ( logarithmic calculation )
ISO class 5
4.1.16 The level of protection and air cleanliness for different areas should
be determined according to the product being manufactured, the process
being used and the product’s susceptibility to degradation (Table 1).
This slide describes a process for sterile products. Please note that this is an example only and protection requirements could be higher depending on the process and equipment used.
For other pharmaceutical forms, similar tables have to be generated.