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European Wake Turbulence Categorisation and
Separation Minima on Approach and Departure
RECAT-EU
EUROCONTROL
Edition: 1.1
Edition date: 15/07/2015
Status: Released Issue
Intended for: Stakeholders
RECAT-EU
Edition:1.1 Released Issue Page 3 of 32
DOCUMENT INFORMATION
TITLE
"RECAT-EU" European Wake Turbulence Categorisation
and Separation Minima on Approach and Departure
Edition Number: 1.1 Edition Date: 15/07/2015
Abstract
This document presents the European Wake Turbulence Categorisation and Separation
Minima on Approach and Departure “RECAT-EU”, available for operational deployment.
It also provides information about deployment benefits and possible support from
EUROCONTROL to local Stakeholders.
Keywords
RECAT-EU Wake turbulence Runway throughput Runway capacity
Authors
Frédéric Rooseleer, Vincent Treve
Contact(s) Person Email Unit
Paul Adamson paul.adamson@eurocontrol.int NMD/NOM/APT
David Phythian david.phythian@eurocontrol.int NMD/NOM/APT
Vincent Treve vincent.treve@eurocontrol.int ATM/RDS/APT
Frédéric Rooseleer frederic.rooseleer@eurocontrol.int ATM/RDS/APT
STATUS, AUDIENCE AND ACCESSIBILITY
Status Intended for Accessible via
Working Draft General Public Intranet
Draft NMD Stakeholders Extranet
Proposed Issue Restricted Audience Internet (www.eurocontrol.int)
Released Issue
Publications
EUROCONTROL Headquarters
96 Rue de la Fusée
B-1130 BRUSSELS
Tel: +32 (0)2 729 1152
Fax: +32 (0)2 729 5149
E-mail: publications@eurocontrol.int
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DOCUMENT APPROVAL
The following table identifies all management authorities who have successively approved
the present issue of this document.
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CONTENTS
DOCUMENT INFORMATION .........................................................................................3
DOCUMENT APPROVAL ...............................................................................................4
CONTENTS ...................................................................................................................5
EXECUTIVE SUMMARY.................................................................................................7
Chapter 1 Introduction ................................................................................................9
Chapter 2 RECAT-EU Solution....................................................................................10
2.1 Project background ...................................................................................................10
2.2 Problems tackled by RECAT-EU...................................................................................10
2.3 How RECAT-EU works ................................................................................................11
2.4 RECAT-EU Safety Case................................................................................................21
2.5 Benefits of RECAT-EU .................................................................................................21
Chapter 3 RECAT-EU Deployment..............................................................................23
Appendix A Rationale of RECAT-EU design methodology .........................................25
1. Produce a data-driven proposal with traceability of sources ........................................25
2. Develop a logical categorisation and separation minima.............................................25
3. Use a severity metric correlated to encounter test data ...............................................26
4. Use an enhanced wake decay model ..........................................................................26
5. Deliver performance and capacity benefits to Stakeholders.........................................26
6. Feasibility of Approach traffic separation delivery with 6-categories ............................27
7. Build a robust safety case ...........................................................................................27
Appendix B RECAT-EU Safety Case Documentation...................................................29
ABBREVIATIONS ........................................................................................................30
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RECAT-EU
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EXECUTIVE SUMMARY
This document presents the European wake turbulence categories and separation minima on
approach and departure, “RECAT-EU”, available for operational deployment.
The demand is high for airport capacity and efficiency at some European airports, and in particular for
increased runway throughput.
During recent years, knowledge about wake vortex behaviour in the operational environment has
increased thanks to measured data and improved understanding of physical processes. It is mainly
for this reason that it was possible to revise wake turbulence categorisation and corresponding
separation minima.
The European Organisation for the Safety of Air Navigation (EUROCONTROL), in consultation with its
Stakeholders, has developed a re-categorisation of ICAO wake turbulence longitudinal separation
minima on approach and departure, called “RECAT-EU”.
The RECAT-EU scheme is based on a set of principles, comparing the wake generation and wake
resistance between aircraft types, and splitting ICAO HEAVY and MEDIUM categories into ‘Upper’
(‘Larger’) and ‘Lower’ (‘Smaller’). This split has been based on aircraft type characteristics.
This allows reduction of separation minima for some traffic pairs of aircraft, enabling runway
throughput increase, whilst maintaining acceptable levels of safety.
Safety benefits are also delivered for some smaller aircraft types, by increasing their separation
minima and/or change of category grouping, hence reducing the risk of wake turbulence-induced
accidents for the most vulnerable types.
RECAT-EU is supported by a comprehensive safety case, based on a quantified pair-wise wake
turbulence risk assessment, and reviewed during Stakeholders consultation over 9-month period.
The European Aviation Safety Agency (EASA) has then conducted a technical review, and, with
complementary analysis and assurance provided by AIRBUS about CAT-A aircraft / A380, confirmed
in a letter to Member States that the safety case report provides the assurance that the RECAT-EU
wake turbulence scheme can be used by States and Air Navigation Service Providers as a basis to
update their current schemes.
RECAT-EU deployment will bring immediate capacity benefits, with additional movements in peak
traffic periods, and / or reduce time to land or depart a traffic sequence. These benefits are expected
to further increase over time as the overall fleet mix is forecasted to evolve towards larger aircraft – a
mitigation for the lack of runway capacity foreseen in EUROCONTROL’s 2013 ‘Challenges to Growth’
study.
RECAT-EU will also provide a more rapid recovery from adverse conditions, helping to reduce the
overall delay and will also enable improvements in ATFM slot compliance through the flexibility
afforded by reduced departure separations.
The cost of RECAT-EU deployment is considered to be moderate, limited to local flight data
processing system changes associated with the new wake vortex categories, and controller training.
Some resources may also have to be dedicated to awareness of flight crews.
The RECAT-EU deployment will necessitate a collaborative approach involving all Stakeholders: Air
Navigation Service Provider, Airport-based Airline(s), Airport Company and Authorities.
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Chapter 1 Introduction
The demand is high for airport capacity and efficiency at some European airports, and in
particular for increased runway throughput from an ANS/ATM perspective.
Runway capacity and efficiency use is often directly linked with the minimum separation
between aircraft. These minima are constrained by ATS surveillance capabilities and wake
turbulence.
During recent years, knowledge about wake vortex behaviour in the operational environment
has increased thanks to recorded data and improved understanding of physical processes. It
is mainly for this reason that it was possible to revise wake turbulence categorisation and
corresponding separation minima to enable optimisation of airport capacity and efficiency
whilst maintaining acceptable levels of safety.
The European Organisation for the Safety of Air Navigation (EUROCONTROL), in
consultation with its Stakeholders, has developed a re-categorisation of ICAO wake
turbulence scheme and associated longitudinal separation minima on approach and
departure, called “RECAT-EU”, to the benefits of Airports and ATM Network Performance
enhancement.
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Chapter 2 RECAT-EU
Solution
2.1 Project background
The AIRBUS A380 marked a milestone in the ATM world, since it meant a new approach for
design of wake turbulence separations. The traditional ICAO provisions were subjected to
revision, as the new A380 overtook the largest passenger aircraft generating greater vortices
than those from the ‘HEAVY’ category.
A European-led A380 ICAO Steering Group was established – with representatives from
EUROCONTROL, EASA, AIRBUS, FAA and ICAO – to evaluate A380 wake turbulence and
to establish recommendations to ICAO for its spacing.
Subsequent to ICAO’s State Letters about separation minima for aircraft following A380,
work was then extended to determine if global wake separation revision was possible.
A first proposal (known as RECAT-1) was reviewed by Stakeholders. Further improvements
were required by European Air Navigation Service Providers in order to enhance capacity
benefits and close some technical questions raised during the consultation.
In parallel, and in close cooperation with EUROCONTROL and EASA, AIRBUS was still
conducting additional flight test for revising the A380 separation.
At this stage, it was agreed with EASA and AIRBUS, that the A380 work would be
incorporated into the wider wake turbulence re-categorisation for Europe (‘RECAT-EU’) using
the AIRBUS flight test as key elements of validation of the proposed metric used for RECAT-
EU.
2.2 Problems tackled by RECAT-EU
A safe separation minimum implies to consider wake vortex generated by an aircraft but also
the wake encounter impact and resistance of the following aircraft on departure or final
approach.
Existing ICAO wake vortex separation rules (based upon the HEAVY, MEDIUM and LIGHT
categorisation) were implemented over 40 years ago and have in some respect become
outdated, resulting in States introducing their own local amendments.
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2.3 How RECAT-EU works
• Concept:
It is a new categorisation of aircraft for the traditional ICAO, whose aim is to safely increase
arrival and/or departure capacity at airports by redefining wake turbulence categories and
their associated separation minimum.
• What is the concept based on?
Today’s ICAO separations are based on certificated Maximum Take Off Mass (MTOM) and
it includes three categories (i.e HEAVY, MEDIUM or LIGHT) allocating all aircraft into one of
them. Because the separations are defined based on the worst case in each category, this
leads to over separation in many instances.
Table 1: ICAO wake turbulence categories and separation minima
Note 1: The Airbus A380-800 (A388), with a maximum take-off mass in the order of 560 000
kg, is the largest passenger aircraft ever entered into revenue service. The aircraft is in the
HEAVY wake turbulence category, which has no defined upper limit. For the A380-800, an
ICAO State guidance released in 2008 recommends an increase in relation to the wake
turbulence separation minima published in the ICAO Doc 4444 PANS-ATM.
Note 2: When a wake turbulence restriction is not required, then separation reverts to radar
separation minimum (MRS):
• as prescribed by ICAO as minimum radar separation (MRS) being 3NM (or 2.5NM under
given conditions described in Doc 4444), or;
• as prescribed by the appropriate ATS authority.
This means that each category may cover a wide range of different sized aircraft, what leads
to over-conservative separations in many cases, and so a loss of runway throughput.
Leader / Follower A380-800 HEAVY MEDIUM LIGHT
A380-800 6 NM 7 NM 8 NM
HEAVY
MTOM ≥ 136 tons
4 NM 5 NM 6 NM
MEDIUM
7 tons ≤ MTOM < 136 tons
5 NM
LIGHT
MTOM < 7 tons
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HEAVY category:
Figure 1: Comparison of aircraft size between AIRBUS A340-600 and BOEING B767-300 (planform
top view) 1
Both A346 and B763 are in the current ICAO HEAVY category, whilst their wing spans have a
difference of more than 15 metres.
Therefore, they suffer from over-conservative separations when leader.
1
“A340FAMILY2v1.0” by Julien.scavini, used under CC BY / derivative work from original
“B767FAMILYv1.0” by Julien.scavini, used under CC BY / derivative work from original
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ICAO current separations
Safe, but over conservative.
RECAT-EU separations
It is safe too, and the separation is more efficient.
Figure 2: Comparison of wake turbulence separation minimum applicable to A340-600
following B767-300 between ICAO and RECAT-EU scheme
4 NM
2.5 NM
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MEDIUM category:
Figure 3: Comparison of aircraft size between AIRBUS A320 and EMBRAER ERJ-145
(planform top view) 2
Both A320 and E145 are in the current ICAO MEDIUM category, whilst their wing spans have
a difference of more than 12 metres.
Therefore, the A320 suffers from over conservative separations when follower.
2
“EMBRAER-ERJv1.0” by Julien.scavini, used under CC BY / derivative work from original
“A32XFAMILYv1.0” by Julien.scavini, used under CC BY / derivative work from original
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ICAO current separations
Safe, but over conservative for A320.
Figure 4: ICAO wake turbulence separation minimum applicable to A320 and to ERJ-
145 following A340-600
5 NM
5 NM
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RECAT-EU separations
It is safe and the separation is more efficient.
Figure 5: RECAT-EU wake turbulence separation minimum applicable to A320 and to
ERJ-145 following A340-600
Tackling this problem has brought out a much more precise categorisation in Europe:
RECAT-EU. It divides the current HEAVY and MEDIUM categories into two sub-categories and
creates a new SUPER HEAVY one for the AIRBUS A380.
4 NM
5 NM
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The criteria used for categorisation of existing and new aircraft types are respectively
provided in Figure 6.
Figure 6: Categorisation process and criteria for assigning an existing aircraft type into RECAT-EU
scheme
• Aircraft new categories examples:
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Figure 7: RECAT-EU wake turbulence categories and example aircraft type assignment
All certificated aircraft types (as per ICAO designators) before 1ST
of January 2013 have
been assigned in RECAT-EU scheme, with examples provided in Table 2.
‘SUPER
HEAVY’
’UPPER
HEAVY’
‘LOWER
HEAVY’
‘UPPER
MEDIUM’
‘LOWER
MEDIUM’
‘LIGHT’
‘CAT-A’ ‘CAT-B’ ‘CAT-C’ ‘CAT-D’ ‘CAT-E’ ‘CAT-F’
A388
A124
(…)
A332
A333
A343
A345
A346
A359
B744
B748
B772
B773
B77L
B77W
B788
B789
IL96
(…)
A306
A30B
A310
B703
B752
B753
B762
B763
B764
B783
C135
DC10
DC85
IL76
MD11
TU22
TU95
(…)
A318
A319
A320
A321
AN12
B736
B737
B738
B739
C130
IL18
MD81
MD82
MD83
MD87
MD88
MD90
T204
TU16
(…)
AT43
AT45
AT72
B712
B732
B733
B734
B735
CL60
CRJ1
CRJ2
CRJ7
CRJ9
DH8D
E135
E145
E170
E175
E190
E195
F70
F100
GLF4
RJ85
RJ1H
(…)
FA10
FA20
D328
E120
BE40
BE45
H25B
JS32
JS41
LJ35
LJ60
SF34
P180
C650
C525
C180
C152
(…)
Table 2: Example list of aircraft types assigned to RECAT-EU categories (Category names and letters
are indicative)
The separations minima applicable between the RECAT-EU wake turbulence categories are
provided in Table 3 and Table 4.
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RECAT-EU scheme
Leader / Follower
“SUPER
HEAVY“
“UPPER
HEAVY”
“LOWER
HEAVY”
“UPPER
MEDIUM”
“LOWER
MEDIUM”
“LIGHT”
“A” “B” “C” “D” “E” “F”
“SUPER
HEAVY”
“A” 3 NM 4 NM 5 NM 5 NM 6 NM 8 NM
“UPPER
HEAVY”
“B” 3 NM 4 NM 4 NM 5 NM 7 NM
“LOWER
HEAVY”
“C” (*) 3 NM 3 NM 4 NM 6 NM
“UPPER
MEDIUM”
“D” 5 NM
“LOWER
MEDIUM”
“E” 4 NM
“LIGHT” “F” 3 NM
Table 3: RECAT-EU WT distance-based separation minima on approach and departure
(*) means minimum radar separation (MRS), set at 2.5 NM, is applicable as per current ICAO
doc 4444 provisions.
RECAT-EU scheme
Leader / Follower
“SUPER
HEAVY“
“UPPER
HEAVY”
“LOWER
HEAVY”
“UPPER
MEDIUM”
“LOWER
MEDIUM”
“LIGHT”
“A” “B” “C” “D” “E” “F”
“SUPER
HEAVY”
“A” 100s 120s 140s 160s 180s
“UPPER
HEAVY”
“B” 100s 120s 140s
“LOWER
HEAVY”
“C” 80s 100s 120s
“UPPER
MEDIUM”
“D” 120s
“LOWER
MEDIUM”
“E” 100s
“LIGHT” “F” 80s
Table 4: RECAT-EU WT time-based separation minima on departure
It remains optional to locally deploy part of the RECAT-EU scheme, or apply larger
separation minima than proposed ones, or opt for a progressive application.
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The Table 5 presents the delta variations in WT distance-based separation minima between
categories when compared to reference ICAO reference scheme. The figures provided
between brackets correspond to a MRS of 2.5 Nm as reference.
Table 5: Difference in WT separation minima on approach between reference ICAO
and RECAT-EU schemes (full proposal)
The Table 6 presents an overview of the delta variations in WT time-based separation
minima between categories when compared to reference ICAO reference scheme.
Table 6: Difference in WT separation minima on departure between reference ICAO and
RECAT-EU schemes (full proposal)
Follower
Leader
“SUPER
HEAVY“
“UPPER
HEAVY”
“LOWER
HEAVY”
“UPPER
MEDIUM”
“LOWER
MEDIUM”
“LIGHT”
“A” “B” “C” “D” “E” “F”
“SUPER HEAVY” “A” (+0.5 NM) -2 NM -1 NM -2 NM -1 NM
“UPPER HEAVY” “B” -1 NM -1 NM +1NM
“LOWER HEAVY” “C”
-1 (-1.5)
NM
-1 NM -2 NM -1 NM
“UPPER MEDIUM” “D”
“LOWER MEDIUM” “E” -1 NM
“LIGHT” “F”
(+ 0.5
NM)
Follower
Leader
“SUPER
HEAVY“
“UPPER
HEAVY”
“LOWER
HEAVY”
“UPPER
MEDIUM”
“LOWER
MEDIUM”
“LIGHT”
“A” “B” “C” “D” “E” “F”
“SUPER HEAVY” “A” -20s -40s -20s
“UPPER HEAVY” “B” -20s +20s
“LOWER HEAVY” “C” -40s -20s
“UPPER MEDIUM” “D”
“LOWER MEDIUM” “E” -20s
“LIGHT” “F” +20s
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2.4 RECAT-EU Safety Case
A safety case has been prepared by EUROCONTROL and reviewed during Stakeholders
Consultation over 9 months. A detailed quantified wake turbulence risk assessment has been
developed based on more than 100,000 wake measurements.
The rationale of RECAT-EU methodology is presented in Appendix A, and the main pieces of
documentation is listed in Appendix B.
In October 2014, following a technical review, EASA confirmed in a letter that the safety case
report provides the assurance that the RECAT-EU wake turbulence separation scheme can
be used by Member States as a basis to update current schemes.
2.5 Benefits of RECAT-EU
ATS can expect immediate benefits from RECAT-EU deployment in terms of runway
capacity (increased throughput) and operational efficiency:
• The runway throughput benefits can reach 5% or more during peak periods
depending on individual airport traffic mix
• For an equivalent throughput, RECAT-EU also allows a reduction of the overall flight
time for an arrival or departure sequence of traffic, and this is beneficial to the whole
traffic sequence. This may offer more flexibility for the Controllers to manage the
traffic.
• RECAT-EU will also enable more rapid recovery from adverse conditions, helping to
reduce the overall delay and will also enable improvements in ATFM slot compliance
through the flexibility afforded by reduced departure separations
• The gain in capacity could even increase further by 2020 due to evolution of traffic
mix. Indeed, the benefits are expected to further increase over time as the overall
fleet mix is forecasted to evolve towards larger aircraft, a mitigation for the lack of
runway capacity foreseen in EUROCONTROL’s 2013 ‘Challenges to Growth’ study.
Figure 8: Arrival throughput increase enabled by RECAT-EU with predicted 2017 traffic mix during
morning peak period
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Chapter 3 RECAT-EU
Deployment
The RECAT-EU scheme may be applied in full or in part, to update or replace the current
wake separation scheme applied locally.
The operational use of RECAT-EU scheme will require limited changes to the ATM functional
system. These changes must be subject to a local safety assessment.
Does it require deployment of new technologies (e.g., tools)?
No. RECAT-EU will mean a minimum system update, as it only requires updating local flight
plan in the strip, adaptations to the Approach and Tower traffic surveillance display with new
wake turbulence category designations, and publications of new applicable minima.
ATCO will need to be trained to work with the six categories, and this can be conducted by
use of ATC simulations.
Flight Crew must be made aware and briefed on the local change.
Regarding phraseology for ATC call, no change is needed since ICAO “HEAVY” types remain
“HEAVY” in RECAT-EU.
On this basis, the cost of RECAT-EU deployment is therefore considered to be moderate,
limited to local flight data processing system changes associated with the new wake vortex
categories and controller training. Some resources may also have to be dedicated to
awareness of flight crews.
The RECAT-EU deployment will necessitate a collaborative approach involving all
Stakeholders: Air Navigation Service Provider, Airport-based Airline(s), Airport Company and
Authorities.
EUROCONTROL promotes and recommends the deployment of RECAT-EU as a solution to
enhance the Airport throughput performance, which contributes to the ATM Network
Performance.
EUROCONTROL will support deployment of RECAT-EU at Airports, with the following
proposed contribution:
Present RECAT-EU solution and safety case to local Stakeholders (Airlines,
Pilots, ANSP, Airport, Authorities);
Facilitate RECAT-EU ATC application (e.g. with material on RECAT-EU);
Advise and provide guidance for local safety case development.
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Appendix A Rationale of
RECAT-EU design methodology
The RECAT-EU methodology is built on gained knowledge about wake physics during
several EC. R&D projects (ATC WAKE, CREDOS,…) and expertise developed by
EUROCONTROL with the ICAO working group activity and safety cases on A380 and B747-
8 wake separation and during a first wake related concept in CDG in 2008 (WIDAO).
The rationale behind the RECAT-EU development was therefore:
1. Produce a data-driven proposal with traceability of sources
The RECAT-EU safety validation is based on a relative and quantitative wake turbulence risk
assessment, based on extensively measured wake datasets1
, aircraft geometry and final
approach speed profiles characterized per aircraft types2
.
Wake data collected at London Heathrow and Frankfurt were made available for allowing
reviewer (EASA) to re-run the analysis and confirm the results of the EUROCONTROL
Safety Case3
.
The final approach speed profiles have been established from Mode-S and RADAR
measurements collected during 2 years respectively at London Heathrow and Paris Charles
de Gaulle.
Aircraft wing geometries were extracted from referenced airframe manufacturers’
documentation.
2. Develop a logical categorisation and separation minima
The categorisation is based on logical aircraft type clustering4
(suggested and produced by
French DGAC) and safety criteria, without optimisation for a specific traffic mix.
1
RECAT-EU Safety Case - Appendix C - Wake Vortex Data (Document and Data Files, Covered by NDA)
2
RECAT-EU Safety Case - Appendix D - Aircraft Types and Arrival Traffic Data (Document and Data Files,
Covered by NDA)
3
RECAT-EU Safety Case report edition 1.3 issued by EUROCONTROL
4
RECAT-EU Safety Case - Appendix A - Initial Wake Turbulence Clustering And Categorisation (Document)
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The RECAT-EU process is applied on a systematic basis to any aircraft type, and without
adaptation from subject-matter expert (SME) judgement.
3. Use a severity metric correlated to encounter test data
The predictive wake turbulence severity metric has been validated with data from flight test
campaign conducted by AIRBUS as recommended by EASA5
in the context of the A380
Flight Test working group.
The formulation of the severity metric was developed by a panel recognized European
Experts, who were not contracted and contributed “under their own name” 6
.
4. Use an enhanced wake decay model
The wake decay characterisation on final approach is derived from the largest HEAVY aircraft
wake database worldwide. Over 100.000 tracks were collected over 2 years at London
Heathrow7
(‘EGLL-1’) allowing determination of wake decay profiles for HEAVY aircraft types
as well as a coherent generic and normalized behaviour.
This confirmed the non-linear influence of individual vortex spacing on wake decay
properties.
Generalisation of the results to departure phase was based on wake database collected in
Frankfurt airport (‘EDDF-2’) described in CREDOS project documentation8
.
5. Deliver performance and capacity benefits to Stakeholders
The runway throughput performance and capacity benefits from RECAT-EU are influenced
by the prevailing and future traffic type mix and density. However, RECAT-EU can deliver a
5% or more capacity gain for the most constrained European airports, in some cases as
much as 8%.
RECAT-EU also allows faster recovery to nominal planning and reduction of cumulative
delay (See Annex 2).
The main reason of this difference comes from the categorisation and separation reduction
for aircraft types which are predominant in European traffic (AIRBUS A320 and BOEING
B737NG aircraft families). In addition, the reduced separation behind the A380 brings
significant benefits for the airports where this aircraft is present in the traffic mix.
5
A380 Flight Test Working Group closure report for ICAO wake separation - EASA
6
RECAT-EU Safety Case - Appendix B - Wake Turbulence Severity Metric (Document and Data Files, Covered
by NDA)
7
RECAT-EU Safety Case - Appendix C - Wake Vortex Data (Document and Data Files, Covered by NDA)
8
The CREDOS Project EDDF 6-Month Wake and Weather Dataset RWY25L/R
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6. Feasibility of Approach traffic separation delivery with 6-categories
The operational feasibility of providing arrival or departure traffic separation using a 6-
category scheme without an automated support tool relies on existing experience.
Indeed, approach and tower ATS in the UK has operated on a wake turbulence scheme with
6 categories for some years.
Moreover, during Approach and Tower ATC real-time simulation exercises recently
conducted at the EUROCONTROL Experiment Centre (EEC), ATC Controllers have
confirmed that they were able to adequately apply RECAT-EU scheme without an automated
support tool, quickly adapting to the 6-category system.
7. Build a robust safety case
The comprehensive safety case is developed to provide safety assurance for RECAT-EU
methodology and results, presenting structured arguments with supporting evidence and
references, in line with European safety regulatory framework and best practices.
The RECAT-EU proposal and safety case was reviewed by a Task Force including
EUROCONTROL Stakeholders (Civil Aviation Authorities and ANSPs), research community
and aircraft manufacturers during a 9-months consultation.
EUROCONTROL modified and clarified the safety case to the satisfaction of all reviewers.
Based on the recommendation of the Task Force, the EUROCONTROL Agency Advisory
Board agreed to submit the Safety case to EASA for review.
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Appendix B RECAT-EU
Safety Case Documentation
The RECAT-EU safety case documentation is essentially composed of the following:
1. EUROCONTROL RECAT-EU Safety case report, ed 1.3
Appendix A – Initial wake turbulence clustering and categorisation
Appendix B – Wake turbulence severity metric (Restricted access under NDA)
Appendix C – Wake vortex data (Restricted access under NDA)
Appendix D – Aircraft types and arrival traffic Data (Restricted access under NDA)
Appendix E1 – Wake turbulence risk assessment complementary information
(Restricted access under NDA)
Appendix E2 – Wake turbulence risk assessment results for CAT-A / A380-800
(Restricted access under NDA)
Appendix E3 – Wake turbulence risk assessment results for CAT-A / A380-800 –
Additional evidence (Restricted access under NDA)
Appendix E4 – Wake turbulence risk assessment for departure
Appendix F – RECAT-EU WT Categories for all aircraft types
2. EASA letter 2014(D) 54308 on RECAT-EU
3. EUROCONTROL & AIRBUS A350 Wake Turbulence Categorisation Safety Case
report
Documents with restricted access covered by Non-Disclosure Agreement (NDA) contain
proprietary data.
RECAT-EU
Edition:1.1 Released Issue Page 30 of 32
ABBREVIATIONS
ANSP Air Navigation Service Provider
ATC Air Traffic Control
ATS Air Traffic Services
DGAC Direction Générale de l’Aviation Civile
EC European Commission
EASA European Aviation Safety Agency
EUROCONTROL European Organisation for the Safety of Air Navigation
FAA United States of America Federal Aviation Administration
ICAO International Civil Aviation Organisation
MRS Minimum Radar Separation
MTOM Maximum certificated Take-Off Mass
NATS UK National Air Traffic Services
NDA Non-Disclosure Agreement
NM Nautical Mile
NMD EUROCONTROL Network Manager Directorate
R&D Research and Development
RECAT Re-categorisation
WT Wake Turbulence
RECAT-EU
Edition:1.1 Released Issue Page 31 of 32
EUROCONTROL
© September 2015 – European Organisation for the Safety of Air Navigation (EUROCONTROL)
This document is published by EUROCONTROL for information purposes. It may be copied
in whole or in part, provided that EUROCONTROL is mentioned as the source and it is not used for
commercial purposes (i.e. for financial gain). The information in this document may not be modified
without prior written permission from EUROCONTROL.
www.eurocontrol.int

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RECAT-EU - Introduction

  • 1. European Wake Turbulence Categorisation and Separation Minima on Approach and Departure RECAT-EU EUROCONTROL Edition: 1.1 Edition date: 15/07/2015 Status: Released Issue Intended for: Stakeholders
  • 2.
  • 3. RECAT-EU Edition:1.1 Released Issue Page 3 of 32 DOCUMENT INFORMATION TITLE "RECAT-EU" European Wake Turbulence Categorisation and Separation Minima on Approach and Departure Edition Number: 1.1 Edition Date: 15/07/2015 Abstract This document presents the European Wake Turbulence Categorisation and Separation Minima on Approach and Departure “RECAT-EU”, available for operational deployment. It also provides information about deployment benefits and possible support from EUROCONTROL to local Stakeholders. Keywords RECAT-EU Wake turbulence Runway throughput Runway capacity Authors Frédéric Rooseleer, Vincent Treve Contact(s) Person Email Unit Paul Adamson paul.adamson@eurocontrol.int NMD/NOM/APT David Phythian david.phythian@eurocontrol.int NMD/NOM/APT Vincent Treve vincent.treve@eurocontrol.int ATM/RDS/APT Frédéric Rooseleer frederic.rooseleer@eurocontrol.int ATM/RDS/APT STATUS, AUDIENCE AND ACCESSIBILITY Status Intended for Accessible via Working Draft General Public Intranet Draft NMD Stakeholders Extranet Proposed Issue Restricted Audience Internet (www.eurocontrol.int) Released Issue Publications EUROCONTROL Headquarters 96 Rue de la Fusée B-1130 BRUSSELS Tel: +32 (0)2 729 1152 Fax: +32 (0)2 729 5149 E-mail: publications@eurocontrol.int
  • 4. RECAT-EU Edition:1.1 Released Issue Page 4 of 32 DOCUMENT APPROVAL The following table identifies all management authorities who have successively approved the present issue of this document.
  • 5. RECAT-EU Edition:1.1 Released Issue Page 5 of 32 CONTENTS DOCUMENT INFORMATION .........................................................................................3 DOCUMENT APPROVAL ...............................................................................................4 CONTENTS ...................................................................................................................5 EXECUTIVE SUMMARY.................................................................................................7 Chapter 1 Introduction ................................................................................................9 Chapter 2 RECAT-EU Solution....................................................................................10 2.1 Project background ...................................................................................................10 2.2 Problems tackled by RECAT-EU...................................................................................10 2.3 How RECAT-EU works ................................................................................................11 2.4 RECAT-EU Safety Case................................................................................................21 2.5 Benefits of RECAT-EU .................................................................................................21 Chapter 3 RECAT-EU Deployment..............................................................................23 Appendix A Rationale of RECAT-EU design methodology .........................................25 1. Produce a data-driven proposal with traceability of sources ........................................25 2. Develop a logical categorisation and separation minima.............................................25 3. Use a severity metric correlated to encounter test data ...............................................26 4. Use an enhanced wake decay model ..........................................................................26 5. Deliver performance and capacity benefits to Stakeholders.........................................26 6. Feasibility of Approach traffic separation delivery with 6-categories ............................27 7. Build a robust safety case ...........................................................................................27 Appendix B RECAT-EU Safety Case Documentation...................................................29 ABBREVIATIONS ........................................................................................................30
  • 7. RECAT-EU Edition:1.1 Released Issue Page 7 of 32 EXECUTIVE SUMMARY This document presents the European wake turbulence categories and separation minima on approach and departure, “RECAT-EU”, available for operational deployment. The demand is high for airport capacity and efficiency at some European airports, and in particular for increased runway throughput. During recent years, knowledge about wake vortex behaviour in the operational environment has increased thanks to measured data and improved understanding of physical processes. It is mainly for this reason that it was possible to revise wake turbulence categorisation and corresponding separation minima. The European Organisation for the Safety of Air Navigation (EUROCONTROL), in consultation with its Stakeholders, has developed a re-categorisation of ICAO wake turbulence longitudinal separation minima on approach and departure, called “RECAT-EU”. The RECAT-EU scheme is based on a set of principles, comparing the wake generation and wake resistance between aircraft types, and splitting ICAO HEAVY and MEDIUM categories into ‘Upper’ (‘Larger’) and ‘Lower’ (‘Smaller’). This split has been based on aircraft type characteristics. This allows reduction of separation minima for some traffic pairs of aircraft, enabling runway throughput increase, whilst maintaining acceptable levels of safety. Safety benefits are also delivered for some smaller aircraft types, by increasing their separation minima and/or change of category grouping, hence reducing the risk of wake turbulence-induced accidents for the most vulnerable types. RECAT-EU is supported by a comprehensive safety case, based on a quantified pair-wise wake turbulence risk assessment, and reviewed during Stakeholders consultation over 9-month period. The European Aviation Safety Agency (EASA) has then conducted a technical review, and, with complementary analysis and assurance provided by AIRBUS about CAT-A aircraft / A380, confirmed in a letter to Member States that the safety case report provides the assurance that the RECAT-EU wake turbulence scheme can be used by States and Air Navigation Service Providers as a basis to update their current schemes. RECAT-EU deployment will bring immediate capacity benefits, with additional movements in peak traffic periods, and / or reduce time to land or depart a traffic sequence. These benefits are expected to further increase over time as the overall fleet mix is forecasted to evolve towards larger aircraft – a mitigation for the lack of runway capacity foreseen in EUROCONTROL’s 2013 ‘Challenges to Growth’ study. RECAT-EU will also provide a more rapid recovery from adverse conditions, helping to reduce the overall delay and will also enable improvements in ATFM slot compliance through the flexibility afforded by reduced departure separations. The cost of RECAT-EU deployment is considered to be moderate, limited to local flight data processing system changes associated with the new wake vortex categories, and controller training. Some resources may also have to be dedicated to awareness of flight crews. The RECAT-EU deployment will necessitate a collaborative approach involving all Stakeholders: Air Navigation Service Provider, Airport-based Airline(s), Airport Company and Authorities.
  • 9. RECAT-EU Edition:1.1 Released Issue Page 9 of 32 Chapter 1 Introduction The demand is high for airport capacity and efficiency at some European airports, and in particular for increased runway throughput from an ANS/ATM perspective. Runway capacity and efficiency use is often directly linked with the minimum separation between aircraft. These minima are constrained by ATS surveillance capabilities and wake turbulence. During recent years, knowledge about wake vortex behaviour in the operational environment has increased thanks to recorded data and improved understanding of physical processes. It is mainly for this reason that it was possible to revise wake turbulence categorisation and corresponding separation minima to enable optimisation of airport capacity and efficiency whilst maintaining acceptable levels of safety. The European Organisation for the Safety of Air Navigation (EUROCONTROL), in consultation with its Stakeholders, has developed a re-categorisation of ICAO wake turbulence scheme and associated longitudinal separation minima on approach and departure, called “RECAT-EU”, to the benefits of Airports and ATM Network Performance enhancement.
  • 10. RECAT-EU Edition:1.1 Released Issue Page 10 of 32 Chapter 2 RECAT-EU Solution 2.1 Project background The AIRBUS A380 marked a milestone in the ATM world, since it meant a new approach for design of wake turbulence separations. The traditional ICAO provisions were subjected to revision, as the new A380 overtook the largest passenger aircraft generating greater vortices than those from the ‘HEAVY’ category. A European-led A380 ICAO Steering Group was established – with representatives from EUROCONTROL, EASA, AIRBUS, FAA and ICAO – to evaluate A380 wake turbulence and to establish recommendations to ICAO for its spacing. Subsequent to ICAO’s State Letters about separation minima for aircraft following A380, work was then extended to determine if global wake separation revision was possible. A first proposal (known as RECAT-1) was reviewed by Stakeholders. Further improvements were required by European Air Navigation Service Providers in order to enhance capacity benefits and close some technical questions raised during the consultation. In parallel, and in close cooperation with EUROCONTROL and EASA, AIRBUS was still conducting additional flight test for revising the A380 separation. At this stage, it was agreed with EASA and AIRBUS, that the A380 work would be incorporated into the wider wake turbulence re-categorisation for Europe (‘RECAT-EU’) using the AIRBUS flight test as key elements of validation of the proposed metric used for RECAT- EU. 2.2 Problems tackled by RECAT-EU A safe separation minimum implies to consider wake vortex generated by an aircraft but also the wake encounter impact and resistance of the following aircraft on departure or final approach. Existing ICAO wake vortex separation rules (based upon the HEAVY, MEDIUM and LIGHT categorisation) were implemented over 40 years ago and have in some respect become outdated, resulting in States introducing their own local amendments.
  • 11. RECAT-EU Edition:1.1 Released Issue Page 11 of 32 2.3 How RECAT-EU works • Concept: It is a new categorisation of aircraft for the traditional ICAO, whose aim is to safely increase arrival and/or departure capacity at airports by redefining wake turbulence categories and their associated separation minimum. • What is the concept based on? Today’s ICAO separations are based on certificated Maximum Take Off Mass (MTOM) and it includes three categories (i.e HEAVY, MEDIUM or LIGHT) allocating all aircraft into one of them. Because the separations are defined based on the worst case in each category, this leads to over separation in many instances. Table 1: ICAO wake turbulence categories and separation minima Note 1: The Airbus A380-800 (A388), with a maximum take-off mass in the order of 560 000 kg, is the largest passenger aircraft ever entered into revenue service. The aircraft is in the HEAVY wake turbulence category, which has no defined upper limit. For the A380-800, an ICAO State guidance released in 2008 recommends an increase in relation to the wake turbulence separation minima published in the ICAO Doc 4444 PANS-ATM. Note 2: When a wake turbulence restriction is not required, then separation reverts to radar separation minimum (MRS): • as prescribed by ICAO as minimum radar separation (MRS) being 3NM (or 2.5NM under given conditions described in Doc 4444), or; • as prescribed by the appropriate ATS authority. This means that each category may cover a wide range of different sized aircraft, what leads to over-conservative separations in many cases, and so a loss of runway throughput. Leader / Follower A380-800 HEAVY MEDIUM LIGHT A380-800 6 NM 7 NM 8 NM HEAVY MTOM ≥ 136 tons 4 NM 5 NM 6 NM MEDIUM 7 tons ≤ MTOM < 136 tons 5 NM LIGHT MTOM < 7 tons
  • 12. RECAT-EU Edition:1.1 Released Issue Page 12 of 32 HEAVY category: Figure 1: Comparison of aircraft size between AIRBUS A340-600 and BOEING B767-300 (planform top view) 1 Both A346 and B763 are in the current ICAO HEAVY category, whilst their wing spans have a difference of more than 15 metres. Therefore, they suffer from over-conservative separations when leader. 1 “A340FAMILY2v1.0” by Julien.scavini, used under CC BY / derivative work from original “B767FAMILYv1.0” by Julien.scavini, used under CC BY / derivative work from original
  • 13. RECAT-EU Edition:1.1 Released Issue Page 13 of 32 ICAO current separations Safe, but over conservative. RECAT-EU separations It is safe too, and the separation is more efficient. Figure 2: Comparison of wake turbulence separation minimum applicable to A340-600 following B767-300 between ICAO and RECAT-EU scheme 4 NM 2.5 NM
  • 14. RECAT-EU Edition:1.1 Released Issue Page 14 of 32 MEDIUM category: Figure 3: Comparison of aircraft size between AIRBUS A320 and EMBRAER ERJ-145 (planform top view) 2 Both A320 and E145 are in the current ICAO MEDIUM category, whilst their wing spans have a difference of more than 12 metres. Therefore, the A320 suffers from over conservative separations when follower. 2 “EMBRAER-ERJv1.0” by Julien.scavini, used under CC BY / derivative work from original “A32XFAMILYv1.0” by Julien.scavini, used under CC BY / derivative work from original
  • 15. RECAT-EU Edition:1.1 Released Issue Page 15 of 32 ICAO current separations Safe, but over conservative for A320. Figure 4: ICAO wake turbulence separation minimum applicable to A320 and to ERJ- 145 following A340-600 5 NM 5 NM
  • 16. RECAT-EU Edition:1.1 Released Issue Page 16 of 32 RECAT-EU separations It is safe and the separation is more efficient. Figure 5: RECAT-EU wake turbulence separation minimum applicable to A320 and to ERJ-145 following A340-600 Tackling this problem has brought out a much more precise categorisation in Europe: RECAT-EU. It divides the current HEAVY and MEDIUM categories into two sub-categories and creates a new SUPER HEAVY one for the AIRBUS A380. 4 NM 5 NM
  • 17. RECAT-EU Edition:1.1 Released Issue Page 17 of 32 The criteria used for categorisation of existing and new aircraft types are respectively provided in Figure 6. Figure 6: Categorisation process and criteria for assigning an existing aircraft type into RECAT-EU scheme • Aircraft new categories examples:
  • 18. RECAT-EU Edition:1.1 Released Issue Page 18 of 32 Figure 7: RECAT-EU wake turbulence categories and example aircraft type assignment All certificated aircraft types (as per ICAO designators) before 1ST of January 2013 have been assigned in RECAT-EU scheme, with examples provided in Table 2. ‘SUPER HEAVY’ ’UPPER HEAVY’ ‘LOWER HEAVY’ ‘UPPER MEDIUM’ ‘LOWER MEDIUM’ ‘LIGHT’ ‘CAT-A’ ‘CAT-B’ ‘CAT-C’ ‘CAT-D’ ‘CAT-E’ ‘CAT-F’ A388 A124 (…) A332 A333 A343 A345 A346 A359 B744 B748 B772 B773 B77L B77W B788 B789 IL96 (…) A306 A30B A310 B703 B752 B753 B762 B763 B764 B783 C135 DC10 DC85 IL76 MD11 TU22 TU95 (…) A318 A319 A320 A321 AN12 B736 B737 B738 B739 C130 IL18 MD81 MD82 MD83 MD87 MD88 MD90 T204 TU16 (…) AT43 AT45 AT72 B712 B732 B733 B734 B735 CL60 CRJ1 CRJ2 CRJ7 CRJ9 DH8D E135 E145 E170 E175 E190 E195 F70 F100 GLF4 RJ85 RJ1H (…) FA10 FA20 D328 E120 BE40 BE45 H25B JS32 JS41 LJ35 LJ60 SF34 P180 C650 C525 C180 C152 (…) Table 2: Example list of aircraft types assigned to RECAT-EU categories (Category names and letters are indicative) The separations minima applicable between the RECAT-EU wake turbulence categories are provided in Table 3 and Table 4.
  • 19. RECAT-EU Edition:1.1 Released Issue Page 19 of 32 RECAT-EU scheme Leader / Follower “SUPER HEAVY“ “UPPER HEAVY” “LOWER HEAVY” “UPPER MEDIUM” “LOWER MEDIUM” “LIGHT” “A” “B” “C” “D” “E” “F” “SUPER HEAVY” “A” 3 NM 4 NM 5 NM 5 NM 6 NM 8 NM “UPPER HEAVY” “B” 3 NM 4 NM 4 NM 5 NM 7 NM “LOWER HEAVY” “C” (*) 3 NM 3 NM 4 NM 6 NM “UPPER MEDIUM” “D” 5 NM “LOWER MEDIUM” “E” 4 NM “LIGHT” “F” 3 NM Table 3: RECAT-EU WT distance-based separation minima on approach and departure (*) means minimum radar separation (MRS), set at 2.5 NM, is applicable as per current ICAO doc 4444 provisions. RECAT-EU scheme Leader / Follower “SUPER HEAVY“ “UPPER HEAVY” “LOWER HEAVY” “UPPER MEDIUM” “LOWER MEDIUM” “LIGHT” “A” “B” “C” “D” “E” “F” “SUPER HEAVY” “A” 100s 120s 140s 160s 180s “UPPER HEAVY” “B” 100s 120s 140s “LOWER HEAVY” “C” 80s 100s 120s “UPPER MEDIUM” “D” 120s “LOWER MEDIUM” “E” 100s “LIGHT” “F” 80s Table 4: RECAT-EU WT time-based separation minima on departure It remains optional to locally deploy part of the RECAT-EU scheme, or apply larger separation minima than proposed ones, or opt for a progressive application.
  • 20. RECAT-EU Edition:1.1 Released Issue Page 20 of 32 The Table 5 presents the delta variations in WT distance-based separation minima between categories when compared to reference ICAO reference scheme. The figures provided between brackets correspond to a MRS of 2.5 Nm as reference. Table 5: Difference in WT separation minima on approach between reference ICAO and RECAT-EU schemes (full proposal) The Table 6 presents an overview of the delta variations in WT time-based separation minima between categories when compared to reference ICAO reference scheme. Table 6: Difference in WT separation minima on departure between reference ICAO and RECAT-EU schemes (full proposal) Follower Leader “SUPER HEAVY“ “UPPER HEAVY” “LOWER HEAVY” “UPPER MEDIUM” “LOWER MEDIUM” “LIGHT” “A” “B” “C” “D” “E” “F” “SUPER HEAVY” “A” (+0.5 NM) -2 NM -1 NM -2 NM -1 NM “UPPER HEAVY” “B” -1 NM -1 NM +1NM “LOWER HEAVY” “C” -1 (-1.5) NM -1 NM -2 NM -1 NM “UPPER MEDIUM” “D” “LOWER MEDIUM” “E” -1 NM “LIGHT” “F” (+ 0.5 NM) Follower Leader “SUPER HEAVY“ “UPPER HEAVY” “LOWER HEAVY” “UPPER MEDIUM” “LOWER MEDIUM” “LIGHT” “A” “B” “C” “D” “E” “F” “SUPER HEAVY” “A” -20s -40s -20s “UPPER HEAVY” “B” -20s +20s “LOWER HEAVY” “C” -40s -20s “UPPER MEDIUM” “D” “LOWER MEDIUM” “E” -20s “LIGHT” “F” +20s
  • 21. RECAT-EU Edition:1.1 Released Issue Page 21 of 32 2.4 RECAT-EU Safety Case A safety case has been prepared by EUROCONTROL and reviewed during Stakeholders Consultation over 9 months. A detailed quantified wake turbulence risk assessment has been developed based on more than 100,000 wake measurements. The rationale of RECAT-EU methodology is presented in Appendix A, and the main pieces of documentation is listed in Appendix B. In October 2014, following a technical review, EASA confirmed in a letter that the safety case report provides the assurance that the RECAT-EU wake turbulence separation scheme can be used by Member States as a basis to update current schemes. 2.5 Benefits of RECAT-EU ATS can expect immediate benefits from RECAT-EU deployment in terms of runway capacity (increased throughput) and operational efficiency: • The runway throughput benefits can reach 5% or more during peak periods depending on individual airport traffic mix • For an equivalent throughput, RECAT-EU also allows a reduction of the overall flight time for an arrival or departure sequence of traffic, and this is beneficial to the whole traffic sequence. This may offer more flexibility for the Controllers to manage the traffic. • RECAT-EU will also enable more rapid recovery from adverse conditions, helping to reduce the overall delay and will also enable improvements in ATFM slot compliance through the flexibility afforded by reduced departure separations • The gain in capacity could even increase further by 2020 due to evolution of traffic mix. Indeed, the benefits are expected to further increase over time as the overall fleet mix is forecasted to evolve towards larger aircraft, a mitigation for the lack of runway capacity foreseen in EUROCONTROL’s 2013 ‘Challenges to Growth’ study. Figure 8: Arrival throughput increase enabled by RECAT-EU with predicted 2017 traffic mix during morning peak period
  • 23. RECAT-EU Edition:1.1 Released Issue Page 23 of 32 Chapter 3 RECAT-EU Deployment The RECAT-EU scheme may be applied in full or in part, to update or replace the current wake separation scheme applied locally. The operational use of RECAT-EU scheme will require limited changes to the ATM functional system. These changes must be subject to a local safety assessment. Does it require deployment of new technologies (e.g., tools)? No. RECAT-EU will mean a minimum system update, as it only requires updating local flight plan in the strip, adaptations to the Approach and Tower traffic surveillance display with new wake turbulence category designations, and publications of new applicable minima. ATCO will need to be trained to work with the six categories, and this can be conducted by use of ATC simulations. Flight Crew must be made aware and briefed on the local change. Regarding phraseology for ATC call, no change is needed since ICAO “HEAVY” types remain “HEAVY” in RECAT-EU. On this basis, the cost of RECAT-EU deployment is therefore considered to be moderate, limited to local flight data processing system changes associated with the new wake vortex categories and controller training. Some resources may also have to be dedicated to awareness of flight crews. The RECAT-EU deployment will necessitate a collaborative approach involving all Stakeholders: Air Navigation Service Provider, Airport-based Airline(s), Airport Company and Authorities. EUROCONTROL promotes and recommends the deployment of RECAT-EU as a solution to enhance the Airport throughput performance, which contributes to the ATM Network Performance. EUROCONTROL will support deployment of RECAT-EU at Airports, with the following proposed contribution: Present RECAT-EU solution and safety case to local Stakeholders (Airlines, Pilots, ANSP, Airport, Authorities); Facilitate RECAT-EU ATC application (e.g. with material on RECAT-EU); Advise and provide guidance for local safety case development.
  • 25. RECAT-EU Edition:1.1 Released Issue Page 25 of 32 Appendix A Rationale of RECAT-EU design methodology The RECAT-EU methodology is built on gained knowledge about wake physics during several EC. R&D projects (ATC WAKE, CREDOS,…) and expertise developed by EUROCONTROL with the ICAO working group activity and safety cases on A380 and B747- 8 wake separation and during a first wake related concept in CDG in 2008 (WIDAO). The rationale behind the RECAT-EU development was therefore: 1. Produce a data-driven proposal with traceability of sources The RECAT-EU safety validation is based on a relative and quantitative wake turbulence risk assessment, based on extensively measured wake datasets1 , aircraft geometry and final approach speed profiles characterized per aircraft types2 . Wake data collected at London Heathrow and Frankfurt were made available for allowing reviewer (EASA) to re-run the analysis and confirm the results of the EUROCONTROL Safety Case3 . The final approach speed profiles have been established from Mode-S and RADAR measurements collected during 2 years respectively at London Heathrow and Paris Charles de Gaulle. Aircraft wing geometries were extracted from referenced airframe manufacturers’ documentation. 2. Develop a logical categorisation and separation minima The categorisation is based on logical aircraft type clustering4 (suggested and produced by French DGAC) and safety criteria, without optimisation for a specific traffic mix. 1 RECAT-EU Safety Case - Appendix C - Wake Vortex Data (Document and Data Files, Covered by NDA) 2 RECAT-EU Safety Case - Appendix D - Aircraft Types and Arrival Traffic Data (Document and Data Files, Covered by NDA) 3 RECAT-EU Safety Case report edition 1.3 issued by EUROCONTROL 4 RECAT-EU Safety Case - Appendix A - Initial Wake Turbulence Clustering And Categorisation (Document)
  • 26. RECAT-EU Edition:1.1 Released Issue Page 26 of 32 The RECAT-EU process is applied on a systematic basis to any aircraft type, and without adaptation from subject-matter expert (SME) judgement. 3. Use a severity metric correlated to encounter test data The predictive wake turbulence severity metric has been validated with data from flight test campaign conducted by AIRBUS as recommended by EASA5 in the context of the A380 Flight Test working group. The formulation of the severity metric was developed by a panel recognized European Experts, who were not contracted and contributed “under their own name” 6 . 4. Use an enhanced wake decay model The wake decay characterisation on final approach is derived from the largest HEAVY aircraft wake database worldwide. Over 100.000 tracks were collected over 2 years at London Heathrow7 (‘EGLL-1’) allowing determination of wake decay profiles for HEAVY aircraft types as well as a coherent generic and normalized behaviour. This confirmed the non-linear influence of individual vortex spacing on wake decay properties. Generalisation of the results to departure phase was based on wake database collected in Frankfurt airport (‘EDDF-2’) described in CREDOS project documentation8 . 5. Deliver performance and capacity benefits to Stakeholders The runway throughput performance and capacity benefits from RECAT-EU are influenced by the prevailing and future traffic type mix and density. However, RECAT-EU can deliver a 5% or more capacity gain for the most constrained European airports, in some cases as much as 8%. RECAT-EU also allows faster recovery to nominal planning and reduction of cumulative delay (See Annex 2). The main reason of this difference comes from the categorisation and separation reduction for aircraft types which are predominant in European traffic (AIRBUS A320 and BOEING B737NG aircraft families). In addition, the reduced separation behind the A380 brings significant benefits for the airports where this aircraft is present in the traffic mix. 5 A380 Flight Test Working Group closure report for ICAO wake separation - EASA 6 RECAT-EU Safety Case - Appendix B - Wake Turbulence Severity Metric (Document and Data Files, Covered by NDA) 7 RECAT-EU Safety Case - Appendix C - Wake Vortex Data (Document and Data Files, Covered by NDA) 8 The CREDOS Project EDDF 6-Month Wake and Weather Dataset RWY25L/R
  • 27. RECAT-EU Edition:1.1 Released Issue Page 27 of 32 6. Feasibility of Approach traffic separation delivery with 6-categories The operational feasibility of providing arrival or departure traffic separation using a 6- category scheme without an automated support tool relies on existing experience. Indeed, approach and tower ATS in the UK has operated on a wake turbulence scheme with 6 categories for some years. Moreover, during Approach and Tower ATC real-time simulation exercises recently conducted at the EUROCONTROL Experiment Centre (EEC), ATC Controllers have confirmed that they were able to adequately apply RECAT-EU scheme without an automated support tool, quickly adapting to the 6-category system. 7. Build a robust safety case The comprehensive safety case is developed to provide safety assurance for RECAT-EU methodology and results, presenting structured arguments with supporting evidence and references, in line with European safety regulatory framework and best practices. The RECAT-EU proposal and safety case was reviewed by a Task Force including EUROCONTROL Stakeholders (Civil Aviation Authorities and ANSPs), research community and aircraft manufacturers during a 9-months consultation. EUROCONTROL modified and clarified the safety case to the satisfaction of all reviewers. Based on the recommendation of the Task Force, the EUROCONTROL Agency Advisory Board agreed to submit the Safety case to EASA for review.
  • 29. RECAT-EU Edition:1.1 Released Issue Page 29 of 32 Appendix B RECAT-EU Safety Case Documentation The RECAT-EU safety case documentation is essentially composed of the following: 1. EUROCONTROL RECAT-EU Safety case report, ed 1.3 Appendix A – Initial wake turbulence clustering and categorisation Appendix B – Wake turbulence severity metric (Restricted access under NDA) Appendix C – Wake vortex data (Restricted access under NDA) Appendix D – Aircraft types and arrival traffic Data (Restricted access under NDA) Appendix E1 – Wake turbulence risk assessment complementary information (Restricted access under NDA) Appendix E2 – Wake turbulence risk assessment results for CAT-A / A380-800 (Restricted access under NDA) Appendix E3 – Wake turbulence risk assessment results for CAT-A / A380-800 – Additional evidence (Restricted access under NDA) Appendix E4 – Wake turbulence risk assessment for departure Appendix F – RECAT-EU WT Categories for all aircraft types 2. EASA letter 2014(D) 54308 on RECAT-EU 3. EUROCONTROL & AIRBUS A350 Wake Turbulence Categorisation Safety Case report Documents with restricted access covered by Non-Disclosure Agreement (NDA) contain proprietary data.
  • 30. RECAT-EU Edition:1.1 Released Issue Page 30 of 32 ABBREVIATIONS ANSP Air Navigation Service Provider ATC Air Traffic Control ATS Air Traffic Services DGAC Direction Générale de l’Aviation Civile EC European Commission EASA European Aviation Safety Agency EUROCONTROL European Organisation for the Safety of Air Navigation FAA United States of America Federal Aviation Administration ICAO International Civil Aviation Organisation MRS Minimum Radar Separation MTOM Maximum certificated Take-Off Mass NATS UK National Air Traffic Services NDA Non-Disclosure Agreement NM Nautical Mile NMD EUROCONTROL Network Manager Directorate R&D Research and Development RECAT Re-categorisation WT Wake Turbulence
  • 32. EUROCONTROL © September 2015 – European Organisation for the Safety of Air Navigation (EUROCONTROL) This document is published by EUROCONTROL for information purposes. It may be copied in whole or in part, provided that EUROCONTROL is mentioned as the source and it is not used for commercial purposes (i.e. for financial gain). The information in this document may not be modified without prior written permission from EUROCONTROL. www.eurocontrol.int