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Variety for security: A case study in 
Western Kenya 
Mary Kanui, PhD student (Geography & Environment) 
28th August 2014
Outline 
1. Background & objectives 
2. Methods 
3. Completed research: results 
3.1 Farm agrobiodiversity 
3.2 Market agrobiodiversity 
1. Upcoming research: overview 
4.1 Nutrient diversity 
4.2 Dietary diversity 
1. Conclusions & recommendations
Background & 
objectives
1. Agrobiodiversity as a path to household food security? 
• Food security: availability, accessibility, utilization of adequate 
food 
• Agrobiodiversity: components of biodiversity of relevance to food 
& agriculture 
• In Africa, up to 80% of agriculture practised by smallholder 
farmers 
• To what extent does agrobiodiversity contribute to food, nutrition 
& health?
1. Agrobiodiversity- Kenyan context 
• Species numbers: 
• ~ 35,000 animal, plant & micro-organism species 
• 3 sustaining species: maize, wheat, rice (Ekesa, 2009) 
• High food shortfalls and malnutrition rate 
• Yet local agrobiodiversity under-utilized as primary food security 
resource (Frison et al., 2006) 
• Western Kenya: 
• High agrobiodiversity 
• But 50% population below poverty line with high malnutrition and 
poor health (Abukutsa-Onyango, 2002)
1. Study objectives 
Food plant diversity (animals and plants) & underlying 
factors 
Food accessibility & market integration 
Functional diversity (animals and plants) 
Dietary diversity (overall household, women)
Methods
2. Study sites 
Teso south 
LM1, LM2 
1550-1800 mm 
Bondo 
LM 3-5 
1020-1100 mm 
Mumias 
LM1 
1800-2000 mm 
Vihiga 
UM1 
1800->2000 mm 
© Bioversity 2012
2. Research instruments 
Farm survey 
•Goals: 1) ABD richness, abundance& usage ( 
2) food sources (3) dietary diversity (T3) 
•Scope: 30 farms (0.37ha) in 6 villages 
•Time: Sep/Oct ‘12(T1), Nov/Dec ‘12 (T2) & 
July/Aug ‘14 (T3) 
Market survey 
•Goal: Food sources, prices & availability 
•Scope: 7 markets 
•Time: Sep/Oct ‘12 (T1) & July/Aug ‘14 (T2) 
Focus Group Discussions 
•Goal: Perceptions on ABD by farmers 
(gender-disaggregated) 
•Scope: 12 discussions 
•Time: Sep/Oct ‘12
Results 
(completed research)
3. Completed research 
3.1 Farm agrobiodiversity 
3.2 Market agrobiodiversity
Differentiation of key terms 
• Species: basic taxonomic unit for distinct organisms 
• Varieties: different types within a species naturally occurring 
• Cultivars: cultivated varieties 
• Species richness: number of different distinct organisms 
• Species abundance: number of individuals per species
3.1.1 ABD (on-farm food plant) richness 
Teso 
71 species 
Bondo 
72 species 
Mumias 
48 species 
Vihiga 
47 species 
© Bioversity 2012
3.1.1 Most common plant ABD (Mumias & Vihiga) 
SSoorrgghhuumm 
bbiiccoolloorr 
VVeeggeettaabblleess 
ZZeeaa mmaayyss 
CCeerreeaallss 
SSttaarrcchhyy rroooottss 
PPuullsseess Phaseolus 
vvuullggaarriiss 
SSaacccchhaarruumm 
HHiigghh--ssuuggaarr ffooooddss ooffffiicciinnaarruumm LL.. 
FFrruuiittss 
BBrraassssiiccaa 
oolleerraacceeaa 
VViiggnnaa 
uunngguuiiccuullaattaa 
IIppoommooeeaa 
bbaattaattaass 
PPeerrsseeaa 
aammeerriiccaannaa 
MMuussaa 
ssaappiieennttuumm 
CCaappssiiccuumm 
aannnnuuuumm SSppiicceess
SSoorrgghhuumm 
bbiiccoolloorr 
VVeeggeettaabblleess 
ZZeeaa mmaayyss 
CCeerreeaallss 
SSttaarrcchhyy rroooottss 
PPhhaasseeoolluuss PPuullsseess 
vvuullggaarriiss 
SSaacccchhaarruumm 
HHiigghh--ssuuggaarr ffooooddss ooffffiicciinnaarruumm LL.. 
FFrruuiittss 
CCoommmmeelliinnaa 
SSpppp.. 
BBiiddeennss 
ppiilloossaa 
MMaanniihhoott 
eessccuulleennttaa 
LLaannttaannaa 
ccaammaarraa 
PPssiiddiiuumm 
gguuaajjaavvaa 
3.1.1 Most common plant ABD (Teso & Bondo) 
SSppiicceess 
CCaappssiiccuumm 
aannnnuuuumm
3.1.1 ABD importance in the 2 agro-ecological zones 
Summed Dominance Ratio (SDR) of food plant species
3.2.2 Factors influencing plant ABD 
Species 
richness 
Shannon 
index 
Shannon 
evenness 
Adjusted R2 
Predictor variables 
TLU/household 
member 
(0.00-0.41; 
TLU=Tropical 
Livestock Units) 
Household head age 
(22-57) 
Farming years (0.5- 
30) 
Ethnicity of household 
head is Luhya (0=no, 
1=yes) 
Shannon index Diversity 
Shannon evenness
3.2.2 Factors influencing plant ABD 
Species richness Shannon index Shannon 
evenness 
Adjusted R2 49.1** 22.8** 25.8* 
Predictor variables 
TLU/household member 
0.5*** ns ns 
(0.00-0.41; 
TLU=Tropical Livestock 
Units) 
Household head age 
(22-57) 
0.5** ns ns 
Farming years (0.5-30) ns 0.5** 0.4* 
Ethnicity of household 
ns ns 0.4* 
head is Luhya (0=no, 
1=yes) 
For each of the predictor variables, standardized beta (β) coefficients are indicated. *, **and *** represent significant differences at p ≤0.05, p ≤0.01, 
p ≤0.001, respectively according to F-Test (for the model) or T-Test (for predictor variables)
3.1.2 Farm types: plant ABD composition 
V-126 
V-122 
V-123 
M-095 
V-020 
V-015 
V-078 
V-079 
M-100 
V-072 
V-121 
V-018 
M-056 
V-074 
V-071 
V-012 
M-148 
M-145 
M-099 
M-098 
M-054 
M-144 
M-092 
M-059 
M-060 
M-053 
720 600 480 360 240 120 0 
Minimum variance- Squared Euclidean - Data log(e) transformed density matrix 
‘Long-standing cereal-sweet potato’ 
‘Cereal’ 
‘Large sugarcane’
3.1.3 ABD & household food security: is there a relationship? 
No direct relationship between food plant ABD & household hunger 
scores 
Proportion of on-farm food consumed during the last five times of consumption
3.1 Farm agrobiodiversity: Summary 
 Importance of some food groups varies 
with agro-ecological zones 
 Food plant species richness is mainly 
influenced by socio-economic factors 
 There is no direct relationship
3. Completed research 
3.1 Farm agrobiodiversity 
3.2 Market agrobiodiversity
3.2.1 What is the role of markets in household food access? 
(M)=Mumias, (V)= Vihiga Proportion of food sources during the last five times of consumption
3.2.2 What are the uses of on-farm produce? 
(M)=Mumias, (V)= Vihiga Main food uses
3.2.3 What is the extent of smallholder market integration? 
• Out of the interviewed market traders: 
• 15%: smallholder farmers/part-time traders 
•10%: small scale/travelling traders 
•75%: large scale traders/ wholesalers
3.2 Market agrobiodiversity: Summary 
Smallholders access from multiple sources 
Smallholders produce food for both home 
consumption and for sale 
Smallholders are least involved as sellers in 
formal markets
Overview 
(upcoming research)
4. Upcoming research 
4.1 Nutrient diversity 
4.2 Dietary diversity
4.1 Nutrient diversity 
• Species richness explains taxonomic identity, not functional identity 
• Nutritional functional diversity metrics: 
• summarize nutritional diversity of cropping systems 
• Previous studies: 
•Presence/absence-based functional diversity metric (Remans et al., 2011, 
DeClerck et al., 2011) 
• Gap on abundance-based functional diversity metric: 
• Available data: abundance of on-farm food plants and livestock 
• Unavailable data: abundance of foods sourced off-farm
4.1 Nutrient diversity: key questions 
 What nutrients are available and what are missing for smallholders 
to have a diverse diet? 
 Using market price as proxy for food accessibility, how does food 
accessibility compare to income levels?
4. Upcoming research 
4.1 Nutrient diversity 
4.2 Dietary diversity
4.2 Dietary diversity 
• Households with higher incomes can compensate for reduced 
on-farm ABD… 
… but depends on who controls the income 
• Subsistence-oriented crops viewed as women’s ‘domestic’ 
domain 
•On-farm cultivation of nutritious foods… 
… doesn’t translate to equal food access for all household 
members
4.2 Dietary diversity: key questions 
 How does food diversity vary across households, using 1-day and 
7-day recalls? 
 Is there a relationship between agricultural and dietary diversity 
among these households?
Conclusions & 
recommendations
5. Conclusions & recommendations 
• Smallholder farmers utilize multiple channels to attain household 
food security 
• Households with subsistence-oriented farming systems are not 
necessarily more food and nutrition secure 
• Smallholder farmers need support to: 
– diversify more into high-value nutrient-dense crops and livestock 
species (mention lydia’s concl.on ASFs to create connection) 
– get organised to fill in local market gaps & add value to surplus 
(perishable) produce 
– improve access to formal markets & market traders
Acknowledgements 
• Supervisors: 
– Dr. Gudrun Keding (Bioversity) 
– Dr. Katja Kehlenbeck (ICRAF) 
– Dr. Patricia Daley (Oxford) 
– Dr. Shonil Bhagwat (Oxford) 
• Funding sources: 
– Tuition funding at Oxford: 
Rhodes Trust 
– Project funding at Bioversity: 
GIZ-BMZ & CRP A4NH 
• Plant specialists: 
– Patrick Maundu 
• Smallholder farmers & market 
traders 
• Local administration & contact 
persons 
• Research assistants & data 
entry clerks 
• INULA colleagues & Bioversity 
Staff
Thank you 
www.bioversityinternational.org

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Variety for security: a case study in Western Kenya

  • 1. Variety for security: A case study in Western Kenya Mary Kanui, PhD student (Geography & Environment) 28th August 2014
  • 2. Outline 1. Background & objectives 2. Methods 3. Completed research: results 3.1 Farm agrobiodiversity 3.2 Market agrobiodiversity 1. Upcoming research: overview 4.1 Nutrient diversity 4.2 Dietary diversity 1. Conclusions & recommendations
  • 4. 1. Agrobiodiversity as a path to household food security? • Food security: availability, accessibility, utilization of adequate food • Agrobiodiversity: components of biodiversity of relevance to food & agriculture • In Africa, up to 80% of agriculture practised by smallholder farmers • To what extent does agrobiodiversity contribute to food, nutrition & health?
  • 5. 1. Agrobiodiversity- Kenyan context • Species numbers: • ~ 35,000 animal, plant & micro-organism species • 3 sustaining species: maize, wheat, rice (Ekesa, 2009) • High food shortfalls and malnutrition rate • Yet local agrobiodiversity under-utilized as primary food security resource (Frison et al., 2006) • Western Kenya: • High agrobiodiversity • But 50% population below poverty line with high malnutrition and poor health (Abukutsa-Onyango, 2002)
  • 6. 1. Study objectives Food plant diversity (animals and plants) & underlying factors Food accessibility & market integration Functional diversity (animals and plants) Dietary diversity (overall household, women)
  • 8. 2. Study sites Teso south LM1, LM2 1550-1800 mm Bondo LM 3-5 1020-1100 mm Mumias LM1 1800-2000 mm Vihiga UM1 1800->2000 mm © Bioversity 2012
  • 9. 2. Research instruments Farm survey •Goals: 1) ABD richness, abundance& usage ( 2) food sources (3) dietary diversity (T3) •Scope: 30 farms (0.37ha) in 6 villages •Time: Sep/Oct ‘12(T1), Nov/Dec ‘12 (T2) & July/Aug ‘14 (T3) Market survey •Goal: Food sources, prices & availability •Scope: 7 markets •Time: Sep/Oct ‘12 (T1) & July/Aug ‘14 (T2) Focus Group Discussions •Goal: Perceptions on ABD by farmers (gender-disaggregated) •Scope: 12 discussions •Time: Sep/Oct ‘12
  • 11. 3. Completed research 3.1 Farm agrobiodiversity 3.2 Market agrobiodiversity
  • 12. Differentiation of key terms • Species: basic taxonomic unit for distinct organisms • Varieties: different types within a species naturally occurring • Cultivars: cultivated varieties • Species richness: number of different distinct organisms • Species abundance: number of individuals per species
  • 13. 3.1.1 ABD (on-farm food plant) richness Teso 71 species Bondo 72 species Mumias 48 species Vihiga 47 species © Bioversity 2012
  • 14. 3.1.1 Most common plant ABD (Mumias & Vihiga) SSoorrgghhuumm bbiiccoolloorr VVeeggeettaabblleess ZZeeaa mmaayyss CCeerreeaallss SSttaarrcchhyy rroooottss PPuullsseess Phaseolus vvuullggaarriiss SSaacccchhaarruumm HHiigghh--ssuuggaarr ffooooddss ooffffiicciinnaarruumm LL.. FFrruuiittss BBrraassssiiccaa oolleerraacceeaa VViiggnnaa uunngguuiiccuullaattaa IIppoommooeeaa bbaattaattaass PPeerrsseeaa aammeerriiccaannaa MMuussaa ssaappiieennttuumm CCaappssiiccuumm aannnnuuuumm SSppiicceess
  • 15. SSoorrgghhuumm bbiiccoolloorr VVeeggeettaabblleess ZZeeaa mmaayyss CCeerreeaallss SSttaarrcchhyy rroooottss PPhhaasseeoolluuss PPuullsseess vvuullggaarriiss SSaacccchhaarruumm HHiigghh--ssuuggaarr ffooooddss ooffffiicciinnaarruumm LL.. FFrruuiittss CCoommmmeelliinnaa SSpppp.. BBiiddeennss ppiilloossaa MMaanniihhoott eessccuulleennttaa LLaannttaannaa ccaammaarraa PPssiiddiiuumm gguuaajjaavvaa 3.1.1 Most common plant ABD (Teso & Bondo) SSppiicceess CCaappssiiccuumm aannnnuuuumm
  • 16. 3.1.1 ABD importance in the 2 agro-ecological zones Summed Dominance Ratio (SDR) of food plant species
  • 17. 3.2.2 Factors influencing plant ABD Species richness Shannon index Shannon evenness Adjusted R2 Predictor variables TLU/household member (0.00-0.41; TLU=Tropical Livestock Units) Household head age (22-57) Farming years (0.5- 30) Ethnicity of household head is Luhya (0=no, 1=yes) Shannon index Diversity Shannon evenness
  • 18. 3.2.2 Factors influencing plant ABD Species richness Shannon index Shannon evenness Adjusted R2 49.1** 22.8** 25.8* Predictor variables TLU/household member 0.5*** ns ns (0.00-0.41; TLU=Tropical Livestock Units) Household head age (22-57) 0.5** ns ns Farming years (0.5-30) ns 0.5** 0.4* Ethnicity of household ns ns 0.4* head is Luhya (0=no, 1=yes) For each of the predictor variables, standardized beta (β) coefficients are indicated. *, **and *** represent significant differences at p ≤0.05, p ≤0.01, p ≤0.001, respectively according to F-Test (for the model) or T-Test (for predictor variables)
  • 19. 3.1.2 Farm types: plant ABD composition V-126 V-122 V-123 M-095 V-020 V-015 V-078 V-079 M-100 V-072 V-121 V-018 M-056 V-074 V-071 V-012 M-148 M-145 M-099 M-098 M-054 M-144 M-092 M-059 M-060 M-053 720 600 480 360 240 120 0 Minimum variance- Squared Euclidean - Data log(e) transformed density matrix ‘Long-standing cereal-sweet potato’ ‘Cereal’ ‘Large sugarcane’
  • 20. 3.1.3 ABD & household food security: is there a relationship? No direct relationship between food plant ABD & household hunger scores Proportion of on-farm food consumed during the last five times of consumption
  • 21. 3.1 Farm agrobiodiversity: Summary  Importance of some food groups varies with agro-ecological zones  Food plant species richness is mainly influenced by socio-economic factors  There is no direct relationship
  • 22. 3. Completed research 3.1 Farm agrobiodiversity 3.2 Market agrobiodiversity
  • 23. 3.2.1 What is the role of markets in household food access? (M)=Mumias, (V)= Vihiga Proportion of food sources during the last five times of consumption
  • 24. 3.2.2 What are the uses of on-farm produce? (M)=Mumias, (V)= Vihiga Main food uses
  • 25. 3.2.3 What is the extent of smallholder market integration? • Out of the interviewed market traders: • 15%: smallholder farmers/part-time traders •10%: small scale/travelling traders •75%: large scale traders/ wholesalers
  • 26. 3.2 Market agrobiodiversity: Summary Smallholders access from multiple sources Smallholders produce food for both home consumption and for sale Smallholders are least involved as sellers in formal markets
  • 28. 4. Upcoming research 4.1 Nutrient diversity 4.2 Dietary diversity
  • 29. 4.1 Nutrient diversity • Species richness explains taxonomic identity, not functional identity • Nutritional functional diversity metrics: • summarize nutritional diversity of cropping systems • Previous studies: •Presence/absence-based functional diversity metric (Remans et al., 2011, DeClerck et al., 2011) • Gap on abundance-based functional diversity metric: • Available data: abundance of on-farm food plants and livestock • Unavailable data: abundance of foods sourced off-farm
  • 30. 4.1 Nutrient diversity: key questions  What nutrients are available and what are missing for smallholders to have a diverse diet?  Using market price as proxy for food accessibility, how does food accessibility compare to income levels?
  • 31. 4. Upcoming research 4.1 Nutrient diversity 4.2 Dietary diversity
  • 32. 4.2 Dietary diversity • Households with higher incomes can compensate for reduced on-farm ABD… … but depends on who controls the income • Subsistence-oriented crops viewed as women’s ‘domestic’ domain •On-farm cultivation of nutritious foods… … doesn’t translate to equal food access for all household members
  • 33. 4.2 Dietary diversity: key questions  How does food diversity vary across households, using 1-day and 7-day recalls?  Is there a relationship between agricultural and dietary diversity among these households?
  • 35. 5. Conclusions & recommendations • Smallholder farmers utilize multiple channels to attain household food security • Households with subsistence-oriented farming systems are not necessarily more food and nutrition secure • Smallholder farmers need support to: – diversify more into high-value nutrient-dense crops and livestock species (mention lydia’s concl.on ASFs to create connection) – get organised to fill in local market gaps & add value to surplus (perishable) produce – improve access to formal markets & market traders
  • 36. Acknowledgements • Supervisors: – Dr. Gudrun Keding (Bioversity) – Dr. Katja Kehlenbeck (ICRAF) – Dr. Patricia Daley (Oxford) – Dr. Shonil Bhagwat (Oxford) • Funding sources: – Tuition funding at Oxford: Rhodes Trust – Project funding at Bioversity: GIZ-BMZ & CRP A4NH • Plant specialists: – Patrick Maundu • Smallholder farmers & market traders • Local administration & contact persons • Research assistants & data entry clerks • INULA colleagues & Bioversity Staff

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