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Technology Transfer Lorenzo De Michieli
Intro Benchmark Tech Transfer at IIT Technology Transfer
Intro
We are in the Knowledge Society No doubts:
The way to the competitiveness of a Nation: Be efficient in producing goods and services  Be clever in producing new successful goods and services + Objective: To optimize the ratio quality / costs  Objective: Create new value
TANGIBLES INTANGIBLES The components of a product are:
HIGH VALUE PRODUCTS, DIFFICULT TO IMITATE LOW VALUE PRODUCTS, EASY TO IMITATE HIGH Difficulty of copying LOW Creation of added value LOW HIGH Products to achieve
[object Object],[object Object],[object Object],[object Object],The Mission of the Universities is changing
Causes: - General reduction in research funding mechanisms - Gov. pressure to extract value from research - Regional development mission - Immediate commercial value of results in certain fields (eg. chemicals, biotech) Consequences: - A more entrepreneurial orientation (spin-off, patents, regional development, TTOs, etc.) Evolution of University Mission
INNOVATION is “ the successful production, assimilation and exploitation of novelty in the economic and social spheres ” 1 1 Innovation Communication 2003, COM(2003) 112 Research generates NEW KNOWLEDGE BUT Without Technology Transfer, Finance, Industry and Policies Research ≠ Innovation Research and Innovation
The Innovation chain RESEARCH INDUSTRY POLICY SOCIETY FINANCE Enhancing Technology Diffusion Responding to Globalisation Promoting Networking and Clustering Building an Innovation Culture Improving Financial support programmes Innovation Policy Instruments to protect IP Instruments to transfer Technology Instrument to create new Business Training activities Seed Financing Start up financing Venture Capitals for Expansion Financing Favourable taxation level Diffusion of innovation management techniques in SMEs More investment in Research, R&D Enforce links with University/LPRIs Understand the Innovation Accept Innovation Contribute to the Innovation Process “ The EU can only become comprehensively innovative if all actors become involved”
Benchmarks
All institutions rely heavily on public funds, increasingly granted competitively to specific research programs Research funding models Donations/endowments (Scripps) Private backing of research institutions as a social responsibility initiative Private support with an exploitation agreement (option) over possible future results funding sources Funds management approach capacity funding project funding public funding private funding Contract research Strong link with industry; research based on private sponsorships to specific programs (TNO model) Public projects Strong link with Government; research influenced by public competitive funding programs (MIT model) Institutional funds Maximum autonomy –Scientific direction set independently by the institute (Max Planck model) FUNDING Scripps Caltech MIT Fraunhofer TNO LTIs Karolinska Salk VTT MD Anderson Max Planck
All institutions rely heavily on public funds, increasingly granted competitively to specific research programs Funding sources: detail by research organization FUNDING 100% Private contract research, own income and donations Public project funding (rational agencies, EU) Institutional funds (basic funds, revenues from endowment) other 4% 1) Assumptions: net of tuition and students financial aid; return on endowment assumed at the average value of the past years (23%); donations allocated to education and research based on the students to scientific staff ratio 100% 100% 100% 100% 100% 100% other 4% 100% 100% 100% 100% 100% Public vs. private financing Institutional vs. competitive funding EU organizations US organizations EU organizations US organizations Public Private Institutional Competitive BACKUP
Technology transfer has not a significant economic impact and produces returns only in the long term Technology transfer: economics Technology transfer accounts for a minimum share of total budget… 26 (2,8%) 24 (1,4%) 17 (1,4%) Revenues (m EUR and % of total budget;2003) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],…  and produces significant economic results in the long term Revenues time distribution (% of total revenues) patent lifecycle (year) ,[object Object],[object Object],1% 45% 31% 22% 1) average costs for patent application at EPO (EUR) TECHNOLOGY TRANSFER
Technology transfer – benchmarking evidences TECHNOLOGY TRANSFER ,[object Object],[object Object],[object Object],[object Object]
Nevertheless, technology transfer plays an important role in fulfilling the mission, motivating people and attracting industry ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Technology transfer: policy and rationale Patent policy: revenue distribution Rationale for technology transfer 23,3 100% 20% 10% 70% 1/3  to the inventor 1/3  to the inventor dept. 1/3  to the institution (data from MIT –policy applies to all institutions) TECHNOLOGY TRANSFER
Technology transfer is normally managed by few qualified profes-sionals – scale varies with the number of different technologies Technology transfer organization Managing Director Patent & Licensing managers (5) Agreements and Finances (2) Start-ups (2) Analyst (1) Patents (2) Administration and Organization (5) External patent attorneys Max Planck ,[object Object],[object Object],[object Object],[object Object],[object Object],Key issues Advisory Board Technology transfer: organizational models (e.g. Max Planck Garching Innovation) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],TECHNOLOGY TRANSFER
Technology Transfer at IIT
Initial conditions ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Ways ‘Knowledge’ is transferred TTO
TTO: six areas of intervention  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
1) IPR – Intellectual Property Rights ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
2) Licensing ,[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],3) Spin Off
3) Spin Off, focus on  support actions  ,[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],4) Communication and Training ,[object Object]
5) R&D Support Actions ,[object Object],[object Object],[object Object],[object Object],[object Object],Objectives:
[object Object],[object Object],Aim: characterization, proof of concept, a step forward towards application  Outcome:  prototype Budget: Small (30-50 Keuro)  PI: young scientists (post doc, team leader) Funds: IIT Aim: very applied R&D project together with Industry Outcome: patent, solution of industrial problem, industrial technology Budget: 150 - 400 Keuro  PI: team leaders, senior scientists Funds: external funds (fund rising required) ,[object Object],5) R&D Support Actions ,[object Object]
6) Study and Networking Interaction with third parties Industry (R&D co-operations, IP exploitation, joint ventures) Universities/LPRIs (Research, TTOs cooperation, strategic alliances) Financial organisation (Joint ventures,  joint programs of activities) Public authorities (regional, national and international level) allows ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],Organisation Technology Transfer Office, composition and skills (provisional 2011)  ,[object Object],[object Object],[object Object],1 unit: TTO manager + TTO staff
‘ It’s not about money – money comes and goes. It’s not about rankings among universities or technology transfer offices – rankings go up and down. It’s not about the immediate benefits or short-term gains. Technology transfer is about taking risks and making a difference. It’s about investing in early stage, often unproven, innovations to encourage industry to develop products that will contribute to a brighter future for generations.’ OTL Stanford

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Technology Transfer Establishment

  • 2. Intro Benchmark Tech Transfer at IIT Technology Transfer
  • 4. We are in the Knowledge Society No doubts:
  • 5. The way to the competitiveness of a Nation: Be efficient in producing goods and services Be clever in producing new successful goods and services + Objective: To optimize the ratio quality / costs Objective: Create new value
  • 6. TANGIBLES INTANGIBLES The components of a product are:
  • 7. HIGH VALUE PRODUCTS, DIFFICULT TO IMITATE LOW VALUE PRODUCTS, EASY TO IMITATE HIGH Difficulty of copying LOW Creation of added value LOW HIGH Products to achieve
  • 8.
  • 9. Causes: - General reduction in research funding mechanisms - Gov. pressure to extract value from research - Regional development mission - Immediate commercial value of results in certain fields (eg. chemicals, biotech) Consequences: - A more entrepreneurial orientation (spin-off, patents, regional development, TTOs, etc.) Evolution of University Mission
  • 10. INNOVATION is “ the successful production, assimilation and exploitation of novelty in the economic and social spheres ” 1 1 Innovation Communication 2003, COM(2003) 112 Research generates NEW KNOWLEDGE BUT Without Technology Transfer, Finance, Industry and Policies Research ≠ Innovation Research and Innovation
  • 11. The Innovation chain RESEARCH INDUSTRY POLICY SOCIETY FINANCE Enhancing Technology Diffusion Responding to Globalisation Promoting Networking and Clustering Building an Innovation Culture Improving Financial support programmes Innovation Policy Instruments to protect IP Instruments to transfer Technology Instrument to create new Business Training activities Seed Financing Start up financing Venture Capitals for Expansion Financing Favourable taxation level Diffusion of innovation management techniques in SMEs More investment in Research, R&D Enforce links with University/LPRIs Understand the Innovation Accept Innovation Contribute to the Innovation Process “ The EU can only become comprehensively innovative if all actors become involved”
  • 13. All institutions rely heavily on public funds, increasingly granted competitively to specific research programs Research funding models Donations/endowments (Scripps) Private backing of research institutions as a social responsibility initiative Private support with an exploitation agreement (option) over possible future results funding sources Funds management approach capacity funding project funding public funding private funding Contract research Strong link with industry; research based on private sponsorships to specific programs (TNO model) Public projects Strong link with Government; research influenced by public competitive funding programs (MIT model) Institutional funds Maximum autonomy –Scientific direction set independently by the institute (Max Planck model) FUNDING Scripps Caltech MIT Fraunhofer TNO LTIs Karolinska Salk VTT MD Anderson Max Planck
  • 14. All institutions rely heavily on public funds, increasingly granted competitively to specific research programs Funding sources: detail by research organization FUNDING 100% Private contract research, own income and donations Public project funding (rational agencies, EU) Institutional funds (basic funds, revenues from endowment) other 4% 1) Assumptions: net of tuition and students financial aid; return on endowment assumed at the average value of the past years (23%); donations allocated to education and research based on the students to scientific staff ratio 100% 100% 100% 100% 100% 100% other 4% 100% 100% 100% 100% 100% Public vs. private financing Institutional vs. competitive funding EU organizations US organizations EU organizations US organizations Public Private Institutional Competitive BACKUP
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  • 32. ‘ It’s not about money – money comes and goes. It’s not about rankings among universities or technology transfer offices – rankings go up and down. It’s not about the immediate benefits or short-term gains. Technology transfer is about taking risks and making a difference. It’s about investing in early stage, often unproven, innovations to encourage industry to develop products that will contribute to a brighter future for generations.’ OTL Stanford