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Using Institutional Repositories
and Special Collections to
Enhance Institutional Visibility

        Harold Thiele, Ph.D.
      COMO XXIV, Macon, GA
          October 5, 2012

                               1
Environment

More and more institutions
either have established
institutional repositories or
special collections, or are
planning to establish
institutional repositories or
special collections.
                         2
Institutions

What types of institutions are
we talking about?
 Academic Libraries
 Government Libraries
 Public Libraries
 Special Libraries

                        3
Location

Most institutional repositories
and special collections
function as sub-units of
libraries or archives.




                        4
Enhance Institutional Visibility

One important goal of the
institutional repository or special
collection is to enhance the
institutional visibility.
  Justify the existence of the
  institutional repository or special
  collection.
  Attract additional support and
  funding.                      5
Audiences

Internal audience
 Attract the attention and interest of
 institutional members
   Contribute material
     – Grow the collection
   Utilize materials
     – Justifies the collection
   Recognize the value of the collection
     – Administrators & Managers

                                   6
Audiences

External audience
 Attract the attention and interest of
 non-institutional persons
   Contribute material
    – Grow the collection
   Utilize materials
    – Justifies the collection
   Recognize the value of the collection
    – Funders and stakeholders

                                 7
Internal Techniques

Contribute material
 Institutional Mandate (1)
   Materials are required to be
   deposited in the institutional
   repository.
   Most common in corporate and
   government environments.
   Often restricted access.

                          8
Mesa Verde National Park
All research/scholarly materials
are deposited in the institutional
repository.
Organized using site locations
based on GPS backbone.
Over 130 years of material
deposited.
Under the museum.
                           9
Lawrence Livermore National
         Laboratory
All research/scholarly materials
are deposited in the institutional
repository.
All senior researchers &
managers must provide detailed
exit interviews to the repository.
Under archives.
Restricted access.
                           10
Lockheed

All research/scholarly
materials are deposited in the
institutional repository.
Goes back to the 1920s.
Under the library.
Restricted access.
                       11
Internal Techniques

Contribute material
 Institutional Mandate (2)
   Materials are required or strongly
   recommended to be deposited in the
   institutional repository. Peer pressure.
   Most common in academic
   environments.
   Open access.

                                12
Harvard DASH
Digital Access to Scholarship at Harvard—
a University-wide, open-access repository.
Each faculty member grants to the
President and Fellows of Harvard College
permission to make available his or her
scholarly articles and to exercise the
copyright in those articles.
Integrated so fully into other faculty tools
that self-archiving just becomes second
nature.
Opt out system.

                                  13
Harvard DASH
Market content using website, citation, and
promotion of articles and other materials added to
the repository.
Work in DASH, it becomes visible to colleagues
around the world by virtue of metadata harvesting,
Google Scholar, and other indexing services.
  Higher visibility leads to higher rates of citation and
  impact.
  When you post early versions of your work, before
  publication, you establish intellectual priority sooner.
Using social media (twitter) to promote new
additions to the repository.

                                                14
DSpace@MIT

MIT's institutional repository built to
save, share, and search MIT's digital
research materials including an
increasing number of conference
papers, images, peer-reviewed
scholarly articles, preprints, technical
reports, theses, working papers, and
more.

                               15
DSpace@MIT
Success
  5,000 scholarly articles that MIT Faculty have
  made openly available on the web under their
  Open Access Policy. Articles have been viewed
  more than 380,000 times since the collection
  was launched in October 2009.
  Downloaded at a rate that has grown to more
  than 30,000 per month, with requests from
  nearly every country in the world .



                                    16
DSpace@MIT
Success
  DSpace@MIT content was downloaded directly
  by end-users over 15.2 million times or, on
  average, at a rate of over 41,000 files per day.
  Contains selected digital theses and
  dissertations from all MIT departments dating
  as far back as the mid-1800s. Since 2004, all
  new Masters and Ph.D theses have been
  added to the collection after degrees have been
  awarded.


                                      17
DSpace@MIT

Actively promote the archives using
website, publicity, articles.
Strong community pressure (peer
pressure) to contribute to the
repository.
Grew out of paper repository.
Tradition at MIT for professors to
leave their papers to the archives.

                             18
Building Content

Survey resources to identify content
on hand.
Begin building community support for
the repository.
Clarify intellectual property issues.
Encourage deposits of content.
  Security & preservation
  Promotion
                             19
Building Content
Encouragement to deposit items is
not sufficient to raise self-archiving
above 15% (Harnad 2006)
Mandated deposits are required to
move beyond the slow, expensive,
time intensive piecemeal process
most institutions used.
Mandated student deposits to
mandated faculty deposits.
                                20
Building Student Content
Several institutions have focused on
building student content.
  Some focus on undergraduate work
  Others focus on thesis and dissertations
Requiring deposit as a condition of
graduation helps to ensure content
growth.
Provide a fixed location for the
materials.
                                21
Reference Librarians
Reference librarians are an important link
in promoting the institutional repository
and/or special collections.
Reference librarians are subject experts
and work as collection development
specialists.
They interface with the departments and
are well position to promote the IR and
open access to their departments.

                                  22
Cooperative Efforts

Most smaller schools do not have the
presence that larger schools have.
By forming cooperative Institutional
Repositories schools increase the
quantity of material they are able to
present raising their visibility and
reducing costs.


                             23
Cooperative Efforts (2)

Institutions with similar interests can
create a larger Internet visibility by
forming cooperative associations.
Hosting the content on specialized
hosting sites can also reduce costs
and increase visibility.
  Open Archive (National Library of
  Medicine)

                                24
GKR = GALILEO Knowledge
      Repository Project
Cooperative Institutional Repository
headed by Georgia Tech.
  Each school has its own space and
  brand.
  Metadata is harvested jointly and
  provided to Internet search engines.
  Plan is to move hosting to Open Archive
  to reduce costs and increase visibility.


                                25
The Liberal Arts Scholarly
        Repository (LASR)
Openly accessible repository that documents the
scholarly and other creative activity of students
and faculty of small, selective liberal arts colleges.
   Provides individual scholars and students at those
   institutions the opportunity to share, explore, discover,
   and evolve the ideas, experience, and inquiry
   fundamental to liberal education.
   LASR is the name of a collaborative group, currently
   consisting of Bucknell University, Carleton College,
   Grinnell College, St. Lawrence University, Trinity
   University, the University of Richmond, and Whitman
   College.




                                                26
The Liberal Arts Scholarly
      Repository (LASR)
African Digital Library Support
Network (ADLSN)
  Enhancing knowledge access by
  promoting and assisting the
  development of low-cost digital libraries
  in Africa by promoting node
  development.



                                  27
Significant Barriers
Copyright
        Publisher permission, fear of infringing
        copyright, publisher policies sow
        confusion.
Age
        Younger faculty more readily self archive
        than older faculty. Used to using Internet
        for resource location.
Time & Effort
        Greater the time & effort required, the less
        likely to self-archive.

                                        28
Positive Influences
Accessibility
          Increased communication with peers, discovery
          using Internet search engines, long-term
          preservation. Open access is an important
          component.
Publicity
            Enlarged readership, increased potential impact,
            earlier dissemination of research findings. Use of
            web resources and social media.
Professional Recognition
            Increased visibility, increased citations. Some
            studies show up to a 25% increase in citation rate.



                                                 29

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Using Institutional Repositories and Special Collections to Enhance Visibility

  • 1. Using Institutional Repositories and Special Collections to Enhance Institutional Visibility Harold Thiele, Ph.D. COMO XXIV, Macon, GA October 5, 2012 1
  • 2. Environment More and more institutions either have established institutional repositories or special collections, or are planning to establish institutional repositories or special collections. 2
  • 3. Institutions What types of institutions are we talking about? Academic Libraries Government Libraries Public Libraries Special Libraries 3
  • 4. Location Most institutional repositories and special collections function as sub-units of libraries or archives. 4
  • 5. Enhance Institutional Visibility One important goal of the institutional repository or special collection is to enhance the institutional visibility. Justify the existence of the institutional repository or special collection. Attract additional support and funding. 5
  • 6. Audiences Internal audience Attract the attention and interest of institutional members Contribute material – Grow the collection Utilize materials – Justifies the collection Recognize the value of the collection – Administrators & Managers 6
  • 7. Audiences External audience Attract the attention and interest of non-institutional persons Contribute material – Grow the collection Utilize materials – Justifies the collection Recognize the value of the collection – Funders and stakeholders 7
  • 8. Internal Techniques Contribute material Institutional Mandate (1) Materials are required to be deposited in the institutional repository. Most common in corporate and government environments. Often restricted access. 8
  • 9. Mesa Verde National Park All research/scholarly materials are deposited in the institutional repository. Organized using site locations based on GPS backbone. Over 130 years of material deposited. Under the museum. 9
  • 10. Lawrence Livermore National Laboratory All research/scholarly materials are deposited in the institutional repository. All senior researchers & managers must provide detailed exit interviews to the repository. Under archives. Restricted access. 10
  • 11. Lockheed All research/scholarly materials are deposited in the institutional repository. Goes back to the 1920s. Under the library. Restricted access. 11
  • 12. Internal Techniques Contribute material Institutional Mandate (2) Materials are required or strongly recommended to be deposited in the institutional repository. Peer pressure. Most common in academic environments. Open access. 12
  • 13. Harvard DASH Digital Access to Scholarship at Harvard— a University-wide, open-access repository. Each faculty member grants to the President and Fellows of Harvard College permission to make available his or her scholarly articles and to exercise the copyright in those articles. Integrated so fully into other faculty tools that self-archiving just becomes second nature. Opt out system. 13
  • 14. Harvard DASH Market content using website, citation, and promotion of articles and other materials added to the repository. Work in DASH, it becomes visible to colleagues around the world by virtue of metadata harvesting, Google Scholar, and other indexing services. Higher visibility leads to higher rates of citation and impact. When you post early versions of your work, before publication, you establish intellectual priority sooner. Using social media (twitter) to promote new additions to the repository. 14
  • 15. DSpace@MIT MIT's institutional repository built to save, share, and search MIT's digital research materials including an increasing number of conference papers, images, peer-reviewed scholarly articles, preprints, technical reports, theses, working papers, and more. 15
  • 16. DSpace@MIT Success 5,000 scholarly articles that MIT Faculty have made openly available on the web under their Open Access Policy. Articles have been viewed more than 380,000 times since the collection was launched in October 2009. Downloaded at a rate that has grown to more than 30,000 per month, with requests from nearly every country in the world . 16
  • 17. DSpace@MIT Success DSpace@MIT content was downloaded directly by end-users over 15.2 million times or, on average, at a rate of over 41,000 files per day. Contains selected digital theses and dissertations from all MIT departments dating as far back as the mid-1800s. Since 2004, all new Masters and Ph.D theses have been added to the collection after degrees have been awarded. 17
  • 18. DSpace@MIT Actively promote the archives using website, publicity, articles. Strong community pressure (peer pressure) to contribute to the repository. Grew out of paper repository. Tradition at MIT for professors to leave their papers to the archives. 18
  • 19. Building Content Survey resources to identify content on hand. Begin building community support for the repository. Clarify intellectual property issues. Encourage deposits of content. Security & preservation Promotion 19
  • 20. Building Content Encouragement to deposit items is not sufficient to raise self-archiving above 15% (Harnad 2006) Mandated deposits are required to move beyond the slow, expensive, time intensive piecemeal process most institutions used. Mandated student deposits to mandated faculty deposits. 20
  • 21. Building Student Content Several institutions have focused on building student content. Some focus on undergraduate work Others focus on thesis and dissertations Requiring deposit as a condition of graduation helps to ensure content growth. Provide a fixed location for the materials. 21
  • 22. Reference Librarians Reference librarians are an important link in promoting the institutional repository and/or special collections. Reference librarians are subject experts and work as collection development specialists. They interface with the departments and are well position to promote the IR and open access to their departments. 22
  • 23. Cooperative Efforts Most smaller schools do not have the presence that larger schools have. By forming cooperative Institutional Repositories schools increase the quantity of material they are able to present raising their visibility and reducing costs. 23
  • 24. Cooperative Efforts (2) Institutions with similar interests can create a larger Internet visibility by forming cooperative associations. Hosting the content on specialized hosting sites can also reduce costs and increase visibility. Open Archive (National Library of Medicine) 24
  • 25. GKR = GALILEO Knowledge Repository Project Cooperative Institutional Repository headed by Georgia Tech. Each school has its own space and brand. Metadata is harvested jointly and provided to Internet search engines. Plan is to move hosting to Open Archive to reduce costs and increase visibility. 25
  • 26. The Liberal Arts Scholarly Repository (LASR) Openly accessible repository that documents the scholarly and other creative activity of students and faculty of small, selective liberal arts colleges. Provides individual scholars and students at those institutions the opportunity to share, explore, discover, and evolve the ideas, experience, and inquiry fundamental to liberal education. LASR is the name of a collaborative group, currently consisting of Bucknell University, Carleton College, Grinnell College, St. Lawrence University, Trinity University, the University of Richmond, and Whitman College. 26
  • 27. The Liberal Arts Scholarly Repository (LASR) African Digital Library Support Network (ADLSN) Enhancing knowledge access by promoting and assisting the development of low-cost digital libraries in Africa by promoting node development. 27
  • 28. Significant Barriers Copyright Publisher permission, fear of infringing copyright, publisher policies sow confusion. Age Younger faculty more readily self archive than older faculty. Used to using Internet for resource location. Time & Effort Greater the time & effort required, the less likely to self-archive. 28
  • 29. Positive Influences Accessibility Increased communication with peers, discovery using Internet search engines, long-term preservation. Open access is an important component. Publicity Enlarged readership, increased potential impact, earlier dissemination of research findings. Use of web resources and social media. Professional Recognition Increased visibility, increased citations. Some studies show up to a 25% increase in citation rate. 29