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Transforming Lives and Landscapes with Trees
Lessons from the field:
Understanding farmer behavior and
options to improve outcomes
Kai Mausch
Senior Economist
World Agroforestry, Nairobi
Transforming Lives and Landscapes with Trees
ICRAF, CIFOR, CGIAR
• World Agroforestry (ICRAF) is a centre of science and
development excellence that harnesses the benefits of
trees for people and the environment.
• CGIAR is a global research partnership for a food secure
future dedicated to reducing poverty, enhancing food and
nutrition security, and improving natural resources.
Transforming Lives and Landscapes with Trees
Background
• Low adoption rates of technically effective agricultural
innovations
• Long pay-off periods especially for trees and NRM
• Intangible or non-monetary benefits
• Complex farming systems require substantial knowledge
and changes to practices
• Unlikely one fits all strategy
• Tendency to trial new ways of operation first
• Multiple income streams and small-scale farming
operations (on- and off-farm)
Transforming Lives and Landscapes with Trees
Citizen Science - Uganda
• The problem
• Low milk yields in the dairy sector
• Feed supplements unaffordable
• Our approach
• Fodder Shrubs integrated into the farming system (potential erosion control)
• Supported trialing within the community (monitoring approach, Calliandra
provided)
• Self-monitored and compared to status quo (paired farmers)
• Early insights
• Directly visible improvements rather than waiting for shrubs to mature
• Milk yields up from 4 to 9L per day
• Increased adoption in the community (now 75%)
https://tinyurl.com/y2c2w4mr
Citizen Scientist showing results of the experiment.
Photo: World Agroforestry, Joan Kimayo
Funded by:
Transforming Lives and Landscapes with Trees
S4C – Kenya + Malawi
• The problem
• Low milk yields
• Milk supply gap in Kenya and Malawi
• Nutrition implications
• Scaling the Uganda experience successful yet expensive
• Goal of reaching 120.000 farmers requires translation of Uganda findings
Funding approved by:
Transforming Lives and Landscapes with Trees
S4C – Kenya + Malawi
• Our approach
• Cooperatives as entry points
• Enabling trialability through Citizen Science
• Supported through trained and supported cooperative members
• Timed learning session along the growth cycle of Calliandra
• Direct link to buyers / processors
• Supporting an enabling environment
• Sliding subsidies to encourage full adoption
• Incentives for nursery operators to produce seedlings and support
farmers
Transforming Lives and Landscapes with Trees
Rural aspirations – the pilot
• The problem
• Farm and non-farm income streams likely limit incentives
and options to invest in farming
• Profit- or yield-maximization interventions
• likely not the mainstream among small producers
• The goal
• Understanding medium- to long-term income portfolio
aspirations
• Customizing technologies and communication approaches
to relate to differing aspirations
• SenseMaker to elicit aspirations and drivers
http://worldagroforestry.org/projects1/timeline/
Funded by:
Transforming Lives and Landscapes with Trees
Exploring aspirations
How to get a better understanding of peoples’
livelihood portfolio aspirations?
• Explorations in focus groups
• Difficult as people do not think in abstract terms
• Exploring using DCEs
• Too complex for DCE
• Could be used later to test if people respond to choice
sets according to our assumptions on aspirational
influences
• Traditional household survey
• Trial using ‘direct questions but triangulate
• ifpri aspiration index as complementary data
http://worldagroforestry.org/projects1/timeline/
Transforming Lives and Landscapes with Trees
Rural Aspiration
How can we measure / elicit what people want?
today2014 201 2016 2018
Using standard method while exploring
While generating some more
qual. data, we explored
SenseMaker
Designing a pilot
Design workshop with Cognitive
Edge  learning about each others
context takes time
The analysis
Challenging new type of data
- More details following -
Exploring new options
What does the farm ↔ non-
farm income split mean for
technology demand – using
psychology
Stumbling across SenseMaker
After understanding that the
problem is too complex the
inaugural lecture that
opened new options
http://worldagroforestry.org/projects1/timeline/
Transforming Lives and Landscapes with Trees
Food narratives food choice motives
• The problem
• Urban diets are more and more unhealthy
• Food deserts in high density areas
• Health threats not acknowledged
• Diversified diets unpopular
• Maize focused farming systems often less sustainable
• Yet policy and extension focuses on Maize as a staple in East Africa
• Our approach
• Focus on mothers
• Known aflatoxin issue as the entry point
• Develop health food value chains
• Using dominant food narrative as levers of change
• RCT as a proof of conceptFunded by:
Transforming Lives and Landscapes with Trees
The analysis
• Challenging new type of data
• Between quantitative and qualitative
• Analyzing to make it best rather than worst of both
• Framing it for publishing
• Complex adaptive systems analysis for tangible entry points
• Communicate findings in a clear enough way to reach an audience
with broad range of backgrounds (our colleagues)
Transforming Lives and Landscapes with Trees
Purpose:
To accelerate, intensify, and evidence the
translation of research and development
interventions into sustainable and inclusive
development impact
CIFOR-ICRAF
Impact Group
MEANINGFUL
DIAGNOSIS
STRONG
INTERVENTION
DESIGN
Integrated option assessment
Adoption incentives
Inclusive Scaling strategy
Impactful Theory of Change
Technical support brokering
Formative evaluation & monitoring
systems
Operational research
CREDIBLE
EVIDENCE &
SCALABLE LEARNING
Focused impact evaluation
at key nodes of Theory of
Change
Influence tracking and
evaluation
Holistic root cause analysis
Multi-dimensional economic,
demand & gender assessment
Levers of change identification
REOCCURING PROBLEM
EFFECTIVE
& EFFICIENT
DELIVERY
MORE IMPACT ON
Persistent poverty, food insecurity,
marginalization, climate
maladaptation and environmental
degradation
Yet, solutions often fragmented,
piecemeal & uni-dimensional, failing
to effectively address underlying
causes
Transforming Lives and Landscapes with Trees
World Agroforestry (ICRAF),
United Nations Avenue, Gigiri,
P.O Box 30677-00100, Nairobi, Kenya
Phone: +254 727 857 193
Website: www.worldagroforestry.org
Thank you!
K.Mausch@cigar.org

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Transforming Lives with Trees: Understanding Farmer Behavior

  • 1. Transforming Lives and Landscapes with Trees Lessons from the field: Understanding farmer behavior and options to improve outcomes Kai Mausch Senior Economist World Agroforestry, Nairobi
  • 2. Transforming Lives and Landscapes with Trees ICRAF, CIFOR, CGIAR • World Agroforestry (ICRAF) is a centre of science and development excellence that harnesses the benefits of trees for people and the environment. • CGIAR is a global research partnership for a food secure future dedicated to reducing poverty, enhancing food and nutrition security, and improving natural resources.
  • 3. Transforming Lives and Landscapes with Trees Background • Low adoption rates of technically effective agricultural innovations • Long pay-off periods especially for trees and NRM • Intangible or non-monetary benefits • Complex farming systems require substantial knowledge and changes to practices • Unlikely one fits all strategy • Tendency to trial new ways of operation first • Multiple income streams and small-scale farming operations (on- and off-farm)
  • 4. Transforming Lives and Landscapes with Trees Citizen Science - Uganda • The problem • Low milk yields in the dairy sector • Feed supplements unaffordable • Our approach • Fodder Shrubs integrated into the farming system (potential erosion control) • Supported trialing within the community (monitoring approach, Calliandra provided) • Self-monitored and compared to status quo (paired farmers) • Early insights • Directly visible improvements rather than waiting for shrubs to mature • Milk yields up from 4 to 9L per day • Increased adoption in the community (now 75%) https://tinyurl.com/y2c2w4mr Citizen Scientist showing results of the experiment. Photo: World Agroforestry, Joan Kimayo Funded by:
  • 5. Transforming Lives and Landscapes with Trees S4C – Kenya + Malawi • The problem • Low milk yields • Milk supply gap in Kenya and Malawi • Nutrition implications • Scaling the Uganda experience successful yet expensive • Goal of reaching 120.000 farmers requires translation of Uganda findings Funding approved by:
  • 6. Transforming Lives and Landscapes with Trees S4C – Kenya + Malawi • Our approach • Cooperatives as entry points • Enabling trialability through Citizen Science • Supported through trained and supported cooperative members • Timed learning session along the growth cycle of Calliandra • Direct link to buyers / processors • Supporting an enabling environment • Sliding subsidies to encourage full adoption • Incentives for nursery operators to produce seedlings and support farmers
  • 7. Transforming Lives and Landscapes with Trees Rural aspirations – the pilot • The problem • Farm and non-farm income streams likely limit incentives and options to invest in farming • Profit- or yield-maximization interventions • likely not the mainstream among small producers • The goal • Understanding medium- to long-term income portfolio aspirations • Customizing technologies and communication approaches to relate to differing aspirations • SenseMaker to elicit aspirations and drivers http://worldagroforestry.org/projects1/timeline/ Funded by:
  • 8. Transforming Lives and Landscapes with Trees Exploring aspirations How to get a better understanding of peoples’ livelihood portfolio aspirations? • Explorations in focus groups • Difficult as people do not think in abstract terms • Exploring using DCEs • Too complex for DCE • Could be used later to test if people respond to choice sets according to our assumptions on aspirational influences • Traditional household survey • Trial using ‘direct questions but triangulate • ifpri aspiration index as complementary data http://worldagroforestry.org/projects1/timeline/
  • 9. Transforming Lives and Landscapes with Trees Rural Aspiration How can we measure / elicit what people want? today2014 201 2016 2018 Using standard method while exploring While generating some more qual. data, we explored SenseMaker Designing a pilot Design workshop with Cognitive Edge  learning about each others context takes time The analysis Challenging new type of data - More details following - Exploring new options What does the farm ↔ non- farm income split mean for technology demand – using psychology Stumbling across SenseMaker After understanding that the problem is too complex the inaugural lecture that opened new options http://worldagroforestry.org/projects1/timeline/
  • 10. Transforming Lives and Landscapes with Trees Food narratives food choice motives • The problem • Urban diets are more and more unhealthy • Food deserts in high density areas • Health threats not acknowledged • Diversified diets unpopular • Maize focused farming systems often less sustainable • Yet policy and extension focuses on Maize as a staple in East Africa • Our approach • Focus on mothers • Known aflatoxin issue as the entry point • Develop health food value chains • Using dominant food narrative as levers of change • RCT as a proof of conceptFunded by:
  • 11. Transforming Lives and Landscapes with Trees The analysis • Challenging new type of data • Between quantitative and qualitative • Analyzing to make it best rather than worst of both • Framing it for publishing • Complex adaptive systems analysis for tangible entry points • Communicate findings in a clear enough way to reach an audience with broad range of backgrounds (our colleagues)
  • 12. Transforming Lives and Landscapes with Trees Purpose: To accelerate, intensify, and evidence the translation of research and development interventions into sustainable and inclusive development impact CIFOR-ICRAF Impact Group MEANINGFUL DIAGNOSIS STRONG INTERVENTION DESIGN Integrated option assessment Adoption incentives Inclusive Scaling strategy Impactful Theory of Change Technical support brokering Formative evaluation & monitoring systems Operational research CREDIBLE EVIDENCE & SCALABLE LEARNING Focused impact evaluation at key nodes of Theory of Change Influence tracking and evaluation Holistic root cause analysis Multi-dimensional economic, demand & gender assessment Levers of change identification REOCCURING PROBLEM EFFECTIVE & EFFICIENT DELIVERY MORE IMPACT ON Persistent poverty, food insecurity, marginalization, climate maladaptation and environmental degradation Yet, solutions often fragmented, piecemeal & uni-dimensional, failing to effectively address underlying causes
  • 13. Transforming Lives and Landscapes with Trees World Agroforestry (ICRAF), United Nations Avenue, Gigiri, P.O Box 30677-00100, Nairobi, Kenya Phone: +254 727 857 193 Website: www.worldagroforestry.org Thank you! K.Mausch@cigar.org