UKRI, Research England & the
REF
David Sweeney
Executive Chair Designate, Research England
HEFCE Annual Meeting
26 October 2017
UK Research and Innovation
What is UK Research and Innovation?
UKRI
Board and
Corporate
functions
MRC
NERC
ESRC
EPSRC
BBSRC
AHRC
Innovate
UK
Research
England
Scottish
Funding
Council
HEFCW
Northern
Ireland
Executive
STFC
The vision for UK Research and Innovation
To be
an outstanding research
and innovation agency
Knowledge
Push the frontiers of human
knowledge
Economy
Deliver economic impact and
create better jobs
Society
Create social impact by
supporting our society to
become stronger and healthier
UK Research and Innovation
UK Research and Innovation
Building on existing strengths
• Research Councils and Innovate
UK
• Dual support and Research
England
• Haldane Principle
• Excellence and rigour
• Global outlook
Image:LibraryofCongress
UK Research and Innovation
Opportunities
• Increased funding:
• £4.7 billion additional funding to
2021
• Strong commitment to science and
research
• Industrial Strategy Challenge Fund
• Newton Fund
• Global Challenges Research Fund
UK Research and Innovation
Tackling important problems
• Fundamental questions
• Needs of society – working with
government
• Advancing the UK economy
• Research and innovation as a key
element of UK’s place in the world
UK Research and Innovation
Asking fundamental questions
• Host defence mechanisms
• Structure of the cell
• Gravitational waves
• Materials science
• Poverty measurement
• Hokusai
UK Research and Innovation
Needs of society
• Hydrology and
meteorology
• Air quality
• Infectious diseases
• Ageing
• Security
• Economy
UK Research and Innovation
Advancing the UK economy
Industrial Strategy Challenge Fund
• First wave of challenges includes:
• Batteries
• Pharmaceutical advanced
manufacturing technologies
• Robotics in hazardous
environments
• Second wave announced later
this year
UK Research and Innovation
The UK’s place in the world
Global Challenges Research Fund
• Focus areas:
• Equitable access to
sustainable development
• Sustainable economies and
societies
• Human rights, good
governance and social justice
Global research: e.g. ALMA
UK Research and Innovation
Conduct of research
Issues
• Reproducibility
• Openness
• Communication of research and
innovation
• Careers
• Diversity
• Right incentives
Image:AcademyofMedicalSciences
Research England’s role
Research England will create and sustain the conditions for a healthy and
dynamic research and knowledge exchange system in English higher education
institutions.
UK Research and Innovation
It will have four main roles:
• Funding for HEIs to deliver research and KE, unlocking potential, generating impact,
meeting national priorities and global challenges
• System intelligence and analytics: gathering evidence of impact of current and future
R+KE policy on English university sector, including on effectiveness, efficiency and
sustainability
• Engagement with HEIs: understanding HEI strategy, capability and capacity, delivering
policy to support continuous improvement and behaviour change
• Close working with devolved administrations on UK-wide activity to help UKRI deliver
national priorities and become experts on UK HE system.
Research England within UKRI
Like the other eight councils, Research England will have devolved budgets and
responsibilities within UKRI that relate to its funding and policies for English
HEIs.
UK Research and Innovation
There are significant opportunities of including RE within UKRI. RE will:
• Take a HEI view that complements the disciplinary focus of RCs and business focus of
Innovate UK
• Have a distinctive England-only role that will need to link with devolved administrations to
help UKRI develop a UK-wide focus on HEI issues
• Provide underpinning funding for HEIs that complements project focus of research councils
and demand-side innovation focus of Innovate UK
• Deliver capital funding that supports new partnerships between universities and business,
including via RPIF
• Support high-performance knowledge exchange through capacity and capability
development, including working with OfS on HEIF.
UKRI and OfS joint working
 Skills capability and progression
 Knowledge exchange
 Infrastructure funding
 Financial sustainability and efficiency of the HE system and providers
 Accountability and assurance
 Evidence gathering and system intelligence
 TEF and REF
UK Research and Innovation
The Government has published a fact sheet, outlining nine areas
of joint working between UKRI and OfS, and where it is expected
that Research England will play a significant coordination role:
Knowledge Exchange Framework (KEF)
• McMillan review/group – focussed on continuous improvement in university knowledge exchange
• New public framework announced by Universities Minister on 12 October 2017
• Understanding and driving outperformance, through comparisons
• Need for universities to meet expectations of the framework, as basis for funding
• HEFCE to announce workplan and timetable shortly, including basis for Research England to consult
after April 2018
Impact of Lord Stern’s
recommendations
Key principles:
• Lower burden
• Less game-playing
• Less personalisation, more institutionally focused
• Recognition for investment
• Making space for long-term research
• More rounded view of research activity
• Interdisciplinary emphasis
• Broaden impact
Implementing the Stern Review
Key decisions on:
• Deepening and broadening impact.
• Interdisciplinary research.
• Piloting assessment at the level of the institution.
Implementing the Stern Review
Further discussion on:
• Approach to submitting all staff.
• Non-portability of outputs.
Timetable
Autumn 2017
Invite nominations for panel members
Further decisions on the arrangements for submitting staff
and outputs
Winter 2017-18 Appoint panels
Spring 2018 Panels meet to develop criteria
Summer to Autumn 2018 Publish draft guidance, and consultation on panel criteria
Winter 2018-19 Publish final guidance and criteria
2019 Complete preparation of submission systems
2020 Submission phase
2021 Assessment phase

UKRI, Research England and the REF - David Sweeney

  • 1.
    UKRI, Research England& the REF David Sweeney Executive Chair Designate, Research England HEFCE Annual Meeting 26 October 2017
  • 2.
    UK Research andInnovation What is UK Research and Innovation? UKRI Board and Corporate functions MRC NERC ESRC EPSRC BBSRC AHRC Innovate UK Research England Scottish Funding Council HEFCW Northern Ireland Executive STFC
  • 3.
    The vision forUK Research and Innovation To be an outstanding research and innovation agency Knowledge Push the frontiers of human knowledge Economy Deliver economic impact and create better jobs Society Create social impact by supporting our society to become stronger and healthier UK Research and Innovation
  • 4.
    UK Research andInnovation Building on existing strengths • Research Councils and Innovate UK • Dual support and Research England • Haldane Principle • Excellence and rigour • Global outlook Image:LibraryofCongress
  • 5.
    UK Research andInnovation Opportunities • Increased funding: • £4.7 billion additional funding to 2021 • Strong commitment to science and research • Industrial Strategy Challenge Fund • Newton Fund • Global Challenges Research Fund
  • 6.
    UK Research andInnovation Tackling important problems • Fundamental questions • Needs of society – working with government • Advancing the UK economy • Research and innovation as a key element of UK’s place in the world
  • 7.
    UK Research andInnovation Asking fundamental questions • Host defence mechanisms • Structure of the cell • Gravitational waves • Materials science • Poverty measurement • Hokusai
  • 8.
    UK Research andInnovation Needs of society • Hydrology and meteorology • Air quality • Infectious diseases • Ageing • Security • Economy
  • 9.
    UK Research andInnovation Advancing the UK economy Industrial Strategy Challenge Fund • First wave of challenges includes: • Batteries • Pharmaceutical advanced manufacturing technologies • Robotics in hazardous environments • Second wave announced later this year
  • 10.
    UK Research andInnovation The UK’s place in the world Global Challenges Research Fund • Focus areas: • Equitable access to sustainable development • Sustainable economies and societies • Human rights, good governance and social justice Global research: e.g. ALMA
  • 11.
    UK Research andInnovation Conduct of research Issues • Reproducibility • Openness • Communication of research and innovation • Careers • Diversity • Right incentives Image:AcademyofMedicalSciences
  • 12.
    Research England’s role ResearchEngland will create and sustain the conditions for a healthy and dynamic research and knowledge exchange system in English higher education institutions. UK Research and Innovation It will have four main roles: • Funding for HEIs to deliver research and KE, unlocking potential, generating impact, meeting national priorities and global challenges • System intelligence and analytics: gathering evidence of impact of current and future R+KE policy on English university sector, including on effectiveness, efficiency and sustainability • Engagement with HEIs: understanding HEI strategy, capability and capacity, delivering policy to support continuous improvement and behaviour change • Close working with devolved administrations on UK-wide activity to help UKRI deliver national priorities and become experts on UK HE system.
  • 13.
    Research England withinUKRI Like the other eight councils, Research England will have devolved budgets and responsibilities within UKRI that relate to its funding and policies for English HEIs. UK Research and Innovation There are significant opportunities of including RE within UKRI. RE will: • Take a HEI view that complements the disciplinary focus of RCs and business focus of Innovate UK • Have a distinctive England-only role that will need to link with devolved administrations to help UKRI develop a UK-wide focus on HEI issues • Provide underpinning funding for HEIs that complements project focus of research councils and demand-side innovation focus of Innovate UK • Deliver capital funding that supports new partnerships between universities and business, including via RPIF • Support high-performance knowledge exchange through capacity and capability development, including working with OfS on HEIF.
  • 14.
    UKRI and OfSjoint working  Skills capability and progression  Knowledge exchange  Infrastructure funding  Financial sustainability and efficiency of the HE system and providers  Accountability and assurance  Evidence gathering and system intelligence  TEF and REF UK Research and Innovation The Government has published a fact sheet, outlining nine areas of joint working between UKRI and OfS, and where it is expected that Research England will play a significant coordination role:
  • 15.
    Knowledge Exchange Framework(KEF) • McMillan review/group – focussed on continuous improvement in university knowledge exchange • New public framework announced by Universities Minister on 12 October 2017 • Understanding and driving outperformance, through comparisons • Need for universities to meet expectations of the framework, as basis for funding • HEFCE to announce workplan and timetable shortly, including basis for Research England to consult after April 2018
  • 16.
    Impact of LordStern’s recommendations Key principles: • Lower burden • Less game-playing • Less personalisation, more institutionally focused • Recognition for investment • Making space for long-term research • More rounded view of research activity • Interdisciplinary emphasis • Broaden impact
  • 17.
    Implementing the SternReview Key decisions on: • Deepening and broadening impact. • Interdisciplinary research. • Piloting assessment at the level of the institution.
  • 18.
    Implementing the SternReview Further discussion on: • Approach to submitting all staff. • Non-portability of outputs.
  • 19.
    Timetable Autumn 2017 Invite nominationsfor panel members Further decisions on the arrangements for submitting staff and outputs Winter 2017-18 Appoint panels Spring 2018 Panels meet to develop criteria Summer to Autumn 2018 Publish draft guidance, and consultation on panel criteria Winter 2018-19 Publish final guidance and criteria 2019 Complete preparation of submission systems 2020 Submission phase 2021 Assessment phase