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arXiv:1506.06728v1[astro-ph.HE]22Jun2015
Draft version June 23, 2015
Preprint typeset using LATEX style emulateapj v. 01/23/15
THE DISTRIBUTION AND ANNIHILATION OF DARK MATTER AROUND BLACK HOLES
Jeremy D. Schnittman
NASA Goddard Space Flight Center, Greenbelt, MD 20771 and
Joint Space-Science Institute, College Park, MD 20742
Draft version June 23, 2015
ABSTRACT
We use a Monte Carlo code to calculate the geodesic orbits of test particles around Kerr black holes,
generating a distribution function of both bound and unbound populations of dark matter particles.
From this distribution function, we calculate annihilation rates and observable gamma-ray spectra for
a few simple dark matter models. The features of these spectra are sensitive to the black hole spin,
observer inclination, and detailed properties of the dark matter annihilation cross section and density
profile. Confirming earlier analytic work, we find that for rapidly spinning black holes, the collisional
Penrose process can reach efficiencies exceeding 600%, leading to a high-energy tail in the annihilation
spectrum. The high particle density and large proper volume of the region immediately surrounding
the horizon ensures that the observed flux from these extreme events is non-negligible.
Keywords: black hole physics – accretion disks – X-rays:binaries
1. INTRODUCTION
Prompted by the recent paper by Ba˜nados et al. (2009)
[BSW], there has been a great deal of interest in the
potential of Kerr black holes to accelerate particles to
ultra-relativistic energies and thus to probe a regime of
physics otherwise inaccessible. The vast majority of this
work has been analytic and thus largely limited to the
most simple photon and particle trajectories in the equa-
torial plane. Here we present a more numerical approach
that focuses on calculating the fully relativistic distribu-
tion function of massive test particles around a spinning
black hole. With this distribution function and a sim-
ple model for the dark matter annihilation mechanism,
we can then calculate the annihilation rate and observed
spectrum as a function of black hole spin and observer
inclination.
It has been noted repeatedly in recent works that the
net energy gained through the Penrose process is quite
modest, as is the fraction of collision products that might
escape, and thus the astrophysical importance of the
BSW effect is questionable (Jacobson & Sotiriou 2010;
Ba˜nados et al. 2011; Harada et al. 2012; Bejger et al.
2012; McWilliams 2013). We argue here that two pri-
mary factors (to our knowledge largely neglected in pre-
vious work) could greatly enhance the astrophysical rele-
vance and observability of this annihilation. The first
is an energy-dependent cross section for dark matter
(DM) annihilation. This could take many forms, the
simplest of which are p-wave annihilation (Bertone et al.
2005; Chen & Zhou 2013; Ferrer & Hunter 2013), where
the cross section scales like the relative velocity, or a
threshold energy, above which the cross section increases
greatly. This latter assumption is a natural choice for
a model that includes multiple DM species, with the
more massive particles intermediate products in the an-
nihilation process towards gamma rays [see, e.g., Zurek
(2014)]. Because gravity is the only known force capa-
ble of accelerating dark matter particles to high energies,
it is possible that new annihilation channels could occur
jeremy.schnittman@nasa.gov
around black holes that are completely inaccessible ev-
erywhere else in the universe.
The other effect considered here is the relativistic en-
hancement of the density close to the black hole. This
is due to the time dilation of observers near the hori-
zon. In a steady-state system, one can think of dropping
particles into the black hole from infinity at a constant
rate Γ∞ as measured by coordinate time t. To an ob-
server near the black hole measuring proper time τ, an
enhanced rate Γ∞(dt/dτ) is seen, with dt/dτ > 1. For
annihilation rates that scale like the density squared, the
local annihilation rate will be enhanced by (dt/dτ)2
. Of
course, the products will get redshifted on their way back
out to an observer at infinity (McWilliams 2013), but we
are still left with a net enhancement of dt/dτ.
Even without this relativistic enhancement, numer-
ous models also predict an astrophysical enhancement of
the dark matter density in the galactic nucleus. Adi-
abatic growth of the central black hole will capture
a large number of particles onto tightly bound orbits,
growing a steep density spike as the black hole grows
(Gondolo & Silk 1999; Sadeghian et al. 2013). Gravita-
tional scattering off the dense nuclear star cluster will
also lead to a dark matter spike (Gnedin & Primack
2004), similar to the classical two-body scattering re-
sult of Bahcall & Wolf (1976). At the same time, self-
annihilation (Gondolo & Silk 1999) and elastic scattering
(Shapiro & Paschalidis 2014; Fields et al. 2014) will act
to flatten out this spike into a shallow core more similar
to the unbound population.
Because our approach to this problem is predominantly
numerical, we can easily include treatment of a range
of black hole spins, particle distributions, and cross sec-
tions, and not limit ourselves to special cases with an-
alytic solutions. Therefore, we can calculate how often
those extreme cases are likely to occur in a real astrophys-
ical setting [for a notable exception to the analytic ap-
proaches of earlier work, see the exhaustive Monte Carlo
calculations of Williams (1995, 2004) that explored the
limits of the Penrose process in the context of Comp-
ton scattering and pair production in accretion disks and
2 Schnittman
jets]. Of particular interest has been the following ques-
tion: for two particles each of mass mχ falling from rest
at infinity and colliding near the black hole, what is the
maximum achievable energy for an escaping photon? We
find that this limit exceeds 12mχ for an extremal black
hole with a/M = 1, significantly higher than previously
published values of 2.6mχ (Bejger et al. 2012). We ex-
plain the underlying reason for this discrepancy in a com-
panion paper (Schnittman 2014).
2. POPULATING THE DISTRIBUTION FUNCTION
2.1. Initial conditions
The primary goal of this paper is to calculate the 8-
dimensional phase-space distribution function df(x, p) of
DM particles around a Kerr black hole. Two of these
dimensions are immediately removed due to the assump-
tion of a steady-state solution and stationarity of the
metric, and the mass-shell constraint of the particle mo-
mentum, leaving us with df(r, θ, φ, pr, pθ, pφ). This func-
tion is further reduced to five dimensions because ax-
isymmetry removes the dependence on φ.
To calculate the distribution function, we first distin-
guish between two basic populations: the particles grav-
itationally bound and unbound to the black hole. The
properties of the bound populations are more sensitive to
underlying astrophysical assumptions, and will be dis-
cussed below in Section 2.4. The unbound population
is more straightforward: we simply assume an isotropic,
thermal distribution of velocities at a large distance from
the black hole. Here, “large distance” is taken to be the
influence radius rinfl of a supermassive black hole with
mass M, and the DM velocity dispersion is set equal to
the stellar velocity dispersion σ0 of the bulge (thus the
“unbound” population considered in this paper is still
gravitationally bound to the galaxy, just not the black
hole). From the “M-sigma” relation (Ferrarese & Merritt
2000) we take
M ≈ 2 × 107
M⊙
σ0
100 km/s
4
(1)
and
rinfl ≡
GM
σ2
0
≈ 8 pc
σ0
100 km/s
2
. (2)
In units of gravitational radii rg = GM/c2
, the influence
radius is typically quite large: rinfl ≈ 107
M
−1/2
7 rg, where
M7 ≡ (M/107
M⊙).
Given this outer boundary condition, we shoot test
particles towards the black hole with initial velocities
drawn from an isotropic thermal distribution with char-
acteristic velocity σ0. As we are only interested in
the distribution function relatively close to the black
hole, we can ignore any particle with impact param-
eter greater than ≈ 1000 rg. For those particles that
we do follow, we calculate their geodesic trajectories
with the Hamiltonian approach described in detail in
Schnittman & Krolik (2013) and used in the radiation
transport code Pandurata. A schematic of this pro-
cedure is shown in Figure 1. As the particle moves
around the black hole and passes through different fi-
nite volume elements, the discretized distribution func-
tion df(ri, θj, p) is updated with appropriate weights.
The great advantage of this Hamiltonian approach is
that the integration variable is the coordinate time t in
Boyer-Lindquist coordinates (Boyer & Lindquist 1967).
Because this is the time measured by an observer at infin-
ity, it determines the rate at which particles are injected
into the system in the steady-state limit. Then the distri-
bution function can be populated numerically by assign-
ing a weight to each bin in phase space through which
the test particle passes, with the weight proportional to
the amount of time t spent in that volume. The process
is repeated for many Monte Carlo test particles until the
5-dimensional distribution function is completely popu-
lated.
2.2. Geodesics and Tetrads
Following Schnittman & Krolik (2013), we define local
orthonormal observer frames, or tetrads, at each point in
the computational volume. Depending on the population
in question (i.e., bound vs. unbound), it is convenient to
use either the zero-angular-momentum observer (ZAMO;
Bardeen et al. (1972)) or the “free-falling from infinity
observer” (FFIO) tetrads. In all cases we use Boyer-
Lindquist coordinates (Boyer & Lindquist 1967), where
the metric can be written
gµν =



−α2
+ ω2
̟2
0 0 −ω̟2
0 ρ2
/∆ 0 0
0 0 ρ2
0
−ω̟2
0 0 ̟2


 . (3)
This allows for a relatively simple form for the inverse
metric:
gµν
=



−1/α2
0 0 −ω/α2
0 ∆/ρ2
0 0
0 0 1/ρ2
0
−ω/α2
0 0 1/̟2
− ω2
/α2


 , (4)
with the following definitions:
ρ2
≡ r2
+ a2
cos2
θ (5a)
∆≡ r2
− 2Mr + a2
(5b)
α2
≡
ρ2
∆
ρ2∆ + 2Mr(a2 + r2)
(5c)
ω ≡
2Mra
ρ2∆ + 2Mr(a2 + r2)
(5d)
̟2
≡
ρ2
∆ + 2Mr(a2
+ r2
)
ρ2
sin2
θ . (5e)
Unless explicitly included, we adopt units with G = c =
1, so distances and times are often scaled by the black
hole mass M.
The ZAMO tetrad can be constructed by
e(˜t) =
1
α
e(t) +
ω
α
e(φ) (6a)
e(˜r) =
∆
ρ2
e(r) (6b)
e(˜θ) =
1
ρ2
e(θ) (6c)
e( ˜φ) =
1
ϕ2
e(φ) , (6d)
Dark Matter around Black Holes 3
Figure 1. Schematic of our method for populating phase space with geodesic trajectories. The test particles are injected at large radius
(r0 = 107rg) with thermal velocities with dispersion σ0 ≪ c. Those particles passing within 1000 rg of the black hole contribute to the
tabulated distribution function in each volume element (ri, θj ) through which they pass, with a weight proportional to the amount of
coordinate time t spent in that zone.
i+1
ri
θj+1
θj
σ0 n0
r
where we designate tetrad basis vectors by ˜µ indices,
while coordinate bases have normal indices.
To construct the FFIO tetrad, the time-like basis vec-
tor e(˜t) is given by the 4-velocity uµ
= gµν
uν correspond-
ing to a geodesic with ut = −1, uθ = uφ = 0, and from
normalization constraints,
ur = − (α−2
− 1)
ρ2
∆
1/2
. (7)
Then the spatial basis vectors e(˜i) are constructed via
a standard Gram-Schmidt method and aligned roughly
parallel to the Boyer-Lindquist coordinate bases.
Any vector can be represented by its components in
different tetrads via the relation
u = e(µ)uµ
= e(˜µ)u˜µ
, (8)
whereby the components are related by a linear transfor-
mation Eµ
˜µ :
uµ
= Eµ
˜µ u˜µ
, (9a)
u˜µ
= [E−1
]˜µ
µuµ
. (9b)
These u˜µ
are the components that we use for the tabu-
lated distribution function.1
Because of the normaliza-
tion constraints, we need only store three components of
the 4-momentum in each spatial volume element, making
the total dimensionality of the distribution function five:
two space and three momentum.
In Pandurata, the geodesics are integrated with
a variable time step 5th
order Cash-Karp algorithm
(Schnittman & Krolik 2013). This technique very nat-
urally matches small time steps to regions of high cur-
vature and thus areas of high resolution in the spatial
1 While these contravariant indices technically refer to 4-
velocities, and not 4-momenta, we use the terms interchangeably
in the locally flat tetrad basis, where most of our calculations take
place.
grid. For each time step, a weight proportional to the
coordinate time spent on that step is added to the dis-
tribution function for that particular volume of phase
space. Because the particle typically remains within a
single volume element for many time steps, we find that
interpolation errors are small.
The spatial momentum components γβ
˜i
can be posi-
tive or negative and span many orders of magnitude. To
adequately resolve the phase space and capture the rel-
ativistic effects immediately outside the black hole hori-
zon, we find that on order ∼ 103
bins are required in
each dimension. If the entire phase-space volume were
occupied, this would correspond to an unfeasible quan-
tity of data. Fortunately, this volume is not evenly filled,
so such a hypothetical 5-dimensional array is in fact ex-
ceedingly sparse. In practice, we are able to use a dy-
namic memory allocation technique that only stores the
non-zero elements of the distribution function. Yet even
so, a well-resolved calculation can easily require multiple
GB of data for a single distribution function, and to ad-
equately sample this phase space requires on the order
of ∼ 109
test particles, with each geodesic sampled over
thousands of time steps. Fortunately, this is a trivially
parallelizable problem, so it is relatively simple to achieve
sufficient resolution in a reasonable amount of time with
a small computer cluster.
2.3. Unbound Particles
As mentioned above, for the unbound population, the
outer boundary condition for the phase space density at
rinfl is relatively well-understood. The velocity distribu-
tion is thermal with characteristic speed σ0
2
. The spatial
density of dark matter is measured from galactic rotation
2 While there could be some small anisotropy in the dark matter
velocity distribution at rinfl, it is unlikely to be correlated with
the black hole spin. Thus the predominantly radial velocities of
incoming particles will be independent of polar angle, and therefore
for all intents and purposes appear isotropic from the black hole’s
point of view. Similarly, even if the DM velocity distribution at the
influence radius is not strictly Maxwellian, this too will have little
4 Schnittman
curves at kpc distances from the nucleus, and then must
be extrapolated in to pc distances with a combination
of observations and stellar profile modeling. For exam-
ple, in the Milky Way the DM density near the Sun is
0.3 GeV/cm3
, and the radial profile can be reasonably
well-modeled with a simple ρ ∼ R−1
profile, giving a
density of ∼ 103
GeV/cm3
at rinfl. Inside of rinfl there is
almost certainly an additional bound component to the
DM distribution (Gondolo & Silk 1999), so the unbound
population described here can best be understood as a
strict lower bound on the phase space density.
Outside of ∼ 100 rg the unbound population can be
treated as a collisionless gas of accreting particles, as in
Zeldovich & Novikov (1971). In the Newtonian limit, the
density and velocity dispersion can be written
n(r) = n0 1 +
2GM
σ2
0r
1/2
(10)
and
σ2
(r) = σ2
0 1 +
2GM
σ2
0r
. (11)
Figure 2. Spatial density (a) and mean relative momentum
γβ rel (b) of unbound particles as measured in the FFIO frame
in the equatorial plane of a Kerr black hole with a/M = 1. The
dashed lines are the Newtonian solutions of equations (10, 11),
while the solid curves come from the fully relativistic Monte Carlo
calculation.
1 10 100
r/M
10-5
10-4
10-3
n(arb.units)
GR
Newtonian
(a)
impact on the results presented here, because the initial velocities
are so small compared to the orbital velocities near the black hole,
the trajectories are indistinguishable from particles injected from
infinity with zero velocity.
1 10 100
r/M
0.1
1.0
10.0
<γβ>rel
(b)
In Figure 2 we show the spatial density of unbound
particles as measured by a FFIO around a Kerr black
hole with spin parameter a/M = 1, as well as the mean
particle momentum as measured in that frame. We find
very close agreement to the Newtonian results all the
way down to r ∼ 10rg. The deviation of the momentum
from the Newtonian solution is due largely to the special
relativistic terms proportional to the Lorentz boost γ.
The proper density is governed by two competing rel-
ativistic effects. One is time dilation and the other is
spatial curvature. Close to the black hole, the parti-
cle’s proper time τ slows down relative to the coordinate
time t measured by an observer at infinity, giving a large
dt/dτ. This has the effect of increasing the number den-
sity because, in a steady state, particles are injected into
the system at a constant rate—as measured by an ob-
server at infinity. The injection rate measured by an
observer close to the black hole is higher by a factor of
dt/dτ, leading to her seeing a larger proper density.
Figure 3. Proper volume measured in the FFIO frame. The
dashed line is the Newtonian value dV/dr = 4πr2, and the solid
curve measures the FFIO’s proper volume d ˜V /dr.
1 10 100
r/M
101
102
103
104
105
106
dV/dr
In fact, the proper density would be even higher if
it weren’t for another important relativistic effect: the
stretching of space around a black hole. Specifically,
the Boyer-Lindquist radial coordinate element dr cor-
responds to a greater and greater proper distance as
Dark Matter around Black Holes 5
the observer approaches the horizon. This naturally
gives a greater proper volume d ˜V , shown as a solid
curve in Figure 3. Again, we show the Newtonian value
dV/dr = 4πr2
as a dashed curve. Because the parti-
cle interaction rates scale like n2
v d ˜V , all these effects
combine to increase the importance of reactions near the
black hole.
In Figure 4 we plot the momentum distributions of un-
bound dark matter particles, as observed by a FFIO in
the equatorial plane, at a relatively large distance from
the black hole: r = 100M. Each 1-dimensional distribu-
tion is calculated by integrating over the other two mo-
mentum dimensions. We also plot the momentum mag-
nitude γ|β| in panel (a). Because the particles all have
relatively small velocities at infinity β0 ≈ σ0/c ≪ 1, their
velocities in the weakly relativistic region rg ≪ r ≪ r0
are given by v ≈ 2GM/r, corresponding to v ≈ 0.14c
for r = 100M.
For the three spatial components of the momentum
distribution, we see a nearly isotropic velocity distribu-
tion with a few subtle but interesting deviations. First,
we note how there is a slight deficit of particles with
positive p˜r
. This is due to capture by the black hole of
particles coming in from infinity with nearly radial tra-
jectories. By definition, these particles also have small
values of p
˜θ
and p
˜φ
, depleting the distribution function in
those dimensions around β = 0. While the distribution
in the θ dimension is symmetric, note that the depletion
in the φ distribution is offset to slightly negative values
of p
˜φ
. This is due to the well-known preferential capture
by Kerr black holes of retrograde particles with angular
momenta aligned opposite to the black hole spin.
In Figure 5, we plot the phase-space distribution for
the same boundary conditions as in Figure 4, but now
at r = 2M. The difference is quite dramatic, but all the
features are essentially due to the same physical mecha-
nisms. This close to the horizon, there is a very strong
depletion of outgoing particles with p˜r
> 0, as most par-
ticles are captured by the black hole. The only particles
that can avoid capture at this radius have prograde tra-
jectories in the equatorial plane. Thus, the distribution
is now peaked around p
˜θ
= 0 instead of showing a deficit.
There is also a strong peak near p
˜φ
= 1 due to the
relatively stable, long-lived prograde orbits that circle
the black hole multiple times before getting captured or
escaping back out to infinity. In fact, the distribution
of coordinate momentum is significantly more lopsided
to pφ
> 0, but this is masked in Figure 5d because this
distribution is measured by an observer with uφ
> 0
herself. The sharp fall-off of the azimuthal distribution
above p
˜φ
≈ 1 is due to the angular momentum barrier of
the black hole. Particles with higher values of p
˜φ
simply
never reach this small radius.
To the best of our knowledge, these distribution func-
tions have never been calculated before for a Kerr black
hole. However, the particle number density can be de-
termined analytically for a non-spinning Schwarzschild
black hole, in the limit of σ0 ≪ c. This allows at
least one test of our numerical methods, although admit-
tedly not a very strong one, as most of the interesting
features are related to the far more complicated orbits
around a spinning black hole. We follow the approach
of Baushev (2009), who integrates the distribution func-
tion with fixed energy, carefully setting the angular mo-
mentum integration bounds based on which orbits are
captured from a given radius. The results are shown in
Figure 6, with our numerical calculation plotted as a red
curve and the analytic result in black, showing perfect
agreement. Note that Baushev’s expression is given for
a coordinate density rather than a proper density, which
also explains the sharper peak at small r.
2.4. Bound Particles
As mentioned above, the unbound population can be
thought of as a lower limit on the total DM density.
There will also likely be a substantial population of par-
ticles that are gravitationally bound to the black hole.
As described in Gondolo & Silk (1999), the origin of the
bound population is the adiabatic growth of the super-
massive black hole on a timescale much longer than the
typical orbital time. This physical mechanism can be un-
derstood as follows: as a marginally unbound DM parti-
cle passes within rinfl, a small amount of baryonic matter
is accreted into this region, deepening the potential well
just enough to capture the particle onto a marginally
bound orbit. Once captured, the particle continues to
orbit the black hole while conserving its orbital angu-
lar momentum as the black hole continues to gain mass.
This has the effect of shrinking the radius of the orbit.
Over time, more particles are captured and subse-
quently migrate closer to the black hole, building up
a steep density spike (Gondolo & Silk 1999). Inside of
the inner-most stable circular orbit (ISCO), there is a
sharp falloff in the density spike due to plunging trajec-
tories (Sadeghian et al. 2013). Here we do not attempt
to solve for the slope of the density spike at large radii
but leave it as a free parameter, and fix the density
at the influence radius as for the unbound population:
nbound(r) = n0(r/r0)−α
. Following Gondolo & Silk
(1999), we also allow for the possibility of a density up-
per bound nannih due to annihilation losses occurring over
very long timescales.
To populate the phase-space distribution for the bound
population, we follow a similar method as described
above for the unbound particles, but instead of launch-
ing them from large radius with a limited range of im-
pact parameters, now we launch them in situ with a
isotropic thermal velocity distribution, as measured by
a local ZAMO. These particles begin much closer to the
black hole, so the relativistic Maxwell-J¨uttner velocity
distribution is used (J¨uttner 1911), with the characteris-
tic virial temperature Θ(r) = 1/2[1 − ǫZAMO(r)], where
ǫZAMO(r) − 1 is the specific gravitational binding energy
of the ZAMO.
Because many of the particles launched close to the
black hole get captured, we first integrate their trajecto-
ries for a few orbital periods to ensure they are in fact on
stable orbits. Only then do they contribute to the tabu-
lated distribution function. Additionally, a small fraction
of the test particles from the tail end of the velocity dis-
tribution will in fact be unbound, and these are similarly
discarded.
As with the unbound distribution, for each step along
its trajectory, the test particle contributes to the phase
space distribution a small weight proportional to the
6 Schnittman
Figure 4. Momentum distribution of unbound particles observed by a FFIO in the equatorial plane at radius r = 100M. All particles
have nearly unitary specific energy at infinity, so the average particle speed is very close to 2GM/r =
√
0.02c (panel a). In panels (b-d)
we show the distribution of the individual momentum components, which are nearly isotropic this far from the black hole.
0.0 0.1 0.2 0.3 0.4
γ|β|
0
50
100
150
f(p)
(a)
-0.2 -0.1 0.0 0.1 0.2
γβr
0
5
10
15
f(p)
(b)
-0.2 -0.1 0.0 0.1 0.2
γβθ
0
5
10
15
f(p)
(c)
-0.2 -0.1 0.0 0.1 0.2
γβφ
0
5
10
15
f(p)
(d)
amount of time spent on that step. Yet now, instead of
using the coordinate time dt, we use the proper time of
the ZAMO frame from which the particles are launched,
including an additional weight to ensure the appropriate
radial form of the density distribution at larger radii.
In Figure 7 we plot the radial density distribution and
mean relative momentum of the bound particles, as mea-
sured in the ZAMO frame, in the equatorial plane around
a Kerr black hole with spin a/M = 1. The density pro-
file is constructed so that ρ(r) ∼ r−2
at large radii. We
clearly see major differences relative to the unbound pop-
ulation shown in Figure 2. Because of the lack of sta-
ble orbits close to the black hole, the bound population
declines inside r ≈ 4M, which corresponds roughly to
the mean radius of the ISCO for randomly inclined or-
bits around a maximally spinning black hole. This effect
was described in detail for non-spinning black holes in
Sadeghian et al. (2013). For equatorial circular orbits,
only prograde trajectories are allowed inside of r = 9M.
This leads to all particles moving in roughly the same
direction closer to the black hole, and explains why the
relative momentum γβ rel does not increase nearly as
fast for the bound population as it does for the unbound
population, which allows plunging retrograde trajecto-
ries, and thus more “head-on” collisions.
In Figure 8 we show the 2D density profile in the
x − z plane for both bound and unbound populations,
for a/M = 0 and a/M = 1. The horizon in Boyer-
Lindquist coordinates is plotted as a solid black line. For
comparison purposes, the density scale is normalized to
the mean value at r = 10M. In reality, the density of
the bound particles could be orders of magnitude greater
at these radii (Gondolo & Silk 1999). The most obvious
difference here is the depletion of bound orbits inside of
the ISCO, which lies at r = 6M for non-spinning black
holes. For spinning black holes, the radius of the ISCO
is a function of the particle’s inclination angle, ranging
from r = 1M for prograde orbits in the equatorial plane,
to r = 5.2M for polar orbits, and r = 9M for retrograde
equatorial orbits.
Inside of the ISCO, there is also the “marginally
bound” radius, where particles with unity specific energy
can exist on unstable circular orbits. This radius is also
a function of inclination angle, and is plotted in Figure 8
as dotted curve. Inside of this orbit, no bound particles
will be found (for improved visibility, we have left this
region white, not black, as would be required by a strict
adherence to the color scale). One interesting feature of
Figure 8 is that the density of the unbound population
around spinning black holes doesn’t show any obvious
θ-dependence. It appears that the enhanced density due
to long-lived prograde orbits is almost exactly countered
by the lack of retrograde orbits at the same latitude.
In Figure 9 we show the phase space distribution
Dark Matter around Black Holes 7
Figure 5. Momentum distribution of unbound particles observed by a FFIO in the equatorial plane at radius r = 2M. Unlike Figure 4,
here we see a decidedly non-thermal and highly anisotropic distribution.
0 2 4 6 8
γ|β|
0.0000
0.0005
0.0010
0.0015
f(p)
(a)
-4 -2 0 2 4
γβr
0.0000
0.0005
0.0010
0.0015
f(p)
(b)
-4 -2 0 2 4
γβθ
0.0000
0.0005
0.0010
0.0015
f(p)
(c)
-4 -2 0 2 4
γβφ
0.0000
0.0005
0.0010
0.0015
f(p)
(d)
Figure 6. Comparison of our numerical results (red) with the ana-
lytic expression (black) for the particle density derived by Baushev
(2009) for a Schwarzschild black hole. The density here is defined
in the coordinate, not proper, frame, leading to a much steeper
rise at small r. In Boyer-Lindquist coordinates, the horizon for a
non-spinning black hole is at r = 2M.
1 10 100
r/M
10-5
10-4
10-3
10-2
n(coordframe)
analytic
numerical
for each of the momentum components, as measured
by a ZAMO in the equatorial plane at large radius
(r = 100M). Compared to the equivalent plot for the
unbound distribution (Fig. 4), we see a number of sig-
nificant differences. First, the fact that these particles
are bound requires that E < 1, and the imposed virial
energy distribution results in mean velocities that are
smaller than those of the unbound population by a fac-
tor of ∼
√
2. Second, because we require stable, long-
lived orbits, there is a larger depletion around p
˜θ
= 0
and p
˜φ
= 0, as these trajectories are all captured by the
black hole and thus do not contribute at all to the dis-
tribution function. Similarly, we see a larger asymmetry
due to the preferential capture of retrograde orbits with
p
˜φ
< 0.
In Figure 10 we plot the same momentum distribution
functions, now at r = 2M. Here the contrast with the
unbound population (Fig. 5) is even greater. The only
stable orbits at this radius are prograde, nearly circular,
nearly equatorial orbits. This results in a relatively nar-
row distribution clustered around u˜µ
= [
√
2, 0, 0, 1] in the
ZAMO frame. This narrower range in allowed velocities
will have a profound impact on the shape of the annihi-
lation spectrum, as we will see in the following section.
3. ANNIHILATION PRODUCTS
Once we have populated the distribution function,
we can calculate the annihilation rate given a simple
particle-physics model for the dark matter cross section.
Again, it is simplest to work in the local tetrad frame.
Including special relativistic corrections (Weaver 1976),
8 Schnittman
Figure 7. Spatial density (a) and mean relative momentum
γβ rel (b) of bound particles in the equatorial plane of a Kerr
black hole with a/M = 1, as measured in the ZAMO frame. The
dashed lines are the Newtonian solutions when n(r) ∼ r−2 far from
the black hole.
1 10 100
r/M
10-8
10-7
10-6
10-5
10-4
10-3
n(arb.units)
GR
Newtonian (a)
1 10 100
r/M
0.1
1.0
10.0
<γβ>rel
(b)
the local reaction rate is given by the following:
R(x) = d3
p1 d3
p2 f(x, p1) f(x, p2)
γrel
γ1γ2
σχ(γrel) vrel ,
(12)
where γ1 and γ2 are the Lorentz factors of two parti-
cles as measured in the tetrad frame, vrel is their relative
velocity, and σχ is the annihilation cross section (poten-
tially a function of the relative velocity). R(x) has units
of [events per unit proper volume per unit proper time],
so we multiply by dτ/dt to get the rate observed by a
distant observer.
The distribution function f(x, p) is calculated numeri-
cally using the methods of Section 2. As discussed there,
the numerical representation of f can have upwards of
108
elements, so the direct integration of equation (12)
is generally not computationally feasible. Instead, we use
a Monte Carlo sampling algorithm to pick random mo-
menta for each particle with an appropriate weight based
on the magnitude of f and the size of the discrete phase
space volume.
The spatial integration, however, is carried out di-
rectly, looping over coordinates r and θ. This is shown
schematically in Figure 11. For each volume element, a
large number (typically ∼ 106
) of pairs of particles are
sampled, and for each pair, a center-of-mass tetrad is
created. The total energy in the center-of-mass frame is
given by
Ecom = mχ 2(1 + u1 · u2) , (13)
where mχ is the rest mass of the DM particle, and u =
p/mχ is the particle 4-velocity.
The 4-velocity of the center-of-mass frame is then given
by
ucom = (u1 + u2)/Ecom . (14)
The center-of-mass tetrad is constructed with e(˜t) =
ucom. The spatial basis vectors are totally arbitrary, as
they are only needed to launch photons with an isotropic
distribution in the center-of-mass frame. Two photons,
labeled k3 and k4 in Figure 11, are launched in opposite
directions, each with energy Ecom/2 in the center-of-mass
frame. We then transform back to a coordinate basis for
the geodesic integration of the photon trajectories to a
distant observer.
As in Schnittman & Krolik (2013), for the photons
that reach infinity, Pandurata can generate an image and
spectrum of the emission region. An example in shown
in Figure 12 for the annihilation signal from the unbound
population around an extremal black hole, limiting the
emission signal to the region r < 100M. While the flux
clearly increases towards the center of the image, because
the density and velocity profiles are relatively shallow
(see Fig. 2 above), the net flux is actually dominated by
emission from large radii. These annihilation events are
not very relativistic, so produce a strong, narrow peak
in the observed spectrum, centered at the DM rest mass
energy.
The annihilation events occurring closer to the hori-
zon sample a much more energetic population of parti-
cles. Restricting ourselves to only those events where the
center-of-mass energy is greater than 1.5× the combined
rest mass of the annihilating particles, we can zoom in
to the center of Figure 12. The result is shown in Figure
13, now focusing on the inner region within r < 6M. At
these small radii, the effects of black hole spin become
much more evident. One such effect is the characteristic
shape of the Kerr shadow, defined by the impact pa-
rameter of critical photon orbits (Chandrasekhar 1983).
The observed flux is clearly asymmetric, as the prograde
photons originating from the left side of the image have
a much greater chance of escaping the ergosphere and
reaching a distant observer.
There is another interesting feature of Figure 13 that
we believe is novel to this work. Namely, the purple lobes
emerging from the “mid-latitude” regions near the center
of the image. These are regions of greater photon flux,
albeit very highly redshifted. Recall, this image is cre-
ated by considering only annihilations with moderately
high center-of-mass energy. Near the equatorial plane,
extreme frame dragging ensures that the velocity disper-
sion is highly anisotropic, with most of the DM particles
and their annihilation photons getting swept along on
prograde, equatorial orbits. Above and below the plane,
the DM distribution is more isotropic, leading to a more
isotropic distribution of outgoing photons. Yet if one
goes two far off the midplane, it becomes more difficult
for the photons to escape. At the mid-latitudes, there is
just enough frame dragging for photons to escape, yet not
so much that they get deflected away from the observer.
Dark Matter around Black Holes 9
Figure 8. Spatial density of test particles in the x − z plane, for both bound and unbound populations, for a/M = 0 and a/M = 1. For
each case, we show the unbound distribution on the left side and the bound distribution on the right side of the plot, and all distribution
functions are normalized to the mean density at r = 10M. The horizon is plotted as a solid curve and the radius of the marginally bound
orbits is shown as a dotted curve. The spin axis of the black hole is in the +z direction.
-15 -10 -5 0 5 10 15
x/M
-15
-10
-5
0
5
10
15
z/M
-15 -10 -5 0 5 10 15
-15
-10
-5
0
5
10
15
-15 -10 -5 0 5 10 15
-15
-10
-5
0
5
10
15
unbound
a/M=0
bound
ρ/ρ0
10
1.0
0.1
.01
-15 -10 -5 0 5 10 15
x/M
-15
-10
-5
0
5
10
15
z/M
-15 -10 -5 0 5 10 15
-15
-10
-5
0
5
10
15
-15 -10 -5 0 5 10 15
-15
-10
-5
0
5
10
15
unbound
a/M=1
bound
ρ/ρ0
10
1.0
0.1
.01
The spectrum corresponding to this image is also plot-
ted in Figure 13. Not surprisingly, the red and blue
wings of the annihilation line shown in Figure 12 come
from the most relativistic events. As pointed out by
Piran & Shaham (1977), even reactions with very high
center-of-mass energies will typically lead to photons
with low energies as measured at infinity, thus explain-
ing the red tail of the annihilation spectrum. The high-
energy tail above E = 2mχ is due exclusively to Penrose-
process reactions where one of the annihilation photons
has negative energy and gets captured by the black hole
(Penrose 1969; Piran et al. 1975).
Earlier analytic work predicted that the maximum
energy attainable from the collisional Penrose process
was 2.6mχ for particles falling from rest at infinity
(Harada et al. 2012; Bejger et al. 2012). Because our cal-
culation is fully numerical, it was able to reveal previ-
ously unknown trajectories leading to very high efficien-
cies with E > 10mχ, as seen in Figure 13. Closer inspec-
tion revealed that these high-energy photons are created
when an infalling retrograde particle collides with a out-
going prograde particle that has just enough angular mo-
mentum to reflect off the centrifugal barrier, providing
the necessary energy and momentum for the annihila-
tion photon to escape the black hole (Schnittman 2014;
Berti et al. 2014).
Due to the strong forward-beaming effects within
the ergosphere, the escaping photon flux is highly
anisotropic, with the peak flux and highest-energy pho-
tons emitted in the equatorial plane. Figure 14 shows the
predicted annihilation spectra for observers at different
inclination angles for the same DM profile as shown in
Figure 13. Again, we restrict ourselves to the highest-
energy reactions with Ecom > 3mχ.
It is also instructive to plot the annihilation flux as a
function of the emission radius. In Figure 15 we show
both the observed flux (solid curves) and the flux that
gets captured by the black hole (dashed curves) as a func-
tion of radius, integrated over all observing angles. The
emission is further subdivided by the center-of-mass en-
ergy of the annihilating particles. Of course, the photons
emitted closer to the black hole have a greater chance of
getting captured. For the unbound population, the to-
tal escape fraction ranges from fesc = 93% at r = 10M
down to fesc(2M) = 14%, and fesc(1.1M) = 0.25%. At
small radius, these numbers are somewhat smaller than
those calculated by Ba˜nados et al. (2011), who only con-
sidered critical trajectories in the equatorial plane, where
the escape probability is greatest. Yet at large radius,
our distribution includes particles with typically greater
impact parameters, and thus greater chance for escape.
Another interesting feature of the curves in Figure 15
is the very sharp cutoff above a critical radius for each
energy bin. This is a natural consequence of conservation
of energy. Because all unbound particles come in from
rest at infinity with E = mχ, the available kinetic energy
in the center-of-mass frame is simply the gravitational
potential energy Mmχ/r at that radius. For example,
to reach a center-of-mass energy of 10% above the rest
mass energy, the particles must fall within r ≈ 10M.
Also note that inside r ≈ 4M, most of the photons are
captured, while outside of this radius, most escape. This
is in close agreement with what we found for plunging
orbits inside of the ISCO of a Schwarzschild accretion
flow in Schnittman et al. (2013).
On the other hand, for the bound population of DM
particles (Fig. 15b), which by definition are not plunging,
we find that the photon escape fraction is more than 90%
at all radii, greatly increasing the relativistic effects ob-
servable from infinity. This is consistent with the classic
calculation by Thorne (1974) which found that for thin
accretion disks limited to circular, planar orbits outside
the ISCO, the fraction of emission ultimately captured by
the black hole was never more than a few percent, even
for maximally spinning black holes where the majority
of the flux emerges from extremely close to the horizon.
As we showed in Schnittman (2014), the peak en-
ergy attainable from particles falling in from infinity is
a strong function of the black hole spin. Now, consid-
ering the full phase-space distribution function of the
particles, we can see how the shape of the spectrum de-
pends on spin. In Figure 16 we plot the flux seen by
an equatorial observer, again limited to the high-energy
annihilations with Ecom > 3mχ. For even marginally
10 Schnittman
Figure 9. Momentum distribution of bound particles observed by a ZAMO in the equatorial plane at radius r = 100M. Unlike the
unbound distribution in Figure 4, the energy distribution is much broader here, yet with a smaller mean momentum (panel a). In panels
(b-d) we show the distribution of the individual momentum components.
0.0 0.1 0.2 0.3 0.4
γ|β|
0.000
0.005
0.010
0.015
0.020
0.025
f(p)
(a)
-0.2 -0.1 0.0 0.1 0.2
γβr
0.000
0.002
0.004
0.006
0.008
0.010
f(p)
(b)
-0.2 -0.1 0.0 0.1 0.2
γβθ
0.000
0.002
0.004
0.006
0.008
0.010
f(p)
(c)
-0.2 -0.1 0.0 0.1 0.2
γβφ
0.000
0.002
0.004
0.006
0.008
0.010
f(p)
(d)
sub-extremal spins, the peak photon energy falls precipi-
tously. As the spin decreases further, the number of colli-
sions with Ecom > 3mχ also decreases, thereby reducing
the total flux observed. Lastly, the decreasing spin also
increases the critical impact parameter for capturing pro-
grade photons, making it harder for the annihilation flux
to escape to infinity.
Recall from Section 2.3 above that the density of the
unbound distribution scales like n ∼ r−1/2
. From the
rate calculation in equation (12) we see that the annihi-
lation rate [events/s/cm3
] scales like R(r) ∼ r−3/2
. In-
cluding the volume factor dV = 4πr2
dr we can write
the differential annihilation rate as dR/dr ∼ r1/2
. In
other words, the unbound contribution to the annihila-
tion signal diverges at large radius. In practice, the outer
boundary can be set as the black hole’s influence radius,
typically 106−7
rg. This means that the observed signal
will essentially be a delta function in energy, with only
small perturbations from the relativistic contributions at
small r, and thus measuring spin from annihilation lines
would be a very challenging prospect indeed.
Two possible effects provide a way around this prob-
lem, each with its own additional uncertainties. One pos-
sibility is that the annihilation cross section is a strong
function of energy, increasing sharply above some thresh-
old energy. This is admittedly rather speculative, and
in conflict with leading DM models of self-annihilation
(Bertone et al. 2005). On the other hand, we do not
even know what the dark matter particle is, or if there
are many DM species making up a rich “dark sector,”
with all the beauty and complexity of the standard model
particles (Zurek 2014). One could easily imagine a DM
analog of pion production via the collision of high-energy
protons, in which case the only reactions could occur im-
mediately surrounding a black hole, the ultimate gravita-
tional particle accelerator. In this case, by construction
the annihilation rate is dominated the region immedi-
ately surrounding the black hole.
Another possibility is that the DM density is domi-
nated by a population of bound particles. As described
above in section 2.4, this population arises through
the adiabatic growth of the black hole through accre-
tion, capturing marginally unbound particles while also
making the bound particles ever more tightly bound
Gondolo & Silk (1999); Sadeghian et al. (2013). This
process will generally lead to a much steeper density pro-
file, such as the n ∼ r−2
distribution we use here. In this
case, the differential reaction rate scales like dR/dr ∼
r−5/2
so the annihilation spectrum is now dominated by
the particles at smallest radii. In both cases—energy-
dependent cross sections and a large bound population—
the relativistic effects described in Section 2.3 (expanded
proper volume and time dilation) push the most impor-
tant interaction region to even smaller radii, and thus
Dark Matter around Black Holes 11
Figure 10. Momentum distribution of bound particles observed by a ZAMO in the equatorial plane at radius r = 2M. Compared to
Figure 5, here we actually see a more symmetric, thermal distribution making up a thick torus of stable, roughly circular orbits near the
equatorial plane.
0 2 4 6 8
γ|β|
0
1×10−5
2×10−5
3×10−5
φ(π)
-4 -2 0 2 4
γβr
0
5.0×10−6
1.0×10−5
1.5×10−5
φ(π)
−4 −2 0 2 4
γβθ
0
5.0×10−6
1.0×10−5
1.5×10−5
φ(π)
−4 −2 0 2 4
γβφ
0
1×10−5
2×10−5
3×10−5
φ(π)
Figure 11. For a given phase-space distribution f(x, p), the an-
nihilation rate is calculated in each discrete volume element around
the black hole. Every annihilation event samples the distribution
function to get the momenta for the two dark matter particles p1
and p2 and produces two photons k3 and k4 with isotropic dis-
tribution in the center-of-mass frame. The product photons then
propagate along geodesics until they reach a distant observer or
get captured by the black hole.
f( )
p2
k4
p1
k3
x,p
the annihilation spectra are even more sensitive to the
black hole spin.
In Figure 17 we show the annihilation spectra for both
the bound and unbound populations for a variety of
spins, now including emission out to r = 1000M. The
relative amplitudes are somewhat arbitrary, because we
don’t know what the relative densities of the two pop-
ulations might be (see discussion below in Sec. 4), but
it is almost certain that the bound population should
dominate, possibly even by many orders of magnitude
(Gondolo & Silk 1999). At the same time, the unbound
signal will be even narrower and have a greater ampli-
tude peak than shown here, as it is dominated by low-
velocity particles at large radius. So while their over-
all amplitudes are uncertain, the detailed shapes of the
spectra away from the central peak are relatively robust,
depending only on the properties of geodesic orbits near
the black hole.
In this broad part of the spectrum, the bound and
unbound signals show very different behavior. For non-
spinning black holes, no particle can remain on a bound
orbit inside of r = 4M (see Fig. 8), so there are no an-
nihilation photons coming from just outside the horizon,
and these are the photons that produce the most strongly
redshifted tail of the spectrum. As the spin increases and
the ISCO moves to smaller and smaller radii, the line be-
comes steadily broader. On the other hand, the unbound
particles are found all the way down to the horizon, where
they can annihilate to highly redshifted photons regard-
less of the black hole spin.
Comparing Figures 5 and 10, we see that the unbound
particles probe a much greater volume of momentum
12 Schnittman
Figure 12. Simulated image and spectrum of the annihilation
signal from unbound dark matter out to a radius r = 100M around
a Kerr black hole. The observer is located in the equatorial plane.
While the brightness peaks towards the black hole, the total flux
is dominated by annihilations at large radii. The central shadow
is clearly seen, blocking emission coming from the far side of the
black hole. The photon energy E is scaled to the dark matter rest
mass mχ.
10-5
10-4
10-3
10-2
10-1
1
I/Imax
200M
0.1 1.0 10.0
E/mχ
10-16
10-14
10-12
10-10
10-8
10-6
10-4
Flux(EFE)
space at small radii. This in turn leads to a greater
chance of producing the extreme Penrose particles that
characterize the blue tail of the spectrum. Because all
the bound particles are essentially on the same prograde,
equatorial orbits, it is much more difficult to achieve
annihilations with large center-of-mass energies, so the
high-energy cutoff in the spectrum is much closer to the
classical result for a single particle decaying into two pho-
tons in the ergosphere (Wald 1974). In short, for bound
particles the red tail of the spectrum is a better probe of
black hole spin, while for the unbound population, the
blue tail is the more sensitive feature. But in both cases,
higher spin leads to a broader annihilation line.
4. OBSERVABILITY
In addition to the dependence on the dark matter
density profile, the amplitude of the annihilation spec-
trum will also depend on the unknown dark matter mass
and annihilation cross section. At this point, it is only
possible to use existing observations to set upper lim-
its on these unknown parameters. One major obstacle
that has plagued nearly all observational efforts to detect
dark matter annihilation is the existence of more conven-
tional astrophysical objects such as active galactic nuclei
Figure 13. Simulated image and of the annihilation signal around
an extremal Kerr black hole, now considering only annihilations
with Ecom > 3mχ. The observer is located in the equatorial
plane with the spin axis pointing up. While the image appears
off-centered, it is actually aligned with the coordinate origin. The
photon energy E is scaled to the dark matter rest mass mχ.
10-5
10-4
10-3
10-2
10-1
1
I/Imax
12M
0.1 1.0 10.0
E/mχ
10-16
10-14
10-12
10-10
10-8
10-6
10-4
Flux(EFE)
Figure 14. Observed annihilation spectrum for the unbound DM
population, as a function of observer inclination angle, considering
only annihilations with Ecom > 3mχ. The black hole spin is a/M =
1.
0.1 1.0 10.0
E/mχ
10-16
10-14
10-12
10-10
10-8
Flux(EFE)
i=90o
60o
0o
(AGN), pulsars, and supernova remnants, all of which are
powerful sources of high energy gamma rays. One solu-
tion to this problem is to focus on nearby dwarf galaxies,
Dark Matter around Black Holes 13
Figure 15. Flux reaching infinity (solid curves) and getting cap-
tured by the black hole (dashed curves), as a function of the center-
of-mass energy and radius of annihilation, for both bound and un-
bound populations. The black hole spin is maximal. Note that the
scale on the y-axis is arbitrary, and depends strongly on the anni-
hilation cross sections and peak density. The radial flux profile, on
the other hand, is a robust result for these populations.
1 10 100
r/M
10-12
10-10
10-8
10-6
10-4
10-2
FluxdF/d(logr)
unbound
escaped
captured
Ecom
= [2.0-2.2]mχ
2
[2.2-3.0]mχ
2
[3.0-4.0]mχ
2
[>4.0]mχ
2
1 10 100
r/M
10-12
10-10
10-8
10-6
10-4
10-2
FluxdF/d(logr)
bound
escaped
captured
Ecom
= [2.0-2.2]mχ
2
[2.2-3.0]mχ
2
[3.0-4.0]mχ
2
[>4.0]mχ
2
Figure 16. Observed spectrum as a function of black hole spin, for
an observer at inclination i = 90◦, considering only annihilations
with Ecom > 3mχ.
0.1 1.0 10.0
E/mχ
10-16
10-14
10-12
10-10
10-8
Flux(EFE)
a/M=1.0
0.999
0.99
0.9
0.5
0.0
which are thought to have a high DM fraction and are
not typically contaminated by AGN activity or signifi-
cant star formation (Ackermann et al. 2011) (note, how-
Figure 17. Comparison of annihilation spectra from bound and
unbound populations, including all emission out to r = 1000M.
The peak of the unbound signal will actually be even narrower, as
it is dominated by annihilations at large radii with small relative
velocities.
0.1 1.0 10.0
E/mχ
10-14
10-12
10-10
10-8
10-6
10-4
10-2
Flux(EFE)
a/M=1.0
0.999
0.99
0.9
0.5
0.0
r<1000M, unbound
0.1 1.0 10.0
E/mχ
10-14
10-12
10-10
10-8
10-6
10-4
10-2
Flux(EFE)
a/M=1.0
0.999
0.99
0.9
0.5
0.0
r<1000M, bound
ever, the recent work by Gonzalez-Morales et al. (2014),
which focuses on the contribution of black holes in dwarf
galaxies).
Yet for our purposes, it turns out that the strongest
upper limits actually come from the most massive galax-
ies with the most massive central black holes. Massive
elliptical galaxies have the added advantage of being rel-
atively quiescent both in nuclear activity and star for-
mation [e.g., Schawinski et al. (2007)]. As mentioned
above, the annihilation signal from the unbound pop-
ulation will be dominated by flux at large radius. It is
difficult enough to spatially resolve even nearby black
holes’ influence radii with HST, much less gamma-ray
telescopes, so any potential annihilation signal will tell
us little about the black hole itself.
Prospects for detection of an unambiguous black hole
signature improve if we consider annihilation models
that include an energy dependence to the dark matter
cross section. For example, p-wave annihilation mecha-
nisms will have cross sections proportional to the rela-
tive velocity between the two annihilating particles [see
Chen & Zhou (2013); Ferrer & Hunter (2013) and refer-
ences therein]. Unfortunately, from equation (11) we see
that this would only lead to an additional factor of r−1/2
in the integrand of equation (12), which would still be
dominated by the contributions from large r.
14 Schnittman
Figure 18. Comparison of annihilation spectra from unbound
populations, for two simple models of the dark matter cross sec-
tion. All spectra are normalized to their peak intensity. For this
comparison, all emission within r = 104M is included.
0.1 1.0 10.0
E/mχ
10-10
10-8
10-6
10-4
10-2
100
Flux(EFE)
a/M=1.0
a/M=0.0
σx(v) = const
σx(v) ~ v
This effect is shown in Figure 18, which plots the pre-
dicted spectra for two annihilation models: σχ(v) =
const (black curves) and σχ(v) ∝ v (red curves). The
black hole spins considered are a/M = 0 (dashed curves)
and a/M = 1 (solid curves), and in all cases only the
unbound population is included. Integrating out to
r = 104
M, we see only a slight difference in the shape
of the spectrum, with the σχ(v) ∝ v model leading to a
slightly broader peak (all curves are normalized to give
a peak amplitude of unity).
Another possible annihilation model is based on a res-
onant reaction at some energy above the DM rest mass,
as suggested in Baushev (2009). If the cross section
increases sharply around a given center-of-mass energy,
this would have the effect of focusing in on a relatively
narrow volume of physical space around the black hole,
as in Figure 15.
Alternatively, the cross section could abruptly increase
above a certain threshold energy, if new particles in the
dark sector become energetically allowed, analogous to
pion production via proton scattering. In either the
resonant or threshold models for the annihilation cross
section, one might imagine a pair of heavier, intermedi-
ate dark particles getting created and then annihilating
to two photons as in the direct annihilation model. If,
for example, the mass of these intermediate particles is
1.5mχ, then the observed spectrum would look like those
plotted in Figures 13 and 16. With a significant increase
in the cross section above such an energy threshold, these
relativistically-broadened spectra could in fact dominate
over the narrow line component produced by the rest of
the galaxy.
A less exotic option would be the simple density en-
hancement due to the bound population. If this is suf-
ficiently large, it would easily dominate over the rest of
the galaxy and also produce a characteristically broad-
ened line sensitive to both black hole spin magnitude and
orientation relative to the observer. Somewhat ironically,
one of the things that could ultimately limit the strength
of the annihilation signal from bound dark matter is an-
nihilation itself. If the adiabatic black hole growth oc-
curred at high redshift, then in the subsequent ∼ 1010
years, the bound population will get depleted via self-
annihilation at an accelerated pace due to its high density
(Gondolo & Silk 1999; Gonzalez-Morales et al. 2014).
On the other hand, if the black hole grows through
mergers, or experiences even a single merger since the
last extended accretion episode, it is quite likely that the
bound dark matter population could get completely dis-
rupted. The details of such an event are beyond the scope
of this paper, but could be modeled by following test par-
ticles bound to each black hole through the merger, via
post-Newtonian calculations (Schnittman 2010) or nu-
merical relativity (van Meter et al. 2010).
The observational challenge is readily apparent: the
black holes with the largest bound populations will tend
to be in gas-rich galaxies with a lot of accretion and
high-energy nuclear activity that could overwhelm the
DM annihilation signal. The more massive black holes,
residing in gas-poor quiescent galaxies, are also more
likely to have lost their cloud of bound dark matter
through a history of mergers. Even in the event that
a gas-rich spiral galaxy hosts a quiescent nucleus, the
black holes in those galaxies tend to have lower masses
(Kormendy & Ho 2013).
While the relation between black hole mass and dark
matter density is quite complicated for the bound popu-
lation, it is relatively straightforward to calculate for the
unbound population, which we can take as a lower bound
on the DM density. Recall the influence radius rinfl is the
distance within which the gravitational potential is dom-
inated by the black hole, as opposed to the nuclear star
cluster or dark matter halo. From equation (2) we see
that the influence volume scales like r3
infl ∼ M3/2
, while
the total mass enclosed is—by definition—of the order of
M. If the dark matter and baryonic matter have similar
profiles (by no means a certainty!), then more massive
black holes should have lower surrounding DM density,
with ninfl ∼ M−1/2
.
Because the unbound DM density falls off more rapidly
outside the central core, the annihilation flux Funbound
will be dominated by the contribution from around rinfl,
so we can estimate
Funbound ≈
1
D2
n2
inflσχvinflr3
infl ∼ M3/4
D−2
, (15)
with D the distance to the black hole and the mean ve-
locity at the influence radius vinfl = σ0.
If we consider a threshold energy annihilation model
where all the flux comes from inside a critical radius
rcrit ∼ few × rg, then the density scales like ncrit ∼
ninfl(rinfl/rcrit)1/2
∼ M−3/4
while the relative velocity
scales like vcrit ∼ σ0(rinfl/rcrit)1/2
∼ M0
. The net flux
then scales like
Funbound ≈
1
D2
n2
critσχvcritr3
crit ∼ M3/2
D−2
. (16)
In both cases, it appears that the brightest sources will
be the closest, as opposed to the most massive.
Now consider the case where the annihilation signal is
dominated by the bound contribution, the bound den-
sity is in turn limited by a self-annihilation ceiling as in
Gondolo & Silk (1999), and there is a threshold energy
above which the cross section greatly increases. In this
case, the flux is simply proportional to the total volume
Dark Matter around Black Holes 15
within the critical radius, so Fbound ∼ M3
D−2
. With
this scaling, the greatest flux will actually come from
more distant, more massive black holes. For example,
NGC 1277, with a mass of 1.7 × 1010
M⊙ and at a dis-
tance of 20 Mpc (van den Bosch et al. 2012), could give
an observed flux over a thousand times greater than our
own Sgr A∗
!
Recent works by Fields et al. (2014) and
Gonzalez-Morales et al. (2014) have argued that
current Fermi limits of gamma-ray flux from Sgr A∗
and nearby dwarf galaxies with massive black holes
already place the strongest limits on annihilation from
DM density spikes. Based on the arguments above, we
believe that even stronger limits should come from more
distant, massive galaxies. The other important advance
presented in the present work is that, for either the
energy-dependent cross sections, or the steep density
spikes, the annihilation signal will be dominated by
the region closest to the black hole, and thus a fully
numerical, relativistic rate calculation is absolutely
essential.
Lastly, we should mention that gamma-rays, while the
primary observable feature explored in this work, are not
the only promising annihilation product. High-energy
neutrinos could also be produced in some annihilation
channels, particularly those with energy-dependent cross
sections like p-wave annihilation (Bertone et al. 2005).
While neutrinos obviously present many new detection
challenges, the successful commissioning of new astro-
nomical observatories like IceCube make this approach
an exciting prospect (Aartsen et al. 2013). Furthermore,
the non-DM backgrounds may contribute significantly
less confusion in the neutrino sky.
5. DISCUSSION
As apparent in the previous section, there are still far
too many unknown model parameters to allow for quan-
titative predictions of the annihilation flux from dark
matter around black holes. Sadeghian et al. (2013) put
it best: “There are uncertainties in all aspects of these
models. However one thing is certain: if the central
black hole Sgr A∗
is a rotating Kerr black hole and if
general relativity is correct, its external geometry is pre-
cisely known. It therefore makes sense to make use of
this certainty as much as possible.” We have attempted
to follow their advice to the best of our ability.
Thus, in order of decreasing confidence, the results in
this paper can be summarized by the following:
• For a given DM density ninfl and velocity dispersion
σ0 at the black hole’s influence radius, the fully
relativistic, 5-dimensional phase-space distribution
has been calculated exactly for any black hole spin
parameter, covering the region from rinfl all the way
down to the horizon.
• Given this distribution function and a model for
dark matter annihilation, the observed gamma-ray
spectrum can be calculated by following photons
from their creation until they are either captured
by the black hole or reach the observer. Two im-
portant relativistic effects serve to increase the an-
nihilation rate as compared to a purely Newtonian
treatment: time dilation near the black hole effec-
tively raises the density of the unbound population
in a steady-state distribution being fed from infin-
ity; and transforming from coordinate to proper
distances greatly increases the interaction volume
in the region immediately around the black hole
(see Fig. 3).
• Our numerical approach has unveiled previously
overlooked orbits that can produce annihilation
photons with extreme energies, far exceeding pre-
vious estimates for the maximum efficiency of the
collisional Penrose process (Schnittman 2014). The
peak energy attainable for escaping photons is a
strong function of the black hole spin.
• The population of bound dark matter has also
been calculated numerically, although this depends
on two additional physical assumptions: a local
isothermal velocity distribution with a virial-like
temperature; and an overall radial power-law for
the density, as found in Gondolo & Silk (1999) and
Sadeghian et al. (2013). Including only the long-
lived stable orbits, we found that the density peaks
in the equatorial plane somewhat outside of the
ISCO, forming a thick, co-rotating torus around
the black hole spin axis. Because the bound pop-
ulation is not plunging towards the horizon, the
emerging flux has a much greater chance of escap-
ing the black hole.
• The annihilation spectra from both the bound and
unbound populations are sensitive to the spin pa-
rameter, but in opposite ways: the unbound spec-
trum varies mostly in the high-energy cutoff, with
higher spins allowing higher-energy annihilation
products; the bound population moves closer and
closer to the horizon with increasing spin, giving
a stronger red-shifted tail to the annihilation spec-
trum. Both bound and unbound spectra become
more sensitive to observer inclination with increas-
ing spin, as the spherical symmetry of the system
is broken.
• For dark matter particle physics models with an
energy-dependent cross section (particularly one
that increases with center-of-mass energy), the an-
nihilation spectrum will be a more sensitive probe
of the black hole properties. For DM models incor-
porating a rich population of dark sector species,
black holes may be the most promising way to ac-
celerate these particles and observe their interac-
tions.
• The shape of the annihilation spectra is relatively
robust, but the normalization is highly dependent
on uncertain parameters such as the dark matter
density profile and cross section. If the unbound
density profile follows the baryonic matter, with
the shallow slopes seen in core galaxies, the ob-
served flux should be a relatively weak function of
black hole mass. If, on the other hand, the anni-
hilation signal is produced by the most relativistic
population within rcrit ∼ few × rg, then the signal
could scale like M3
and thus be dominated by the
most massive black holes in the local Universe.
16 Schnittman
While this paper has treated the bound and un-
bound particles separately, future work will also con-
sider the self-interaction between these two populations
(Shapiro & Paschalidis 2014; Fields et al. 2014), which
may lead to a single, self-consistent steady-state distri-
bution with density slope between −1/2 and −2. Future
work will also focus on developing a robust framework in
which we can use existing and future gamma-ray obser-
vations to constrain various parameters of the particle
physics (e.g., mχ, σχ(E), and the annihilation mecha-
nism, i.e., line vs continuum) and astrophysical models
(ninfl, the bound distribution normalization and slope,
and the black hole mass, spin, and inclination). While
initial work will focus on setting upper limits on reac-
tion rates by looking at quiescent galaxies, our ultimate
ambition is nothing short of an unambiguous detection
of dark matter annihilation around supermassive black
holes.
ACKNOWLEDGMENTS
We thank Alessandra Buonanno, Francesc Ferrer,
Ted Jacobson, Henric Krawczynski, Tzvi Piran, Laleh
Sadeghian, and Joe Silk for helpful comments and dis-
cussion. Special gratitude is due to HKB”H for provid-
ing us a world full of elegant wonder and beauty. This
work was partially supported by NASA grants ATP12-
0139 and ATP13-0077.
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  • 1. arXiv:1506.06728v1[astro-ph.HE]22Jun2015 Draft version June 23, 2015 Preprint typeset using LATEX style emulateapj v. 01/23/15 THE DISTRIBUTION AND ANNIHILATION OF DARK MATTER AROUND BLACK HOLES Jeremy D. Schnittman NASA Goddard Space Flight Center, Greenbelt, MD 20771 and Joint Space-Science Institute, College Park, MD 20742 Draft version June 23, 2015 ABSTRACT We use a Monte Carlo code to calculate the geodesic orbits of test particles around Kerr black holes, generating a distribution function of both bound and unbound populations of dark matter particles. From this distribution function, we calculate annihilation rates and observable gamma-ray spectra for a few simple dark matter models. The features of these spectra are sensitive to the black hole spin, observer inclination, and detailed properties of the dark matter annihilation cross section and density profile. Confirming earlier analytic work, we find that for rapidly spinning black holes, the collisional Penrose process can reach efficiencies exceeding 600%, leading to a high-energy tail in the annihilation spectrum. The high particle density and large proper volume of the region immediately surrounding the horizon ensures that the observed flux from these extreme events is non-negligible. Keywords: black hole physics – accretion disks – X-rays:binaries 1. INTRODUCTION Prompted by the recent paper by Ba˜nados et al. (2009) [BSW], there has been a great deal of interest in the potential of Kerr black holes to accelerate particles to ultra-relativistic energies and thus to probe a regime of physics otherwise inaccessible. The vast majority of this work has been analytic and thus largely limited to the most simple photon and particle trajectories in the equa- torial plane. Here we present a more numerical approach that focuses on calculating the fully relativistic distribu- tion function of massive test particles around a spinning black hole. With this distribution function and a sim- ple model for the dark matter annihilation mechanism, we can then calculate the annihilation rate and observed spectrum as a function of black hole spin and observer inclination. It has been noted repeatedly in recent works that the net energy gained through the Penrose process is quite modest, as is the fraction of collision products that might escape, and thus the astrophysical importance of the BSW effect is questionable (Jacobson & Sotiriou 2010; Ba˜nados et al. 2011; Harada et al. 2012; Bejger et al. 2012; McWilliams 2013). We argue here that two pri- mary factors (to our knowledge largely neglected in pre- vious work) could greatly enhance the astrophysical rele- vance and observability of this annihilation. The first is an energy-dependent cross section for dark matter (DM) annihilation. This could take many forms, the simplest of which are p-wave annihilation (Bertone et al. 2005; Chen & Zhou 2013; Ferrer & Hunter 2013), where the cross section scales like the relative velocity, or a threshold energy, above which the cross section increases greatly. This latter assumption is a natural choice for a model that includes multiple DM species, with the more massive particles intermediate products in the an- nihilation process towards gamma rays [see, e.g., Zurek (2014)]. Because gravity is the only known force capa- ble of accelerating dark matter particles to high energies, it is possible that new annihilation channels could occur jeremy.schnittman@nasa.gov around black holes that are completely inaccessible ev- erywhere else in the universe. The other effect considered here is the relativistic en- hancement of the density close to the black hole. This is due to the time dilation of observers near the hori- zon. In a steady-state system, one can think of dropping particles into the black hole from infinity at a constant rate Γ∞ as measured by coordinate time t. To an ob- server near the black hole measuring proper time τ, an enhanced rate Γ∞(dt/dτ) is seen, with dt/dτ > 1. For annihilation rates that scale like the density squared, the local annihilation rate will be enhanced by (dt/dτ)2 . Of course, the products will get redshifted on their way back out to an observer at infinity (McWilliams 2013), but we are still left with a net enhancement of dt/dτ. Even without this relativistic enhancement, numer- ous models also predict an astrophysical enhancement of the dark matter density in the galactic nucleus. Adi- abatic growth of the central black hole will capture a large number of particles onto tightly bound orbits, growing a steep density spike as the black hole grows (Gondolo & Silk 1999; Sadeghian et al. 2013). Gravita- tional scattering off the dense nuclear star cluster will also lead to a dark matter spike (Gnedin & Primack 2004), similar to the classical two-body scattering re- sult of Bahcall & Wolf (1976). At the same time, self- annihilation (Gondolo & Silk 1999) and elastic scattering (Shapiro & Paschalidis 2014; Fields et al. 2014) will act to flatten out this spike into a shallow core more similar to the unbound population. Because our approach to this problem is predominantly numerical, we can easily include treatment of a range of black hole spins, particle distributions, and cross sec- tions, and not limit ourselves to special cases with an- alytic solutions. Therefore, we can calculate how often those extreme cases are likely to occur in a real astrophys- ical setting [for a notable exception to the analytic ap- proaches of earlier work, see the exhaustive Monte Carlo calculations of Williams (1995, 2004) that explored the limits of the Penrose process in the context of Comp- ton scattering and pair production in accretion disks and
  • 2. 2 Schnittman jets]. Of particular interest has been the following ques- tion: for two particles each of mass mχ falling from rest at infinity and colliding near the black hole, what is the maximum achievable energy for an escaping photon? We find that this limit exceeds 12mχ for an extremal black hole with a/M = 1, significantly higher than previously published values of 2.6mχ (Bejger et al. 2012). We ex- plain the underlying reason for this discrepancy in a com- panion paper (Schnittman 2014). 2. POPULATING THE DISTRIBUTION FUNCTION 2.1. Initial conditions The primary goal of this paper is to calculate the 8- dimensional phase-space distribution function df(x, p) of DM particles around a Kerr black hole. Two of these dimensions are immediately removed due to the assump- tion of a steady-state solution and stationarity of the metric, and the mass-shell constraint of the particle mo- mentum, leaving us with df(r, θ, φ, pr, pθ, pφ). This func- tion is further reduced to five dimensions because ax- isymmetry removes the dependence on φ. To calculate the distribution function, we first distin- guish between two basic populations: the particles grav- itationally bound and unbound to the black hole. The properties of the bound populations are more sensitive to underlying astrophysical assumptions, and will be dis- cussed below in Section 2.4. The unbound population is more straightforward: we simply assume an isotropic, thermal distribution of velocities at a large distance from the black hole. Here, “large distance” is taken to be the influence radius rinfl of a supermassive black hole with mass M, and the DM velocity dispersion is set equal to the stellar velocity dispersion σ0 of the bulge (thus the “unbound” population considered in this paper is still gravitationally bound to the galaxy, just not the black hole). From the “M-sigma” relation (Ferrarese & Merritt 2000) we take M ≈ 2 × 107 M⊙ σ0 100 km/s 4 (1) and rinfl ≡ GM σ2 0 ≈ 8 pc σ0 100 km/s 2 . (2) In units of gravitational radii rg = GM/c2 , the influence radius is typically quite large: rinfl ≈ 107 M −1/2 7 rg, where M7 ≡ (M/107 M⊙). Given this outer boundary condition, we shoot test particles towards the black hole with initial velocities drawn from an isotropic thermal distribution with char- acteristic velocity σ0. As we are only interested in the distribution function relatively close to the black hole, we can ignore any particle with impact param- eter greater than ≈ 1000 rg. For those particles that we do follow, we calculate their geodesic trajectories with the Hamiltonian approach described in detail in Schnittman & Krolik (2013) and used in the radiation transport code Pandurata. A schematic of this pro- cedure is shown in Figure 1. As the particle moves around the black hole and passes through different fi- nite volume elements, the discretized distribution func- tion df(ri, θj, p) is updated with appropriate weights. The great advantage of this Hamiltonian approach is that the integration variable is the coordinate time t in Boyer-Lindquist coordinates (Boyer & Lindquist 1967). Because this is the time measured by an observer at infin- ity, it determines the rate at which particles are injected into the system in the steady-state limit. Then the distri- bution function can be populated numerically by assign- ing a weight to each bin in phase space through which the test particle passes, with the weight proportional to the amount of time t spent in that volume. The process is repeated for many Monte Carlo test particles until the 5-dimensional distribution function is completely popu- lated. 2.2. Geodesics and Tetrads Following Schnittman & Krolik (2013), we define local orthonormal observer frames, or tetrads, at each point in the computational volume. Depending on the population in question (i.e., bound vs. unbound), it is convenient to use either the zero-angular-momentum observer (ZAMO; Bardeen et al. (1972)) or the “free-falling from infinity observer” (FFIO) tetrads. In all cases we use Boyer- Lindquist coordinates (Boyer & Lindquist 1967), where the metric can be written gµν =    −α2 + ω2 ̟2 0 0 −ω̟2 0 ρ2 /∆ 0 0 0 0 ρ2 0 −ω̟2 0 0 ̟2    . (3) This allows for a relatively simple form for the inverse metric: gµν =    −1/α2 0 0 −ω/α2 0 ∆/ρ2 0 0 0 0 1/ρ2 0 −ω/α2 0 0 1/̟2 − ω2 /α2    , (4) with the following definitions: ρ2 ≡ r2 + a2 cos2 θ (5a) ∆≡ r2 − 2Mr + a2 (5b) α2 ≡ ρ2 ∆ ρ2∆ + 2Mr(a2 + r2) (5c) ω ≡ 2Mra ρ2∆ + 2Mr(a2 + r2) (5d) ̟2 ≡ ρ2 ∆ + 2Mr(a2 + r2 ) ρ2 sin2 θ . (5e) Unless explicitly included, we adopt units with G = c = 1, so distances and times are often scaled by the black hole mass M. The ZAMO tetrad can be constructed by e(˜t) = 1 α e(t) + ω α e(φ) (6a) e(˜r) = ∆ ρ2 e(r) (6b) e(˜θ) = 1 ρ2 e(θ) (6c) e( ˜φ) = 1 ϕ2 e(φ) , (6d)
  • 3. Dark Matter around Black Holes 3 Figure 1. Schematic of our method for populating phase space with geodesic trajectories. The test particles are injected at large radius (r0 = 107rg) with thermal velocities with dispersion σ0 ≪ c. Those particles passing within 1000 rg of the black hole contribute to the tabulated distribution function in each volume element (ri, θj ) through which they pass, with a weight proportional to the amount of coordinate time t spent in that zone. i+1 ri θj+1 θj σ0 n0 r where we designate tetrad basis vectors by ˜µ indices, while coordinate bases have normal indices. To construct the FFIO tetrad, the time-like basis vec- tor e(˜t) is given by the 4-velocity uµ = gµν uν correspond- ing to a geodesic with ut = −1, uθ = uφ = 0, and from normalization constraints, ur = − (α−2 − 1) ρ2 ∆ 1/2 . (7) Then the spatial basis vectors e(˜i) are constructed via a standard Gram-Schmidt method and aligned roughly parallel to the Boyer-Lindquist coordinate bases. Any vector can be represented by its components in different tetrads via the relation u = e(µ)uµ = e(˜µ)u˜µ , (8) whereby the components are related by a linear transfor- mation Eµ ˜µ : uµ = Eµ ˜µ u˜µ , (9a) u˜µ = [E−1 ]˜µ µuµ . (9b) These u˜µ are the components that we use for the tabu- lated distribution function.1 Because of the normaliza- tion constraints, we need only store three components of the 4-momentum in each spatial volume element, making the total dimensionality of the distribution function five: two space and three momentum. In Pandurata, the geodesics are integrated with a variable time step 5th order Cash-Karp algorithm (Schnittman & Krolik 2013). This technique very nat- urally matches small time steps to regions of high cur- vature and thus areas of high resolution in the spatial 1 While these contravariant indices technically refer to 4- velocities, and not 4-momenta, we use the terms interchangeably in the locally flat tetrad basis, where most of our calculations take place. grid. For each time step, a weight proportional to the coordinate time spent on that step is added to the dis- tribution function for that particular volume of phase space. Because the particle typically remains within a single volume element for many time steps, we find that interpolation errors are small. The spatial momentum components γβ ˜i can be posi- tive or negative and span many orders of magnitude. To adequately resolve the phase space and capture the rel- ativistic effects immediately outside the black hole hori- zon, we find that on order ∼ 103 bins are required in each dimension. If the entire phase-space volume were occupied, this would correspond to an unfeasible quan- tity of data. Fortunately, this volume is not evenly filled, so such a hypothetical 5-dimensional array is in fact ex- ceedingly sparse. In practice, we are able to use a dy- namic memory allocation technique that only stores the non-zero elements of the distribution function. Yet even so, a well-resolved calculation can easily require multiple GB of data for a single distribution function, and to ad- equately sample this phase space requires on the order of ∼ 109 test particles, with each geodesic sampled over thousands of time steps. Fortunately, this is a trivially parallelizable problem, so it is relatively simple to achieve sufficient resolution in a reasonable amount of time with a small computer cluster. 2.3. Unbound Particles As mentioned above, for the unbound population, the outer boundary condition for the phase space density at rinfl is relatively well-understood. The velocity distribu- tion is thermal with characteristic speed σ0 2 . The spatial density of dark matter is measured from galactic rotation 2 While there could be some small anisotropy in the dark matter velocity distribution at rinfl, it is unlikely to be correlated with the black hole spin. Thus the predominantly radial velocities of incoming particles will be independent of polar angle, and therefore for all intents and purposes appear isotropic from the black hole’s point of view. Similarly, even if the DM velocity distribution at the influence radius is not strictly Maxwellian, this too will have little
  • 4. 4 Schnittman curves at kpc distances from the nucleus, and then must be extrapolated in to pc distances with a combination of observations and stellar profile modeling. For exam- ple, in the Milky Way the DM density near the Sun is 0.3 GeV/cm3 , and the radial profile can be reasonably well-modeled with a simple ρ ∼ R−1 profile, giving a density of ∼ 103 GeV/cm3 at rinfl. Inside of rinfl there is almost certainly an additional bound component to the DM distribution (Gondolo & Silk 1999), so the unbound population described here can best be understood as a strict lower bound on the phase space density. Outside of ∼ 100 rg the unbound population can be treated as a collisionless gas of accreting particles, as in Zeldovich & Novikov (1971). In the Newtonian limit, the density and velocity dispersion can be written n(r) = n0 1 + 2GM σ2 0r 1/2 (10) and σ2 (r) = σ2 0 1 + 2GM σ2 0r . (11) Figure 2. Spatial density (a) and mean relative momentum γβ rel (b) of unbound particles as measured in the FFIO frame in the equatorial plane of a Kerr black hole with a/M = 1. The dashed lines are the Newtonian solutions of equations (10, 11), while the solid curves come from the fully relativistic Monte Carlo calculation. 1 10 100 r/M 10-5 10-4 10-3 n(arb.units) GR Newtonian (a) impact on the results presented here, because the initial velocities are so small compared to the orbital velocities near the black hole, the trajectories are indistinguishable from particles injected from infinity with zero velocity. 1 10 100 r/M 0.1 1.0 10.0 <γβ>rel (b) In Figure 2 we show the spatial density of unbound particles as measured by a FFIO around a Kerr black hole with spin parameter a/M = 1, as well as the mean particle momentum as measured in that frame. We find very close agreement to the Newtonian results all the way down to r ∼ 10rg. The deviation of the momentum from the Newtonian solution is due largely to the special relativistic terms proportional to the Lorentz boost γ. The proper density is governed by two competing rel- ativistic effects. One is time dilation and the other is spatial curvature. Close to the black hole, the parti- cle’s proper time τ slows down relative to the coordinate time t measured by an observer at infinity, giving a large dt/dτ. This has the effect of increasing the number den- sity because, in a steady state, particles are injected into the system at a constant rate—as measured by an ob- server at infinity. The injection rate measured by an observer close to the black hole is higher by a factor of dt/dτ, leading to her seeing a larger proper density. Figure 3. Proper volume measured in the FFIO frame. The dashed line is the Newtonian value dV/dr = 4πr2, and the solid curve measures the FFIO’s proper volume d ˜V /dr. 1 10 100 r/M 101 102 103 104 105 106 dV/dr In fact, the proper density would be even higher if it weren’t for another important relativistic effect: the stretching of space around a black hole. Specifically, the Boyer-Lindquist radial coordinate element dr cor- responds to a greater and greater proper distance as
  • 5. Dark Matter around Black Holes 5 the observer approaches the horizon. This naturally gives a greater proper volume d ˜V , shown as a solid curve in Figure 3. Again, we show the Newtonian value dV/dr = 4πr2 as a dashed curve. Because the parti- cle interaction rates scale like n2 v d ˜V , all these effects combine to increase the importance of reactions near the black hole. In Figure 4 we plot the momentum distributions of un- bound dark matter particles, as observed by a FFIO in the equatorial plane, at a relatively large distance from the black hole: r = 100M. Each 1-dimensional distribu- tion is calculated by integrating over the other two mo- mentum dimensions. We also plot the momentum mag- nitude γ|β| in panel (a). Because the particles all have relatively small velocities at infinity β0 ≈ σ0/c ≪ 1, their velocities in the weakly relativistic region rg ≪ r ≪ r0 are given by v ≈ 2GM/r, corresponding to v ≈ 0.14c for r = 100M. For the three spatial components of the momentum distribution, we see a nearly isotropic velocity distribu- tion with a few subtle but interesting deviations. First, we note how there is a slight deficit of particles with positive p˜r . This is due to capture by the black hole of particles coming in from infinity with nearly radial tra- jectories. By definition, these particles also have small values of p ˜θ and p ˜φ , depleting the distribution function in those dimensions around β = 0. While the distribution in the θ dimension is symmetric, note that the depletion in the φ distribution is offset to slightly negative values of p ˜φ . This is due to the well-known preferential capture by Kerr black holes of retrograde particles with angular momenta aligned opposite to the black hole spin. In Figure 5, we plot the phase-space distribution for the same boundary conditions as in Figure 4, but now at r = 2M. The difference is quite dramatic, but all the features are essentially due to the same physical mecha- nisms. This close to the horizon, there is a very strong depletion of outgoing particles with p˜r > 0, as most par- ticles are captured by the black hole. The only particles that can avoid capture at this radius have prograde tra- jectories in the equatorial plane. Thus, the distribution is now peaked around p ˜θ = 0 instead of showing a deficit. There is also a strong peak near p ˜φ = 1 due to the relatively stable, long-lived prograde orbits that circle the black hole multiple times before getting captured or escaping back out to infinity. In fact, the distribution of coordinate momentum is significantly more lopsided to pφ > 0, but this is masked in Figure 5d because this distribution is measured by an observer with uφ > 0 herself. The sharp fall-off of the azimuthal distribution above p ˜φ ≈ 1 is due to the angular momentum barrier of the black hole. Particles with higher values of p ˜φ simply never reach this small radius. To the best of our knowledge, these distribution func- tions have never been calculated before for a Kerr black hole. However, the particle number density can be de- termined analytically for a non-spinning Schwarzschild black hole, in the limit of σ0 ≪ c. This allows at least one test of our numerical methods, although admit- tedly not a very strong one, as most of the interesting features are related to the far more complicated orbits around a spinning black hole. We follow the approach of Baushev (2009), who integrates the distribution func- tion with fixed energy, carefully setting the angular mo- mentum integration bounds based on which orbits are captured from a given radius. The results are shown in Figure 6, with our numerical calculation plotted as a red curve and the analytic result in black, showing perfect agreement. Note that Baushev’s expression is given for a coordinate density rather than a proper density, which also explains the sharper peak at small r. 2.4. Bound Particles As mentioned above, the unbound population can be thought of as a lower limit on the total DM density. There will also likely be a substantial population of par- ticles that are gravitationally bound to the black hole. As described in Gondolo & Silk (1999), the origin of the bound population is the adiabatic growth of the super- massive black hole on a timescale much longer than the typical orbital time. This physical mechanism can be un- derstood as follows: as a marginally unbound DM parti- cle passes within rinfl, a small amount of baryonic matter is accreted into this region, deepening the potential well just enough to capture the particle onto a marginally bound orbit. Once captured, the particle continues to orbit the black hole while conserving its orbital angu- lar momentum as the black hole continues to gain mass. This has the effect of shrinking the radius of the orbit. Over time, more particles are captured and subse- quently migrate closer to the black hole, building up a steep density spike (Gondolo & Silk 1999). Inside of the inner-most stable circular orbit (ISCO), there is a sharp falloff in the density spike due to plunging trajec- tories (Sadeghian et al. 2013). Here we do not attempt to solve for the slope of the density spike at large radii but leave it as a free parameter, and fix the density at the influence radius as for the unbound population: nbound(r) = n0(r/r0)−α . Following Gondolo & Silk (1999), we also allow for the possibility of a density up- per bound nannih due to annihilation losses occurring over very long timescales. To populate the phase-space distribution for the bound population, we follow a similar method as described above for the unbound particles, but instead of launch- ing them from large radius with a limited range of im- pact parameters, now we launch them in situ with a isotropic thermal velocity distribution, as measured by a local ZAMO. These particles begin much closer to the black hole, so the relativistic Maxwell-J¨uttner velocity distribution is used (J¨uttner 1911), with the characteris- tic virial temperature Θ(r) = 1/2[1 − ǫZAMO(r)], where ǫZAMO(r) − 1 is the specific gravitational binding energy of the ZAMO. Because many of the particles launched close to the black hole get captured, we first integrate their trajecto- ries for a few orbital periods to ensure they are in fact on stable orbits. Only then do they contribute to the tabu- lated distribution function. Additionally, a small fraction of the test particles from the tail end of the velocity dis- tribution will in fact be unbound, and these are similarly discarded. As with the unbound distribution, for each step along its trajectory, the test particle contributes to the phase space distribution a small weight proportional to the
  • 6. 6 Schnittman Figure 4. Momentum distribution of unbound particles observed by a FFIO in the equatorial plane at radius r = 100M. All particles have nearly unitary specific energy at infinity, so the average particle speed is very close to 2GM/r = √ 0.02c (panel a). In panels (b-d) we show the distribution of the individual momentum components, which are nearly isotropic this far from the black hole. 0.0 0.1 0.2 0.3 0.4 γ|β| 0 50 100 150 f(p) (a) -0.2 -0.1 0.0 0.1 0.2 γβr 0 5 10 15 f(p) (b) -0.2 -0.1 0.0 0.1 0.2 γβθ 0 5 10 15 f(p) (c) -0.2 -0.1 0.0 0.1 0.2 γβφ 0 5 10 15 f(p) (d) amount of time spent on that step. Yet now, instead of using the coordinate time dt, we use the proper time of the ZAMO frame from which the particles are launched, including an additional weight to ensure the appropriate radial form of the density distribution at larger radii. In Figure 7 we plot the radial density distribution and mean relative momentum of the bound particles, as mea- sured in the ZAMO frame, in the equatorial plane around a Kerr black hole with spin a/M = 1. The density pro- file is constructed so that ρ(r) ∼ r−2 at large radii. We clearly see major differences relative to the unbound pop- ulation shown in Figure 2. Because of the lack of sta- ble orbits close to the black hole, the bound population declines inside r ≈ 4M, which corresponds roughly to the mean radius of the ISCO for randomly inclined or- bits around a maximally spinning black hole. This effect was described in detail for non-spinning black holes in Sadeghian et al. (2013). For equatorial circular orbits, only prograde trajectories are allowed inside of r = 9M. This leads to all particles moving in roughly the same direction closer to the black hole, and explains why the relative momentum γβ rel does not increase nearly as fast for the bound population as it does for the unbound population, which allows plunging retrograde trajecto- ries, and thus more “head-on” collisions. In Figure 8 we show the 2D density profile in the x − z plane for both bound and unbound populations, for a/M = 0 and a/M = 1. The horizon in Boyer- Lindquist coordinates is plotted as a solid black line. For comparison purposes, the density scale is normalized to the mean value at r = 10M. In reality, the density of the bound particles could be orders of magnitude greater at these radii (Gondolo & Silk 1999). The most obvious difference here is the depletion of bound orbits inside of the ISCO, which lies at r = 6M for non-spinning black holes. For spinning black holes, the radius of the ISCO is a function of the particle’s inclination angle, ranging from r = 1M for prograde orbits in the equatorial plane, to r = 5.2M for polar orbits, and r = 9M for retrograde equatorial orbits. Inside of the ISCO, there is also the “marginally bound” radius, where particles with unity specific energy can exist on unstable circular orbits. This radius is also a function of inclination angle, and is plotted in Figure 8 as dotted curve. Inside of this orbit, no bound particles will be found (for improved visibility, we have left this region white, not black, as would be required by a strict adherence to the color scale). One interesting feature of Figure 8 is that the density of the unbound population around spinning black holes doesn’t show any obvious θ-dependence. It appears that the enhanced density due to long-lived prograde orbits is almost exactly countered by the lack of retrograde orbits at the same latitude. In Figure 9 we show the phase space distribution
  • 7. Dark Matter around Black Holes 7 Figure 5. Momentum distribution of unbound particles observed by a FFIO in the equatorial plane at radius r = 2M. Unlike Figure 4, here we see a decidedly non-thermal and highly anisotropic distribution. 0 2 4 6 8 γ|β| 0.0000 0.0005 0.0010 0.0015 f(p) (a) -4 -2 0 2 4 γβr 0.0000 0.0005 0.0010 0.0015 f(p) (b) -4 -2 0 2 4 γβθ 0.0000 0.0005 0.0010 0.0015 f(p) (c) -4 -2 0 2 4 γβφ 0.0000 0.0005 0.0010 0.0015 f(p) (d) Figure 6. Comparison of our numerical results (red) with the ana- lytic expression (black) for the particle density derived by Baushev (2009) for a Schwarzschild black hole. The density here is defined in the coordinate, not proper, frame, leading to a much steeper rise at small r. In Boyer-Lindquist coordinates, the horizon for a non-spinning black hole is at r = 2M. 1 10 100 r/M 10-5 10-4 10-3 10-2 n(coordframe) analytic numerical for each of the momentum components, as measured by a ZAMO in the equatorial plane at large radius (r = 100M). Compared to the equivalent plot for the unbound distribution (Fig. 4), we see a number of sig- nificant differences. First, the fact that these particles are bound requires that E < 1, and the imposed virial energy distribution results in mean velocities that are smaller than those of the unbound population by a fac- tor of ∼ √ 2. Second, because we require stable, long- lived orbits, there is a larger depletion around p ˜θ = 0 and p ˜φ = 0, as these trajectories are all captured by the black hole and thus do not contribute at all to the dis- tribution function. Similarly, we see a larger asymmetry due to the preferential capture of retrograde orbits with p ˜φ < 0. In Figure 10 we plot the same momentum distribution functions, now at r = 2M. Here the contrast with the unbound population (Fig. 5) is even greater. The only stable orbits at this radius are prograde, nearly circular, nearly equatorial orbits. This results in a relatively nar- row distribution clustered around u˜µ = [ √ 2, 0, 0, 1] in the ZAMO frame. This narrower range in allowed velocities will have a profound impact on the shape of the annihi- lation spectrum, as we will see in the following section. 3. ANNIHILATION PRODUCTS Once we have populated the distribution function, we can calculate the annihilation rate given a simple particle-physics model for the dark matter cross section. Again, it is simplest to work in the local tetrad frame. Including special relativistic corrections (Weaver 1976),
  • 8. 8 Schnittman Figure 7. Spatial density (a) and mean relative momentum γβ rel (b) of bound particles in the equatorial plane of a Kerr black hole with a/M = 1, as measured in the ZAMO frame. The dashed lines are the Newtonian solutions when n(r) ∼ r−2 far from the black hole. 1 10 100 r/M 10-8 10-7 10-6 10-5 10-4 10-3 n(arb.units) GR Newtonian (a) 1 10 100 r/M 0.1 1.0 10.0 <γβ>rel (b) the local reaction rate is given by the following: R(x) = d3 p1 d3 p2 f(x, p1) f(x, p2) γrel γ1γ2 σχ(γrel) vrel , (12) where γ1 and γ2 are the Lorentz factors of two parti- cles as measured in the tetrad frame, vrel is their relative velocity, and σχ is the annihilation cross section (poten- tially a function of the relative velocity). R(x) has units of [events per unit proper volume per unit proper time], so we multiply by dτ/dt to get the rate observed by a distant observer. The distribution function f(x, p) is calculated numeri- cally using the methods of Section 2. As discussed there, the numerical representation of f can have upwards of 108 elements, so the direct integration of equation (12) is generally not computationally feasible. Instead, we use a Monte Carlo sampling algorithm to pick random mo- menta for each particle with an appropriate weight based on the magnitude of f and the size of the discrete phase space volume. The spatial integration, however, is carried out di- rectly, looping over coordinates r and θ. This is shown schematically in Figure 11. For each volume element, a large number (typically ∼ 106 ) of pairs of particles are sampled, and for each pair, a center-of-mass tetrad is created. The total energy in the center-of-mass frame is given by Ecom = mχ 2(1 + u1 · u2) , (13) where mχ is the rest mass of the DM particle, and u = p/mχ is the particle 4-velocity. The 4-velocity of the center-of-mass frame is then given by ucom = (u1 + u2)/Ecom . (14) The center-of-mass tetrad is constructed with e(˜t) = ucom. The spatial basis vectors are totally arbitrary, as they are only needed to launch photons with an isotropic distribution in the center-of-mass frame. Two photons, labeled k3 and k4 in Figure 11, are launched in opposite directions, each with energy Ecom/2 in the center-of-mass frame. We then transform back to a coordinate basis for the geodesic integration of the photon trajectories to a distant observer. As in Schnittman & Krolik (2013), for the photons that reach infinity, Pandurata can generate an image and spectrum of the emission region. An example in shown in Figure 12 for the annihilation signal from the unbound population around an extremal black hole, limiting the emission signal to the region r < 100M. While the flux clearly increases towards the center of the image, because the density and velocity profiles are relatively shallow (see Fig. 2 above), the net flux is actually dominated by emission from large radii. These annihilation events are not very relativistic, so produce a strong, narrow peak in the observed spectrum, centered at the DM rest mass energy. The annihilation events occurring closer to the hori- zon sample a much more energetic population of parti- cles. Restricting ourselves to only those events where the center-of-mass energy is greater than 1.5× the combined rest mass of the annihilating particles, we can zoom in to the center of Figure 12. The result is shown in Figure 13, now focusing on the inner region within r < 6M. At these small radii, the effects of black hole spin become much more evident. One such effect is the characteristic shape of the Kerr shadow, defined by the impact pa- rameter of critical photon orbits (Chandrasekhar 1983). The observed flux is clearly asymmetric, as the prograde photons originating from the left side of the image have a much greater chance of escaping the ergosphere and reaching a distant observer. There is another interesting feature of Figure 13 that we believe is novel to this work. Namely, the purple lobes emerging from the “mid-latitude” regions near the center of the image. These are regions of greater photon flux, albeit very highly redshifted. Recall, this image is cre- ated by considering only annihilations with moderately high center-of-mass energy. Near the equatorial plane, extreme frame dragging ensures that the velocity disper- sion is highly anisotropic, with most of the DM particles and their annihilation photons getting swept along on prograde, equatorial orbits. Above and below the plane, the DM distribution is more isotropic, leading to a more isotropic distribution of outgoing photons. Yet if one goes two far off the midplane, it becomes more difficult for the photons to escape. At the mid-latitudes, there is just enough frame dragging for photons to escape, yet not so much that they get deflected away from the observer.
  • 9. Dark Matter around Black Holes 9 Figure 8. Spatial density of test particles in the x − z plane, for both bound and unbound populations, for a/M = 0 and a/M = 1. For each case, we show the unbound distribution on the left side and the bound distribution on the right side of the plot, and all distribution functions are normalized to the mean density at r = 10M. The horizon is plotted as a solid curve and the radius of the marginally bound orbits is shown as a dotted curve. The spin axis of the black hole is in the +z direction. -15 -10 -5 0 5 10 15 x/M -15 -10 -5 0 5 10 15 z/M -15 -10 -5 0 5 10 15 -15 -10 -5 0 5 10 15 -15 -10 -5 0 5 10 15 -15 -10 -5 0 5 10 15 unbound a/M=0 bound ρ/ρ0 10 1.0 0.1 .01 -15 -10 -5 0 5 10 15 x/M -15 -10 -5 0 5 10 15 z/M -15 -10 -5 0 5 10 15 -15 -10 -5 0 5 10 15 -15 -10 -5 0 5 10 15 -15 -10 -5 0 5 10 15 unbound a/M=1 bound ρ/ρ0 10 1.0 0.1 .01 The spectrum corresponding to this image is also plot- ted in Figure 13. Not surprisingly, the red and blue wings of the annihilation line shown in Figure 12 come from the most relativistic events. As pointed out by Piran & Shaham (1977), even reactions with very high center-of-mass energies will typically lead to photons with low energies as measured at infinity, thus explain- ing the red tail of the annihilation spectrum. The high- energy tail above E = 2mχ is due exclusively to Penrose- process reactions where one of the annihilation photons has negative energy and gets captured by the black hole (Penrose 1969; Piran et al. 1975). Earlier analytic work predicted that the maximum energy attainable from the collisional Penrose process was 2.6mχ for particles falling from rest at infinity (Harada et al. 2012; Bejger et al. 2012). Because our cal- culation is fully numerical, it was able to reveal previ- ously unknown trajectories leading to very high efficien- cies with E > 10mχ, as seen in Figure 13. Closer inspec- tion revealed that these high-energy photons are created when an infalling retrograde particle collides with a out- going prograde particle that has just enough angular mo- mentum to reflect off the centrifugal barrier, providing the necessary energy and momentum for the annihila- tion photon to escape the black hole (Schnittman 2014; Berti et al. 2014). Due to the strong forward-beaming effects within the ergosphere, the escaping photon flux is highly anisotropic, with the peak flux and highest-energy pho- tons emitted in the equatorial plane. Figure 14 shows the predicted annihilation spectra for observers at different inclination angles for the same DM profile as shown in Figure 13. Again, we restrict ourselves to the highest- energy reactions with Ecom > 3mχ. It is also instructive to plot the annihilation flux as a function of the emission radius. In Figure 15 we show both the observed flux (solid curves) and the flux that gets captured by the black hole (dashed curves) as a func- tion of radius, integrated over all observing angles. The emission is further subdivided by the center-of-mass en- ergy of the annihilating particles. Of course, the photons emitted closer to the black hole have a greater chance of getting captured. For the unbound population, the to- tal escape fraction ranges from fesc = 93% at r = 10M down to fesc(2M) = 14%, and fesc(1.1M) = 0.25%. At small radius, these numbers are somewhat smaller than those calculated by Ba˜nados et al. (2011), who only con- sidered critical trajectories in the equatorial plane, where the escape probability is greatest. Yet at large radius, our distribution includes particles with typically greater impact parameters, and thus greater chance for escape. Another interesting feature of the curves in Figure 15 is the very sharp cutoff above a critical radius for each energy bin. This is a natural consequence of conservation of energy. Because all unbound particles come in from rest at infinity with E = mχ, the available kinetic energy in the center-of-mass frame is simply the gravitational potential energy Mmχ/r at that radius. For example, to reach a center-of-mass energy of 10% above the rest mass energy, the particles must fall within r ≈ 10M. Also note that inside r ≈ 4M, most of the photons are captured, while outside of this radius, most escape. This is in close agreement with what we found for plunging orbits inside of the ISCO of a Schwarzschild accretion flow in Schnittman et al. (2013). On the other hand, for the bound population of DM particles (Fig. 15b), which by definition are not plunging, we find that the photon escape fraction is more than 90% at all radii, greatly increasing the relativistic effects ob- servable from infinity. This is consistent with the classic calculation by Thorne (1974) which found that for thin accretion disks limited to circular, planar orbits outside the ISCO, the fraction of emission ultimately captured by the black hole was never more than a few percent, even for maximally spinning black holes where the majority of the flux emerges from extremely close to the horizon. As we showed in Schnittman (2014), the peak en- ergy attainable from particles falling in from infinity is a strong function of the black hole spin. Now, consid- ering the full phase-space distribution function of the particles, we can see how the shape of the spectrum de- pends on spin. In Figure 16 we plot the flux seen by an equatorial observer, again limited to the high-energy annihilations with Ecom > 3mχ. For even marginally
  • 10. 10 Schnittman Figure 9. Momentum distribution of bound particles observed by a ZAMO in the equatorial plane at radius r = 100M. Unlike the unbound distribution in Figure 4, the energy distribution is much broader here, yet with a smaller mean momentum (panel a). In panels (b-d) we show the distribution of the individual momentum components. 0.0 0.1 0.2 0.3 0.4 γ|β| 0.000 0.005 0.010 0.015 0.020 0.025 f(p) (a) -0.2 -0.1 0.0 0.1 0.2 γβr 0.000 0.002 0.004 0.006 0.008 0.010 f(p) (b) -0.2 -0.1 0.0 0.1 0.2 γβθ 0.000 0.002 0.004 0.006 0.008 0.010 f(p) (c) -0.2 -0.1 0.0 0.1 0.2 γβφ 0.000 0.002 0.004 0.006 0.008 0.010 f(p) (d) sub-extremal spins, the peak photon energy falls precipi- tously. As the spin decreases further, the number of colli- sions with Ecom > 3mχ also decreases, thereby reducing the total flux observed. Lastly, the decreasing spin also increases the critical impact parameter for capturing pro- grade photons, making it harder for the annihilation flux to escape to infinity. Recall from Section 2.3 above that the density of the unbound distribution scales like n ∼ r−1/2 . From the rate calculation in equation (12) we see that the annihi- lation rate [events/s/cm3 ] scales like R(r) ∼ r−3/2 . In- cluding the volume factor dV = 4πr2 dr we can write the differential annihilation rate as dR/dr ∼ r1/2 . In other words, the unbound contribution to the annihila- tion signal diverges at large radius. In practice, the outer boundary can be set as the black hole’s influence radius, typically 106−7 rg. This means that the observed signal will essentially be a delta function in energy, with only small perturbations from the relativistic contributions at small r, and thus measuring spin from annihilation lines would be a very challenging prospect indeed. Two possible effects provide a way around this prob- lem, each with its own additional uncertainties. One pos- sibility is that the annihilation cross section is a strong function of energy, increasing sharply above some thresh- old energy. This is admittedly rather speculative, and in conflict with leading DM models of self-annihilation (Bertone et al. 2005). On the other hand, we do not even know what the dark matter particle is, or if there are many DM species making up a rich “dark sector,” with all the beauty and complexity of the standard model particles (Zurek 2014). One could easily imagine a DM analog of pion production via the collision of high-energy protons, in which case the only reactions could occur im- mediately surrounding a black hole, the ultimate gravita- tional particle accelerator. In this case, by construction the annihilation rate is dominated the region immedi- ately surrounding the black hole. Another possibility is that the DM density is domi- nated by a population of bound particles. As described above in section 2.4, this population arises through the adiabatic growth of the black hole through accre- tion, capturing marginally unbound particles while also making the bound particles ever more tightly bound Gondolo & Silk (1999); Sadeghian et al. (2013). This process will generally lead to a much steeper density pro- file, such as the n ∼ r−2 distribution we use here. In this case, the differential reaction rate scales like dR/dr ∼ r−5/2 so the annihilation spectrum is now dominated by the particles at smallest radii. In both cases—energy- dependent cross sections and a large bound population— the relativistic effects described in Section 2.3 (expanded proper volume and time dilation) push the most impor- tant interaction region to even smaller radii, and thus
  • 11. Dark Matter around Black Holes 11 Figure 10. Momentum distribution of bound particles observed by a ZAMO in the equatorial plane at radius r = 2M. Compared to Figure 5, here we actually see a more symmetric, thermal distribution making up a thick torus of stable, roughly circular orbits near the equatorial plane. 0 2 4 6 8 γ|β| 0 1×10−5 2×10−5 3×10−5 φ(π) -4 -2 0 2 4 γβr 0 5.0×10−6 1.0×10−5 1.5×10−5 φ(π) −4 −2 0 2 4 γβθ 0 5.0×10−6 1.0×10−5 1.5×10−5 φ(π) −4 −2 0 2 4 γβφ 0 1×10−5 2×10−5 3×10−5 φ(π) Figure 11. For a given phase-space distribution f(x, p), the an- nihilation rate is calculated in each discrete volume element around the black hole. Every annihilation event samples the distribution function to get the momenta for the two dark matter particles p1 and p2 and produces two photons k3 and k4 with isotropic dis- tribution in the center-of-mass frame. The product photons then propagate along geodesics until they reach a distant observer or get captured by the black hole. f( ) p2 k4 p1 k3 x,p the annihilation spectra are even more sensitive to the black hole spin. In Figure 17 we show the annihilation spectra for both the bound and unbound populations for a variety of spins, now including emission out to r = 1000M. The relative amplitudes are somewhat arbitrary, because we don’t know what the relative densities of the two pop- ulations might be (see discussion below in Sec. 4), but it is almost certain that the bound population should dominate, possibly even by many orders of magnitude (Gondolo & Silk 1999). At the same time, the unbound signal will be even narrower and have a greater ampli- tude peak than shown here, as it is dominated by low- velocity particles at large radius. So while their over- all amplitudes are uncertain, the detailed shapes of the spectra away from the central peak are relatively robust, depending only on the properties of geodesic orbits near the black hole. In this broad part of the spectrum, the bound and unbound signals show very different behavior. For non- spinning black holes, no particle can remain on a bound orbit inside of r = 4M (see Fig. 8), so there are no an- nihilation photons coming from just outside the horizon, and these are the photons that produce the most strongly redshifted tail of the spectrum. As the spin increases and the ISCO moves to smaller and smaller radii, the line be- comes steadily broader. On the other hand, the unbound particles are found all the way down to the horizon, where they can annihilate to highly redshifted photons regard- less of the black hole spin. Comparing Figures 5 and 10, we see that the unbound particles probe a much greater volume of momentum
  • 12. 12 Schnittman Figure 12. Simulated image and spectrum of the annihilation signal from unbound dark matter out to a radius r = 100M around a Kerr black hole. The observer is located in the equatorial plane. While the brightness peaks towards the black hole, the total flux is dominated by annihilations at large radii. The central shadow is clearly seen, blocking emission coming from the far side of the black hole. The photon energy E is scaled to the dark matter rest mass mχ. 10-5 10-4 10-3 10-2 10-1 1 I/Imax 200M 0.1 1.0 10.0 E/mχ 10-16 10-14 10-12 10-10 10-8 10-6 10-4 Flux(EFE) space at small radii. This in turn leads to a greater chance of producing the extreme Penrose particles that characterize the blue tail of the spectrum. Because all the bound particles are essentially on the same prograde, equatorial orbits, it is much more difficult to achieve annihilations with large center-of-mass energies, so the high-energy cutoff in the spectrum is much closer to the classical result for a single particle decaying into two pho- tons in the ergosphere (Wald 1974). In short, for bound particles the red tail of the spectrum is a better probe of black hole spin, while for the unbound population, the blue tail is the more sensitive feature. But in both cases, higher spin leads to a broader annihilation line. 4. OBSERVABILITY In addition to the dependence on the dark matter density profile, the amplitude of the annihilation spec- trum will also depend on the unknown dark matter mass and annihilation cross section. At this point, it is only possible to use existing observations to set upper lim- its on these unknown parameters. One major obstacle that has plagued nearly all observational efforts to detect dark matter annihilation is the existence of more conven- tional astrophysical objects such as active galactic nuclei Figure 13. Simulated image and of the annihilation signal around an extremal Kerr black hole, now considering only annihilations with Ecom > 3mχ. The observer is located in the equatorial plane with the spin axis pointing up. While the image appears off-centered, it is actually aligned with the coordinate origin. The photon energy E is scaled to the dark matter rest mass mχ. 10-5 10-4 10-3 10-2 10-1 1 I/Imax 12M 0.1 1.0 10.0 E/mχ 10-16 10-14 10-12 10-10 10-8 10-6 10-4 Flux(EFE) Figure 14. Observed annihilation spectrum for the unbound DM population, as a function of observer inclination angle, considering only annihilations with Ecom > 3mχ. The black hole spin is a/M = 1. 0.1 1.0 10.0 E/mχ 10-16 10-14 10-12 10-10 10-8 Flux(EFE) i=90o 60o 0o (AGN), pulsars, and supernova remnants, all of which are powerful sources of high energy gamma rays. One solu- tion to this problem is to focus on nearby dwarf galaxies,
  • 13. Dark Matter around Black Holes 13 Figure 15. Flux reaching infinity (solid curves) and getting cap- tured by the black hole (dashed curves), as a function of the center- of-mass energy and radius of annihilation, for both bound and un- bound populations. The black hole spin is maximal. Note that the scale on the y-axis is arbitrary, and depends strongly on the anni- hilation cross sections and peak density. The radial flux profile, on the other hand, is a robust result for these populations. 1 10 100 r/M 10-12 10-10 10-8 10-6 10-4 10-2 FluxdF/d(logr) unbound escaped captured Ecom = [2.0-2.2]mχ 2 [2.2-3.0]mχ 2 [3.0-4.0]mχ 2 [>4.0]mχ 2 1 10 100 r/M 10-12 10-10 10-8 10-6 10-4 10-2 FluxdF/d(logr) bound escaped captured Ecom = [2.0-2.2]mχ 2 [2.2-3.0]mχ 2 [3.0-4.0]mχ 2 [>4.0]mχ 2 Figure 16. Observed spectrum as a function of black hole spin, for an observer at inclination i = 90◦, considering only annihilations with Ecom > 3mχ. 0.1 1.0 10.0 E/mχ 10-16 10-14 10-12 10-10 10-8 Flux(EFE) a/M=1.0 0.999 0.99 0.9 0.5 0.0 which are thought to have a high DM fraction and are not typically contaminated by AGN activity or signifi- cant star formation (Ackermann et al. 2011) (note, how- Figure 17. Comparison of annihilation spectra from bound and unbound populations, including all emission out to r = 1000M. The peak of the unbound signal will actually be even narrower, as it is dominated by annihilations at large radii with small relative velocities. 0.1 1.0 10.0 E/mχ 10-14 10-12 10-10 10-8 10-6 10-4 10-2 Flux(EFE) a/M=1.0 0.999 0.99 0.9 0.5 0.0 r<1000M, unbound 0.1 1.0 10.0 E/mχ 10-14 10-12 10-10 10-8 10-6 10-4 10-2 Flux(EFE) a/M=1.0 0.999 0.99 0.9 0.5 0.0 r<1000M, bound ever, the recent work by Gonzalez-Morales et al. (2014), which focuses on the contribution of black holes in dwarf galaxies). Yet for our purposes, it turns out that the strongest upper limits actually come from the most massive galax- ies with the most massive central black holes. Massive elliptical galaxies have the added advantage of being rel- atively quiescent both in nuclear activity and star for- mation [e.g., Schawinski et al. (2007)]. As mentioned above, the annihilation signal from the unbound pop- ulation will be dominated by flux at large radius. It is difficult enough to spatially resolve even nearby black holes’ influence radii with HST, much less gamma-ray telescopes, so any potential annihilation signal will tell us little about the black hole itself. Prospects for detection of an unambiguous black hole signature improve if we consider annihilation models that include an energy dependence to the dark matter cross section. For example, p-wave annihilation mecha- nisms will have cross sections proportional to the rela- tive velocity between the two annihilating particles [see Chen & Zhou (2013); Ferrer & Hunter (2013) and refer- ences therein]. Unfortunately, from equation (11) we see that this would only lead to an additional factor of r−1/2 in the integrand of equation (12), which would still be dominated by the contributions from large r.
  • 14. 14 Schnittman Figure 18. Comparison of annihilation spectra from unbound populations, for two simple models of the dark matter cross sec- tion. All spectra are normalized to their peak intensity. For this comparison, all emission within r = 104M is included. 0.1 1.0 10.0 E/mχ 10-10 10-8 10-6 10-4 10-2 100 Flux(EFE) a/M=1.0 a/M=0.0 σx(v) = const σx(v) ~ v This effect is shown in Figure 18, which plots the pre- dicted spectra for two annihilation models: σχ(v) = const (black curves) and σχ(v) ∝ v (red curves). The black hole spins considered are a/M = 0 (dashed curves) and a/M = 1 (solid curves), and in all cases only the unbound population is included. Integrating out to r = 104 M, we see only a slight difference in the shape of the spectrum, with the σχ(v) ∝ v model leading to a slightly broader peak (all curves are normalized to give a peak amplitude of unity). Another possible annihilation model is based on a res- onant reaction at some energy above the DM rest mass, as suggested in Baushev (2009). If the cross section increases sharply around a given center-of-mass energy, this would have the effect of focusing in on a relatively narrow volume of physical space around the black hole, as in Figure 15. Alternatively, the cross section could abruptly increase above a certain threshold energy, if new particles in the dark sector become energetically allowed, analogous to pion production via proton scattering. In either the resonant or threshold models for the annihilation cross section, one might imagine a pair of heavier, intermedi- ate dark particles getting created and then annihilating to two photons as in the direct annihilation model. If, for example, the mass of these intermediate particles is 1.5mχ, then the observed spectrum would look like those plotted in Figures 13 and 16. With a significant increase in the cross section above such an energy threshold, these relativistically-broadened spectra could in fact dominate over the narrow line component produced by the rest of the galaxy. A less exotic option would be the simple density en- hancement due to the bound population. If this is suf- ficiently large, it would easily dominate over the rest of the galaxy and also produce a characteristically broad- ened line sensitive to both black hole spin magnitude and orientation relative to the observer. Somewhat ironically, one of the things that could ultimately limit the strength of the annihilation signal from bound dark matter is an- nihilation itself. If the adiabatic black hole growth oc- curred at high redshift, then in the subsequent ∼ 1010 years, the bound population will get depleted via self- annihilation at an accelerated pace due to its high density (Gondolo & Silk 1999; Gonzalez-Morales et al. 2014). On the other hand, if the black hole grows through mergers, or experiences even a single merger since the last extended accretion episode, it is quite likely that the bound dark matter population could get completely dis- rupted. The details of such an event are beyond the scope of this paper, but could be modeled by following test par- ticles bound to each black hole through the merger, via post-Newtonian calculations (Schnittman 2010) or nu- merical relativity (van Meter et al. 2010). The observational challenge is readily apparent: the black holes with the largest bound populations will tend to be in gas-rich galaxies with a lot of accretion and high-energy nuclear activity that could overwhelm the DM annihilation signal. The more massive black holes, residing in gas-poor quiescent galaxies, are also more likely to have lost their cloud of bound dark matter through a history of mergers. Even in the event that a gas-rich spiral galaxy hosts a quiescent nucleus, the black holes in those galaxies tend to have lower masses (Kormendy & Ho 2013). While the relation between black hole mass and dark matter density is quite complicated for the bound popu- lation, it is relatively straightforward to calculate for the unbound population, which we can take as a lower bound on the DM density. Recall the influence radius rinfl is the distance within which the gravitational potential is dom- inated by the black hole, as opposed to the nuclear star cluster or dark matter halo. From equation (2) we see that the influence volume scales like r3 infl ∼ M3/2 , while the total mass enclosed is—by definition—of the order of M. If the dark matter and baryonic matter have similar profiles (by no means a certainty!), then more massive black holes should have lower surrounding DM density, with ninfl ∼ M−1/2 . Because the unbound DM density falls off more rapidly outside the central core, the annihilation flux Funbound will be dominated by the contribution from around rinfl, so we can estimate Funbound ≈ 1 D2 n2 inflσχvinflr3 infl ∼ M3/4 D−2 , (15) with D the distance to the black hole and the mean ve- locity at the influence radius vinfl = σ0. If we consider a threshold energy annihilation model where all the flux comes from inside a critical radius rcrit ∼ few × rg, then the density scales like ncrit ∼ ninfl(rinfl/rcrit)1/2 ∼ M−3/4 while the relative velocity scales like vcrit ∼ σ0(rinfl/rcrit)1/2 ∼ M0 . The net flux then scales like Funbound ≈ 1 D2 n2 critσχvcritr3 crit ∼ M3/2 D−2 . (16) In both cases, it appears that the brightest sources will be the closest, as opposed to the most massive. Now consider the case where the annihilation signal is dominated by the bound contribution, the bound den- sity is in turn limited by a self-annihilation ceiling as in Gondolo & Silk (1999), and there is a threshold energy above which the cross section greatly increases. In this case, the flux is simply proportional to the total volume
  • 15. Dark Matter around Black Holes 15 within the critical radius, so Fbound ∼ M3 D−2 . With this scaling, the greatest flux will actually come from more distant, more massive black holes. For example, NGC 1277, with a mass of 1.7 × 1010 M⊙ and at a dis- tance of 20 Mpc (van den Bosch et al. 2012), could give an observed flux over a thousand times greater than our own Sgr A∗ ! Recent works by Fields et al. (2014) and Gonzalez-Morales et al. (2014) have argued that current Fermi limits of gamma-ray flux from Sgr A∗ and nearby dwarf galaxies with massive black holes already place the strongest limits on annihilation from DM density spikes. Based on the arguments above, we believe that even stronger limits should come from more distant, massive galaxies. The other important advance presented in the present work is that, for either the energy-dependent cross sections, or the steep density spikes, the annihilation signal will be dominated by the region closest to the black hole, and thus a fully numerical, relativistic rate calculation is absolutely essential. Lastly, we should mention that gamma-rays, while the primary observable feature explored in this work, are not the only promising annihilation product. High-energy neutrinos could also be produced in some annihilation channels, particularly those with energy-dependent cross sections like p-wave annihilation (Bertone et al. 2005). While neutrinos obviously present many new detection challenges, the successful commissioning of new astro- nomical observatories like IceCube make this approach an exciting prospect (Aartsen et al. 2013). Furthermore, the non-DM backgrounds may contribute significantly less confusion in the neutrino sky. 5. DISCUSSION As apparent in the previous section, there are still far too many unknown model parameters to allow for quan- titative predictions of the annihilation flux from dark matter around black holes. Sadeghian et al. (2013) put it best: “There are uncertainties in all aspects of these models. However one thing is certain: if the central black hole Sgr A∗ is a rotating Kerr black hole and if general relativity is correct, its external geometry is pre- cisely known. It therefore makes sense to make use of this certainty as much as possible.” We have attempted to follow their advice to the best of our ability. Thus, in order of decreasing confidence, the results in this paper can be summarized by the following: • For a given DM density ninfl and velocity dispersion σ0 at the black hole’s influence radius, the fully relativistic, 5-dimensional phase-space distribution has been calculated exactly for any black hole spin parameter, covering the region from rinfl all the way down to the horizon. • Given this distribution function and a model for dark matter annihilation, the observed gamma-ray spectrum can be calculated by following photons from their creation until they are either captured by the black hole or reach the observer. Two im- portant relativistic effects serve to increase the an- nihilation rate as compared to a purely Newtonian treatment: time dilation near the black hole effec- tively raises the density of the unbound population in a steady-state distribution being fed from infin- ity; and transforming from coordinate to proper distances greatly increases the interaction volume in the region immediately around the black hole (see Fig. 3). • Our numerical approach has unveiled previously overlooked orbits that can produce annihilation photons with extreme energies, far exceeding pre- vious estimates for the maximum efficiency of the collisional Penrose process (Schnittman 2014). The peak energy attainable for escaping photons is a strong function of the black hole spin. • The population of bound dark matter has also been calculated numerically, although this depends on two additional physical assumptions: a local isothermal velocity distribution with a virial-like temperature; and an overall radial power-law for the density, as found in Gondolo & Silk (1999) and Sadeghian et al. (2013). Including only the long- lived stable orbits, we found that the density peaks in the equatorial plane somewhat outside of the ISCO, forming a thick, co-rotating torus around the black hole spin axis. Because the bound pop- ulation is not plunging towards the horizon, the emerging flux has a much greater chance of escap- ing the black hole. • The annihilation spectra from both the bound and unbound populations are sensitive to the spin pa- rameter, but in opposite ways: the unbound spec- trum varies mostly in the high-energy cutoff, with higher spins allowing higher-energy annihilation products; the bound population moves closer and closer to the horizon with increasing spin, giving a stronger red-shifted tail to the annihilation spec- trum. Both bound and unbound spectra become more sensitive to observer inclination with increas- ing spin, as the spherical symmetry of the system is broken. • For dark matter particle physics models with an energy-dependent cross section (particularly one that increases with center-of-mass energy), the an- nihilation spectrum will be a more sensitive probe of the black hole properties. For DM models incor- porating a rich population of dark sector species, black holes may be the most promising way to ac- celerate these particles and observe their interac- tions. • The shape of the annihilation spectra is relatively robust, but the normalization is highly dependent on uncertain parameters such as the dark matter density profile and cross section. If the unbound density profile follows the baryonic matter, with the shallow slopes seen in core galaxies, the ob- served flux should be a relatively weak function of black hole mass. If, on the other hand, the anni- hilation signal is produced by the most relativistic population within rcrit ∼ few × rg, then the signal could scale like M3 and thus be dominated by the most massive black holes in the local Universe.
  • 16. 16 Schnittman While this paper has treated the bound and un- bound particles separately, future work will also con- sider the self-interaction between these two populations (Shapiro & Paschalidis 2014; Fields et al. 2014), which may lead to a single, self-consistent steady-state distri- bution with density slope between −1/2 and −2. Future work will also focus on developing a robust framework in which we can use existing and future gamma-ray obser- vations to constrain various parameters of the particle physics (e.g., mχ, σχ(E), and the annihilation mecha- nism, i.e., line vs continuum) and astrophysical models (ninfl, the bound distribution normalization and slope, and the black hole mass, spin, and inclination). While initial work will focus on setting upper limits on reac- tion rates by looking at quiescent galaxies, our ultimate ambition is nothing short of an unambiguous detection of dark matter annihilation around supermassive black holes. ACKNOWLEDGMENTS We thank Alessandra Buonanno, Francesc Ferrer, Ted Jacobson, Henric Krawczynski, Tzvi Piran, Laleh Sadeghian, and Joe Silk for helpful comments and dis- cussion. Special gratitude is due to HKB”H for provid- ing us a world full of elegant wonder and beauty. This work was partially supported by NASA grants ATP12- 0139 and ATP13-0077. REFERENCES Aartsen, M. G., Abbasi, R., Abdou, Y., et al. 2013, Physical Review Letters, 110, 131302 Ackermann, M., Ajello, M., Albert, A., et al. 2011, Physical Review Letters, 107, 241302 Ba˜nados, M., Hassanain, B., Silk, J., & West, S. M. 2011, Phys. Rev. D, 83, 023004 Ba˜nados, M., Silk, J., & West, S. M. 2009, Physical Review Letters, 103, 111102 Bahcall, J. N., & Wolf, R. A. 1976, ApJ, 209, 214 Bardeen, J. M., Press, W. H., & Teukolsky, S. A. 1972, ApJ, 178, 347 Baushev, A. 2009, International Journal of Modern Physics D, 18, 1195 Bejger, M., Piran, T., Abramowicz, M., & H˚akanson, F. 2012, Physical Review Letters, 109, 121101 Berti, E., Brito, R., & Cardoso, V. 2014, ArXiv e-prints, arXiv:1410.8534 Bertone, G., Hooper, D., & Silk, J. 2005, Phys. Rep., 405, 279 Boyer, R. H., & Lindquist, R. W. 1967, Journal of Mathematical Physics, 8, 265 Chandrasekhar, S. 1983, The mathematical theory of black holes Chen, J., & Zhou, Y.-F. 2013, Journal of Cosmology and Astroparticle Physics, 4, 17 Ferrarese, L., & Merritt, D. 2000, ApJL, 539, L9 Ferrer, F., & Hunter, D. R. 2013, Journal of Cosmology and Astroparticle Physics, 9, 5 Fields, B. D., Shapiro, S. L., & Shelton, J. 2014, Physical Review Letters, 113, 151302 Gnedin, O. Y., & Primack, J. R. 2004, Physical Review Letters, 93, 061302 Gondolo, P., & Silk, J. 1999, Physical Review Letters, 83, 1719 Gonzalez-Morales, A. X., Profumo, S., & Queiroz, F. S. 2014, Phys. Rev. D, 90, 103508 Harada, T., Nemoto, H., & Miyamoto, U. 2012, Phys. Rev. D, 86, 024027 Jacobson, T., & Sotiriou, T. P. 2010, Physical Review Letters, 104, 021101 J¨uttner, F. 1911, Annalen der Physik, 339, 856 Kormendy, J., & Ho, L. C. 2013, ARA&A, 51, 511 McWilliams, S. T. 2013, Physical Review Letters, 110, 011102 Penrose, R. 1969, Nuovo Cimento Rivista Serie, 1, 252 Piran, T., & Shaham, J. 1977, Phys. Rev. D, 16, 1615 Piran, T., Shaham, J., & Katz, J. 1975, ApJL, 196, L107 Sadeghian, L., Ferrer, F., & Will, C. M. 2013, Phys. Rev. D, 88, 063522 Schawinski, K., Thomas, D., Sarzi, M., et al. 2007, MNRAS, 382, 1415 Schnittman, J. D. 2010, ApJ, 724, 39 —. 2014, Physical Review Letters, 113, 261102 Schnittman, J. D., & Krolik, J. H. 2013, ApJ, 777, 11 Schnittman, J. D., Krolik, J. H., & Noble, S. C. 2013, ApJ, 769, 156 Shapiro, S. L., & Paschalidis, V. 2014, Phys. Rev. D, 89, 023506 Thorne, K. S. 1974, ApJ, 191, 507 van den Bosch, R. C. E., Gebhardt, K., G¨ultekin, K., et al. 2012, Nature, 491, 729 van Meter, J. R., Wise, J. H., Miller, M. C., et al. 2010, ApJL, 711, L89 Wald, R. M. 1974, ApJ, 191, 231 Weaver, T. A. 1976, Phys. Rev. A, 13, 1563 Williams, R. K. 1995, Phys. Rev. D, 51, 5387 —. 2004, ApJ, 611, 952 Zeldovich, Y. B., & Novikov, I. D. 1971, Relativistic astrophysics. Vol.1: Stars and relativity Zurek, K. M. 2014, Phys. Rep., 537, 91