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Earthquake-Induced Ground Failures:
    Terrestrial Laser Scanning (TLS) Method

                  Robert Kayen
              US Geological Survey
                 Menlo Park. CA &
 University California Los Angeles
Civil & Environmental Engineering




                          Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                                Robert Kayen, USGS & UCLA
Acknowledgements to
      Supporting Groups & Colleagues
EERI, Learning From Earthquakes (LFE)
GEER/NSF (Geotechnical Extreme-Event Reconnaissance)
Brian Collins, USGS
Michael Olsen, Oregon State University




                    Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                          Robert Kayen, USGS & UCLA
Terrestrial Laser Scanning (TLS)

                            OUTLINE

     •TLS Methods, Metrics, and Overcoming Limitations

   •Example 1: Fujinuma Dam failure. Fukushima. Japan
               Large Embankment Failure
          (Tohoku M9.0 Earthquake 3.11.2011)

   •Example 2: Hitachinaka Port Landslide. Ibaraki. Japan
             Small slump in coastal sediment
           (Tohoku M9.0 Earthquake 3.11.2011)

•Example 3. Condominio Los Presidentes. Concepcion, Chile
    Soil-Structure interaction and permanent settlement
            (Maule. M8.8 Earthquake. 2.27.2010) Laser Scanning (TLS) Method
                     Earthquake-Induced Ground Failures: Terrestrial
                                                            Robert Kayen, USGS & UCLA
EERI - Learning From Earthquakes ( LFE)
 • EERI’s mission is to send multidisciplinary teams on
   post-event reconnaissance:

 1) Document damage from earthquakes.
 2) Assess follow-up areas of research.
 3) Preserve damage information as empirical
    benchmarks for analytical methods.




                        Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                              Robert Kayen, USGS & UCLA
Terrestrial Laser Scanning (TLS) major advance in the
reconnaissance approach of LFE:
 • Promotes culture of safety through safe data collection
 • Reconnaissance has very limited time window to document many
   sites – TLS is fast.
 • TLS allows remote data collection at sites where emergency
   repair & cleanup efforts are underway
 • Provides precise and abundant data-sets of damage




                        Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                              Robert Kayen, USGS & UCLA
Types of Scan Analyses for Post EQ
     Geotechnical                        Structural
LiquefactionLat. Spread          Structural displacements
Landslides                        deflectionsrotations
AccretionErosion                 Crack patterns
Settlement                        Collapse Models
Scour                             Concrete failure
Surface fault rupture             Permanent soil-structure
Quay & sea wall failures          related interactions
Geomorphic change
detection


                                                         Ground Rupture




                                                Rt. 160 Concepcion. Chile
                Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                      Robert Kayen, USGS & UCLA
Previous EERI/GEER EQ Reconnaissance using TLS

 •2002 Denali, Alaska
 •2004 Parkfield. California
 •2004 Niigata Chuetsu, Japan
 •2007 Niigata Chuetsu Oki Japan
 •2008 Iwate-Miyagi, Japan
 •2009 Samoa
 •2010 Maule, Chile
 •2011 Tohoku, Japan



                   Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                         Robert Kayen, USGS & UCLA
Time based units. Laser backscatters off target,
                  Range= (c x Tflight)/2

   Captures
complexity of
   surfaces

   Rapid and
    eye-safe

   Geometric
   analysis of
     damage

     Change-
     detection

    Permanent
virtual archive                                                         Las Palmas Mine,
                                                                              Chile, 2010

                    Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                          Robert Kayen, USGS & UCLA
Simplified Processing Procedure
                                                                               B: Reflector
  A: Scan
                                                                               Registration




Niigata Ken, Japan


C: Filter & TIN                                                             D: Quantify
   Surface                                                                 Deformations




                             Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                                   Robert Kayen, USGS & UCLA
Typical Non-Reconnaissance
                                   TLS Setup
RTK-DGPS Base

                                                           RTK-DGPS Rover
                        Photogrammetric
                            Camera



                                                                         Laser




                Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
Benchmark                                                             Robert Kayen, USGS & UCLA
s


Domestic Reconnaissance:
Specialized tools for overcoming
obstacles and shadow-casting objects


High-altitude (20 m) Terrestrial LIDAR
1) Downward view
2) Improved grazing angle                                          USGS ‘Space Needle’
3) Improved range = H / tan Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                      Nisqually Delta. WA
                                                                                     Robert Kayen, USGS & UCLA
EERI & GEER Reconnaissance TLS Setup:
    Bare essentials to capture the data




Basic reconnaissance-mode
data capture takes about 1-2
hours.



                               Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                                     Robert Kayen, USGS & UCLA
EXAMPLE 1: Fujinuma Dam
Failure. Fukushima Pref.
Japan.




       Fujinuma Description




                           Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                                 Robert Kayen, USGS & UCLA
Pre-event dam
                                                     geometry based
                                                      on engineering
                                                           drawings.




                                                     Post-event dam
                                                     geometry based
                                                     on TLS imagery
                                                      (April. 5. 2011)


P
3/4/2013
a
           Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
g                                                                Robert Kayen, USGS & UCLA
Fujinuma Reservoir - Main
Dam Failure:

http://vimeo.com/29117030




           Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                 Robert Kayen, USGS & UCLA
Fujinuma Dam – Pre-failure contours and post-failure
imagery. ~8 meters of initial embankment failure and
8-10 meters of outflow cut-down.




   Videos of Earthquake Damage:
   https://vimeo.com/lidarmedialab
2 meter contours. View looking downstream from reservoir


                         Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                               Robert Kayen, USGS & UCLA
EXAMPLE 2: Rotational slump at Hitachinaka Port.
                               Ibaraki Pref. Japan.




Hitachinaka




                                                                      3/4/2013
                Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                      Robert Kayen, USGS & UCLA
Hitachinaka Port Landslide Video:

http://vimeo.com/28159536




            Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                  Robert Kayen, USGS & UCLA
Fujinuma Description




               Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                     Robert Kayen, USGS & UCLA
Hitachinaka Port. Ibaraki. Japan



                                         Change Map
Post-Event




Pre-Event
                                                                      Settlement
                                                                      Distribution
                                                                         Function




                     Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                           Robert Kayen, USGS & UCLA
Hitachinaka Port.
Ibaraki. Japan




                                                   Settlement
                                                   Distribution
                                                      Function




                                                              3/4/2013
        Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                              Robert Kayen, USGS & UCLA
Cross-section analysis of deformation
     on any slice or orientation.




         Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                               Robert Kayen, USGS & UCLA
EXAMPLE 3. Condominio Los Presidentes. Liquefied building
foundations at two of the 8 Story Buildings, Concepcion, Chile, 2010




                        Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                              Robert Kayen, USGS & UCLA
Concepcion Condominios Description




               Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                     Robert Kayen, USGS & UCLA
Condominios los Presidentes Video:


 http://vimeo.com/28831740




            Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                  Robert Kayen, USGS & UCLA
Condominio Los Presidentes
Concepcion. Chile. JAN 2013

Still about 1.5° tilt for the
abandoned Riesco Building.




                                                                                      3/4/2013
                                Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                                      Robert Kayen, USGS & UCLA
Videos of Earthquake Damage:
https://vimeo.com/lidarmedialab

GEER Reports:
http://www.geerassociation.org




           Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                 Robert Kayen, USGS & UCLA
Lessons learned from TLS in Post-Earthquake Studies

• TLS allows for safe data collection that preserves damage sites
  virtually.

• TLS provides data to validate and calibrate numerical models

• For geotechnical and structural analysis, TLS provides more
  information than can be used in current models

• TLS records vital context of surrounding terrain and objects




                          Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                                Robert Kayen, USGS & UCLA
Earthquake-Induced Ground Failures:
    Terrestrial Laser Scanning (TLS) Method

                  Robert Kayen
              US Geological Survey
                   Menlo Park. CA
                                 -
 University California Los Angeles
Civil & Environmental Engineering




                          Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                                Robert Kayen, USGS & UCLA
Laser                         Laser
                   position 1                    position 2

                     Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
Grand Canyon, AZ                                                           Robert Kayen, USGS & UCLA
Typical Reflector
    Registration




                    Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
Grand Canyon, AZ                                                          Robert Kayen, USGS & UCLA
-Calibration Study at the
Los Angeles Reservoir
LIDAR-TS (Control)




                      Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method
                                                                            Robert Kayen, USGS & UCLA

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Terrestrial Laser Scanning (TLS) Method - Robert Kayen

  • 1. Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen US Geological Survey Menlo Park. CA & University California Los Angeles Civil & Environmental Engineering Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 2. Acknowledgements to Supporting Groups & Colleagues EERI, Learning From Earthquakes (LFE) GEER/NSF (Geotechnical Extreme-Event Reconnaissance) Brian Collins, USGS Michael Olsen, Oregon State University Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 3. Terrestrial Laser Scanning (TLS) OUTLINE •TLS Methods, Metrics, and Overcoming Limitations •Example 1: Fujinuma Dam failure. Fukushima. Japan Large Embankment Failure (Tohoku M9.0 Earthquake 3.11.2011) •Example 2: Hitachinaka Port Landslide. Ibaraki. Japan Small slump in coastal sediment (Tohoku M9.0 Earthquake 3.11.2011) •Example 3. Condominio Los Presidentes. Concepcion, Chile Soil-Structure interaction and permanent settlement (Maule. M8.8 Earthquake. 2.27.2010) Laser Scanning (TLS) Method Earthquake-Induced Ground Failures: Terrestrial Robert Kayen, USGS & UCLA
  • 4. EERI - Learning From Earthquakes ( LFE) • EERI’s mission is to send multidisciplinary teams on post-event reconnaissance: 1) Document damage from earthquakes. 2) Assess follow-up areas of research. 3) Preserve damage information as empirical benchmarks for analytical methods. Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 5. Terrestrial Laser Scanning (TLS) major advance in the reconnaissance approach of LFE: • Promotes culture of safety through safe data collection • Reconnaissance has very limited time window to document many sites – TLS is fast. • TLS allows remote data collection at sites where emergency repair & cleanup efforts are underway • Provides precise and abundant data-sets of damage Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 6. Types of Scan Analyses for Post EQ Geotechnical Structural LiquefactionLat. Spread Structural displacements Landslides deflectionsrotations AccretionErosion Crack patterns Settlement Collapse Models Scour Concrete failure Surface fault rupture Permanent soil-structure Quay & sea wall failures related interactions Geomorphic change detection Ground Rupture Rt. 160 Concepcion. Chile Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 7. Previous EERI/GEER EQ Reconnaissance using TLS •2002 Denali, Alaska •2004 Parkfield. California •2004 Niigata Chuetsu, Japan •2007 Niigata Chuetsu Oki Japan •2008 Iwate-Miyagi, Japan •2009 Samoa •2010 Maule, Chile •2011 Tohoku, Japan Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 8. Time based units. Laser backscatters off target, Range= (c x Tflight)/2 Captures complexity of surfaces Rapid and eye-safe Geometric analysis of damage Change- detection Permanent virtual archive Las Palmas Mine, Chile, 2010 Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 9. Simplified Processing Procedure B: Reflector A: Scan Registration Niigata Ken, Japan C: Filter & TIN D: Quantify Surface Deformations Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 10. Typical Non-Reconnaissance TLS Setup RTK-DGPS Base RTK-DGPS Rover Photogrammetric Camera Laser Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Benchmark Robert Kayen, USGS & UCLA
  • 11. s Domestic Reconnaissance: Specialized tools for overcoming obstacles and shadow-casting objects High-altitude (20 m) Terrestrial LIDAR 1) Downward view 2) Improved grazing angle USGS ‘Space Needle’ 3) Improved range = H / tan Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Nisqually Delta. WA Robert Kayen, USGS & UCLA
  • 12. EERI & GEER Reconnaissance TLS Setup: Bare essentials to capture the data Basic reconnaissance-mode data capture takes about 1-2 hours. Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 13. EXAMPLE 1: Fujinuma Dam Failure. Fukushima Pref. Japan. Fujinuma Description Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 14. Pre-event dam geometry based on engineering drawings. Post-event dam geometry based on TLS imagery (April. 5. 2011) P 3/4/2013 a Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method g Robert Kayen, USGS & UCLA
  • 15. Fujinuma Reservoir - Main Dam Failure: http://vimeo.com/29117030 Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 16. Fujinuma Dam – Pre-failure contours and post-failure imagery. ~8 meters of initial embankment failure and 8-10 meters of outflow cut-down. Videos of Earthquake Damage: https://vimeo.com/lidarmedialab 2 meter contours. View looking downstream from reservoir Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 17. EXAMPLE 2: Rotational slump at Hitachinaka Port. Ibaraki Pref. Japan. Hitachinaka 3/4/2013 Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 18. Hitachinaka Port Landslide Video: http://vimeo.com/28159536 Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 19. Fujinuma Description Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 20. Hitachinaka Port. Ibaraki. Japan Change Map Post-Event Pre-Event Settlement Distribution Function Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 21. Hitachinaka Port. Ibaraki. Japan Settlement Distribution Function 3/4/2013 Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 22. Cross-section analysis of deformation on any slice or orientation. Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 23. EXAMPLE 3. Condominio Los Presidentes. Liquefied building foundations at two of the 8 Story Buildings, Concepcion, Chile, 2010 Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 24. Concepcion Condominios Description Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 25. Condominios los Presidentes Video: http://vimeo.com/28831740 Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 26. Condominio Los Presidentes Concepcion. Chile. JAN 2013 Still about 1.5° tilt for the abandoned Riesco Building. 3/4/2013 Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 27. Videos of Earthquake Damage: https://vimeo.com/lidarmedialab GEER Reports: http://www.geerassociation.org Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 28. Lessons learned from TLS in Post-Earthquake Studies • TLS allows for safe data collection that preserves damage sites virtually. • TLS provides data to validate and calibrate numerical models • For geotechnical and structural analysis, TLS provides more information than can be used in current models • TLS records vital context of surrounding terrain and objects Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 29. Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen US Geological Survey Menlo Park. CA - University California Los Angeles Civil & Environmental Engineering Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA
  • 30. Laser Laser position 1 position 2 Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Grand Canyon, AZ Robert Kayen, USGS & UCLA
  • 31. Typical Reflector Registration Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Grand Canyon, AZ Robert Kayen, USGS & UCLA
  • 32. -Calibration Study at the Los Angeles Reservoir LIDAR-TS (Control) Earthquake-Induced Ground Failures: Terrestrial Laser Scanning (TLS) Method Robert Kayen, USGS & UCLA