Learning Objectives:
Share common definitions of community
Summarize the importance of applying models to public health intervention design
Summarize the application of the Social Ecological Model
Describe the components of community that may have a role or influence on health behaviors
3. What is a community?
• Broad definition: A group of people sharing basic values,
interests, and organization
(Rifkin et al, 1988)
What do we mean by values?
What is meant by interests?
What is meant by organization?
4
5. Why Are Models Important in
Public Health?
They provide guidance or a framework for ways to
change health behaviors
Using accepted models to support your planning and
development of a program or intervention improves
the evidence-base of the intervention/program
Applying models in evaluations, policy designs, and
grant proposals will improve the quality of the end
product
12
6. Socio-Ecological Model (SEM)
The Socio-Ecological Model (SEM) considers the
relationship between individual, relationship,
community and societal factors to understand the
range of influences a person’s decision to do a
behavior
48
7. Socio-Ecological Model (SEM)
50
A Social-Ecological Model for Physical Activity – Adapted from Heise, L., Ellsberg, M., & Gottemoeller, M. (1999)
8. Social Ecological Model (SEM)
Public Policy
Government funding to
provide water buckets
with covers.
Community
Signs at popular places about
covering water in home.
Organizational
Lessons in schools about
preventing mosquito breeding.
Interpersonal
Friends telling friends to
cover standing water in
their home.
Individual
Knowledge about
how mosquito
bites are
dangerous. 51
9. SEM for Public Health Managers
• Why should public health managers use SEM when planning
a program?
What could be benefits of using SEM?
What could be challenges of applying SEM?
Is there a time from your prior experiences where
applying SEM was useful? Or, can you think of a time
when SEM was not applied, but would have been
helpful? How so?
How do you see yourself using SEM as a public health
manager?
3
11. • Culture
• Race / Ethnicity /
Tribal Affiliation
• Gender and family
• Poverty/disparities/
access
Community
Components
12. Design
• Definition
A plan or specification for the construction of an object, building,
or system
• Relevance
Determines how people interact with their environment
Impacts physical health and community interactions
13. Access
• Definition
The means or opportunity to approach or enter a place
Often think of coverage, service cost, timeliness, and quality
• Relevance
Determines who can enter various spaces
Relates to how easily one can enter, use, or get services
Vulnerable groups are typically lack access, thus impacting their
health
14. Connectedness
• Definition
The state of being joined or linked; the feeling of belonging to or
having affinity with a particular person or group
• Relevance
Impacts ‘community organizational climate’ (degree to which a
community is involved, engaged, concerned for others,
motivated to change, and takes leadership)
Enhances community ownership
Improves community participation, mobilization and
empowerment to carry out health behaviors
15. Culture
• An area of connectedness
• Definition
The ideas, customs, and social behavior of a particular person,
group or society
Can include religion
• Relevance
Improves likelihood that health behavior will be adopted
Builds trust with community members
3
16. Spaces
• Definition
Places local people gather and connect, do things together and
pursue shared interests or activities
Public spaces
17. Activity
• With your group, please walk around this area and observe:
Design
Access
Connectedness
Spaces
• How are these things affecting your/others behaviors?
18. Race/Ethnicity/Tribal Affliation
• Definition
Race: major groupings into which humankind was
(subjectively) divided based on physical characteristics and
shared ancestry
Ethnicity: belonging to a social group that has a common
national or cultural heritage
Tribe: social division consisting of families or communities
linked by social, economic, religious or blood ties, with a
common culture and dialect
• Relevance
Fundamental to reducing poor health outcomes for specific
racial and ethnic populations 3
19. Gender and Family
• Incorporating gender and family into public health interventions
3
Gender blind
Ignores:
• Economic/social/political roles of males and females
• Power dynamics between men and women
Gender aware
• Examines and addresses gender considerations
and adopts an approach along the continuum
20. Gender intervention example:
Gender
interventions
• Family
planning for
women and
men
• Women’s
educational
empowerment
Behavioral
outcomes
• Increased use
of family
planning
• Exclusive
breastfeeding
• Uptake of
antenatal care
and PMTCT of
HIV
Gender dynamic
outcomes
• Men’s support
for family
planning
• Men’s support
of antenatal
care, PMTCT
of HIV
• Promotion of
nonviolent
relationships
Gender and Family
3
Improved
Child
Health
21. Poverty/Disparities
• Relevance
Health is a dimension of poverty
Poverty and ill health almost always co-exist
Improving the health of those in poverty improves
long-term economic growth
Access to healthcare and healthy food sources is
limited among vulnerable populations living in poverty
3
23. Poverty/Disparities
• Incorporating poverty/disparities into public health interventions
Surveillance data
Kenya 2014 DHS Statistics
Wealth Quintile
Percent of children who
slept under mosquito net
last night
Lowest 42.3
Second 57.6
Middle 60.6
Fourth 66.0
Highest 73.8
24. Poverty/Disparities
• Incorporating poverty/disparities into public health
interventions
Prioritize interventions taking into account major causes of
morbidity and mortality among poor
Consider poor communities in budgeting
Inter-sectoral collaborations that benefit the poor in multiple
determinants (ex. education, employment, nutrition)
3
25. Conclusion
• Culture
• Race / Ethnicity /
Tribal Affiliation
• Gender and family
• Poverty/disparities/
access
4
26. Knowledge Check
Select the correct group of answers that best completes
the sentence below.
A community is a group of people sharing basic:
____________, __________, and _______________
A. Values, disorders, and food choices
B. Values, interests, and organization
C. Values, interests, and policies
B. values
8
interests organization
27. Knowledge Check
Select the correct group of answers that best completes
the sentence below.
The five levels of the Socioecological Model are:
____________, _______________, _______________, _____________
and _____________.
A. individual, collective, interpersonal, community, political
B. individual, interpersonal, community, organization, society
C. individual, interpersonal, organizational, community,
public policy
individual
8
organizational
interpersonal
community public policy
Editor's Notes
Narrative: Hello everyone! In the next presentation we are going to review something you learned about in your Public Health Foundations training: The Social Ecological Model. This model has an important role in everything we are discussing this week and it’s important that you are able to describe how it forms the foundation for community-level assessment and change.
Learning Objectives:
Share common definitions of community
Summarize the importance of applying models to public health intervention design
Summarize the application of the Social Ecological Model
Describe the components of community that may have a role or influence on health behaviors
Let’s start by revisiting the definition of community.
Narrative: First ask students how they define a community. Some may remember this discussion from previous training, some may not.
*Contextualize as needed with photos of local communities, organizations, and populations*
Narrative: First ask students how they define a community. Some may remember this discussion from previous training, some may not.
Narrative: The definition of community will vary depending on the perception of the individual. <Click to display text on screen.>
In general, a community can be defined as follows: a group of people sharing basic values, interests, and organization.
Ask: What do we mean by values? Possible answer: What a person or group believes to be true
Ask: What is meant by interests? Possible answer: Shared concerns or objectives
Ask: What is meant by organization? Answer we will use in this class: community structures or networks
Ask: Why would it be important to discuss the definition of community with your stakeholders during a community assessment and change activity?
Because the definition of community is so broad and can be interpreted in many ways, it’s important that you consider whether you, your stakeholders, and community health assessment team (we’ll talk about the team in a later session) have the same definition of community in mind. Many people may think of a community as a geographic area; however, they can also be based on shared interests or characteristics such as religion, race, age, or occupation. People within a community come from different backgrounds and have unique cultures, customs, and values. Utilizing this wide range of ideas and wisdom is critical to assessing the community needs and strategizing areas for improvement. Before you conduct a community health needs assessment you should have a clear understanding of the different cultural groups within a community and how to best work with them to solve the community issues.
We’re going to come back to discuss components of communities – but before we do that, let’s now revisit the Social Ecological Model.
Ask: We introduced the concept of theories and models in earlier training. Can anyone recall the reasons that you would want to use theories and models in your public health work?
<This was presented in an earlier training. Wait for responses and then click to display text on screen.>
Theories and models are important in public health practice. Theories and models provide a framework for ways to change health behaviors. This is part of making a public health intervention evidence based. When an intervention is evidence based, it is more likely to be successful and effective. Using a theory or model strengthens evaluation, policy design and grant proposals through their evidence-based nature.
Narrative: Today, we’re briefly going to review the Socio-Ecological Model, also known as SEM. SEM considers the relationship between individual, relationship, community and societal factors to understand the range of influences a person’s decision to do a behavior.
Narrative: SEM proposes five levels of influence:
Individual which focuses on a person’s knowledge, attitude and skills.
Interpersonal which focuses on family, friends and social networks of the individual.
Organizational which focuses on organizations, schools and workplaces in the individual’s life.
Community relates to design, access, connectedness and spaces that the individual lives in.
Public policy level encompasses national, provincial/territorial laws and policy.
Narrative: This is a general example of what interventions at each level using SEM would look like.
<Review intervention presented on the slide.>
Discussion questions:
Why do you think public health managers should use SEM when planning a program?
What are the benefits of using SEM? What could be challenges of applying SEM?
Thinking back to your prior health experiences, have you applied SEM, and was it useful?
Or can you think of a time when SEM was not applied, but looking back it would’ve been helpful? How so?
How do you see yourself using SEM as a public health manager?
Possible responses:
Benefits of SEM are that it allows program managers/advisors to view health issues at all levels- individual, organizational, community, and public policy. This wholistic view enables managers/advisors to plan public health programs that address multi-level factors to address health needs more thoroughly and effectively.
Benefits of using SEM are that every aspect of a health issue are examined using a multi-dimensional approach, therefore, more long-term sustainable solutions can be developed. All factors that contribute to a health issue are assessed using SEM, therefore managers/advisors can get to the root cause of a problem.
Challenges of the model are that policy changes typically require lots of time and resources, therefore, the feasibility of achieving public policy changes can be difficult.
Another limitation is that SEM does not indicate how much of an effect a particular factor has on the health issue being assessed. Therefore, public health practitioners are not able to accurately gauge or prioritize how much time or resources to dedicate to specific factors using SEM alone. A lot of open for interpretation due to this lack of framework.
Questions 3-5 are personal questions and answers will vary on an individual basis.
Narrative: Diving deeper into the Community level of the Socio Ecological model, let’s move onto a brief overview of some characteristics and social determinants of health that are helpful to consider when applying SEM.
Narrative: There are many factors at the community/structural level that can be examined using the SEM.
We will focus on the following factors that influence health and health behavior:
Culture, race and ethnicity, gender and family, poverty and disparities, community organizational climate, and access to healthcare and healthy food sources.
We will discuss why these factors are important to consider, how they are relevant to public health management, and how to incorporate these concepts into public health interventions.
Add photo toilet in Kibera
Narrative: Understanding a community’s culture is important because it improves the likelihood that a health behavior will be adopted by the community. Interventions that do not consider cultural behaviors and context often fail (not accepted by the community and not effective at changing a behavior). In addition, taking cultural considerations into account builds trust with the community, which can improve the uptake of the intervention.
There are several ways to incorporate culture into public health interventions. First, culture can be assessed during the needs assessment phase. Consider using community health workers and/or peer educators to conduct the needs assessment or carry out the intervention as they are often trusted and respected members of the community.
They may assist with helping families navigate health systems, screen and educate hard to reach populations, persuade families to seek health care and advocate for community health needs. They can ensure that the intervention is culturally appropriate.
*Contextualize this slide as needed*
Narrative: Illnesses/diseases can vary by race/ethnicity/tribal affiliation, or other social groups.
For example, in the US, the most prevalent disease causing mortality in US Asian Pacific Islanders, for example, is cancer but for American Indians it is heart disease. It is important to understand how different groups are affected by diseases. This will allow you to develop effective interventions tailored to the specific group.
Discuss : How do diseases vary by race/ethnicity in your country? Are there some diseases that are more prevalent in some ethnic groups versus the general population?
What tribal/religious/ethnic/racial groups are in your country? Do you think the leading causes of death may differ? Why or why not?
Kenyan tribes: Maasai tribe, Embu tribe, Kalenjin tribe, Kamba tribe, Kikuyu tribe, Kisii tribe, Luo tribe.
Kenyan religions: Christianity, Islam, Buddhism, Sikkhism.
Bangladesh tribes: Chakma tribe, Marma tribe, Tripura tribe, Tanchangya tribe, Khumi tribe, Mro tribe, Lushai tribe.
Bangladesh religions: Buddhism, Hindus, Christians, Animists.
Leading Causes of Death by Age Group, Race/Ethnicity Males, United States, 2010
http://www.cdc.gov/men/lcod/2010/lcodrace_ethnicitymen2010.pdf
Gender and family is relevant for public health managers. Gender equality has been linked to health outcomes. Let’s look at the gender equality continuum to understand this more. Interventions that do not recognize how gender dynamics affect behavioral outcomes are classified as gender blind. In contrast, gender aware interventions actively seek to identify and integrate activities that address the role of gender dynamics to achieve better behavioral and health outcomes. Example of gender aware interventions are shown on the next slide.
Kraft, Joan Marie, Karin Wilkins, Guiliana Morales, Monique Widyono, Susan Middlestadt. “An Evidence Review of Gender-Integrated Interventions in Reproductive and Maternal-Child Health.” Journal of Health Communication 19: 122 – 141; 2014.
Narrative: Designing interventions that consider gender norms can have positive health behavior and health outcomes. For example, educating men and women about the benefits of family planning will likely increase male support for use of family planning methods. This in turn will allow women to delay pregnancy, putting her and her child in a less risky pregnancy.
Narrative: Health is a dimension of poverty. Poverty is a major cause of ill-health; it contributes to the spread of disease, undermines the effectiveness of health services, and slows population control. Morbidity and disability among poor and disadvantaged groups is often cyclical (Marginalized/poverty groups have worse health having worse health prevents them from working not working results in less income)
In addition, access to healthcare and healthy food is often a challenge for families living in lower-income, rural areas. Food deserts are areas where healthy food is not easily accessible, and these often exist in impoverished communities. Marginalized and vulnerable groups have no or limited access to healthcare due to: lack of transportation, lack of availability of health facilities, lack of qualified physicians/clinicians, inadequate drugs/treatments, costs/poverty.
PAUSE: Ask question- Can you think of programs that may facilitate access to healthcare and healthy food sources? (consider the SEM model in your application)
Possible answers:
Provide transportation to local communities and villages
Provide mobile clinics to travel to rural areas to provide health services
Provide incentives for physicians/clinicians to work in rural areas with health needs
Plant community gardens where local communities/villages can plant and maintain healthy food sources
Establish local farmer’s markets where healthy food sources are easily accessible
Improving the health of those in poverty improves long-term economic growth – it was thought that economic growth would make more resources available for health systems and as a result health outcomes would improve. This has, however, proven not to be an automatic process. Rather, studies advocate that improvements in health contribute significantly to economic growth. The cycle of health and poverty shown on the next slide is a visual demonstration of how poverty contributes to poor health outcomes and vice versa.
Madi, Hafia and Syed Hussain. “The role of health promotion in poverty reduction.” Eastern Mediterranean Health Journal 13 (6); 2007.
Narrative: Health is a dimension of poverty. Poverty is a major cause of ill-health; it contributes to the spread of disease, undermines the effectiveness of health services, and slows population control.
Morbidity and disability among poor and disadvantaged groups is often cyclical (Marginalized/poverty groups have worse health having worse health prevents them from working not working results in less income)
Improving the health of those in poverty improves long-term economic growth – it was thought that economic growth would make more resources available for health systems and as a result health outcomes would improve. This has, however, proven not to be an automatic process. Rather, studies advocate that improvements in health contribute significantly to economic growth. The cycle of health and poverty shown here is a visual demonstration of how poverty contributes to poor health outcomes and vice versa.
Madi, Hafia and Syed Hussain. “The role of health promotion in poverty reduction.” Eastern Mediterranean Health Journal 13 (6); 2007.
Narrative: Similar to our discussion on race and ethnicity, this data from the show that the prevalence of certain health behaviors and outcomes differ by income groups
Discuss: Can you tell me more about how health behaviors and outcomes differ among different income groups in your country? How do they differ? Why?
Narrative: There are several ways to incorporate poverty into public health interventions.
Prioritize interventions that take into account the major causes of morbidity and mortality among the poor.
Establish an inter-sectoral collaboration with groups focused on increasing things such as education and employment in poor communities.
As we learned in the cycle of poverty and health, many sectors are intertwined with poverty, so when they are brought together, the intervention impact is greater.
Narrative:
As we wrap up this topic, let’s review again the Socio-ecological Model. The socio-ecological model explains that behavior affects and is affected by multiple levels of influence and that individual behavior shapes and is shaped by the social environment. Our focus this week is within the Community level but you will also see influences with the Policy, Organizational, Interpersonal, and Individual levels.
[Click to reveal callout box.]
And within the Community dimension of the Socio-Ecological model, we learn how an awareness of community components and their influence on behaviors or health outcomes can shape our interventions. The many factors at the community level include those shown in the box on the screen.
Are there any final questions about the Socio-Ecological model before we conclude this topic?
Narrative….Let’s review …
<READ the knowledge check question and wait for participant responses.>
<SELECT correct response from answer choices.>
values, disorder, and food choices
values, interests, and organization
values, interests, and policies
<CLICK for correct answer to appear.>
A group of people sharing basic: values, interests, and organization
Say:
As we discussed, in this last topic, those shared values, interests and organizations related to public health can be discussed in terms of culture, race / ethnicity / tribal affiliation, gender and family, poverty/disparities, and the community’s organizational climate. As you’ll learn in the Community Health Needs Assessment workshop, this definition of community and an examination of these various components within the community provide the foundation for community level-assessment and change.
The correct answer is B, correct response.
GO to next slide.
Narrative….Let’s review …
<READ the knowledge check question and wait for participant responses.>
<SELECT correct response from answer choices.>
individual, collective, interpersonal, community, political
individual, interpersonal, community, organization, society
individual, interpersonal, organizational, community, public policy
<CLICK for correct answer to appear.>
The five levels of the Socioecological Model are: individual, interpersonal, organizational, community, public policy
The correct answer is C, correct response.
GO to next slide.