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WEEK 3:
STRATIFICATION & MOBILITY IN EDUCATION
Melanie Tannenbaum, M.A.	

Sociology 463/663	

Spring 2015
New York Times, June 12, 2013
THE BIG QUESTION
Is education the great equalizer?	

!
or…	

!
Does education create & replicate existing patterns of inequality?
SOME IMPORTANT DEFINITIONS
Status:The level of an occupation in the stratification hierarchy	

!
Social Mobility:A change in level in the stratification hierarchy
THEORIES OF STRATIFICATION
Marx: Reproduction of power/class inequalities through education.	

Weber:Three hierarchical dimensions.	

Class: Economic position of individuals/groups.	

Status: Groups of shared values & lifestyles.	

Party: Groups of shared political interests & actions.
STATUS ATTAINMENT
Correlation between parents and children’s educational attainments: r = .40	

!
Correlation between educational attainment and occupational status: r = .60	

!
How does stratification and “sorting” of individuals into strata take place?
STATUS ATTAINMENT MODEL	

BLAU & DUNCAN (1967)
Educational attainment (2)
Family Social Status (1)
Status of
first job (3)
Status of
later job (4)
STATUS ATTAINMENT MODEL	

BLAU & DUNCAN (1967)
Educational attainment (2)
Family Social Status (1)
Status of
first job (3)
Status of
later job (4)
Three Basic Propositions
STATUS ATTAINMENT MODEL	

BLAU & DUNCAN (1967)
Educational attainment (2)
Family Social Status (1)
Status of
first job (3)
Status of
later job (4)
Proposition #1
STATUS ATTAINMENT MODEL	

BLAU & DUNCAN (1967)
Educational attainment (2)
Family Social Status (1)
Status of
first job (3)
Status of
later job (4)
Proposition #2
STATUS ATTAINMENT MODEL	

BLAU & DUNCAN (1967)
Educational attainment (2)
Family Social Status (1)
Status of
first job (3)
Status of
later job (4)
Proposition #3
STATUS ATTAINMENT MODEL	

BLAU & DUNCAN (1967)
Educational attainment (2)
Family Social Status (1)
Status of
first job (3)
Status of
later job (4)
Fundamental idea of a process of status attainment.
STATUS ATTAINMENT MODEL	

BLAU & DUNCAN (1967)
Educational attainment (2)
Family Social Status (1)
Status of
first job (3)
Status of
later job (4)
Social psychology?	

Mediating variables?
STATUS ATTAINMENT MODEL
How and why does SES/social status/social class translate into…	

Different levels of academic achievement?	

Different levels of educational attainment?
SES
of origin
Family
Structure
Ability
Educational
Attainment
Academic
Performance
Influence of
significant others
Educational
Ambition
WISCONSIN MODEL	

SEWELL & HAUSER, 1980
The degree to which significant others encourage a young person varies
according to family social status and child’s demonstrated ability.
SES
of origin
Family
Structure
Ability
Educational
Attainment
Academic
Performance
Influence of
significant others
Educational
Ambition
WISCONSIN MODEL	

SEWELL & HAUSER, 1980
SES
of origin
Family
Structure
Ability
Educational
Attainment
Academic
Performance
Influence of
significant others
Educational
Ambition
WISCONSIN MODEL	

SEWELL & HAUSER, 1980
SES
of origin
Family
Structure
Ability
Educational
Attainment
Academic
Performance
Influence of
significant others
Educational
Ambition
Lareau
WISCONSIN MODEL	

SEWELL & HAUSER, 1980
SES
of origin
Family
Structure
Ability
Educational
Attainment
Academic
Performance
Influence of
significant others
Educational
Ambition
WISCONSIN MODEL	

SEWELL & HAUSER, 1980
Significant Others: Parents,Teachers, and Peers
SES
of origin
Family
Structure
Ability
Educational
Attainment
Academic
Performance
Influence of
significant others
Educational
Ambition
WISCONSIN MODEL	

SEWELL & HAUSER, 1980
Social Psychological Variables: Significant others’ influence & ambition
SES
of origin
Family
Structure
Ability
Educational
Attainment
Academic
Performance
Influence of
significant others
Educational
Ambition
WISCONSIN MODEL	

SEWELL & HAUSER, 1980
Strengths: Focused on the dynamics of educational attainment and viewed
the process as based on motivation and interpersonal influences.
SOCIAL PSYCHOLOGICAL ASPECTS
Significant-Other Influence & Ambition	

Significant others help shape ambitions	

Many individuals have goals that correspond to social position	

Many individuals have corresponding expectations	

Alternative interpretations of “educational ambition”	

Useful for explaining outcome differences in disadvantaged groups	

BUT…no explicit disadvantaging process in the model	

Organizational Dynamics
SOCIAL PSYCHOLOGICAL ASPECTS
Inductive Control	

More often used in higher-status an smaller families	

Persuasive methods that seek child’s voluntary compliance	

Based on explanation & reasoning, not coercion	

Remember back to the Lareau article!
BUT…
Wisconsin Model more effective in explaining the attainments of
white men than African-American men or white women.	

!
Why would it differ based on race & gender?
NATUREVS. NURTURE?
What’s the basis of ability?
!
Intelligence?	

Hard work?	

Upbringing?
GENETICS?
“Genetic”≠“deterministic.”
What does heritability mean?	

“Intelligence is 70% genes,
30% environment” doesn’t
make sense.	

Contribution of
environment and genes
always varies based on the
context.
NATUREVS. NURTURE
Society in which ALL people are genetically identical	

All differences MUST be caused by the environment	

Society in which ALL people live in the same environment	

All differences MUST because by genes	

The contribution of genes is dependent on the contribution
of the environment, and vice versa.
NATUREVS. NURTURE
Degree of influence of genes on intelligence	

!
No genetic influence at low SES	

!
Substantial genetic influence at high SES
Turkheimer et al., 2003
NATUREVS. NURTURE
Degree of influence of genes on intelligence	

!
No genetic influence at low SES	

!
Substantial genetic influence at high SES
Turkheimer et al., 2003
NATUREVS. NURTURE
Degree of influence of genes on intelligence	

!
No genetic influence at low SES	

!
Substantial genetic influence at high SES
Turkheimer et al., 2003
NATUREVS. NURTURE
Degree of influence of
environment on
intelligence	

!
Strong environmental
influence at low SES	

!
Substantial genetic
influence at high SES
Turkheimer et al., 2003
NATUREVS. NURTURE
Degree of influence of
environment on
intelligence	

!
Strong environmental
influence at low SES	

!
Substantial genetic
influence at high SES
Turkheimer et al., 2003
NATUREVS. NURTURE
Degree of influence of
environment on
intelligence	

!
Strong environmental
influence at low SES	

!
Weak environmental
influence at high SES
Turkheimer et al., 2003
NATURETHROUGH NURTURE
Gene expression dependent on environment	

Same Genes + Different Environments → Different Outcomes	

Gene expression only occurs in the presence of environmental
stimulation
OTHER ISSUES WITH 	

STATUS ATTAINMENT MODELS
Horan (1978)
“Status attainment rests on a functionalist conception of social structure in
which social positions are conceived of as levels of performance which are
differentially evaluated and rewarded within a competitive market situation…	

…the assumption of fully open and competitive allocation of individuals to jobs
(i.e., market homogeneity) provides a source of justification for restricting
attention to the individual characteristics of jobholders.”
OTHER ISSUES WITH 	

STATUS ATTAINMENT MODELS
Is it really about motivation?	

!
Initial Assumption: The association between adolescent ambition & later
achievement is an indication that the motivation to excel affects achievement.	

Alternative Explanation: People recognize probable outcomes for themselves
given what they know about societal constraints on social mobility, and people who
know they have a low likelihood of moving “up the ladder” are more likely to say
they expect to achieve less. (Measure is of what you expect, not what you want.)
OTHER ISSUES WITH 	

STATUS ATTAINMENT MODELS
Evidence
1. The higher the SES of the student body, the higher a student’s
goals and levels of educational attainment.	

BUT…	

2.The higher the average ability level of the student body, the lower
the goals and levels of educational attainment.
BACKTOTRACKING ISSUES…
Entwisle & Hayduk (1988)	

!
“Not only does a high level of performance in one year facilitate a high
level in the next, but a ‘paper person’ is created that follows the child
from grade to grade. Cumulative records that follow children through
school could support the children’s high [or low] performance in the later
grades by affecting subsequent teachers’ expectations.”

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SOC 463/663 (Social Psych of Education) - Stratification

  • 1. WEEK 3: STRATIFICATION & MOBILITY IN EDUCATION Melanie Tannenbaum, M.A. Sociology 463/663 Spring 2015
  • 2. New York Times, June 12, 2013
  • 3. THE BIG QUESTION Is education the great equalizer? ! or… ! Does education create & replicate existing patterns of inequality?
  • 4. SOME IMPORTANT DEFINITIONS Status:The level of an occupation in the stratification hierarchy ! Social Mobility:A change in level in the stratification hierarchy
  • 5. THEORIES OF STRATIFICATION Marx: Reproduction of power/class inequalities through education. Weber:Three hierarchical dimensions. Class: Economic position of individuals/groups. Status: Groups of shared values & lifestyles. Party: Groups of shared political interests & actions.
  • 6. STATUS ATTAINMENT Correlation between parents and children’s educational attainments: r = .40 ! Correlation between educational attainment and occupational status: r = .60 ! How does stratification and “sorting” of individuals into strata take place?
  • 7. STATUS ATTAINMENT MODEL BLAU & DUNCAN (1967) Educational attainment (2) Family Social Status (1) Status of first job (3) Status of later job (4)
  • 8. STATUS ATTAINMENT MODEL BLAU & DUNCAN (1967) Educational attainment (2) Family Social Status (1) Status of first job (3) Status of later job (4) Three Basic Propositions
  • 9. STATUS ATTAINMENT MODEL BLAU & DUNCAN (1967) Educational attainment (2) Family Social Status (1) Status of first job (3) Status of later job (4) Proposition #1
  • 10. STATUS ATTAINMENT MODEL BLAU & DUNCAN (1967) Educational attainment (2) Family Social Status (1) Status of first job (3) Status of later job (4) Proposition #2
  • 11. STATUS ATTAINMENT MODEL BLAU & DUNCAN (1967) Educational attainment (2) Family Social Status (1) Status of first job (3) Status of later job (4) Proposition #3
  • 12. STATUS ATTAINMENT MODEL BLAU & DUNCAN (1967) Educational attainment (2) Family Social Status (1) Status of first job (3) Status of later job (4) Fundamental idea of a process of status attainment.
  • 13. STATUS ATTAINMENT MODEL BLAU & DUNCAN (1967) Educational attainment (2) Family Social Status (1) Status of first job (3) Status of later job (4) Social psychology? Mediating variables?
  • 14. STATUS ATTAINMENT MODEL How and why does SES/social status/social class translate into… Different levels of academic achievement? Different levels of educational attainment?
  • 15. SES of origin Family Structure Ability Educational Attainment Academic Performance Influence of significant others Educational Ambition WISCONSIN MODEL SEWELL & HAUSER, 1980 The degree to which significant others encourage a young person varies according to family social status and child’s demonstrated ability.
  • 18. SES of origin Family Structure Ability Educational Attainment Academic Performance Influence of significant others Educational Ambition Lareau WISCONSIN MODEL SEWELL & HAUSER, 1980
  • 19. SES of origin Family Structure Ability Educational Attainment Academic Performance Influence of significant others Educational Ambition WISCONSIN MODEL SEWELL & HAUSER, 1980 Significant Others: Parents,Teachers, and Peers
  • 20. SES of origin Family Structure Ability Educational Attainment Academic Performance Influence of significant others Educational Ambition WISCONSIN MODEL SEWELL & HAUSER, 1980 Social Psychological Variables: Significant others’ influence & ambition
  • 21. SES of origin Family Structure Ability Educational Attainment Academic Performance Influence of significant others Educational Ambition WISCONSIN MODEL SEWELL & HAUSER, 1980 Strengths: Focused on the dynamics of educational attainment and viewed the process as based on motivation and interpersonal influences.
  • 22. SOCIAL PSYCHOLOGICAL ASPECTS Significant-Other Influence & Ambition Significant others help shape ambitions Many individuals have goals that correspond to social position Many individuals have corresponding expectations Alternative interpretations of “educational ambition” Useful for explaining outcome differences in disadvantaged groups BUT…no explicit disadvantaging process in the model Organizational Dynamics
  • 23. SOCIAL PSYCHOLOGICAL ASPECTS Inductive Control More often used in higher-status an smaller families Persuasive methods that seek child’s voluntary compliance Based on explanation & reasoning, not coercion Remember back to the Lareau article!
  • 24. BUT… Wisconsin Model more effective in explaining the attainments of white men than African-American men or white women. ! Why would it differ based on race & gender?
  • 25. NATUREVS. NURTURE? What’s the basis of ability? ! Intelligence? Hard work? Upbringing?
  • 26. GENETICS? “Genetic”≠“deterministic.” What does heritability mean? “Intelligence is 70% genes, 30% environment” doesn’t make sense. Contribution of environment and genes always varies based on the context.
  • 27. NATUREVS. NURTURE Society in which ALL people are genetically identical All differences MUST be caused by the environment Society in which ALL people live in the same environment All differences MUST because by genes The contribution of genes is dependent on the contribution of the environment, and vice versa.
  • 28. NATUREVS. NURTURE Degree of influence of genes on intelligence ! No genetic influence at low SES ! Substantial genetic influence at high SES Turkheimer et al., 2003
  • 29. NATUREVS. NURTURE Degree of influence of genes on intelligence ! No genetic influence at low SES ! Substantial genetic influence at high SES Turkheimer et al., 2003
  • 30. NATUREVS. NURTURE Degree of influence of genes on intelligence ! No genetic influence at low SES ! Substantial genetic influence at high SES Turkheimer et al., 2003
  • 31. NATUREVS. NURTURE Degree of influence of environment on intelligence ! Strong environmental influence at low SES ! Substantial genetic influence at high SES Turkheimer et al., 2003
  • 32. NATUREVS. NURTURE Degree of influence of environment on intelligence ! Strong environmental influence at low SES ! Substantial genetic influence at high SES Turkheimer et al., 2003
  • 33. NATUREVS. NURTURE Degree of influence of environment on intelligence ! Strong environmental influence at low SES ! Weak environmental influence at high SES Turkheimer et al., 2003
  • 34. NATURETHROUGH NURTURE Gene expression dependent on environment Same Genes + Different Environments → Different Outcomes Gene expression only occurs in the presence of environmental stimulation
  • 35.
  • 36. OTHER ISSUES WITH STATUS ATTAINMENT MODELS Horan (1978) “Status attainment rests on a functionalist conception of social structure in which social positions are conceived of as levels of performance which are differentially evaluated and rewarded within a competitive market situation… …the assumption of fully open and competitive allocation of individuals to jobs (i.e., market homogeneity) provides a source of justification for restricting attention to the individual characteristics of jobholders.”
  • 37. OTHER ISSUES WITH STATUS ATTAINMENT MODELS Is it really about motivation? ! Initial Assumption: The association between adolescent ambition & later achievement is an indication that the motivation to excel affects achievement. Alternative Explanation: People recognize probable outcomes for themselves given what they know about societal constraints on social mobility, and people who know they have a low likelihood of moving “up the ladder” are more likely to say they expect to achieve less. (Measure is of what you expect, not what you want.)
  • 38. OTHER ISSUES WITH STATUS ATTAINMENT MODELS Evidence 1. The higher the SES of the student body, the higher a student’s goals and levels of educational attainment. BUT… 2.The higher the average ability level of the student body, the lower the goals and levels of educational attainment.
  • 39. BACKTOTRACKING ISSUES… Entwisle & Hayduk (1988) ! “Not only does a high level of performance in one year facilitate a high level in the next, but a ‘paper person’ is created that follows the child from grade to grade. Cumulative records that follow children through school could support the children’s high [or low] performance in the later grades by affecting subsequent teachers’ expectations.”