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Beyond Bullets: How War Shapes International Mass Migration
Skyler Schmanski
Belmont University, 2016
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The Refugee: A Reflection of War
While world leaders struggle to cope with an escalating migrant crisis, scholars continue
to seek its root causes. A definitive answer has proven elusive for decades, even as the number of
refugees swells to an estimated 19.5 million worldwide.1
In modern society, no life goes untouched by another, rendering this dilemma not only a
matter of academic concern but of humanitarian imperative. To blunder into policy without
sufficient knowledge will perpetuate the current circumstances. The pursuit of such knowledge
has proven rigorous, however, since the subject’s vastness renders an all-encompassing solution
impossible. In spite of their obstacles, researchers have made significant inroads into explaining
migratory phenomena.
Some stress the effect of environmental stimuli and climate change, while others
promulgate a more classical approach to migration through economic incentives. Still others
believe coercion and violence offer the best explanations for populations fleeing en masse. Each
model of thought has merit, and together they contribute to a deeper understanding of the
subject.
This thesis posed the initial research question: What causes mass migration between
countries? In examining the final model of thought, it targeted a more specific question whose
answer continues to elude scholars: Does the type of war affect international mass migration? To
evaluate this possibility, it conducted a comparative case study between three separate wars in
the Republic of Iraq, holding all major external factors constant. Each conflict served as a sample
of the three main variants: interstate, intrastate, and intertwined warfare.
																																																													
1
"Worldwide Displacement Hits All-time High as War and Persecution Increase." UNHCR News. United Nations
High Commissioner for Refugees, 18 June 2015. Web. 28 Jan. 2016.
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The analysis of internationally recognized refugee statistics from each conflict revealed
that variation existed between the three wars. There were, however, unanticipated nuances to
these findings, and their limited applicability to past and future global conflicts places them in
perspective. Likewise, the results produced questions that are beyond the scope of the data
utilized in this case study.
Iraq represents a compelling starting point for explaining these grander issues, but they will
require more extensive research to determine the universal effect of war variants on this enduring
crisis.
Tracing Tragedy: Three Complementary Explanations
of International Mass Migration and One Fundamental Mystery
The models of environmental evolution, economic impetus, and coercive action have
emerged as complementary theoretical frameworks for explaining the external factors
compelling migrants to abandon their homelands.
Relative to its counterparts, the model of environmental evolution represents a novel
perspective, claiming that climate change plays a definable role in the degradation of
environments to which local populations cannot adapt. Therefore, populations choose to abandon
their ecologically infertile lands in search of better prospects for settlement.2
The theory’s
relevancy amid ongoing climate discussions in the international community cannot be
overlooked, nor can the fact that scientific discoveries will add evolving dimensions to this
interpretation.
Its originality, however, bears the burden of a lack of substantial, incontrovertible evidence
																																																													
2
White, Gregory. "Introduction." Introduction. Climate Change and Migration: Security and Borders in a Warming
World. Oxford: Oxford UP, 2011. 9. Print.
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when viewed alongside other explanations. As it stands, applying the theory to a grand scale
relies heavily on forecasting rising sea levels and warming climates rather than immediately
observable case studies. Moreover, current climate-induced migrations have demonstrated sub-
regional movement at most, with researchers remaining undecided whether “it will induce long-
range migrations.” 3
Proponents and detractors acknowledge the theory’s uncertainties. A 2014 convergence of
the international scientific community in Lubeck, Germany, examined the intersection of climate
change and migration amid the broader discussion of conflict in Northern Africa. Citing the
conference, Link noted that a causal relationship between the two variables remains
inconclusive.4
Given the present state of research and the evidentiary strength of its counterparts,
climate change alone cannot account for the demographic or geographic extent of mass
migrations in the modern era.
The second body of thought explaining migratory incentive, known as the model of
economic impetus, is rooted in neo-classical economic theory, “[t]he oldest theory of migration.”
Wage discrepancies, largely a result of “geographic differences in labour demand and labour
supply,” influence individuals to relocate to more accommodating regions.5
The increasing
trajectory of international economic migration is visible, and the interplay of wealthier nations
seeking highly specialized foreign workers coupled with the unwillingness of many domestic
citizens to assume lower wage and lower skilled jobs indicates this trend will continue.6
																																																													
3
White, Gregory. "Introduction." Introduction. Climate Change and Migration: Security and Borders in a Warming
World. Oxford: Oxford UP, 2011. 4-7. Print.
4
Link, P. Michael, Tim Brücher, Martin Claussen, Jasmin S. A. Link, and Jürgen Scheffran. "The Nexus of Climate
Change, Land Use, and Conflict." Bulletin of the American Meteorological Society Sept. 2015: 1561-564. Academic
Search Premier. Web. 29 Jan. 2016.
5
Jennissen, Roel Peter Wilhelmina. Chapter 3: A Theoretical Framework of International Migration. Macro-
economic Determinants of International Migration in Europe. Amsterdam: Dutch UP, 2004. 33. Print.
6
Bohning, W. R., and Nana Oishi. "Is International Economic Migration Spreading?" The International Migration
Review 29.3 (1995): 795-98. JSTOR. Web. 31 Jan. 2016.
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While this perspective has assumed new dimensions throughout history, it remains defined
by the notion that migrants are compelled by the combination of economic adversity at home and
incentive abroad. Its theorists understand the laws of economics do not operate in isolation and
that they are interwoven with other societal pressures. As such, distinguishing an economic
impetus from an environmental, governmental, or other influence can prove a difficult task. The
model’s mathematical foundations are nonetheless empirical.
Other scholars have promulgated coercion as the preeminent factor in understanding the
casual relationship between external stimuli and international exoduses. The model of coercive
action contends that mass migrations are born primarily of violence and the resulting direct and
indirect factors.7
This represents a combination of catalysts, each connected to the principle that
individuals migrate either from the experience or anticipation of these crises.8
Therefore, this
model diverges from its counterparts in examining persons officially classified as refugees—a
distinction from the term migrant that implies specific motives for resettlement.
According to Article I of the 1951 Refugee Convention, and the corresponding
amendments of the 1967 Protocol, the signatories officially recognize a refugee as a person “who
owing to a well-founded fear of being persecuted for reasons of race, religion, nationality,
membership of a particular social group or political opinion, is outside the country of his
nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of
that country.” 9
																																																													
7
Zolberg, Aristide R., Astri Suhrke, and Sergio Aguayo. Chapter 1: Who Is a Refugee? Escape from Violence:
Conflict and the Refugee Crisis in the Developing World. New York: Oxford UP, 1989. 4. Print.
8
Martin, Susan Forbes, Sanjula S. Weerasinghe, and Abbie Taylor. "Part I: Introduction and a Theoretical
Perspective, Chapter 1: Setting the Scene." Humanitarian Crises and Migration: Causes, Consequences and
Responses. New York: Routledge, 2014. 3. Print.
9
The United Nations. The Office of the United Nations High Commissioner for Refugees. Convention and Protocol
Relating to the Status of Refugees. Dec. 2010. Web. 2 Feb. 2016.
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Case studies spanning numerous decades allow this model to transcend correlation to
indications of causation. On the other hand, their breadth presents an overwhelming amount of
observable data to distill. From the physical ravages of civil war to the widespread oppression of
vulnerable demographics, humanity’s instinct for self-preservation is triggered in a multitude of
scenarios amid unavoidable violence.
Population weaponization adds a further dimension to this reasoning, arguing that state and
non-state actors wield institutional power to damage or manipulate rival nations through the
engineering or control of migration crises. The concept’s strength resides in its regionally and
historically diverse examples involving “over forty groups of displaced people [that] have been
used as pawns in at least fifty-six discrete attempts at coercive engineered migration” since
1951.10
From Cuba to East Germany, leaders have gained leverage by using migrant populations
to burden stronger national opponents.
While the author demonstrates a degree of at least moderate success with this technique,
“connecting Greenhill’s work to current research strongly suggests that nations are increasingly
less able to keep populations within their borders” and, therefore, this strategy may prove less
fruitful to leaders of exporting nations in the future.11
In addition to its arguably diminishing
relevance, an overreliance on Greenhill’s explanation could lead to conjecture of regimes’
guarded and often indiscernible political motivations. Used as a supplement in the overarching
narrative of violence, however, it supports the model.
Among the many categories of violence, one is unequivocally the most influential: war.
This thesis will consider it in three contrasting subsets: interstate, intrastate, and intertwined
																																																													
10
Greenhill, Kelly M. Introduction, Chapter I: Understanding the Coercive Power of Mass Migrations. Weapons of
Mass Migration: Forced Displacement, Coercion, and Foreign Policy. Ithaca, NY: Cornell UP, 2010. 2-15. Print.
11
Kugler, Tadeusz. "Weapons of Mass Migration: Forced Displacement, Coercion, and Foreign Policy by Kelly
Greenhill." Political Science Quarterly 126.2 (2011): 357-59. Academic Search Premier. Web. 2 Feb. 2016.
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warfare. Further distinctions can be made within each, but this level of specificity will serve the
purpose of the following study.
An objection to this classification may be the exclusion of genocide as a distinct category.
According to the 1948 Convention on the Prevention and Punishment of the Crime of Genocide,
Article II identifies the following sufficient conditions for genocide when paired with “intent to
destroy, in whole or in part, a national, ethnical, racial or religious group”:
(a) Killing members of the group;
(b) Causing serious bodily or mental harm to members of the group;
(c) Deliberately inflicting on the group conditions of life calculated to bring about its
physical destruction in whole or in part;
(d) Imposing measures intended to prevent births within the group;
(e) Forcibly transferring children of the group to another group.12
Note that no reference is made to war itself, given that actors are capable of committing
genocide outside its confines. Citing historian Mark Levene, the Center on Law and
Globalization reaffirms that this atrocity can emerge in radicalized warfare, regardless of form.13
From the slaughter of Tutsis in the Rwandan Civil War to the ethnic cleansing of Bosniaks in the
Bosnian War, history demonstrates the diverse conditions that lead to genocide. In an effort to
coincide with international legal definitions and establish equilibrium between infinite subsets
and ineffective general categories, this study reemphasizes that interstate, intrastate, and
intertwined represent the three main types of warfare. Additional studies focused specifically on
genocide or elaborating on other complexities of war are encouraged.
																																																													
12
The United Nations. The General Assembly of the United Nations. The 1948 Convention on the Prevention and
Punishment of the Crime of Genocide. Treaties.un.org. Web. 13 Feb. 2016.
13
"Genocides Share Nine Common Features." Smart Library on Globalization. Center on Law and Globalization.
Web. 13 Feb. 2016.
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Despite the aforementioned consensus, there exists an enduring question within the model
of coercive action. Many scholars believe simply using conflict as a means to identify migratory
impact is insufficient. The proverbial domino effect can emerge in some civil wars, for example,
as raw damage and casualties induce economic deterioration that further incentivizes migrants to
flee.14
Thus, they argue the variables of war should be considered. What is not universally
established is whether the magnitude of international mass migration is influenced more by one
war variant than another. Between the analysis of case studies and existing data, stratifying the
three types according to migratory impact appears plausible.
Each of the three models establishes compelling arguments deserving of further inquiry.
None attempts to dismantle the others, instead providing a cumulative perspective. At times, a
combination of the models influences migrations, as in the “vicious cycle” of Niger’s
environmentally induced economic migration.15
At others times, they are disparate. For example, the mass exoduses triggered by British
India’s dissolution into India and Pakistan in 1947 were not compelled by environmental or
economic degradation, but by the British government’s imperial foreign policy. A thorough
viewing of history demonstrates that one model does not necessarily lead to another. This lack of
dependency justifies the independent exploration of a single explanation without detailed
analysis of its counterparts, particularly when that explanation poses a critical question.
Further exploration of the coercive action model will unravel the puzzling foundations of
migration by exploring this mystery. The following study will use this approach given its
propensity for empirical evaluation and the enduring inconclusiveness in political science
																																																													
14
Adhikari, Prakash. "The Plight of the Forgotten Ones: Civil War and Forced Migration." International Studies
Quarterly 56.3 (2012): 602. Academic Search Premier. Web. 13 Feb. 2016.
15
Afifi, Tamer. "Economic or Environmental Migration? The Push Factors in Niger." International Migration 49
(2011): 117. Academic Search Premier. Web. 19 Feb. 2016.
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academia regarding the comparative impact of war variants. This question among sub-schools is
the focus of subsequent evaluation. It will, in turn, provide insight into causes of mass migration
between countries. Ultimately, at a time when the individual is increasingly lost amid proxy wars
and policy deliberations, this path ensures the migrant remains at the center of analysis.
The Impact of War Variants on the Magnitude
of International Mass Migration
History demonstrates that the calamity of war can produce grand exoduses, as victims of
conflict seek refuge abroad. The resulting physical, sociological, political, and economic
destruction and their humanitarian consequences have not been relegated to one particular period
or region. From the first Persian Gulf War, to the civil bloodshed spilled by Kurdish and
Republican forces, to the U.S-led invasion and occupation of Iraq, interstate and intrastate war
and their intertwined synthesis have yielded refugee-strewn landscapes.
All, however, produced varying degrees of fallout. Researchers have concluded that the
characteristics of war can affect ensuing migration. Considering the findings, it follows that the
scope of migration is influenced more by one variant than another. This assertion can be
hypothesized as:
War is a catalyst for international mass migration, and the magnitude of the effect varies
by the type of war. Global conflict's extensive record provides the means for the empirical
analysis of a relationship that is imperative to understand. The verdict will have repercussions on
the international community wrestling with a crisis that has plagued humanity since its origins.
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Designing a Comparative Case Study on the Relationship
of War Variants with International Mass Migratory Magnitude
As war changes, so do its consequences. To test the relationship between the type of war
and the resulting migratory patterns, this thesis will conduct a tridimensional comparative study
with the following sample set, according to the cases’ respective categorizations:
As a universal evaluation of global conflicts presents nearly insurmountable data to
interpret, this more nuanced approach must demonstrate an effective sampling, which
preliminary analysis suggests it achieves. The raw data and historical contexts of the sample
conflicts indicate their effectiveness. By comparing the three forms of warfare through examples
with commensurate attributes, external factors, including those referenced by the scholars of the
three primary models of thought, are controlled to the highest degree possible.
All conflicts occur in the Republic of Iraq within a twenty-one-year span under the one-
party rule of the Arab Socialist Ba’ath regime’s President Saddam Hussein and involve similar
external actors, in particular the United States of America—a country that demonstrably
influenced all three conflicts. Few nations display all three forms of warfare, occurring
independently of one another yet in such proximity. Not only does Iraq meet these qualifications,
but the international community has recorded reliable, consistent data since the nation came to
global prominence in the late twentieth century.
The ongoing geopolitical crisis in the Middle East suggests this body of knowledge will
continue to expand. Unlike other states that have since stabilized, Iraq remains in a precarious
position as the Islamic State of Iraq and the Levant (ISIL) threatens its sustainability in the
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immediate future. This study’s findings are highly relevant to the present, as a fourth case study
develops on the world stage.
Some may suggest the Syrian “Civil War” would serve as a viable intrastate or intertwined
sample. Neither classification, however, meets the necessary criteria. Given the high level of
third-party militant involvement in the conflict—notably the Russian Federation, the United
States of America, and the Islamic Republic of Iran—it is better classified as intertwined warfare
than civil warfare.
Yet it is inadvisable to use the conflict as the intertwined representation due to continuing
hostilities. Ongoing conflicts are predisposed to being politicized, rendering reliable data scarce
amid the fog of war. The Jordanian government’s inflation of the number of Iraq War refugees to
access more foreign aid is one recent example16
indicative of a larger trend. Additionally, the
geographic and socio-political factors that provide control for the case study do not exist in the
Syrian war, which involves different regime leadership and has spread beyond national
boundaries. Due to these deficiencies, the Syrian conflict will not be examined in this case study.
The current selection of cases establishes both control and variation. The control of
geographic, economic, state, regime, era, and participatory party factors allows for the
independent analysis of the effects of a given form of war. Interstate, intrastate, and intertwined
warfare represent the independent variable (x). Its dependent counterpart (y) is the corresponding
international migratory impact.
The former categorizations are determined by the types of belligerent actors: if the conflict
is waged exclusively by international states, it qualifies as interstate; if waged nearly exclusively
between rival factions within a country—often manifesting as governmental versus rebel
																																																													
16
Haddad, Saleem. "Jordan's Endless Search for the Iraqi Refugee." Muftah. 22 Nov. 2010. Web. 1 Mar. 2016.
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forces—it qualifies as intrastate (note the inclusion of nearly, due to external actors rarely
abstaining from supporting at least one side of a civil war in some capacity); if both types of
warfare occur within a continuous conflict, it qualifies as intertwined.
To assess the dependent variable, this study will employ quantitative analysis by
determining the total number of refugees from each. Individuals fleeing these prescribed
conflicts transcend regular migration. No single source provides comprehensive data across all
conflicts, so the study will rely on the UN Refugee Agency and the Migration Policy Institute to
ensure these statistics guarantee validity and reliability.
There are several justifications for this study’s terminology. Again, refugee represents a
superior indicator of the impact of war than migrant, given that, by definition, refugees are
products of coercion. Likewise, their migration must cross state boundaries, rendering the
international connotation inherent in their legal classification. Finally, the qualifier of mass
migration, as defined exclusively by and for this study, is the significant and simultaneous
movement of individuals from native to new regions across national borders.
If the evaluation of these cases demonstrates substantial discrepancies in migratory impact
among the three war variants, the hypothesis of a causal relationship is supported. If zero or
minimal variation is detected, the hypothesis is falsified. While separate from the hypothesis’s
contention, which only predicts variation in general, this study also expects intertwined warfare
to yield the highest refugee totals, followed by intrastate and interstate, respectively.
This prediction is based on the notion that a greater number of militant actors would
logically create more opportunities for damage and that, coupled with internal warfare causing
significant infrastructural and economic chaos,14
this combination would induce the greatest
																																																													
14
Adhikari, Prakash. "The Plight of the Forgotten Ones: Civil War and Forced Migration." International Studies
Quarterly 56.3 (2012): 602. Academic Search Premier. Web. 13 Feb. 2016.
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number of refugees. That said, discovering the existence or lack of variation is the primary
purpose of the study. Having defined the parameters and objective measurements of the study,
this thesis will examine the three wars in chronological order, then compare and contrast them in
conjunction.
Analyzing the Conflicts
The First Persian Gulf War began with Iraq’s occupation of Kuwait on August 2, 1990.
This aggression triggered economic and military retaliation as nations imposed sanctions and
deployed military forces to the region. Though refugees of various nationalities continued to flee
during subsequent months, the majority of migration occurred prior to the U.S.-led Coalition
invasion. Iraq’s initial act of war proved the main catalyst.17
The United Nations High Commissioner for Refugees (UNHCR) identifies that the
largest refugee flows continued until April 1991, with fellow Gulf nations serving as primary
destinations.18
Despite hostilities ending only six months after their commencement, the conflict
created approximately 3 million refugees by mid-1991 according to calculations by the
Migration Policy Institute.17
Given the relatively abbreviated length of hostilities, this number is
higher than expected.
The outbreak of violence three years later between the rival factions of the Kurdistan
Democratic Party (KDP) and the Patriotic Union of Kurdistan (PUK) gave rise to the Iraqi
Kurdish Civil War. The United States provided support but remained largely disconnected from
																																																													
17
Galbraith, Peter W. Refugees from War in Iraq: What Happened in 1991 and What May Happen in 2003. Issue
brief no. 2. Migration Policy Institute, Feb. 2003. Web. 2 Mar. 2016.
18
"Chronology: 1991 Gulf War Crisis." UNHCR News. United Nations High Commissioner for Refugees, 20 Mar.
2003. Web. 14 Mar. 2016.
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military operations, particularly compared to its role in preceding and ensuing conflicts in the
region. External actors were likewise involved, but far from the scope or scale witnessed in other
conflicts.
Hostilities continued from 1994 until the signing of the official peace treaty in 1998.
Utilizing timelines and data accumulated for the Minority at Risk Project by the University of
Maryland’s Center for International Development and Conflict Management (CIDCM) and
disseminated by the UNHCR, this study estimates the civil war resulted in approximately 75,000
refugees. The majority of these individuals attempted to resettle in Iran at the conclusion of the
KDP campaign.19
This study recognizes this figure is less certain than those of the other two
wars, but it remains the best available estimation.
The third Iraqi conflict occurred five years later and soon became the most internationally
controversial. The Second Persian Gulf War, also known as the Iraq War, began with the U.S.
invasion of the Republic of Iraq on March 20, 2003. Assisted by a coalition of allied forces,
including the United Kingdom, the U.S. toppled Saddam Hussein’s government, marking an end
of an era for the country’s leadership. The invasion phase of 2003 gave way to the post-invasion
phase that extended until the United States’ withdrawal in 2011.
Between 2006 and 2007, sectarian violence in the country reached such levels of
bloodshed that the senior United Nations envoy to Iraq declared it a “civil war-like situation” in
November 2006.20
A January 2007 U.S. National Intelligence Estimate confirmed “the term
‘civil war’ accurately describes key elements of the Iraqi conflict,” though it “does not
																																																													
19
"Chronology for Kurds in Iraq." UNHCR Refworld. Minorities at Risk Project, 2004. Web. 19 Mar. 2016.
20
"Decrying Violence in Iraq, UN Envoy Urges National Dialogue, International Support." UN News Centre. UN
News Service, 25 Nov. 2006. Web. 27 Mar. 2016.
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adequately capture the complexity.” 21
By the final phase of intertwined warfare, the conflict had
produced approximately 1.8 million refugees, most of whom settled in surrounding countries22
and gravitated toward these nations’ urban centers.23
Observe the case study’s cumulative calculations below:
This perspective demonstrates several key findings. The most notable inference is that
variation does exist between the three wars. This aligns with the assertion posed by the initial
hypothesis. The second takeaway is the conflict ranking by refugee totals. This thesis predicted
that intertwined would yield the highest number of refugees, followed by intrastate, then
interstate. The results are nearly inverse, revealing this prediction was incorrect. In reality, the
ordering stands as interstate, intertwined, intrastate. The two wars whose principle actors were
traditional state armed forces led to more migration than civil war. Moreover, these conflicts
were waged by interventionist foreign governments.
																																																													
21
The United States of America. National Intelligence Council. Office of the Director of National Intelligence.
National Intelligence Estimate: Prospects for Iraq's Stability: A Challenging Road Ahead. Jan. 2007. Web. 27 Mar.
2016.
22
2009 Global Trends: Refugees, Asylum-seekers, Returnees, Internally Displaced and Stateless Persons.
Publication. United Nations High Commissioner for Refugees, Division of Programme Support and Management,
15 June 2010. Web. 27 Mar. 2016.
23
Lischer, Sarah Kenyon. "Security and Displacement in Iraq: Responding to the Forced Migration Crisis."
International Security 33.2 (2008): 104. JSTOR. Web. 4 Apr. 2016.
First Persian
Gulf War
62%Iraqi Kurdish
Civil War
1%
Second Persian
Gulf War
37%
Total	Refugees:	4,875,000
First	Persian	Gulf	War Iraqi	Kurdish	Civil	War Second	Persian	Gulf	War
S c h m a n s k i 	|	16	
	
The third observation is the significant discrepancy in refugee totals. The First Persian
Gulf War, representative of interstate warfare, produced 167 percent of the refugees produced by
the Second Persian Gulf War, representative of intertwined warfare; and 4000 percent of those
produced by the Iraqi Kurdish Civil War, representative of intrastate warfare. The fourth
observation is that Iraq’s surrounding nations remained the refugees’ common destination across
the three wars. This fact corroborates the UNHCR’s estimate that 83 percent of the world’s
refugees live within their region of origin.22
Thus, given the available data, the case study’s results provide evidence for the
hypothesis that war is a catalyst for international mass migration, and the magnitude of the
effect varies by the type of war. The display of variation, however, was decidedly different. Both
the ranking and degree of refugee totals by conflict were not as predicted.
The findings therefore pose two major questions. First, how universally applicable are the
results to global warfare? Second, the discrepancy in percentages demands further analysis.
Chiefly, why did the representative conflict for intrastate warfare produce so comparatively few
refugees? In order to avoid overestimating the weight of these results and to place them in proper
context, further elaboration is essential.
The Impact of War Variants on International Mass Migration:
A Question More Ambitious than its Answer
The world is riddled by perpetual war, and Iraq knows the cost of this tragic reality more
than most. Death on the battlefield is only half the story. The harsh fate of survivors fleeing
abroad cannot be ignored. For decades, scholars have struggled to unearth the root causes of
																																																													
22
2009 Global Trends: Refugees, Asylum-seekers, Returnees, Internally Displaced and Stateless Persons.
Publication. United Nations High Commissioner for Refugees, Division of Programme Support and Management,
15 June 2010. Web. 27 Mar. 2016.
S c h m a n s k i 	|	17	
	
migration, having submitted environmental, economic, and coercive impetuses as plausible
models of thought.
This thesis seeks to contribute to this substantial body of literature by pursuing the notion
that the type of warfare affects resulting refugee crises. The results, however, pose as many
questions as they answer. To test this hypothesis, it conducted a tripartite comparative case study
by drawing from three major wars in the Republic of Iraq, each representative of one warfare
variant. In a testament to the nation’s propensity for armed conflict, all three forms of warfare—
interstate, intrastate, and intertwined—spawned in a span of two decades. This enabled the study
to hold a wide array of external factors constant across the sampling.
Controlling for factors that would potentially skew the effect of warfare types on
international mass migration rendered greater geographical or historical variety extremely
difficult. It would, therefore, be presumptuous to claim the results are universally applicable. The
idea that one would expect to see this same pattern of variation, or even variation in general, in
the conflicts of Southeast Asia or Latin America, two hundred years prior or in the future, is
intellectually dishonest. The methodology appears solid, but limiting. Thus, this study states only
that the evidence supports its hypothesis within the established timeframe of the wars in the
given region. More tests and data are required to make broader, universal declarations.
Among the results themselves, there is a profound discrepancy in refugee counts between
intrastate warfare and its counterparts. The fact that the intrastate variant composed a mere 1
percent of the total number produced by the three conflicts begs the question of whether this
figure is indicative of civil wars at large. It is simple to point to examples of civil war that
produced greater numbers of refugees than the Iraqi Kurdish conflict, but are such examples able
to control for the same factors when compared directly with the other two variants of warfare?
S c h m a n s k i 	|	18	
	
Likewise, the argument could be made that intrastate wars inflict more damage on the home
front, and be rebutted by the assertion that interventionist and occupying foreign powers inflict
the same or worse. The inability to answer this question represents a shortcoming of this case
study and solidifies the geographical and timeframe parameters it imposes on its results.
While this undertaking may add to the global refugee debate in some small measure, the
answers that have long eluded researchers remain. Ultimately, it demonstrates the rigor of
studying the subject of international mass migration. The end result is a question more ambitious
than its answer.
S c h m a n s k i 	|	19	
	
Bibliography
2009 Global Trends: Refugees, Asylum-seekers, Returnees, Internally Displaced and Stateless
Persons. Publication. United Nations High Commissioner for Refugees, Division of
Programme Support and Management, 15 June 2010. Web. 27 Mar. 2016.
Adhikari, Prakash. "The Plight of the Forgotten Ones: Civil War and Forced Migration."
International Studies Quarterly 56.3 (2012): 602. Academic Search Premier. Web. 13
Feb. 2016.
Afifi, Tamer. "Economic or Environmental Migration? The Push Factors in Niger." International
Migration 49 (2011): 117. Academic Search Premier. Web. 19 Feb. 2016.
Bohning, W. R., and Nana Oishi. "Is International Economic Migration Spreading?" The
International Migration Review 29.3 (1995): 795-98. JSTOR. Web. 31 Jan. 2016.
"Chronology: 1991 Gulf War Crisis." UNHCR News. United Nations High Commissioner for
Refugees, 20 Mar. 2003. Web. 14 Mar. 2016.
"Chronology for Kurds in Iraq." UNHCR Refworld. Minorities at Risk Project, 2004. Web. 19
Mar. 2016.
"Decrying Violence in Iraq, UN Envoy Urges National Dialogue, International Support." UN
News Centre. UN News Service, 25 Nov. 2006. Web. 27 Mar. 2016.
Galbraith, Peter W. Refugees from War in Iraq: What Happened in 1991 and What May Happen
in 2003. Issue brief no. 2. Migration Policy Institute, Feb. 2003. Web. 2 Mar. 2016.
"Genocides Share Nine Common Features." Smart Library on Globalization. Center on Law and
Globalization. Web. 13 Feb. 2016.
S c h m a n s k i 	|	20	
	
Greenhill, Kelly M. Introduction, Chapter I: Understanding the Coercive Power of Mass
Migrations. Weapons of Mass Migration: Forced Displacement, Coercion, and Foreign
Policy. Ithaca, NY: Cornell UP, 2010. 2-15. Print.
Haddad, Saleem. "Jordan's Endless Search for the Iraqi Refugee." Muftah. 22 Nov. 2010. Web. 1
Mar. 2016.
Jennissen, Roel Peter Wilhelmina. Chapter 3: A Theoretical Framework of International
Migration. Macro-economic Determinants of International Migration in Europe.
Amsterdam: Dutch UP, 2004. 33. Print.
Kugler, Tadeusz. "Weapons of Mass Migration: Forced Displacement, Coercion, and Foreign
Policy by Kelly Greenhill." Political Science Quarterly 126.2 (2011): 357-59. Academic
Search Premier. Web. 2 Feb. 2016.
Link, P. Michael, Tim Brücher, Martin Claussen, Jasmin S. A. Link, and Jürgen Scheffran. "The
Nexus of Climate Change, Land Use, and Conflict." Bulletin of the American
Meteorological Society Sept. 2015: 1561-564. Academic Search Premier. Web. 29 Jan.
2016.
Lischer, Sarah Kenyon. "Security and Displacement in Iraq: Responding to the Forced Migration
Crisis." International Security 33.2 (2008): 104. JSTOR. Web. 4 Apr. 2016.
Martin, Susan Forbes, Sanjula S. Weerasinghe, and Abbie Taylor. "Part I: Introduction and a
Theoretical Perspective, Chapter 1: Setting the Scene." Humanitarian Crises and
Migration: Causes, Consequences and Responses. New York: Routledge, 2014. 3. Print.
The United Nations. The General Assembly of the United Nations. The 1948 Convention on the
Prevention and Punishment of the Crime of Genocide. Treaties.un.org. Web. 13 Feb.
2016.
S c h m a n s k i 	|	21	
	
The United Nations. The Office of the United Nations High Commissioner for Refugees.
Convention and Protocol Relating to the Status of Refugees. Dec. 2010. Web. 2 Feb.
2016.
The United States of America. National Intelligence Council. Office of the Director of National
Intelligence. National Intelligence Estimate: Prospects for Iraq's Stability: A Challenging
Road Ahead. Jan. 2007. Web. 27 Mar. 2016.
White, Gregory. "Introduction." Introduction. Climate Change and Migration: Security and
Borders in a Warming World. Oxford: Oxford UP, 2011. 4-7. Print.
White, Gregory. "Introduction." Introduction. Climate Change and Migration: Security and
Borders in a Warming World. Oxford: Oxford UP, 2011. 9. Print.
"Worldwide Displacement Hits All-time High as War and Persecution Increase." UNHCR News.
United Nations High Commissioner for Refugees, 18 June 2015. Web. 28 Jan. 2016.
Zolberg, Aristide R., Astri Suhrke, and Sergio Aguayo. Chapter 1: Who Is a Refugee? Escape
from Violence: Conflict and the Refugee Crisis in the Developing World. New York:
Oxford UP, 1989. 4. Print.

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Skyler Schmanski - Thesis

  • 1. S c h m a n s k i | 1 Beyond Bullets: How War Shapes International Mass Migration Skyler Schmanski Belmont University, 2016
  • 2. S c h m a n s k i | 2 The Refugee: A Reflection of War While world leaders struggle to cope with an escalating migrant crisis, scholars continue to seek its root causes. A definitive answer has proven elusive for decades, even as the number of refugees swells to an estimated 19.5 million worldwide.1 In modern society, no life goes untouched by another, rendering this dilemma not only a matter of academic concern but of humanitarian imperative. To blunder into policy without sufficient knowledge will perpetuate the current circumstances. The pursuit of such knowledge has proven rigorous, however, since the subject’s vastness renders an all-encompassing solution impossible. In spite of their obstacles, researchers have made significant inroads into explaining migratory phenomena. Some stress the effect of environmental stimuli and climate change, while others promulgate a more classical approach to migration through economic incentives. Still others believe coercion and violence offer the best explanations for populations fleeing en masse. Each model of thought has merit, and together they contribute to a deeper understanding of the subject. This thesis posed the initial research question: What causes mass migration between countries? In examining the final model of thought, it targeted a more specific question whose answer continues to elude scholars: Does the type of war affect international mass migration? To evaluate this possibility, it conducted a comparative case study between three separate wars in the Republic of Iraq, holding all major external factors constant. Each conflict served as a sample of the three main variants: interstate, intrastate, and intertwined warfare. 1 "Worldwide Displacement Hits All-time High as War and Persecution Increase." UNHCR News. United Nations High Commissioner for Refugees, 18 June 2015. Web. 28 Jan. 2016.
  • 3. S c h m a n s k i | 3 The analysis of internationally recognized refugee statistics from each conflict revealed that variation existed between the three wars. There were, however, unanticipated nuances to these findings, and their limited applicability to past and future global conflicts places them in perspective. Likewise, the results produced questions that are beyond the scope of the data utilized in this case study. Iraq represents a compelling starting point for explaining these grander issues, but they will require more extensive research to determine the universal effect of war variants on this enduring crisis. Tracing Tragedy: Three Complementary Explanations of International Mass Migration and One Fundamental Mystery The models of environmental evolution, economic impetus, and coercive action have emerged as complementary theoretical frameworks for explaining the external factors compelling migrants to abandon their homelands. Relative to its counterparts, the model of environmental evolution represents a novel perspective, claiming that climate change plays a definable role in the degradation of environments to which local populations cannot adapt. Therefore, populations choose to abandon their ecologically infertile lands in search of better prospects for settlement.2 The theory’s relevancy amid ongoing climate discussions in the international community cannot be overlooked, nor can the fact that scientific discoveries will add evolving dimensions to this interpretation. Its originality, however, bears the burden of a lack of substantial, incontrovertible evidence 2 White, Gregory. "Introduction." Introduction. Climate Change and Migration: Security and Borders in a Warming World. Oxford: Oxford UP, 2011. 9. Print.
  • 4. S c h m a n s k i | 4 when viewed alongside other explanations. As it stands, applying the theory to a grand scale relies heavily on forecasting rising sea levels and warming climates rather than immediately observable case studies. Moreover, current climate-induced migrations have demonstrated sub- regional movement at most, with researchers remaining undecided whether “it will induce long- range migrations.” 3 Proponents and detractors acknowledge the theory’s uncertainties. A 2014 convergence of the international scientific community in Lubeck, Germany, examined the intersection of climate change and migration amid the broader discussion of conflict in Northern Africa. Citing the conference, Link noted that a causal relationship between the two variables remains inconclusive.4 Given the present state of research and the evidentiary strength of its counterparts, climate change alone cannot account for the demographic or geographic extent of mass migrations in the modern era. The second body of thought explaining migratory incentive, known as the model of economic impetus, is rooted in neo-classical economic theory, “[t]he oldest theory of migration.” Wage discrepancies, largely a result of “geographic differences in labour demand and labour supply,” influence individuals to relocate to more accommodating regions.5 The increasing trajectory of international economic migration is visible, and the interplay of wealthier nations seeking highly specialized foreign workers coupled with the unwillingness of many domestic citizens to assume lower wage and lower skilled jobs indicates this trend will continue.6 3 White, Gregory. "Introduction." Introduction. Climate Change and Migration: Security and Borders in a Warming World. Oxford: Oxford UP, 2011. 4-7. Print. 4 Link, P. Michael, Tim Brücher, Martin Claussen, Jasmin S. A. Link, and Jürgen Scheffran. "The Nexus of Climate Change, Land Use, and Conflict." Bulletin of the American Meteorological Society Sept. 2015: 1561-564. Academic Search Premier. Web. 29 Jan. 2016. 5 Jennissen, Roel Peter Wilhelmina. Chapter 3: A Theoretical Framework of International Migration. Macro- economic Determinants of International Migration in Europe. Amsterdam: Dutch UP, 2004. 33. Print. 6 Bohning, W. R., and Nana Oishi. "Is International Economic Migration Spreading?" The International Migration Review 29.3 (1995): 795-98. JSTOR. Web. 31 Jan. 2016.
  • 5. S c h m a n s k i | 5 While this perspective has assumed new dimensions throughout history, it remains defined by the notion that migrants are compelled by the combination of economic adversity at home and incentive abroad. Its theorists understand the laws of economics do not operate in isolation and that they are interwoven with other societal pressures. As such, distinguishing an economic impetus from an environmental, governmental, or other influence can prove a difficult task. The model’s mathematical foundations are nonetheless empirical. Other scholars have promulgated coercion as the preeminent factor in understanding the casual relationship between external stimuli and international exoduses. The model of coercive action contends that mass migrations are born primarily of violence and the resulting direct and indirect factors.7 This represents a combination of catalysts, each connected to the principle that individuals migrate either from the experience or anticipation of these crises.8 Therefore, this model diverges from its counterparts in examining persons officially classified as refugees—a distinction from the term migrant that implies specific motives for resettlement. According to Article I of the 1951 Refugee Convention, and the corresponding amendments of the 1967 Protocol, the signatories officially recognize a refugee as a person “who owing to a well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country.” 9 7 Zolberg, Aristide R., Astri Suhrke, and Sergio Aguayo. Chapter 1: Who Is a Refugee? Escape from Violence: Conflict and the Refugee Crisis in the Developing World. New York: Oxford UP, 1989. 4. Print. 8 Martin, Susan Forbes, Sanjula S. Weerasinghe, and Abbie Taylor. "Part I: Introduction and a Theoretical Perspective, Chapter 1: Setting the Scene." Humanitarian Crises and Migration: Causes, Consequences and Responses. New York: Routledge, 2014. 3. Print. 9 The United Nations. The Office of the United Nations High Commissioner for Refugees. Convention and Protocol Relating to the Status of Refugees. Dec. 2010. Web. 2 Feb. 2016.
  • 6. S c h m a n s k i | 6 Case studies spanning numerous decades allow this model to transcend correlation to indications of causation. On the other hand, their breadth presents an overwhelming amount of observable data to distill. From the physical ravages of civil war to the widespread oppression of vulnerable demographics, humanity’s instinct for self-preservation is triggered in a multitude of scenarios amid unavoidable violence. Population weaponization adds a further dimension to this reasoning, arguing that state and non-state actors wield institutional power to damage or manipulate rival nations through the engineering or control of migration crises. The concept’s strength resides in its regionally and historically diverse examples involving “over forty groups of displaced people [that] have been used as pawns in at least fifty-six discrete attempts at coercive engineered migration” since 1951.10 From Cuba to East Germany, leaders have gained leverage by using migrant populations to burden stronger national opponents. While the author demonstrates a degree of at least moderate success with this technique, “connecting Greenhill’s work to current research strongly suggests that nations are increasingly less able to keep populations within their borders” and, therefore, this strategy may prove less fruitful to leaders of exporting nations in the future.11 In addition to its arguably diminishing relevance, an overreliance on Greenhill’s explanation could lead to conjecture of regimes’ guarded and often indiscernible political motivations. Used as a supplement in the overarching narrative of violence, however, it supports the model. Among the many categories of violence, one is unequivocally the most influential: war. This thesis will consider it in three contrasting subsets: interstate, intrastate, and intertwined 10 Greenhill, Kelly M. Introduction, Chapter I: Understanding the Coercive Power of Mass Migrations. Weapons of Mass Migration: Forced Displacement, Coercion, and Foreign Policy. Ithaca, NY: Cornell UP, 2010. 2-15. Print. 11 Kugler, Tadeusz. "Weapons of Mass Migration: Forced Displacement, Coercion, and Foreign Policy by Kelly Greenhill." Political Science Quarterly 126.2 (2011): 357-59. Academic Search Premier. Web. 2 Feb. 2016.
  • 7. S c h m a n s k i | 7 warfare. Further distinctions can be made within each, but this level of specificity will serve the purpose of the following study. An objection to this classification may be the exclusion of genocide as a distinct category. According to the 1948 Convention on the Prevention and Punishment of the Crime of Genocide, Article II identifies the following sufficient conditions for genocide when paired with “intent to destroy, in whole or in part, a national, ethnical, racial or religious group”: (a) Killing members of the group; (b) Causing serious bodily or mental harm to members of the group; (c) Deliberately inflicting on the group conditions of life calculated to bring about its physical destruction in whole or in part; (d) Imposing measures intended to prevent births within the group; (e) Forcibly transferring children of the group to another group.12 Note that no reference is made to war itself, given that actors are capable of committing genocide outside its confines. Citing historian Mark Levene, the Center on Law and Globalization reaffirms that this atrocity can emerge in radicalized warfare, regardless of form.13 From the slaughter of Tutsis in the Rwandan Civil War to the ethnic cleansing of Bosniaks in the Bosnian War, history demonstrates the diverse conditions that lead to genocide. In an effort to coincide with international legal definitions and establish equilibrium between infinite subsets and ineffective general categories, this study reemphasizes that interstate, intrastate, and intertwined represent the three main types of warfare. Additional studies focused specifically on genocide or elaborating on other complexities of war are encouraged. 12 The United Nations. The General Assembly of the United Nations. The 1948 Convention on the Prevention and Punishment of the Crime of Genocide. Treaties.un.org. Web. 13 Feb. 2016. 13 "Genocides Share Nine Common Features." Smart Library on Globalization. Center on Law and Globalization. Web. 13 Feb. 2016.
  • 8. S c h m a n s k i | 8 Despite the aforementioned consensus, there exists an enduring question within the model of coercive action. Many scholars believe simply using conflict as a means to identify migratory impact is insufficient. The proverbial domino effect can emerge in some civil wars, for example, as raw damage and casualties induce economic deterioration that further incentivizes migrants to flee.14 Thus, they argue the variables of war should be considered. What is not universally established is whether the magnitude of international mass migration is influenced more by one war variant than another. Between the analysis of case studies and existing data, stratifying the three types according to migratory impact appears plausible. Each of the three models establishes compelling arguments deserving of further inquiry. None attempts to dismantle the others, instead providing a cumulative perspective. At times, a combination of the models influences migrations, as in the “vicious cycle” of Niger’s environmentally induced economic migration.15 At others times, they are disparate. For example, the mass exoduses triggered by British India’s dissolution into India and Pakistan in 1947 were not compelled by environmental or economic degradation, but by the British government’s imperial foreign policy. A thorough viewing of history demonstrates that one model does not necessarily lead to another. This lack of dependency justifies the independent exploration of a single explanation without detailed analysis of its counterparts, particularly when that explanation poses a critical question. Further exploration of the coercive action model will unravel the puzzling foundations of migration by exploring this mystery. The following study will use this approach given its propensity for empirical evaluation and the enduring inconclusiveness in political science 14 Adhikari, Prakash. "The Plight of the Forgotten Ones: Civil War and Forced Migration." International Studies Quarterly 56.3 (2012): 602. Academic Search Premier. Web. 13 Feb. 2016. 15 Afifi, Tamer. "Economic or Environmental Migration? The Push Factors in Niger." International Migration 49 (2011): 117. Academic Search Premier. Web. 19 Feb. 2016.
  • 9. S c h m a n s k i | 9 academia regarding the comparative impact of war variants. This question among sub-schools is the focus of subsequent evaluation. It will, in turn, provide insight into causes of mass migration between countries. Ultimately, at a time when the individual is increasingly lost amid proxy wars and policy deliberations, this path ensures the migrant remains at the center of analysis. The Impact of War Variants on the Magnitude of International Mass Migration History demonstrates that the calamity of war can produce grand exoduses, as victims of conflict seek refuge abroad. The resulting physical, sociological, political, and economic destruction and their humanitarian consequences have not been relegated to one particular period or region. From the first Persian Gulf War, to the civil bloodshed spilled by Kurdish and Republican forces, to the U.S-led invasion and occupation of Iraq, interstate and intrastate war and their intertwined synthesis have yielded refugee-strewn landscapes. All, however, produced varying degrees of fallout. Researchers have concluded that the characteristics of war can affect ensuing migration. Considering the findings, it follows that the scope of migration is influenced more by one variant than another. This assertion can be hypothesized as: War is a catalyst for international mass migration, and the magnitude of the effect varies by the type of war. Global conflict's extensive record provides the means for the empirical analysis of a relationship that is imperative to understand. The verdict will have repercussions on the international community wrestling with a crisis that has plagued humanity since its origins.
  • 10. S c h m a n s k i | 10 Designing a Comparative Case Study on the Relationship of War Variants with International Mass Migratory Magnitude As war changes, so do its consequences. To test the relationship between the type of war and the resulting migratory patterns, this thesis will conduct a tridimensional comparative study with the following sample set, according to the cases’ respective categorizations: As a universal evaluation of global conflicts presents nearly insurmountable data to interpret, this more nuanced approach must demonstrate an effective sampling, which preliminary analysis suggests it achieves. The raw data and historical contexts of the sample conflicts indicate their effectiveness. By comparing the three forms of warfare through examples with commensurate attributes, external factors, including those referenced by the scholars of the three primary models of thought, are controlled to the highest degree possible. All conflicts occur in the Republic of Iraq within a twenty-one-year span under the one- party rule of the Arab Socialist Ba’ath regime’s President Saddam Hussein and involve similar external actors, in particular the United States of America—a country that demonstrably influenced all three conflicts. Few nations display all three forms of warfare, occurring independently of one another yet in such proximity. Not only does Iraq meet these qualifications, but the international community has recorded reliable, consistent data since the nation came to global prominence in the late twentieth century. The ongoing geopolitical crisis in the Middle East suggests this body of knowledge will continue to expand. Unlike other states that have since stabilized, Iraq remains in a precarious position as the Islamic State of Iraq and the Levant (ISIL) threatens its sustainability in the
  • 11. S c h m a n s k i | 11 immediate future. This study’s findings are highly relevant to the present, as a fourth case study develops on the world stage. Some may suggest the Syrian “Civil War” would serve as a viable intrastate or intertwined sample. Neither classification, however, meets the necessary criteria. Given the high level of third-party militant involvement in the conflict—notably the Russian Federation, the United States of America, and the Islamic Republic of Iran—it is better classified as intertwined warfare than civil warfare. Yet it is inadvisable to use the conflict as the intertwined representation due to continuing hostilities. Ongoing conflicts are predisposed to being politicized, rendering reliable data scarce amid the fog of war. The Jordanian government’s inflation of the number of Iraq War refugees to access more foreign aid is one recent example16 indicative of a larger trend. Additionally, the geographic and socio-political factors that provide control for the case study do not exist in the Syrian war, which involves different regime leadership and has spread beyond national boundaries. Due to these deficiencies, the Syrian conflict will not be examined in this case study. The current selection of cases establishes both control and variation. The control of geographic, economic, state, regime, era, and participatory party factors allows for the independent analysis of the effects of a given form of war. Interstate, intrastate, and intertwined warfare represent the independent variable (x). Its dependent counterpart (y) is the corresponding international migratory impact. The former categorizations are determined by the types of belligerent actors: if the conflict is waged exclusively by international states, it qualifies as interstate; if waged nearly exclusively between rival factions within a country—often manifesting as governmental versus rebel 16 Haddad, Saleem. "Jordan's Endless Search for the Iraqi Refugee." Muftah. 22 Nov. 2010. Web. 1 Mar. 2016.
  • 12. S c h m a n s k i | 12 forces—it qualifies as intrastate (note the inclusion of nearly, due to external actors rarely abstaining from supporting at least one side of a civil war in some capacity); if both types of warfare occur within a continuous conflict, it qualifies as intertwined. To assess the dependent variable, this study will employ quantitative analysis by determining the total number of refugees from each. Individuals fleeing these prescribed conflicts transcend regular migration. No single source provides comprehensive data across all conflicts, so the study will rely on the UN Refugee Agency and the Migration Policy Institute to ensure these statistics guarantee validity and reliability. There are several justifications for this study’s terminology. Again, refugee represents a superior indicator of the impact of war than migrant, given that, by definition, refugees are products of coercion. Likewise, their migration must cross state boundaries, rendering the international connotation inherent in their legal classification. Finally, the qualifier of mass migration, as defined exclusively by and for this study, is the significant and simultaneous movement of individuals from native to new regions across national borders. If the evaluation of these cases demonstrates substantial discrepancies in migratory impact among the three war variants, the hypothesis of a causal relationship is supported. If zero or minimal variation is detected, the hypothesis is falsified. While separate from the hypothesis’s contention, which only predicts variation in general, this study also expects intertwined warfare to yield the highest refugee totals, followed by intrastate and interstate, respectively. This prediction is based on the notion that a greater number of militant actors would logically create more opportunities for damage and that, coupled with internal warfare causing significant infrastructural and economic chaos,14 this combination would induce the greatest 14 Adhikari, Prakash. "The Plight of the Forgotten Ones: Civil War and Forced Migration." International Studies Quarterly 56.3 (2012): 602. Academic Search Premier. Web. 13 Feb. 2016.
  • 13. S c h m a n s k i | 13 number of refugees. That said, discovering the existence or lack of variation is the primary purpose of the study. Having defined the parameters and objective measurements of the study, this thesis will examine the three wars in chronological order, then compare and contrast them in conjunction. Analyzing the Conflicts The First Persian Gulf War began with Iraq’s occupation of Kuwait on August 2, 1990. This aggression triggered economic and military retaliation as nations imposed sanctions and deployed military forces to the region. Though refugees of various nationalities continued to flee during subsequent months, the majority of migration occurred prior to the U.S.-led Coalition invasion. Iraq’s initial act of war proved the main catalyst.17 The United Nations High Commissioner for Refugees (UNHCR) identifies that the largest refugee flows continued until April 1991, with fellow Gulf nations serving as primary destinations.18 Despite hostilities ending only six months after their commencement, the conflict created approximately 3 million refugees by mid-1991 according to calculations by the Migration Policy Institute.17 Given the relatively abbreviated length of hostilities, this number is higher than expected. The outbreak of violence three years later between the rival factions of the Kurdistan Democratic Party (KDP) and the Patriotic Union of Kurdistan (PUK) gave rise to the Iraqi Kurdish Civil War. The United States provided support but remained largely disconnected from 17 Galbraith, Peter W. Refugees from War in Iraq: What Happened in 1991 and What May Happen in 2003. Issue brief no. 2. Migration Policy Institute, Feb. 2003. Web. 2 Mar. 2016. 18 "Chronology: 1991 Gulf War Crisis." UNHCR News. United Nations High Commissioner for Refugees, 20 Mar. 2003. Web. 14 Mar. 2016.
  • 14. S c h m a n s k i | 14 military operations, particularly compared to its role in preceding and ensuing conflicts in the region. External actors were likewise involved, but far from the scope or scale witnessed in other conflicts. Hostilities continued from 1994 until the signing of the official peace treaty in 1998. Utilizing timelines and data accumulated for the Minority at Risk Project by the University of Maryland’s Center for International Development and Conflict Management (CIDCM) and disseminated by the UNHCR, this study estimates the civil war resulted in approximately 75,000 refugees. The majority of these individuals attempted to resettle in Iran at the conclusion of the KDP campaign.19 This study recognizes this figure is less certain than those of the other two wars, but it remains the best available estimation. The third Iraqi conflict occurred five years later and soon became the most internationally controversial. The Second Persian Gulf War, also known as the Iraq War, began with the U.S. invasion of the Republic of Iraq on March 20, 2003. Assisted by a coalition of allied forces, including the United Kingdom, the U.S. toppled Saddam Hussein’s government, marking an end of an era for the country’s leadership. The invasion phase of 2003 gave way to the post-invasion phase that extended until the United States’ withdrawal in 2011. Between 2006 and 2007, sectarian violence in the country reached such levels of bloodshed that the senior United Nations envoy to Iraq declared it a “civil war-like situation” in November 2006.20 A January 2007 U.S. National Intelligence Estimate confirmed “the term ‘civil war’ accurately describes key elements of the Iraqi conflict,” though it “does not 19 "Chronology for Kurds in Iraq." UNHCR Refworld. Minorities at Risk Project, 2004. Web. 19 Mar. 2016. 20 "Decrying Violence in Iraq, UN Envoy Urges National Dialogue, International Support." UN News Centre. UN News Service, 25 Nov. 2006. Web. 27 Mar. 2016.
  • 15. S c h m a n s k i | 15 adequately capture the complexity.” 21 By the final phase of intertwined warfare, the conflict had produced approximately 1.8 million refugees, most of whom settled in surrounding countries22 and gravitated toward these nations’ urban centers.23 Observe the case study’s cumulative calculations below: This perspective demonstrates several key findings. The most notable inference is that variation does exist between the three wars. This aligns with the assertion posed by the initial hypothesis. The second takeaway is the conflict ranking by refugee totals. This thesis predicted that intertwined would yield the highest number of refugees, followed by intrastate, then interstate. The results are nearly inverse, revealing this prediction was incorrect. In reality, the ordering stands as interstate, intertwined, intrastate. The two wars whose principle actors were traditional state armed forces led to more migration than civil war. Moreover, these conflicts were waged by interventionist foreign governments. 21 The United States of America. National Intelligence Council. Office of the Director of National Intelligence. National Intelligence Estimate: Prospects for Iraq's Stability: A Challenging Road Ahead. Jan. 2007. Web. 27 Mar. 2016. 22 2009 Global Trends: Refugees, Asylum-seekers, Returnees, Internally Displaced and Stateless Persons. Publication. United Nations High Commissioner for Refugees, Division of Programme Support and Management, 15 June 2010. Web. 27 Mar. 2016. 23 Lischer, Sarah Kenyon. "Security and Displacement in Iraq: Responding to the Forced Migration Crisis." International Security 33.2 (2008): 104. JSTOR. Web. 4 Apr. 2016. First Persian Gulf War 62%Iraqi Kurdish Civil War 1% Second Persian Gulf War 37% Total Refugees: 4,875,000 First Persian Gulf War Iraqi Kurdish Civil War Second Persian Gulf War
  • 16. S c h m a n s k i | 16 The third observation is the significant discrepancy in refugee totals. The First Persian Gulf War, representative of interstate warfare, produced 167 percent of the refugees produced by the Second Persian Gulf War, representative of intertwined warfare; and 4000 percent of those produced by the Iraqi Kurdish Civil War, representative of intrastate warfare. The fourth observation is that Iraq’s surrounding nations remained the refugees’ common destination across the three wars. This fact corroborates the UNHCR’s estimate that 83 percent of the world’s refugees live within their region of origin.22 Thus, given the available data, the case study’s results provide evidence for the hypothesis that war is a catalyst for international mass migration, and the magnitude of the effect varies by the type of war. The display of variation, however, was decidedly different. Both the ranking and degree of refugee totals by conflict were not as predicted. The findings therefore pose two major questions. First, how universally applicable are the results to global warfare? Second, the discrepancy in percentages demands further analysis. Chiefly, why did the representative conflict for intrastate warfare produce so comparatively few refugees? In order to avoid overestimating the weight of these results and to place them in proper context, further elaboration is essential. The Impact of War Variants on International Mass Migration: A Question More Ambitious than its Answer The world is riddled by perpetual war, and Iraq knows the cost of this tragic reality more than most. Death on the battlefield is only half the story. The harsh fate of survivors fleeing abroad cannot be ignored. For decades, scholars have struggled to unearth the root causes of 22 2009 Global Trends: Refugees, Asylum-seekers, Returnees, Internally Displaced and Stateless Persons. Publication. United Nations High Commissioner for Refugees, Division of Programme Support and Management, 15 June 2010. Web. 27 Mar. 2016.
  • 17. S c h m a n s k i | 17 migration, having submitted environmental, economic, and coercive impetuses as plausible models of thought. This thesis seeks to contribute to this substantial body of literature by pursuing the notion that the type of warfare affects resulting refugee crises. The results, however, pose as many questions as they answer. To test this hypothesis, it conducted a tripartite comparative case study by drawing from three major wars in the Republic of Iraq, each representative of one warfare variant. In a testament to the nation’s propensity for armed conflict, all three forms of warfare— interstate, intrastate, and intertwined—spawned in a span of two decades. This enabled the study to hold a wide array of external factors constant across the sampling. Controlling for factors that would potentially skew the effect of warfare types on international mass migration rendered greater geographical or historical variety extremely difficult. It would, therefore, be presumptuous to claim the results are universally applicable. The idea that one would expect to see this same pattern of variation, or even variation in general, in the conflicts of Southeast Asia or Latin America, two hundred years prior or in the future, is intellectually dishonest. The methodology appears solid, but limiting. Thus, this study states only that the evidence supports its hypothesis within the established timeframe of the wars in the given region. More tests and data are required to make broader, universal declarations. Among the results themselves, there is a profound discrepancy in refugee counts between intrastate warfare and its counterparts. The fact that the intrastate variant composed a mere 1 percent of the total number produced by the three conflicts begs the question of whether this figure is indicative of civil wars at large. It is simple to point to examples of civil war that produced greater numbers of refugees than the Iraqi Kurdish conflict, but are such examples able to control for the same factors when compared directly with the other two variants of warfare?
  • 18. S c h m a n s k i | 18 Likewise, the argument could be made that intrastate wars inflict more damage on the home front, and be rebutted by the assertion that interventionist and occupying foreign powers inflict the same or worse. The inability to answer this question represents a shortcoming of this case study and solidifies the geographical and timeframe parameters it imposes on its results. While this undertaking may add to the global refugee debate in some small measure, the answers that have long eluded researchers remain. Ultimately, it demonstrates the rigor of studying the subject of international mass migration. The end result is a question more ambitious than its answer.
  • 19. S c h m a n s k i | 19 Bibliography 2009 Global Trends: Refugees, Asylum-seekers, Returnees, Internally Displaced and Stateless Persons. Publication. United Nations High Commissioner for Refugees, Division of Programme Support and Management, 15 June 2010. Web. 27 Mar. 2016. Adhikari, Prakash. "The Plight of the Forgotten Ones: Civil War and Forced Migration." International Studies Quarterly 56.3 (2012): 602. Academic Search Premier. Web. 13 Feb. 2016. Afifi, Tamer. "Economic or Environmental Migration? The Push Factors in Niger." International Migration 49 (2011): 117. Academic Search Premier. Web. 19 Feb. 2016. Bohning, W. R., and Nana Oishi. "Is International Economic Migration Spreading?" The International Migration Review 29.3 (1995): 795-98. JSTOR. Web. 31 Jan. 2016. "Chronology: 1991 Gulf War Crisis." UNHCR News. United Nations High Commissioner for Refugees, 20 Mar. 2003. Web. 14 Mar. 2016. "Chronology for Kurds in Iraq." UNHCR Refworld. Minorities at Risk Project, 2004. Web. 19 Mar. 2016. "Decrying Violence in Iraq, UN Envoy Urges National Dialogue, International Support." UN News Centre. UN News Service, 25 Nov. 2006. Web. 27 Mar. 2016. Galbraith, Peter W. Refugees from War in Iraq: What Happened in 1991 and What May Happen in 2003. Issue brief no. 2. Migration Policy Institute, Feb. 2003. Web. 2 Mar. 2016. "Genocides Share Nine Common Features." Smart Library on Globalization. Center on Law and Globalization. Web. 13 Feb. 2016.
  • 20. S c h m a n s k i | 20 Greenhill, Kelly M. Introduction, Chapter I: Understanding the Coercive Power of Mass Migrations. Weapons of Mass Migration: Forced Displacement, Coercion, and Foreign Policy. Ithaca, NY: Cornell UP, 2010. 2-15. Print. Haddad, Saleem. "Jordan's Endless Search for the Iraqi Refugee." Muftah. 22 Nov. 2010. Web. 1 Mar. 2016. Jennissen, Roel Peter Wilhelmina. Chapter 3: A Theoretical Framework of International Migration. Macro-economic Determinants of International Migration in Europe. Amsterdam: Dutch UP, 2004. 33. Print. Kugler, Tadeusz. "Weapons of Mass Migration: Forced Displacement, Coercion, and Foreign Policy by Kelly Greenhill." Political Science Quarterly 126.2 (2011): 357-59. Academic Search Premier. Web. 2 Feb. 2016. Link, P. Michael, Tim Brücher, Martin Claussen, Jasmin S. A. Link, and Jürgen Scheffran. "The Nexus of Climate Change, Land Use, and Conflict." Bulletin of the American Meteorological Society Sept. 2015: 1561-564. Academic Search Premier. Web. 29 Jan. 2016. Lischer, Sarah Kenyon. "Security and Displacement in Iraq: Responding to the Forced Migration Crisis." International Security 33.2 (2008): 104. JSTOR. Web. 4 Apr. 2016. Martin, Susan Forbes, Sanjula S. Weerasinghe, and Abbie Taylor. "Part I: Introduction and a Theoretical Perspective, Chapter 1: Setting the Scene." Humanitarian Crises and Migration: Causes, Consequences and Responses. New York: Routledge, 2014. 3. Print. The United Nations. The General Assembly of the United Nations. The 1948 Convention on the Prevention and Punishment of the Crime of Genocide. Treaties.un.org. Web. 13 Feb. 2016.
  • 21. S c h m a n s k i | 21 The United Nations. The Office of the United Nations High Commissioner for Refugees. Convention and Protocol Relating to the Status of Refugees. Dec. 2010. Web. 2 Feb. 2016. The United States of America. National Intelligence Council. Office of the Director of National Intelligence. National Intelligence Estimate: Prospects for Iraq's Stability: A Challenging Road Ahead. Jan. 2007. Web. 27 Mar. 2016. White, Gregory. "Introduction." Introduction. Climate Change and Migration: Security and Borders in a Warming World. Oxford: Oxford UP, 2011. 4-7. Print. White, Gregory. "Introduction." Introduction. Climate Change and Migration: Security and Borders in a Warming World. Oxford: Oxford UP, 2011. 9. Print. "Worldwide Displacement Hits All-time High as War and Persecution Increase." UNHCR News. United Nations High Commissioner for Refugees, 18 June 2015. Web. 28 Jan. 2016. Zolberg, Aristide R., Astri Suhrke, and Sergio Aguayo. Chapter 1: Who Is a Refugee? Escape from Violence: Conflict and the Refugee Crisis in the Developing World. New York: Oxford UP, 1989. 4. Print.