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A CASE STUDY OF THE 
IMPLEMENTATION OF 
RESPONSE TO INTERVENTION 
AND ITS IMPACT ON TEACHER 
EFFICACY 
TRACEY I. MACCIA
INTRODUCTION 
• An achievement gaps exists in our nation’s 
schools 
• Research suggests that early identification 
and intervention is the most effective 
method for helping academically struggling 
students 
• Reauthorized IDEA of 2004 introduced 
Response to Intervention (RTI) as a model 
requiring general educators to be more 
responsive to academically struggling 
students
Statement of Problem 
• Nationally, an upward trends exists for students 
who are being identified with a specific learning 
disability 
• RTI has been implemented as state wide/local 
educational agency initiatives in several states 
yet it still remains unclear to what extent it has 
had on the effect of teachers’ efficacy 
• This study takes place in an urban northern 
New Jersey school district where over 20% of 
student population are identified as having a 
disability in comparison to the state average of 
14%
Problem-cont. 
District Policy: 
• (1) Wait and See toward struggling readers 
• (2) Refer struggling readers for special 
education services 
School district was being monitored for special 
education services due to a high percentage 
of students with disabilities placed in separate 
public and private settings
What is RTI?
PURPOSE OF STUDY 
• Understand both general and special 
education teachers’ experiences and 
perception of RTI implementation 
• Teacher efficacy as it relates to 
implementation of RTI
RESEARCH 
QUESTIONS 
• 1. How do teachers perceive that RTI enhanced 
their efficacy in understanding and meeting the 
needs of their academically struggling 
students? 
• 2. How do teachers perceive that RTI had an 
impact on their efficacy in the collaboration 
between general and special education 
teachers? 
• 3. How do teachers perceive that RTI had 
influenced the school climate in a way that 
promoted or impeded teacher efficacy in 
meeting the needs of academically struggling 
students?
THEORIES 
IMPLEMENTERS AS LEARNERS 
• Review of literature reveals that well-planned professional development programs address 
learning transfer. After professional development, it is imperative to create opportunities for 
teachers to utilize an intervention and test out the change in practices and share knowledge with 
their colleagues 
SOCIAL INVENTION 
• The concept that there are real disabilities, and they are part of the nature of things, is depicted 
as a discovery narrative. This narrative may be a social invention narrative, where truth is only 
seen in terms of what people find useful. The problem with categorization is that it cements in 
place these unproductive qualities to our students rather than responding to our students in 
authentic and respectful ways 
CRITICAL CULTURAL CONSCIOUSNESS 
• When implementing RTI in an urban school district, it is imperative to become a culturally 
responsive educator. When differences are no longer viewed as deficits, teachers develop an 
affirming attitude toward students from lower socio-economic status
LITERATURE REVIEW 
• RTI and Prevention-Wanzek and Vaughn (2009) 
conducted a research study on a school based model to 
prevent reading disabilities 
• Six elementary schools were more than 80% minority 
students and more than 80% received free and reduced 
lunch 
• A comparison of control and experimental groups 
indicated that the three tier model improved reading 
outcomes of students participating 
• The value of brief intervention is of considerable 
importance to teachers in determining success 
compared to special education services
LITERATURE REVIEW 
• RTI and Problem Solving-Minneapolis Public 
School (1992) study and the Heartland Area 
Education study (1990). 
• Conclusion: problem solving methods to 
improve assessment and decision making 
regarding eligibility for special education 
• Askew et al (2002) found that provision of 
instructional interventions at tier one level can 
change educational outcomes and reduce the 
number of students requiring special education 
services
LITERATURE REVIEW 
• RTI AND Referral Rate-Tilly (2003) conducted a 
study over a four year time-span on 120 schools in 
Iowa who were using a tiered problem solving 
program. 
• Tilly’s studied acknowledged RTI as having the 
demonstrated ability to reduce the number of 
special education referrals and placements for 
participating students 
• Tilly’s study recorded a decrease in the number of 
special education referrals by: 39% for 
kindergartners, 32% for first graders, 21% for 
second graders and 19% for third graders
LITERATURE REVIEW 
• RTI AND Efficacy-Greenfield, Rinaldi, Proctor & 
Cardarelli examined teachers’ perceptions of RTI in their 
school at an urban elementary school in the Northeast 
serving 310 students 
• The overall findings suggest two general outcomes: 
student data showed progress monitoring was present 
and teachers reported that student data helped to 
increase student achievement 
• Francis (2009) conducted research on RTI and teacher 
efficacy and found that as teachers gained more 
knowledge about RTI, they also began to believe that 
the school was more adequately addressing the needs 
of struggling students
LITERATURE REVIEW 
• RTI and Efficacy, cont.-Bandura (1993) & 
Goddar, Hoy, Woolfolk-Hoy (2000) conducted a 
study on the beliefs of teachers regarding their 
instructional efficacy 
• Bandura found that the single influence that 
was attributed to student performance was the 
belief of the faculty about their collective 
efficacy to both motivate and educate the 
students they served 
• Goodard et al (2000) found that collective 
efficacy was a significant predictor of academic 
achievement
LITERATURE REVIEW 
RTI, Supportive School Environment and 
Teacher Efficacy 
Lose (2008) recognized that administrators 
have a distinct and potent position in 
implementing a systemic change required in 
implementing RTI 
RAND (1970’s) studies found that not only is 
administrative support critical to successful 
implementation but that active support by 
district leaders is also crucial to new initiatives
REFERRAL RATES 
• Research reveals that a tiered system of 
delivery of instruction like RTI has been 
found to have a positive effect on lowering 
the number of students referred for special 
education services
TEACHER EFFICACY 
(AS IT RELATES TO IMPLEMENTATION OF RTI) 
• In schools, educators share the 
responsibility for the academic performance 
of students 
• This interdependence is the difference 
between individual (teacher) and group 
(collective) efficacy 
• Bandura, 2004, found that the single most 
influence attributing to student performance 
was the belief of the faculty about their 
collective efficacy to both motivate and 
educate the students they serve
RTI AND SUPPORT 
• Researchers agree that there is a strong 
relationship between teacher efficacy, a 
supportive school climate, and student 
performance
RESEARCH DESIGN 
Thirty of the 75 teachers from the three participating schools were 
asked to participate in a semi-structured interview process using 
the strategy of maximum variation sampling 
The intent in this selection was not to analyze which participants 
found RTI most successful but rather to select a sample of 
teachers who teach across content areas 
Fifteen teachers were interviewed 
• Special education teachers 
• General education teachers 
• Basic skills teachers
RESEARCH 
METHODOLOGY 
• Semi-structured interview protocol 
• Descriptive case study 
• Empirical inquiry investigating RTI 
implementation and its impact on teacher 
efficacy 
• Employed a inductive research strategy by 
building themes from the data
CONTEXT 
• Study Site: Three elementary schools K-3 in 
a lower socio-economic status district in 
northern New Jersey 
• The borough is 2.58 miles and home to 
21,000 residents of which 2,900 are 
students attending the Pre-K-12 school 
district 
• The district is categorized a B district in the 
district factor grouping category.
DEMOGRAPHICS 
• 75% OF STUDENTS ARE AFRICAN 
AMERICAN 
• 25% OF STUDENTS ARE HISPANIC 
• 5% OF STUDENTS ARE CAUCASIAN 
• 2% OF STUDENTS ARE ASIAN
DATA & ANALYSIS 
• Data reduction was used to condense pages of 
works to their importance level 
• 1st process-read transcript several times to 
become familiar with its content 
• 2nd process-coded the interview. Coding is 
reading the transcript until themes begin to 
emerge 
• 3rd process-wrote a summary of the coded data 
• 4th process-interpreted and tied together the 
themes to translate what it all means
ROLE OF RESEARCHER & 
BIAS 
• All data was passed, interpreted and 
reported through me 
• My bias is that I have worked for 15 years 
as a special education administrator and 
feel strongly about providing early intensive 
reading intervention to struggling readers 
instead of referring students for special 
education services
RTI & TEACHER 
EFFICACY 
Research Question #1: How do urban teacher 
perceive that RTI enhanced their efficacy in 
understanding & meeting the needs of their 
academically struggling students? 
• All interviewees responded in a positive and 
enthusiastic manner about the effects of RTI 
enhancing their efficacy in understanding 
and meeting the needs of their academically 
struggling readers
PAST PRACTICES 
• Both general and special education teachers 
seemed to experience difficulties in 
understanding students’ needs prior to 
implementation of RTI 
• The majority of teachers stated they would 
search online or conduct their own research 
because nothing was in place for reading 
interventions
EFFECTIVE 
PRACTICES AFTER 
RTI 
• RTI implementation changed the general 
education teaching practices 
• The majority of teachers stated that their 
practices of teaching struggling readers 
became more effective after implementing 
RTI 
• Teachers stated the data from RTI helped 
identify students strengths and weaknesses
COLLABORATION AND 
TEACHER EFFICACY 
Research Question #2: How do urban teachers 
perceive RTI has impact on their efficacy in the 
collaboration between general and special 
education teachers? 
• The majority of teachers reported that they felt 
more collaborative after implementing RTI 
• Teachers reported a positive change in 
instructional practices through collaboration 
between general and special education 
teachers
SCHOOL CLIMATE 
AND TEACHER 
EFFICACY 
Research Question #3: How do urban 
teachers perceive that RTI had influenced the 
school climate in a way that promoted or 
impeded teacher efficacy in meeting the needs 
of academically struggling students? 
• Teachers reported that RTI had a positive 
impact on school climate after implementing 
RTI. Teachers reported that they took a 
more problem-solving approach to assist 
struggling readers
RTI & REFERRAL 
RATES 
Problem: High referral rate for special education services in the district 
under study 
• General education teachers were referring struggling readers for 
special education services instead of assisting them with reading 
interventions 
Referral Data: 
2009-2010-96 students were referred for special education services 
Year of RTI Implementation 
2010-2011-61 students were referred for special education services 
This indicates a 36% decrease in referrals for special education 
services
CONCLUSIONS 
Teacher Efficacy & RTI: 
A teacher commented, “For myself, I think I have more patience with children that are 
struggling, more tolerance and more willingness to use different program and strategies 
and more open to different ideas and suggestions”(after implementing RTI) 
• All teachers commented that they were more effective in assisting their struggling 
readers after implementation of RTI 
• A major component of the success of RTI implementation was the professional 
development component 
• When teachers receive quality training, they have the ability to create an 
atmosphere where students are successful 
• This conclusion is in agreement with the theory of implementers as learners
CONCLUSIONS 
Collaboration & RTI 
• Results are compelling due to the fact that general and special 
education teachers were working in isolated settings prior to 
implementation of RTI 
• The RTI initiative weaved together the delivery of instruction in 
general and special education like a tapestry of art 
• Both general and special education teachers worked 
collaboratively to problem solve and assist all struggling 
readers 
• The majority of teachers felt that without collaboration between 
general and special education teachers, RTI implementation 
would be impossible to implement
CONCLUSIONS 
School Climate & RTI 
• Overall, teachers reported a positive impact 
on school climate while implementing RTI 
• They developed a sense of trust in their 
colleagues 
• In general, teachers were more prone to 
problem solve together while assisting 
struggling readers
LIMITATIONS OF 
STUDY 
• The school district was developing a RTI model 
during the project. The initiative was in its first year 
in the district and not followed up. Therefore, the 
results cannot be generalized to models that are 
fully developed 
• Because of the small number of teachers in the 
sample, one cannot assume that results represent 
all possible perspectives 
• I was a district administrator in the district two years 
prior to this study. It is possible that teacher 
responses were affected by the fact that I was a 
past supervisor
POLICY 
IMPLICATIONS 
• A major message for policy makers and 
school administrators is to provide high-quality 
professional development in 
research based intervention strategies prior 
to implementing RTI 
• Follow-up is equally important for teachers 
to feel more competent in utilizing an 
intervention strategy.
SUGGESTIONS FOR 
FUTURE RESEARCH 
• Examine the impact of RTI on literacy 
achievement especially the achievement of 
urban students 
• Impact of RTI over time 
• Long term results of RTI 
• Features of Professional Development or 
successful implementation of RTI
Thank-You 
SUGGESTIONS 
INPUT

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RTI presentation

  • 1. A CASE STUDY OF THE IMPLEMENTATION OF RESPONSE TO INTERVENTION AND ITS IMPACT ON TEACHER EFFICACY TRACEY I. MACCIA
  • 2. INTRODUCTION • An achievement gaps exists in our nation’s schools • Research suggests that early identification and intervention is the most effective method for helping academically struggling students • Reauthorized IDEA of 2004 introduced Response to Intervention (RTI) as a model requiring general educators to be more responsive to academically struggling students
  • 3. Statement of Problem • Nationally, an upward trends exists for students who are being identified with a specific learning disability • RTI has been implemented as state wide/local educational agency initiatives in several states yet it still remains unclear to what extent it has had on the effect of teachers’ efficacy • This study takes place in an urban northern New Jersey school district where over 20% of student population are identified as having a disability in comparison to the state average of 14%
  • 4. Problem-cont. District Policy: • (1) Wait and See toward struggling readers • (2) Refer struggling readers for special education services School district was being monitored for special education services due to a high percentage of students with disabilities placed in separate public and private settings
  • 6. PURPOSE OF STUDY • Understand both general and special education teachers’ experiences and perception of RTI implementation • Teacher efficacy as it relates to implementation of RTI
  • 7. RESEARCH QUESTIONS • 1. How do teachers perceive that RTI enhanced their efficacy in understanding and meeting the needs of their academically struggling students? • 2. How do teachers perceive that RTI had an impact on their efficacy in the collaboration between general and special education teachers? • 3. How do teachers perceive that RTI had influenced the school climate in a way that promoted or impeded teacher efficacy in meeting the needs of academically struggling students?
  • 8. THEORIES IMPLEMENTERS AS LEARNERS • Review of literature reveals that well-planned professional development programs address learning transfer. After professional development, it is imperative to create opportunities for teachers to utilize an intervention and test out the change in practices and share knowledge with their colleagues SOCIAL INVENTION • The concept that there are real disabilities, and they are part of the nature of things, is depicted as a discovery narrative. This narrative may be a social invention narrative, where truth is only seen in terms of what people find useful. The problem with categorization is that it cements in place these unproductive qualities to our students rather than responding to our students in authentic and respectful ways CRITICAL CULTURAL CONSCIOUSNESS • When implementing RTI in an urban school district, it is imperative to become a culturally responsive educator. When differences are no longer viewed as deficits, teachers develop an affirming attitude toward students from lower socio-economic status
  • 9. LITERATURE REVIEW • RTI and Prevention-Wanzek and Vaughn (2009) conducted a research study on a school based model to prevent reading disabilities • Six elementary schools were more than 80% minority students and more than 80% received free and reduced lunch • A comparison of control and experimental groups indicated that the three tier model improved reading outcomes of students participating • The value of brief intervention is of considerable importance to teachers in determining success compared to special education services
  • 10. LITERATURE REVIEW • RTI and Problem Solving-Minneapolis Public School (1992) study and the Heartland Area Education study (1990). • Conclusion: problem solving methods to improve assessment and decision making regarding eligibility for special education • Askew et al (2002) found that provision of instructional interventions at tier one level can change educational outcomes and reduce the number of students requiring special education services
  • 11. LITERATURE REVIEW • RTI AND Referral Rate-Tilly (2003) conducted a study over a four year time-span on 120 schools in Iowa who were using a tiered problem solving program. • Tilly’s studied acknowledged RTI as having the demonstrated ability to reduce the number of special education referrals and placements for participating students • Tilly’s study recorded a decrease in the number of special education referrals by: 39% for kindergartners, 32% for first graders, 21% for second graders and 19% for third graders
  • 12. LITERATURE REVIEW • RTI AND Efficacy-Greenfield, Rinaldi, Proctor & Cardarelli examined teachers’ perceptions of RTI in their school at an urban elementary school in the Northeast serving 310 students • The overall findings suggest two general outcomes: student data showed progress monitoring was present and teachers reported that student data helped to increase student achievement • Francis (2009) conducted research on RTI and teacher efficacy and found that as teachers gained more knowledge about RTI, they also began to believe that the school was more adequately addressing the needs of struggling students
  • 13. LITERATURE REVIEW • RTI and Efficacy, cont.-Bandura (1993) & Goddar, Hoy, Woolfolk-Hoy (2000) conducted a study on the beliefs of teachers regarding their instructional efficacy • Bandura found that the single influence that was attributed to student performance was the belief of the faculty about their collective efficacy to both motivate and educate the students they served • Goodard et al (2000) found that collective efficacy was a significant predictor of academic achievement
  • 14. LITERATURE REVIEW RTI, Supportive School Environment and Teacher Efficacy Lose (2008) recognized that administrators have a distinct and potent position in implementing a systemic change required in implementing RTI RAND (1970’s) studies found that not only is administrative support critical to successful implementation but that active support by district leaders is also crucial to new initiatives
  • 15. REFERRAL RATES • Research reveals that a tiered system of delivery of instruction like RTI has been found to have a positive effect on lowering the number of students referred for special education services
  • 16. TEACHER EFFICACY (AS IT RELATES TO IMPLEMENTATION OF RTI) • In schools, educators share the responsibility for the academic performance of students • This interdependence is the difference between individual (teacher) and group (collective) efficacy • Bandura, 2004, found that the single most influence attributing to student performance was the belief of the faculty about their collective efficacy to both motivate and educate the students they serve
  • 17. RTI AND SUPPORT • Researchers agree that there is a strong relationship between teacher efficacy, a supportive school climate, and student performance
  • 18. RESEARCH DESIGN Thirty of the 75 teachers from the three participating schools were asked to participate in a semi-structured interview process using the strategy of maximum variation sampling The intent in this selection was not to analyze which participants found RTI most successful but rather to select a sample of teachers who teach across content areas Fifteen teachers were interviewed • Special education teachers • General education teachers • Basic skills teachers
  • 19. RESEARCH METHODOLOGY • Semi-structured interview protocol • Descriptive case study • Empirical inquiry investigating RTI implementation and its impact on teacher efficacy • Employed a inductive research strategy by building themes from the data
  • 20. CONTEXT • Study Site: Three elementary schools K-3 in a lower socio-economic status district in northern New Jersey • The borough is 2.58 miles and home to 21,000 residents of which 2,900 are students attending the Pre-K-12 school district • The district is categorized a B district in the district factor grouping category.
  • 21. DEMOGRAPHICS • 75% OF STUDENTS ARE AFRICAN AMERICAN • 25% OF STUDENTS ARE HISPANIC • 5% OF STUDENTS ARE CAUCASIAN • 2% OF STUDENTS ARE ASIAN
  • 22. DATA & ANALYSIS • Data reduction was used to condense pages of works to their importance level • 1st process-read transcript several times to become familiar with its content • 2nd process-coded the interview. Coding is reading the transcript until themes begin to emerge • 3rd process-wrote a summary of the coded data • 4th process-interpreted and tied together the themes to translate what it all means
  • 23. ROLE OF RESEARCHER & BIAS • All data was passed, interpreted and reported through me • My bias is that I have worked for 15 years as a special education administrator and feel strongly about providing early intensive reading intervention to struggling readers instead of referring students for special education services
  • 24. RTI & TEACHER EFFICACY Research Question #1: How do urban teacher perceive that RTI enhanced their efficacy in understanding & meeting the needs of their academically struggling students? • All interviewees responded in a positive and enthusiastic manner about the effects of RTI enhancing their efficacy in understanding and meeting the needs of their academically struggling readers
  • 25. PAST PRACTICES • Both general and special education teachers seemed to experience difficulties in understanding students’ needs prior to implementation of RTI • The majority of teachers stated they would search online or conduct their own research because nothing was in place for reading interventions
  • 26. EFFECTIVE PRACTICES AFTER RTI • RTI implementation changed the general education teaching practices • The majority of teachers stated that their practices of teaching struggling readers became more effective after implementing RTI • Teachers stated the data from RTI helped identify students strengths and weaknesses
  • 27. COLLABORATION AND TEACHER EFFICACY Research Question #2: How do urban teachers perceive RTI has impact on their efficacy in the collaboration between general and special education teachers? • The majority of teachers reported that they felt more collaborative after implementing RTI • Teachers reported a positive change in instructional practices through collaboration between general and special education teachers
  • 28. SCHOOL CLIMATE AND TEACHER EFFICACY Research Question #3: How do urban teachers perceive that RTI had influenced the school climate in a way that promoted or impeded teacher efficacy in meeting the needs of academically struggling students? • Teachers reported that RTI had a positive impact on school climate after implementing RTI. Teachers reported that they took a more problem-solving approach to assist struggling readers
  • 29. RTI & REFERRAL RATES Problem: High referral rate for special education services in the district under study • General education teachers were referring struggling readers for special education services instead of assisting them with reading interventions Referral Data: 2009-2010-96 students were referred for special education services Year of RTI Implementation 2010-2011-61 students were referred for special education services This indicates a 36% decrease in referrals for special education services
  • 30. CONCLUSIONS Teacher Efficacy & RTI: A teacher commented, “For myself, I think I have more patience with children that are struggling, more tolerance and more willingness to use different program and strategies and more open to different ideas and suggestions”(after implementing RTI) • All teachers commented that they were more effective in assisting their struggling readers after implementation of RTI • A major component of the success of RTI implementation was the professional development component • When teachers receive quality training, they have the ability to create an atmosphere where students are successful • This conclusion is in agreement with the theory of implementers as learners
  • 31. CONCLUSIONS Collaboration & RTI • Results are compelling due to the fact that general and special education teachers were working in isolated settings prior to implementation of RTI • The RTI initiative weaved together the delivery of instruction in general and special education like a tapestry of art • Both general and special education teachers worked collaboratively to problem solve and assist all struggling readers • The majority of teachers felt that without collaboration between general and special education teachers, RTI implementation would be impossible to implement
  • 32. CONCLUSIONS School Climate & RTI • Overall, teachers reported a positive impact on school climate while implementing RTI • They developed a sense of trust in their colleagues • In general, teachers were more prone to problem solve together while assisting struggling readers
  • 33. LIMITATIONS OF STUDY • The school district was developing a RTI model during the project. The initiative was in its first year in the district and not followed up. Therefore, the results cannot be generalized to models that are fully developed • Because of the small number of teachers in the sample, one cannot assume that results represent all possible perspectives • I was a district administrator in the district two years prior to this study. It is possible that teacher responses were affected by the fact that I was a past supervisor
  • 34. POLICY IMPLICATIONS • A major message for policy makers and school administrators is to provide high-quality professional development in research based intervention strategies prior to implementing RTI • Follow-up is equally important for teachers to feel more competent in utilizing an intervention strategy.
  • 35. SUGGESTIONS FOR FUTURE RESEARCH • Examine the impact of RTI on literacy achievement especially the achievement of urban students • Impact of RTI over time • Long term results of RTI • Features of Professional Development or successful implementation of RTI