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HORIZON 2020
The New EU
Framework Programme for
Research and Innovation
2014-2020
Robert-Jan Smits

Director-General
DG Research & Innovation
European Commission
The Multiannual Financial Framework 2014-2020:
Key challenge: stabilise the financial and economic system while
taking measures to create economic opportunities
1. Smart & inclusive growth (€451 billion)

Education,
Youth, Sport

Connecting
Europe

Cohesion

Competitive
Business
SMEs

HORIZON
2020

2. Sustainable growth, natural resources (€373 billion)
3. Security and citizenship (€16 billion)
4. Global Europe (€58 billion)
5. Administration (€61.6 billion)
(figures are given in constant prices)

TOTAL
€960 billion
What is Horizon 2020
•

The new European Union programme for research and
innovation for 2014-2020

•

A budget of just over €79 billion; 30 per cent higher in real
terms than the 2007-2013 period

•

A core part of Europe 2020, Innovation Union & European
Research Area:
− Responding to the economic crisis to invest in jobs and growth
− Addressing people’s concerns about their livelihoods, safety and

environment

− Strengthening the EU’s global position in research, innovation

and technology
What's new
• An integrated programme coupling research to
innovation – support from research to retail, bringing
together three separate programmes/initiatives*
• Challenge based - tackling major challenges facing EU
society, e.g. health, clean energy and transport
• Strong focus on SMEs
• Open to the rest of the world
• Major simplification - for all companies, universities,
institutes in all EU countries and beyond
⃰ The 7th Research Framework Programme (FP7), innovation aspects of

Competitiveness and Innovation Framework Programme (CIP), EU contribution to the
European Institute of Innovation and Technology (EIT)
Three priorities

Excellent
science

Industrial
leadership

Societal
challenges
Priority 1. Excellent science (24.4
Billion Euro)
Why:
• World class science is
the foundation of tomorrow’s technologies, jobs and well-being
• Europe needs to develop,
attract and retain research
talent
• Researchers need access
to the best infrastructures

European Research Council
Frontier research by the best individual teams

13.095

Future and Emerging Technologies
Collaborative research to open new fields of
innovation
Marie Sklodowska-Curie Actions
Opportunities for training and career development

2.696

Research Infrastructures (including e-infrastructureEnsuring access to world-class facilities

2.488

6.162
Priority 2. Industrial leadership (17
Billion Euro)
Why:
• Strategic investments in key technologies (e.g.
advanced manufacturing,
Leadership in enabling and industrial
micro-electronics) underpin
technologies
innovation across existing and
(ICT, nanotechnologies, materials,
emerging sectors
• Europe needs to attract
more private investment in
research and innovation
• Europe needs more innovative
SMEs to create growth and jobs

13.557

biotechnology, manufacturing, space)
Access to risk finance
2.842
Leveraging private finance and venture capital
for research and innovation

Innovation in SMEs
Fostering all forms of innovation in all types of
SMES

616
+complemented by
expected 20% of
societal challenges
and LEITs + 'Access
to risk finance' with
strong SME focus'
Priority 3. Societal challenges (30
Billion Euro)
Health, demographic change and wellbeing

Why:
• Concerns of citizens and society
/EU policy objectives
(climate, environment, energy,
transport etc.) cannot be
achieved without innovation

• Breakthrough solutions
come from multi-disciplinary
collaborations, including social
sciences & humanities
• Promising solutions need to be
tested, demonstrated and
scaled up

7.472

Food security, sustainable agriculture, marine and
maritime and inland water research and the
bioeconomy
Secure, clean and efficient energy

3.851

Smart, green and integrated transport

6.339

Climate action, environment, resource efficiency
and raw materials

3.081

Inclusive, innovative and reflective societies

1.310

Secure societies

1.695

Science with and for society

462

Spreading excellence and widening participation

816

5.931
Major Simplification
1. A single set of rules for all funding under Horizon 2020
 Fewer, more flexible, funding instruments
 More coherent with other new EU Programmes

2. Simpler reimbursement: 1 project = 1 funding rate
 100% of the total eligible costs (70% for innovation actions)
 Single flat rate for indirect costs (25% of eligible costs)

3. Faster time to grant
 Within 8 months of call deadline in most cases

4. Fewer, better targeted controls and audits
5. Coherent implementation
 Through dedicated agencies with central support service within the Commission
 Single IT system

6. Simplification in grant agreements
 No time-sheets for personnel working full time on a project
New approach to WPs and calls
More strategic work programmes
 Focusing on areas where EU level action has greatest impact
 With a coherent set of actions from research to innovation
 Greater integrated across different parts of Horizon 2020

Less prescriptive calls
 More open to innovative proposals
 Stronger emphasis on impact
 Stimulating inter-disciplinary projects
Two year work programmes
 Greater participation in setting work programmes, including by citizens
 More advanced notice for applicants
Strong focus on SMEs
• In collaborative projects - 20% of total budget for societal
challenges and enabling & industrial technologies to go to SMEs

• A new SME instrument in all societal challenges and enabling &
industrial technologies (7% of relevant budgets)

• Simplification of particular benefit to SMEs (e.g. single entry point)
• Eurostars joint programme with Member States and associated
countries for research-intensive SMEs

• Support measures under 'Innovation in SMEs' -

networking and brokering; SMEs to ‘spin in’ technology by connecting to
researchers and innovators across Europe

• Access to risk finance to have a strong SME focus - (debt and
equity facilities)
International cooperation
• Principle of general openness: the programme will be the

most open funding programme in the world

• Open to the association of: enlargement countries / EFTA /

European Neighbourhood (and others associated to FP7)

• Targeted actions to be implemented taking a strategic

approach to international cooperation
Partnerships with industry and Member States
€22 billion Innovation Investment Package proposed by
Commission (July 2013)
Joint Technology Initiatives (with industry under Article 187):
• Innovative Medicines Initiative

• Clean Sky (Aeronautics)
• Fuel Cell and Hydrogen
• Biobased industries
• Electronic components and systems

Joint programmes (with Member States, under Article 185)
• European and Developing Countries Clinical Trials Partnership (EDCTP)
• European Metrology Research Programme
• Eurostars (for SMEs)
• Active and Assisted Living
Next steps
• Legislative decision on EU budget
(2014-20)



• Legislative decisions on Horizon 2020



• Horizon 2020 launch events

Oct 2013 – Feb 2014

• Launch of first calls for proposals

11 December 2013

• Launch of Joint Technology Initiatives

Beginning 2014

and Joint Programmes with Member
States
Israel and Horizon 2020
Performance of Israel in FP7
Israel participates in 1, 536 projects (signed grant agreements)

Benefiting from a total of EUR 782 million EU contribution
Greatest EU contribution to the Israeli participants in:
− ERC, Marie Curie Actions, ICT, Health and Nano sciences and Research

Infrastructures

Israeli SMEs participation is also on good track but can be even more active.
Top 5 organisations in terms of EU contribution in FP7
− Weizmann Institute of Science (WEIZMANN)
− The Hebrew University of Jerusalem (HUJI)
− Technion – Israel Institute on Technology (IIT)
− Tel Aviv University (TAU)
− Ben-Gurion University of the Negev (BGU)

Success rate for applications is 21.1 % (higher than EU average: 20.9 %)
Israel's participation in FP7 has been a success for both sides
Highlights of Israel's research and innovation
system
•

Israel has long recognised R&I as one of its leading economic
engines

•

Israeli investment in civilian R&D is the highest among OECD
countries amounting to over 4% of GDP

•

Excellent private sector investment in R&D

•

Strong reputation as start-up nation

•

Israeli researchers are among the best in the world (e.g. excellent
performance in ERC, several Nobel Prizes)

•

Very strong in ICT, advanced materials, bio and health
technologies, renewable energies and water technology
Opportunities for Israel in Horizon 2020
following association
• Opportunities in all pillars of Horizon 2020
• ERC grants and Marie Skłodowska-Curie Actions –

building on the success in FP7
• Societal challenges and enabling/industrial
technologies – identify additional opportunities

• SME instrument – further attracting Israel's R&I
intensive private sector
Conclusions
• Research and innovation trigger growth and jobs and
provide solutions to societal challenges
• Horizon 2020 is the largest funding programme for research
and innovation in the world
• Israel is an important EU partner in research and innovation
and should actively participate in Horizon 2020!
Israel and the EU: partners in
excellent Science and Innovation
Thank you for your
attention!
Find out more:
www.ec.europa.eu/research/horizon2020

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HORIZON 2020 Overview - Robert-Jan Smits - Presentation - Israel 3.2.2014

  • 1. HORIZON 2020 The New EU Framework Programme for Research and Innovation 2014-2020 Robert-Jan Smits Director-General DG Research & Innovation European Commission
  • 2. The Multiannual Financial Framework 2014-2020: Key challenge: stabilise the financial and economic system while taking measures to create economic opportunities 1. Smart & inclusive growth (€451 billion) Education, Youth, Sport Connecting Europe Cohesion Competitive Business SMEs HORIZON 2020 2. Sustainable growth, natural resources (€373 billion) 3. Security and citizenship (€16 billion) 4. Global Europe (€58 billion) 5. Administration (€61.6 billion) (figures are given in constant prices) TOTAL €960 billion
  • 3. What is Horizon 2020 • The new European Union programme for research and innovation for 2014-2020 • A budget of just over €79 billion; 30 per cent higher in real terms than the 2007-2013 period • A core part of Europe 2020, Innovation Union & European Research Area: − Responding to the economic crisis to invest in jobs and growth − Addressing people’s concerns about their livelihoods, safety and environment − Strengthening the EU’s global position in research, innovation and technology
  • 4. What's new • An integrated programme coupling research to innovation – support from research to retail, bringing together three separate programmes/initiatives* • Challenge based - tackling major challenges facing EU society, e.g. health, clean energy and transport • Strong focus on SMEs • Open to the rest of the world • Major simplification - for all companies, universities, institutes in all EU countries and beyond ⃰ The 7th Research Framework Programme (FP7), innovation aspects of Competitiveness and Innovation Framework Programme (CIP), EU contribution to the European Institute of Innovation and Technology (EIT)
  • 6. Priority 1. Excellent science (24.4 Billion Euro) Why: • World class science is the foundation of tomorrow’s technologies, jobs and well-being • Europe needs to develop, attract and retain research talent • Researchers need access to the best infrastructures European Research Council Frontier research by the best individual teams 13.095 Future and Emerging Technologies Collaborative research to open new fields of innovation Marie Sklodowska-Curie Actions Opportunities for training and career development 2.696 Research Infrastructures (including e-infrastructureEnsuring access to world-class facilities 2.488 6.162
  • 7. Priority 2. Industrial leadership (17 Billion Euro) Why: • Strategic investments in key technologies (e.g. advanced manufacturing, Leadership in enabling and industrial micro-electronics) underpin technologies innovation across existing and (ICT, nanotechnologies, materials, emerging sectors • Europe needs to attract more private investment in research and innovation • Europe needs more innovative SMEs to create growth and jobs 13.557 biotechnology, manufacturing, space) Access to risk finance 2.842 Leveraging private finance and venture capital for research and innovation Innovation in SMEs Fostering all forms of innovation in all types of SMES 616 +complemented by expected 20% of societal challenges and LEITs + 'Access to risk finance' with strong SME focus'
  • 8. Priority 3. Societal challenges (30 Billion Euro) Health, demographic change and wellbeing Why: • Concerns of citizens and society /EU policy objectives (climate, environment, energy, transport etc.) cannot be achieved without innovation • Breakthrough solutions come from multi-disciplinary collaborations, including social sciences & humanities • Promising solutions need to be tested, demonstrated and scaled up 7.472 Food security, sustainable agriculture, marine and maritime and inland water research and the bioeconomy Secure, clean and efficient energy 3.851 Smart, green and integrated transport 6.339 Climate action, environment, resource efficiency and raw materials 3.081 Inclusive, innovative and reflective societies 1.310 Secure societies 1.695 Science with and for society 462 Spreading excellence and widening participation 816 5.931
  • 9. Major Simplification 1. A single set of rules for all funding under Horizon 2020  Fewer, more flexible, funding instruments  More coherent with other new EU Programmes 2. Simpler reimbursement: 1 project = 1 funding rate  100% of the total eligible costs (70% for innovation actions)  Single flat rate for indirect costs (25% of eligible costs) 3. Faster time to grant  Within 8 months of call deadline in most cases 4. Fewer, better targeted controls and audits 5. Coherent implementation  Through dedicated agencies with central support service within the Commission  Single IT system 6. Simplification in grant agreements  No time-sheets for personnel working full time on a project
  • 10. New approach to WPs and calls More strategic work programmes  Focusing on areas where EU level action has greatest impact  With a coherent set of actions from research to innovation  Greater integrated across different parts of Horizon 2020 Less prescriptive calls  More open to innovative proposals  Stronger emphasis on impact  Stimulating inter-disciplinary projects Two year work programmes  Greater participation in setting work programmes, including by citizens  More advanced notice for applicants
  • 11. Strong focus on SMEs • In collaborative projects - 20% of total budget for societal challenges and enabling & industrial technologies to go to SMEs • A new SME instrument in all societal challenges and enabling & industrial technologies (7% of relevant budgets) • Simplification of particular benefit to SMEs (e.g. single entry point) • Eurostars joint programme with Member States and associated countries for research-intensive SMEs • Support measures under 'Innovation in SMEs' - networking and brokering; SMEs to ‘spin in’ technology by connecting to researchers and innovators across Europe • Access to risk finance to have a strong SME focus - (debt and equity facilities)
  • 12. International cooperation • Principle of general openness: the programme will be the most open funding programme in the world • Open to the association of: enlargement countries / EFTA / European Neighbourhood (and others associated to FP7) • Targeted actions to be implemented taking a strategic approach to international cooperation
  • 13. Partnerships with industry and Member States €22 billion Innovation Investment Package proposed by Commission (July 2013) Joint Technology Initiatives (with industry under Article 187): • Innovative Medicines Initiative • Clean Sky (Aeronautics) • Fuel Cell and Hydrogen • Biobased industries • Electronic components and systems Joint programmes (with Member States, under Article 185) • European and Developing Countries Clinical Trials Partnership (EDCTP) • European Metrology Research Programme • Eurostars (for SMEs) • Active and Assisted Living
  • 14. Next steps • Legislative decision on EU budget (2014-20)  • Legislative decisions on Horizon 2020  • Horizon 2020 launch events Oct 2013 – Feb 2014 • Launch of first calls for proposals 11 December 2013 • Launch of Joint Technology Initiatives Beginning 2014 and Joint Programmes with Member States
  • 16. Performance of Israel in FP7 Israel participates in 1, 536 projects (signed grant agreements) Benefiting from a total of EUR 782 million EU contribution Greatest EU contribution to the Israeli participants in: − ERC, Marie Curie Actions, ICT, Health and Nano sciences and Research Infrastructures Israeli SMEs participation is also on good track but can be even more active. Top 5 organisations in terms of EU contribution in FP7 − Weizmann Institute of Science (WEIZMANN) − The Hebrew University of Jerusalem (HUJI) − Technion – Israel Institute on Technology (IIT) − Tel Aviv University (TAU) − Ben-Gurion University of the Negev (BGU) Success rate for applications is 21.1 % (higher than EU average: 20.9 %) Israel's participation in FP7 has been a success for both sides
  • 17. Highlights of Israel's research and innovation system • Israel has long recognised R&I as one of its leading economic engines • Israeli investment in civilian R&D is the highest among OECD countries amounting to over 4% of GDP • Excellent private sector investment in R&D • Strong reputation as start-up nation • Israeli researchers are among the best in the world (e.g. excellent performance in ERC, several Nobel Prizes) • Very strong in ICT, advanced materials, bio and health technologies, renewable energies and water technology
  • 18. Opportunities for Israel in Horizon 2020 following association • Opportunities in all pillars of Horizon 2020 • ERC grants and Marie Skłodowska-Curie Actions – building on the success in FP7 • Societal challenges and enabling/industrial technologies – identify additional opportunities • SME instrument – further attracting Israel's R&I intensive private sector
  • 19. Conclusions • Research and innovation trigger growth and jobs and provide solutions to societal challenges • Horizon 2020 is the largest funding programme for research and innovation in the world • Israel is an important EU partner in research and innovation and should actively participate in Horizon 2020!
  • 20. Israel and the EU: partners in excellent Science and Innovation
  • 21. Thank you for your attention! Find out more: www.ec.europa.eu/research/horizon2020