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Materials presented are for general informational purposes only and do
not constitute official University rules, policies or practices, or
interpretations or summaries of such rules, policies or practices. No
warranties or representations are made as to the accuracy of any
information presented. Any discrepancy between the information
presented here and the official rules and policies of the University of
Oregon and the Oregon University System is not intended to and does
not alter or amend the official rules and policies.
Promotion to Full Professor
Ken Doxsee
Associate Vice Provost for Academic Affairs
April 2, 2014
• Process and Timetable
• Candidate’s Responsibilities
• Department Responsibilities
• Factors That Influence the Review of a Case File
• Q & A
Overview
• Article 20, Section 21
• “Process and timelines … same as those for promotion to
associate professor and tenure,” with notable exception
– Unsuccessful consideration does not lead to terminal notice
• Decision to undergo review not addressed (cf required
notification of tenure candidates)
• Department/unit criteria expected to cover this promotion
• Service expectation specifically addressed
Collective Bargaining Agreement
• Preliminary Work
– Decision to proceed with promotion review
– Candidate’s contributions to the process
– Identification and solicitation of external
reviewers
• Department Review
– Personnel Committee: usually report and vote
– Vote by voting faculty (signed, secret ballot)
– Department Head: report and
recommendation
Promotion Process and Timetable
Winter/Spring
of previous year
Early Fall
• School/College Review
– Personnel or Advisory Committee (elected):
report and vote
– Dean: report and recommendation
• University Review
— Faculty Personnel Committee (elected):
report and vote
— Provost: review and decision
P&T Process and Timetable (cont’d)
Fall/Winter
Winter/
Spring
May 1
• A record of concrete achievement in research or
creative practice, teaching, and service …
• … demonstrating a convincing likelihood of a
continuing long-term career of academic excellence
Expectations for Promotion
• Scholarship TRAJECTORY
– Activity vs. accomplishment
• Completed vs. ongoing
• Peer review and kinds of adjudication
• Clarity in vita and statements
– New discovery/creation vs. interpretive, teaching,
and/or service contributions
– Peer evaluation
– (Inter)national reputation appropriate for AAU/R1
institution and your discipline
Expectations for Promotion (Cont’d)
• Clearly meet/exceed criteria for research / creative
practice
– Quality and impact of work
– Extent of publication or other refereed accomplishment
• Clearly meet/exceed criteria for teaching
• Clearly meet/exceed criteria for service
– Significant, demonstrating leadership and commitment
within and outside department or unit
Expectations for Promotion (Cont’d)
• Unsuccessful consideration does not lead to terminal
notice
• Clearly deficient research / creative practice,
teaching, or service will result in denial of promotion
• Cultural “Norms” / “Readiness”
Timing
• Early promotion v. timely cases
— “Standard” review is for promotion following sixth year as
Associate Professor
— Expectations higher for early cases
— Minima in general not an effective basis for early decision
— Outside offers not a basis for early decision (but could suggest a
viable case for early evaluation)
— Credit for prior service
Time and Productivity Issues
• Time v. productivity parameters
— Total record does not always equal relevant record
— Materials for review should cover entire post-tenure period
— However, evaluation is not simply an “integration” of this period
— Time since last promotion
— Time since hire (credit for prior service)
— Last six years
• Long-term Associates (10+ years)
Time and Productivity Issues
• Waiver / non-waiver letter
• Curriculum Vitae (signed and dated)
• Candidate’s statement (signed and dated)
• Suggestions regarding external reviewers
Candidate’s Responsibilities
Candidate’s Responsibilities (cont’d)
• Supplemental material
• All publications or other professional or creative
accomplishments (returned after case is
completed)
• Documentation of publications in press (or
professional equivalent)
• Teaching portfolio (optional, but common)
• Service portfolio (required)
• Options
– Entirely closed
– Closed except for internal letters
– Open except for external letters
– Entirely open (default)
Waiver / Non-Waiver
• Your decision – you should feel no pressure on this
• A letter is required in all cases – department will
prepare for you from an available template after your
decision
• Timing: waiver/non-waiver letter must be signed
before external letters are solicited
Waiver / Non-Waiver (cont’d)
• Full profile (including teaching and service)
• Education: Include graduation dates, mentor’s names
• Distinguish peer-reviewed publications from other
research or writing activity
– Present the complete bibliographic citation in the style
appropriate to your field’s principal journal(s)
– Provide full lists of co-authors in the published order
Vitae
• Appropriately sort work in areas other than
conventional publication (e.g., performances,
exhibitions, etc.)
• Recommended: reverse chronological order
Vitae (cont’d)
• Manuscript/accomplishment status
– In press: galleys + commitment to publish (volume or
date?)
– Accepted: all revisions complete, but not yet in press
– Accepted with revisions: revision + editorial decision
required
– Revise and resubmit: additional review anticipated
– Submitted: no review yet completed
Vitae (cont’d)
• “The Book”
– Signed contract, manuscript complete and accepted,
with no further revision (copy edit/galley proof can be
pending)
Vitae (cont’d)
Go • Between the covers before external reviewers are contacted
• In press with galleys that can be circulated and contract for publication
in hand
• Completed ms plus contract
Wait • Complete ms but no contract
• Partial ms with or without contract
• Conferences and other appearances
– Event, date, location
– Distinguish peer-reviewed
– Distinguish international
– Recommend reverse chronological order
– Avoid padding with local contributions (e.g., guest
lectures – place in teaching or service section)
Vitae (cont’d)
• Short: perhaps 5-6 pages
• General vs. professional readership
– Balance; display your ability to teach
• Accomplishments, current activities, and future plans
for research, teaching, and service
• Evidence of contributions to institutional equity and
inclusion
Candidate’s Statement
http://oei.uoregon.edu/EquityandInclusioninPersonalStatementsforReviewsofB
argainingUnitFaculty
• Significant focus on research and teaching;
somewhat less so on service
• Consider using the statement to help the reader
understand anything “unusual” in your record
– Co-authorship contribution, author order
– Gaps
Candidate’s Statement (cont’d)
• Guidance document to be circulated soon
• Candidate suggests / Department selects
• Independent preparation of suggestions
– If appears on both lists, not marked as suggested by
candidate
• Recommend: well-qualified reviewers unlikely to be
identified by your colleagues
Suggested External Reviewers
• List of courses taught
• Summary table – quantitative evaluations (including class size,
percent response)
• Departmental comparison data
• List of teaching awards
• Sample evaluation form
• Copies of all quantitative summaries
• Copies of all signed qualitative comments
• Peer evaluations
– At least one every other year since tenure
Teaching – Department Responsibilities
• List of supervised students, sorted by kind and including
dates and role (e.g., chair, advisor, committee member)
– Postdoc, doctoral dissertation, masters thesis, honors
thesis
• Teaching portfolio – not required, but common
– Syllabi, innovative materials (including electronic), etc.
– Illustrative, not exhaustive
Teaching – Candidate’s Responsibilities
• Service Portfolio
– Evidence of service contributions to department (center,
institute), school or college, university, profession, and the
community
Service – Candidate’s Responsibilities
http://academicaffairs.uoregon.edu/sites/academicaffairs2.uoregon.edu/files
/Service%20Portfolio%20Guide.pdf#overlay-context=cba-implementation-
resources
• Timing
– Early vs. timely cases
• Higher standard for early – “clearing the bar”
insufficient
• Outside offers do not drive early decisions
– Parental leave or leave without pay
• Stops the clock for one year
• Does not preclude coming up as originally scheduled
Factors That Influence the Review of a Case File
• Time since last promotion
• Time since hire/credit for prior service
– New Appointments with Promotions
• TRAJECTORY – especially the last six years
• Publications that contributed to tenure and
promotion should not be considered again in
the next promotion
• Urge no 11th hour book status
Factors That Influence the Review of a Case File (cont’d)
• Ensure department criteria explicit, transparent, and
communicated
• Ensure regular input and evaluation
• Ensure regular and substantive peer review of teaching
• Advise delay if appropriate
• Advise evaluation if appropriate
• Address time course of work, not just sum of work
Department Head’s Role in Minimizing Complications
• Select strong and appropriate set of external reviewers
• Focus on record, not on person
• Prepare detached and analytical department head’s report and
recommendation
• Ensure that confidentiality is respected
• Be timely
Department Head’s Role in Minimizing Complications
Q & A
Promotion to Full Professor Workshop

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Promotion to Full Professor Workshop

  • 1. Materials presented are for general informational purposes only and do not constitute official University rules, policies or practices, or interpretations or summaries of such rules, policies or practices. No warranties or representations are made as to the accuracy of any information presented. Any discrepancy between the information presented here and the official rules and policies of the University of Oregon and the Oregon University System is not intended to and does not alter or amend the official rules and policies.
  • 2. Promotion to Full Professor Ken Doxsee Associate Vice Provost for Academic Affairs April 2, 2014
  • 3. • Process and Timetable • Candidate’s Responsibilities • Department Responsibilities • Factors That Influence the Review of a Case File • Q & A Overview
  • 4. • Article 20, Section 21 • “Process and timelines … same as those for promotion to associate professor and tenure,” with notable exception – Unsuccessful consideration does not lead to terminal notice • Decision to undergo review not addressed (cf required notification of tenure candidates) • Department/unit criteria expected to cover this promotion • Service expectation specifically addressed Collective Bargaining Agreement
  • 5. • Preliminary Work – Decision to proceed with promotion review – Candidate’s contributions to the process – Identification and solicitation of external reviewers • Department Review – Personnel Committee: usually report and vote – Vote by voting faculty (signed, secret ballot) – Department Head: report and recommendation Promotion Process and Timetable Winter/Spring of previous year Early Fall
  • 6. • School/College Review – Personnel or Advisory Committee (elected): report and vote – Dean: report and recommendation • University Review — Faculty Personnel Committee (elected): report and vote — Provost: review and decision P&T Process and Timetable (cont’d) Fall/Winter Winter/ Spring May 1
  • 7. • A record of concrete achievement in research or creative practice, teaching, and service … • … demonstrating a convincing likelihood of a continuing long-term career of academic excellence Expectations for Promotion
  • 8. • Scholarship TRAJECTORY – Activity vs. accomplishment • Completed vs. ongoing • Peer review and kinds of adjudication • Clarity in vita and statements – New discovery/creation vs. interpretive, teaching, and/or service contributions – Peer evaluation – (Inter)national reputation appropriate for AAU/R1 institution and your discipline Expectations for Promotion (Cont’d)
  • 9. • Clearly meet/exceed criteria for research / creative practice – Quality and impact of work – Extent of publication or other refereed accomplishment • Clearly meet/exceed criteria for teaching • Clearly meet/exceed criteria for service – Significant, demonstrating leadership and commitment within and outside department or unit Expectations for Promotion (Cont’d)
  • 10. • Unsuccessful consideration does not lead to terminal notice • Clearly deficient research / creative practice, teaching, or service will result in denial of promotion • Cultural “Norms” / “Readiness” Timing
  • 11. • Early promotion v. timely cases — “Standard” review is for promotion following sixth year as Associate Professor — Expectations higher for early cases — Minima in general not an effective basis for early decision — Outside offers not a basis for early decision (but could suggest a viable case for early evaluation) — Credit for prior service Time and Productivity Issues
  • 12. • Time v. productivity parameters — Total record does not always equal relevant record — Materials for review should cover entire post-tenure period — However, evaluation is not simply an “integration” of this period — Time since last promotion — Time since hire (credit for prior service) — Last six years • Long-term Associates (10+ years) Time and Productivity Issues
  • 13. • Waiver / non-waiver letter • Curriculum Vitae (signed and dated) • Candidate’s statement (signed and dated) • Suggestions regarding external reviewers Candidate’s Responsibilities
  • 14. Candidate’s Responsibilities (cont’d) • Supplemental material • All publications or other professional or creative accomplishments (returned after case is completed) • Documentation of publications in press (or professional equivalent) • Teaching portfolio (optional, but common) • Service portfolio (required)
  • 15. • Options – Entirely closed – Closed except for internal letters – Open except for external letters – Entirely open (default) Waiver / Non-Waiver
  • 16. • Your decision – you should feel no pressure on this • A letter is required in all cases – department will prepare for you from an available template after your decision • Timing: waiver/non-waiver letter must be signed before external letters are solicited Waiver / Non-Waiver (cont’d)
  • 17. • Full profile (including teaching and service) • Education: Include graduation dates, mentor’s names • Distinguish peer-reviewed publications from other research or writing activity – Present the complete bibliographic citation in the style appropriate to your field’s principal journal(s) – Provide full lists of co-authors in the published order Vitae
  • 18. • Appropriately sort work in areas other than conventional publication (e.g., performances, exhibitions, etc.) • Recommended: reverse chronological order Vitae (cont’d)
  • 19. • Manuscript/accomplishment status – In press: galleys + commitment to publish (volume or date?) – Accepted: all revisions complete, but not yet in press – Accepted with revisions: revision + editorial decision required – Revise and resubmit: additional review anticipated – Submitted: no review yet completed Vitae (cont’d)
  • 20. • “The Book” – Signed contract, manuscript complete and accepted, with no further revision (copy edit/galley proof can be pending) Vitae (cont’d) Go • Between the covers before external reviewers are contacted • In press with galleys that can be circulated and contract for publication in hand • Completed ms plus contract Wait • Complete ms but no contract • Partial ms with or without contract
  • 21. • Conferences and other appearances – Event, date, location – Distinguish peer-reviewed – Distinguish international – Recommend reverse chronological order – Avoid padding with local contributions (e.g., guest lectures – place in teaching or service section) Vitae (cont’d)
  • 22. • Short: perhaps 5-6 pages • General vs. professional readership – Balance; display your ability to teach • Accomplishments, current activities, and future plans for research, teaching, and service • Evidence of contributions to institutional equity and inclusion Candidate’s Statement http://oei.uoregon.edu/EquityandInclusioninPersonalStatementsforReviewsofB argainingUnitFaculty
  • 23. • Significant focus on research and teaching; somewhat less so on service • Consider using the statement to help the reader understand anything “unusual” in your record – Co-authorship contribution, author order – Gaps Candidate’s Statement (cont’d)
  • 24. • Guidance document to be circulated soon • Candidate suggests / Department selects • Independent preparation of suggestions – If appears on both lists, not marked as suggested by candidate • Recommend: well-qualified reviewers unlikely to be identified by your colleagues Suggested External Reviewers
  • 25. • List of courses taught • Summary table – quantitative evaluations (including class size, percent response) • Departmental comparison data • List of teaching awards • Sample evaluation form • Copies of all quantitative summaries • Copies of all signed qualitative comments • Peer evaluations – At least one every other year since tenure Teaching – Department Responsibilities
  • 26. • List of supervised students, sorted by kind and including dates and role (e.g., chair, advisor, committee member) – Postdoc, doctoral dissertation, masters thesis, honors thesis • Teaching portfolio – not required, but common – Syllabi, innovative materials (including electronic), etc. – Illustrative, not exhaustive Teaching – Candidate’s Responsibilities
  • 27. • Service Portfolio – Evidence of service contributions to department (center, institute), school or college, university, profession, and the community Service – Candidate’s Responsibilities http://academicaffairs.uoregon.edu/sites/academicaffairs2.uoregon.edu/files /Service%20Portfolio%20Guide.pdf#overlay-context=cba-implementation- resources
  • 28. • Timing – Early vs. timely cases • Higher standard for early – “clearing the bar” insufficient • Outside offers do not drive early decisions – Parental leave or leave without pay • Stops the clock for one year • Does not preclude coming up as originally scheduled Factors That Influence the Review of a Case File
  • 29. • Time since last promotion • Time since hire/credit for prior service – New Appointments with Promotions • TRAJECTORY – especially the last six years • Publications that contributed to tenure and promotion should not be considered again in the next promotion • Urge no 11th hour book status Factors That Influence the Review of a Case File (cont’d)
  • 30. • Ensure department criteria explicit, transparent, and communicated • Ensure regular input and evaluation • Ensure regular and substantive peer review of teaching • Advise delay if appropriate • Advise evaluation if appropriate • Address time course of work, not just sum of work Department Head’s Role in Minimizing Complications
  • 31. • Select strong and appropriate set of external reviewers • Focus on record, not on person • Prepare detached and analytical department head’s report and recommendation • Ensure that confidentiality is respected • Be timely Department Head’s Role in Minimizing Complications
  • 32. Q & A