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DISCLAIMER 
• Materials presented are for general informational purposes 
only and do not constitute official University rules, policies or 
practices, or interpretations or summaries of such rules, 
policies or practices. No warranties or representations are 
made as to the accuracy of any information presented. Any 
discrepancy between the information presented here and the 
official rules and policies of the University of Oregon and the 
Oregon University System is not intended to and does not 
alter or amend the official rules and policies.
NTTF Faculty (Instructional) 
Review and Promotion 
Promotion and Tenure 
for Untenured Faculty 
Barbara Altmann 
18 November 2014 
Presented by Doug Blandy 
Senior Vice Provost For Academic Affairs
CBA: ARTICLE 19 
Two kinds of reviews: 
 reviews for contract renewal 
 every contract period or every 3 years, whichever is sooner 
 promotion reviews 
 only 1 review in a year when up for promotion 
 independent decisions made on renewal and promotion
POLICIES AND PROCEDURES – SOME PRINCIPLES 
 Development of written procedures and criteria at 
unit level (Article 19.2) – in process F14. Policy must 
include process for reviewing adjuncts 
 Policies and procedures must be available to faculty 
 If promotion criteria change, faculty can elect 
current or prior version 
 Promotion process must involve review committee 
 Must specify whether external reviewers needed
REVIEWS FOR CONTRACT RENEWAL OF CAREER NTTF 
 Purpose: to determine “if the NTTF member is 
meeting the standard of excellence appropriate to a 
major research university” 
 Goal: “to help [NTTF] grow as scholars, researchers 
and educators, identify areas of strength, and 
identify areas that need improvement” 
 Timing: each contract period prior to consideration 
for renewal or once every 3 academic/fiscal years, 
whichever is sooner
CONTRACT RENEWAL REVIEW, CAREER NTTF [CONT’D] 
 Instructional NTTF 
 Review includes student evaluations and one peer review 
per contract period 
 Research NTTF 
 Assessment of quality of work and outcomes by 
established procedures 
 Librarians 
 Review of demonstrated achievement in professional roles
CONTRACT RENEWAL REVIEW, CAREER NTTF [CONT’D] 
 Review process must include an opportunity for 
individual to discuss performance with supervisor 
 Evaluation of professional development activities will 
consider availability of support, opportunities, and 
individual’s efforts to secure funding 
 Faculty members will be evaluated only on criteria 
approved and made available
PROMOTION REVIEWS, CAREER NTTF 
 Eligibility: 6 years of service at average of .4 FTE or 
greater (counting a maximum of 3 terms per AY on 9- 
mo contract, 4 terms per AY on 12-mo contract) 
 “Up or out”: applicable only for librarians. Promotion 
is elective. Employment can continue at current rank 
 Promotion not purely for longevity of service 
 Accelerated review: possible for particularly 
meritorious case
PROMOTION REVIEWS, CAREER NTTF [CONT’D] 
 Credit for prior service: determined at time of hire; 
flexible use; consideration of 6 years prior to 
promotion 
Multiple or joint appointments: expectations and 
process specified at time of hire; must be signed 
 Initiating promoting process: candidate notifies unit 
head in year prior to the year in which promotion is 
sought
PROMOTION: MATERIALS PROVIDED BY CANDIDATE 
 CV 
 Personal statement: teaching, scholarship, research and/or 
creative activity, service, contributions to institutional equity 
and inclusion (all as measured against criteria) 
 As applicable: 
 Teaching portfolio 
 Scholarship portfolio 
 Service portfolio 
 Professional activities portfolio 
 List of qualified external reviewers
WAIVER AND NOTICE OF MEETINGS 
Waiver of access to materials: individual may choose 
to waive, in writing and in advance, access to 
evaluation materials (doesn’t preclude redacted 
versions or summary). Waiver statement included in 
file. 
 Notice of meetings: individual must be given 3 days 
notice of meeting; can bring colleague or union rep 
as observer
PROMOTION FILE: MATERIALS SUBMITTED BY UNIT 
 Statement of duties and responsibilities 
 Conditions of appointment 
 Criteria for promotion 
 Candidate materials 
 Supervisors’ letters of evaluation 
 External reviews, if applicable 
 Committee report; unit recommendation and vote 
 Unit head’s independent review and 
recommendation
ONCE PROMOTION FILE LEAVES DEPARTMENT 
 For AY14-15, files due in AcAff by 15 April (earlier 
internal deadlines for deans’ offices) 
 Review and recommendation by vice president, 
dean, or director is added after file leaves unit 
 File reviewed by provost or designee, with 
recommendation from Academic Affairs and Office of 
VP for Research and Innovation (as appropriate) 
 Candidate notified in writing
AFTER THE REVIEW 
 Assumption of new rank: beginning of next academic 
or fiscal year (or nearest next term) 
 Reapplication for promotion if unsuccessful: possible 
after 3 additional years at average of .4 FTE or more 
 Appeal of denial: as provided by CBA Article 21 
 Withdrawal of application for promotion: made in 
writing to provost and dean anytime before provost’s 
decision
RESOURCES 
CBA available on Academic Affairs web site: 
http://academicaffairs.uoregon.edu/ 
Contacts: 
Barbara Altmann, Senior Vice Provost, AcAff 
baltmann@uoregon.edu (6-2172) 
Ken Doxsee, Vice Provost, AcAff 
doxsee@uoregon.edu (6-2846) 
Jane Gordon, Senior Project Leader, Implementation 
jgordon@uoregon.edu (6-7891)
Promotion and Tenure 
for Untenured Faculty 
Presented by Doug Blandy 
Senior Vice Provost For Academic Affairs

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Career NTTF Evaluation and Promotion Processes

  • 1. DISCLAIMER • Materials presented are for general informational purposes only and do not constitute official University rules, policies or practices, or interpretations or summaries of such rules, policies or practices. No warranties or representations are made as to the accuracy of any information presented. Any discrepancy between the information presented here and the official rules and policies of the University of Oregon and the Oregon University System is not intended to and does not alter or amend the official rules and policies.
  • 2. NTTF Faculty (Instructional) Review and Promotion Promotion and Tenure for Untenured Faculty Barbara Altmann 18 November 2014 Presented by Doug Blandy Senior Vice Provost For Academic Affairs
  • 3. CBA: ARTICLE 19 Two kinds of reviews:  reviews for contract renewal  every contract period or every 3 years, whichever is sooner  promotion reviews  only 1 review in a year when up for promotion  independent decisions made on renewal and promotion
  • 4. POLICIES AND PROCEDURES – SOME PRINCIPLES  Development of written procedures and criteria at unit level (Article 19.2) – in process F14. Policy must include process for reviewing adjuncts  Policies and procedures must be available to faculty  If promotion criteria change, faculty can elect current or prior version  Promotion process must involve review committee  Must specify whether external reviewers needed
  • 5. REVIEWS FOR CONTRACT RENEWAL OF CAREER NTTF  Purpose: to determine “if the NTTF member is meeting the standard of excellence appropriate to a major research university”  Goal: “to help [NTTF] grow as scholars, researchers and educators, identify areas of strength, and identify areas that need improvement”  Timing: each contract period prior to consideration for renewal or once every 3 academic/fiscal years, whichever is sooner
  • 6. CONTRACT RENEWAL REVIEW, CAREER NTTF [CONT’D]  Instructional NTTF  Review includes student evaluations and one peer review per contract period  Research NTTF  Assessment of quality of work and outcomes by established procedures  Librarians  Review of demonstrated achievement in professional roles
  • 7. CONTRACT RENEWAL REVIEW, CAREER NTTF [CONT’D]  Review process must include an opportunity for individual to discuss performance with supervisor  Evaluation of professional development activities will consider availability of support, opportunities, and individual’s efforts to secure funding  Faculty members will be evaluated only on criteria approved and made available
  • 8. PROMOTION REVIEWS, CAREER NTTF  Eligibility: 6 years of service at average of .4 FTE or greater (counting a maximum of 3 terms per AY on 9- mo contract, 4 terms per AY on 12-mo contract)  “Up or out”: applicable only for librarians. Promotion is elective. Employment can continue at current rank  Promotion not purely for longevity of service  Accelerated review: possible for particularly meritorious case
  • 9. PROMOTION REVIEWS, CAREER NTTF [CONT’D]  Credit for prior service: determined at time of hire; flexible use; consideration of 6 years prior to promotion Multiple or joint appointments: expectations and process specified at time of hire; must be signed  Initiating promoting process: candidate notifies unit head in year prior to the year in which promotion is sought
  • 10. PROMOTION: MATERIALS PROVIDED BY CANDIDATE  CV  Personal statement: teaching, scholarship, research and/or creative activity, service, contributions to institutional equity and inclusion (all as measured against criteria)  As applicable:  Teaching portfolio  Scholarship portfolio  Service portfolio  Professional activities portfolio  List of qualified external reviewers
  • 11. WAIVER AND NOTICE OF MEETINGS Waiver of access to materials: individual may choose to waive, in writing and in advance, access to evaluation materials (doesn’t preclude redacted versions or summary). Waiver statement included in file.  Notice of meetings: individual must be given 3 days notice of meeting; can bring colleague or union rep as observer
  • 12. PROMOTION FILE: MATERIALS SUBMITTED BY UNIT  Statement of duties and responsibilities  Conditions of appointment  Criteria for promotion  Candidate materials  Supervisors’ letters of evaluation  External reviews, if applicable  Committee report; unit recommendation and vote  Unit head’s independent review and recommendation
  • 13. ONCE PROMOTION FILE LEAVES DEPARTMENT  For AY14-15, files due in AcAff by 15 April (earlier internal deadlines for deans’ offices)  Review and recommendation by vice president, dean, or director is added after file leaves unit  File reviewed by provost or designee, with recommendation from Academic Affairs and Office of VP for Research and Innovation (as appropriate)  Candidate notified in writing
  • 14. AFTER THE REVIEW  Assumption of new rank: beginning of next academic or fiscal year (or nearest next term)  Reapplication for promotion if unsuccessful: possible after 3 additional years at average of .4 FTE or more  Appeal of denial: as provided by CBA Article 21  Withdrawal of application for promotion: made in writing to provost and dean anytime before provost’s decision
  • 15. RESOURCES CBA available on Academic Affairs web site: http://academicaffairs.uoregon.edu/ Contacts: Barbara Altmann, Senior Vice Provost, AcAff baltmann@uoregon.edu (6-2172) Ken Doxsee, Vice Provost, AcAff doxsee@uoregon.edu (6-2846) Jane Gordon, Senior Project Leader, Implementation jgordon@uoregon.edu (6-7891)
  • 16. Promotion and Tenure for Untenured Faculty Presented by Doug Blandy Senior Vice Provost For Academic Affairs