1. PANKAJ V. VAITY
 : vaity.pankaj@yahoo.com  : +91 9167778477, 022-25638777(R)
AA competent professionalcompetent professional withwith significant experiencesignificant experience in the realm ofin the realm of Broking sectorBroking sector, striving to be a, striving to be a
key player in setting and achieving organizational objectives in largekey player in setting and achieving organizational objectives in large financial/ banking organization.financial/ banking organization.
SummarySummary
 Academically proficient with Masters in Management Studies from Babasaheb Gawde Institute
Of Management Studies, Mumbai.
 Over 6 Years experience of Backoffice Operations in Stock Broking industry.
CAREER GROWTHCAREER GROWTH
ICICI Securities 01st October 2012- Present
Assistant Manager – Operations Settlement
Responsibilities:
 Settling Shares and funds obligation on daily basis
 Quarterly settlement of shares.
 Testing various scenerios for automating manual processes UAT.
 Settlement and trade reconciliation process.
 Ensure timely settlements
 Reconcile trade discrepancies.
 Escalate unresolved discrepancies to management.
 Manage and reduce risk associated with settlement failure.
 Process trade corrections and fees for brokerages and clients.
 Timely investigated trade processing exceptions.
 FCRM for quick redresals of client based cases. Eg. Migration, TIFD execution, etc.
 Identify trade discrepancies as well as mitigate the risks related to the trade life cycle
 Manage complex operational and settlement issues
 Interact daily with the corresponding banks, immediate supervisors, and the finance desk.
Motilal Oswal Financial Services. (HO) 24th Jan 2011- April 2012
Executive – Risk Management Testing
Responsibilities:
 RMS selling Cash & FO segment.
 Development issues in Various Software’s related to RMS
Sunidhi Securities & Finance Limited 22nd
March 2010- Jan 2011
 Executive – Risk Management
Angel Broking Limited (Central Support Office CSO), Mumbai March 09- January 2011
Executive – Risk Management & Surveillance
Responsibilities:
 Handling analysis of:
• Risk in BSE, NSE, Future & Option in Online/offline market.
• Risk in Commodities Market NCDEX, MCX
KEY ACHIVEMENTS
• Successfully introduced new processes and quality tools for better work place management.

2. • Implemented time management & work flow techniques resulting in effective working and
timely completion of tasks well within the TAT.
• Introduced processes to reduce paper work & consolidation of various registers and files.
EXTRAMURAL ENGAGEMENTS
 Participated in:
a. State Level Ball Badminton Tournament held at Bhandara, Nagpur.
b. Intercollegiate Group Discussion in festival Nakshatra of D.A.V College Bhandup (East).
 Worked as an Event Coordinator in Inter collegiate BGIMS Management festival, ‘Magma 2007’
 Attained 1st position as a team in the event Amazing Race at Intercollegiate S.I.E.S College Sion in
the Eloquence Festival 2007.
EDUCATIONAL & PROFESSIONAL QUALIFICATIONSEDUCATIONAL & PROFESSIONAL QUALIFICATIONS
Masters of Management Studies (Finance), 2008
Babasaheb Gawde Institute of Management Studies, Mumbai; 62.7%
CAPITAL MARKET (Dealers) Module; 2009
NCFM (NSE’s CERTIFICATION IN FINANCIAL MARKETS);
BMS, 2006
Dnyanasadhana College, Thane (Mah.); 60.43%
H.S.C., 2001
Kelkar College, Mumbai; 59.33%
S.S.C., 1999
Sau.Laxmibai English Medium School, Mumbai; 53.60%
ACADEMIC PROJECTSACADEMIC PROJECTS
Title An In-Dept study about Leasing of aircrafts and Hedging of crude oil prices.
Organization Air India Ltd.
Duration April 2007 to June, 2007
Synopsis An in-depth study about Leasing and Hedging from Fuel and Oil section of the
Finance Department.
Title Foreign Institutional Investments (FIIs) In Indian Stock Markets
Synopsis The scope of the project was to conduct a study on growing FIIs in Indian Stock
Markets as well as the importance of such cash inflows.
COMPUTER PROFICIENCYCOMPUTER PROFICIENCY
 MS-Office Word, Excel, Access, PowerPoint, Lookup functions – V lookups, Macros.
Date of Birth: 2nd
February 1983
Languages: English, Hindi & Marathi.
Address: 702/A, Shree Sai Shilp, M.P Road, Mulund East, Mumbai: 400081.