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Workshop on
World Programme for the Census of Agriculture 2020
Amman, Jordan
16-19 May 2016
Adriana Neciu
Agricultural Census and Survey Team
FAO Statistics Division
DESIGN OF CENSUS
QUESTIONNAIRE
Technical Session 19
1
Outline
• Introduction
• Developing census questionnaire
• Processing the questionnaire
• Testing the census questionnaire
• Advantages and disadvantages of different types
of questionnaires
• Country experience
2
Introduction
The census questionnaire (QUE) is the basic census
document and of key importance for the success of the
census;
A census questionnaire working group should be
formed;
Should not be large, assisted with specialists from different
ministries
Work with data users to determine items to be
collected;
Tabulation plan should be developed prior to or in parallel to
questionnaire development
The WCA 2020 provides guidance as to the items to be
included in the questionnaire;
3
Developing the census questionnaires
• Characteristics of the questionnaire
• Questionnaire according to census modalities
• Questionnaire according to enquiry method
• Community questionnaire’s characteristics
4
Characteristics of the questionnaire
Design and characteristics depends on:
•census modality (classical approach, modular approach,
register based approach or integrated census/survey
programme)
•type of holding (holdings in the HH sector and non-HH
sector)
•method of data collection (paper-based questionnaires or
electronic questionnaire) CAPI, CATI and CASI methods (often
as a whole referred to as CAI methods) introduce new aspects
into questionnaire design as compared to paper questionnaire
5
Format depend on:
•method of inquiry (face-to-face or self interview
-paper/electronic);
•Unit of observation (holding or community level )
Characteristics of the questionnaire contd.
Size of the questionnaire is important
• temptation of inclusion of great number of questions should be resisted.
• the interview length should not exceed 45 minutes
if the QUE is lengthy, optimize the QUE design:
• splitting questionnaire into several parts (or distribute the questions in
two or more questionnaires)
• applying different questionnaires to different provinces and /or holding
types
6
Concept and definitions should be carefully studied
• easily understood by the holder and the census field staff
• follow the recommendations of FAO and other international
organizations, for purposes of data comparison at regional and global
level
Characteristics of the questionnaire
contd
Other aspects to be taken into account:
•Sequence of questions
•Introductory questions
•Language of the questionnaire (clear and simple)
•Numbering of questions to ensure easy reference in manuals
•Instructions to enumerators on the questionnaire
•Size of print
•Spaces for answers
•Quality of papers used
•Colour of the questionnaire if different questionnaires are used
7
QUEs for Classical approach
• Single QUE might be administrated to all ag. holdings (HH and non-HH) and should
include:
- all of the ‘’essential’’ and
- may include ‘’additional’’ items.
• Short-long questionnaire concepts (included by extension of classical approach):
- short QUE (basic information on all agricultural holdings)
- long QUE (detailed information on holdings above an established threshold or a
sample of agricultural holdings)
QUEs for Modular approach (MA):
Different questionnaires are administrated:
- QUE for core module (includes frame items+ any other items)
- QUEs for supplementary modules (between core and supplementary modules all
essential items should be collected )
Questionnaire according to census
modalities
8
Characteristics of paper-based questionnaire (face-to-face /regular mail)
•size of QUE should not be too long
•shape should be such that the enumerator can easily handle it
•quality of paper used should be good
•colour of paper used for different questionnaire (e.g In the MA one colour for core
module and another colour for supplementary module)
•size of print should be easily read
Characteristics of electronic questionnaire (face-to-face CAPI/on-line inquiries)
•allow drop-down menu for answering
•pre-programmed automatic jumps in the questions
•consistency cheeking during the interview
•handling several linked questionnaires in the same interview
•direct data transmission to field and central offices
Country examples: Thailand 2013, Iran 2014, Jordan, 2007
Questionnaire according to enquiry
method
9
Characteristics of community survey
questionnaire (CSQ)
The considerations about the census questionnaire both paper based
and electronic apply here;
In the case of CSQ would be shorter than a classical census
questionnaire but sometimes longer than the questionnaire for the core
module in the modular approach;
Part of information in CSQ can come from administrative registers.
A typical CSQ could be divided in the following sections: Geography;
Socio –economic conditions; Community infrastructure; Development
programme;
Country examples: Lao PDR 2010, Myanmar 2010, Nicaragua
2011, China 2007
10
Processing the questionnaire
From the point of view of data processing five different types of questions
can be distinguished:
i. Numerical value questions
ii. Multiple choice questions
iii.Multiple answer questions
iv.Introductory questions
v. Open or semi-open question
Processing consideration:
• Types i. and ii: create no problems in processing
• Type iv. are useful for data entry stage
• Types iii. and v. create more problems and it is advisable to avoid
• CAI methods make type v. questions more easily usable
11
Preparing questionnaires for scanning:
•Quality of paper (paper that wrinkle easily must be avoided)
•Colour of different parts of the questionnaires (if the scanner recognizes only marks or
text over white background the questionnaire will have a different background for the
sectors not to be scanned)
•Precision in printing and cutting of all the questionnaires (each questionnaire need to
have the reference points for scanning exactly in the same position to avoid incorrect
reading)
Processing electronic questionnaires:
•When using CAPI/CASI, data are captured at the same time that they are recorded in
the electronic device;
• While many of the same principle (clarity of wording, omission of unnecessary
material) will apply to both CAPI/CASI, specialised advice should be sought regarding:
The technology employed
The method of capturing the response
Quality assurance checks
Processing the questionnaire
12
Pre-testing the questionnaire
It is essential that the functionality of the questionnaire be
evaluated by means of a series of pre-test surveys and pilot
censuses
•Pre-test of the questionnaire
•Pilot census
After field testing and evaluation of data inconsistencies, the
questionnaires should be carefully revised.
13
Advantages and disadvantages of
different types of questionnaires
14
Paper questionnaires
Pros:
Easy to understand
The informant can easily
review his/her answers
Cons:
Printing, delivering, handling of
thousand or million of sheets of
paper make difficult the field
work
Require special process of
manual editing and data entry
(manual/scanning)
Paper-based questionnaire can
deteriorate easily
In case of the modular approach
it is difficult to draw sample
holdings
Electronic based in handheld devices
Pros:
Easy to handle in the field;
Some editing checks and jumps are automatic;
They allow smoother and faster interviews;
They allow the use of multiple questionnaires according to the
answers received;
They allow quick links to maps, satellite imagery and GPS to help
enumerators in the field work;
In the modular approach, it allows to sample holdings to apply
supplementary modules during the taking of the core module.
Easily switch between different languages.
They allow drop-down menus.
Cons:
They require previous experience in using the devices;
Cost of devices. But the cost can be shared with other surveys;
Special skills are required for programming the devices.
The country needs to have good internet or satellite connectivity.
Electronic web-based
Pros:
Low cost;
Easy to implement.
Some editing checks and jumps are
automatic;
Fast processing
They may be in different languages
They allow drop-down menus
Cons:
Works well with educated respondents;
Respondents need to be in some way
trained to respond rightly
They require security to avoid hacking and
protect confidentiality;
The country needs to have good
internet/satellite connectivity.
Country examples
Phase 1 aimed at integrating an agricultural core module into the population census.
Core module questionnaire into PHC
(Identification and complete enumeration of the household in the country; For each household with
agricultural holding, the following information were collected: Types of annual crops by season; Types
of horticultural crops by season; Number of fruit trees of different types; Whether the household
practises sylviculture; Whether the household is engaged in fisheries; Number of livestock by type;
Number of draught animals by type; Number of items of machinery owned)
Questionnaire on irrigation and fisheries
Questionnaire on commercial farms (a complete enumeration)
Questionnaire on grazing land
15
Phase 2 for collecting data related to specific supplementary modules through sample surveys.
Questionnaires on: detailed data on rain-fed crop, livestock and arboriculture;
Questionnaires on: garden crops, irrigated crops, fisheries and commercial farms;
Burkina Faso, Agricultural census 2006/2010
Questionnaires (Modular approach)
Country examples
Que. 1: Collecting basic information of households (using for all rural
households & agricultural, forestry, fishery households in urban area- Short
household form);
Que. 2: Gathering information on farms (using for all farms);
Que. 3: Collecting information on basic situation and infrastructure of
communes (using for all people’s committees of communes);
Que. 4: Collecting information on rural household economics (using for
sample households in rural area- Long household form).
Que. 5 - 9: Collecting information from registers & other administrative
sources: Implementation of agri. & rural programs; army units engage agri.
production; enterprises (register…& tax office).
16
Viet Nam, Rural Agricultural and Fishery Census 2011
Questionnaires
THANK YOU!
17

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Operational Issues : Technical Session 19a Questionnaire Design

  • 1. Workshop on World Programme for the Census of Agriculture 2020 Amman, Jordan 16-19 May 2016 Adriana Neciu Agricultural Census and Survey Team FAO Statistics Division DESIGN OF CENSUS QUESTIONNAIRE Technical Session 19 1
  • 2. Outline • Introduction • Developing census questionnaire • Processing the questionnaire • Testing the census questionnaire • Advantages and disadvantages of different types of questionnaires • Country experience 2
  • 3. Introduction The census questionnaire (QUE) is the basic census document and of key importance for the success of the census; A census questionnaire working group should be formed; Should not be large, assisted with specialists from different ministries Work with data users to determine items to be collected; Tabulation plan should be developed prior to or in parallel to questionnaire development The WCA 2020 provides guidance as to the items to be included in the questionnaire; 3
  • 4. Developing the census questionnaires • Characteristics of the questionnaire • Questionnaire according to census modalities • Questionnaire according to enquiry method • Community questionnaire’s characteristics 4
  • 5. Characteristics of the questionnaire Design and characteristics depends on: •census modality (classical approach, modular approach, register based approach or integrated census/survey programme) •type of holding (holdings in the HH sector and non-HH sector) •method of data collection (paper-based questionnaires or electronic questionnaire) CAPI, CATI and CASI methods (often as a whole referred to as CAI methods) introduce new aspects into questionnaire design as compared to paper questionnaire 5 Format depend on: •method of inquiry (face-to-face or self interview -paper/electronic); •Unit of observation (holding or community level )
  • 6. Characteristics of the questionnaire contd. Size of the questionnaire is important • temptation of inclusion of great number of questions should be resisted. • the interview length should not exceed 45 minutes if the QUE is lengthy, optimize the QUE design: • splitting questionnaire into several parts (or distribute the questions in two or more questionnaires) • applying different questionnaires to different provinces and /or holding types 6 Concept and definitions should be carefully studied • easily understood by the holder and the census field staff • follow the recommendations of FAO and other international organizations, for purposes of data comparison at regional and global level
  • 7. Characteristics of the questionnaire contd Other aspects to be taken into account: •Sequence of questions •Introductory questions •Language of the questionnaire (clear and simple) •Numbering of questions to ensure easy reference in manuals •Instructions to enumerators on the questionnaire •Size of print •Spaces for answers •Quality of papers used •Colour of the questionnaire if different questionnaires are used 7
  • 8. QUEs for Classical approach • Single QUE might be administrated to all ag. holdings (HH and non-HH) and should include: - all of the ‘’essential’’ and - may include ‘’additional’’ items. • Short-long questionnaire concepts (included by extension of classical approach): - short QUE (basic information on all agricultural holdings) - long QUE (detailed information on holdings above an established threshold or a sample of agricultural holdings) QUEs for Modular approach (MA): Different questionnaires are administrated: - QUE for core module (includes frame items+ any other items) - QUEs for supplementary modules (between core and supplementary modules all essential items should be collected ) Questionnaire according to census modalities 8
  • 9. Characteristics of paper-based questionnaire (face-to-face /regular mail) •size of QUE should not be too long •shape should be such that the enumerator can easily handle it •quality of paper used should be good •colour of paper used for different questionnaire (e.g In the MA one colour for core module and another colour for supplementary module) •size of print should be easily read Characteristics of electronic questionnaire (face-to-face CAPI/on-line inquiries) •allow drop-down menu for answering •pre-programmed automatic jumps in the questions •consistency cheeking during the interview •handling several linked questionnaires in the same interview •direct data transmission to field and central offices Country examples: Thailand 2013, Iran 2014, Jordan, 2007 Questionnaire according to enquiry method 9
  • 10. Characteristics of community survey questionnaire (CSQ) The considerations about the census questionnaire both paper based and electronic apply here; In the case of CSQ would be shorter than a classical census questionnaire but sometimes longer than the questionnaire for the core module in the modular approach; Part of information in CSQ can come from administrative registers. A typical CSQ could be divided in the following sections: Geography; Socio –economic conditions; Community infrastructure; Development programme; Country examples: Lao PDR 2010, Myanmar 2010, Nicaragua 2011, China 2007 10
  • 11. Processing the questionnaire From the point of view of data processing five different types of questions can be distinguished: i. Numerical value questions ii. Multiple choice questions iii.Multiple answer questions iv.Introductory questions v. Open or semi-open question Processing consideration: • Types i. and ii: create no problems in processing • Type iv. are useful for data entry stage • Types iii. and v. create more problems and it is advisable to avoid • CAI methods make type v. questions more easily usable 11
  • 12. Preparing questionnaires for scanning: •Quality of paper (paper that wrinkle easily must be avoided) •Colour of different parts of the questionnaires (if the scanner recognizes only marks or text over white background the questionnaire will have a different background for the sectors not to be scanned) •Precision in printing and cutting of all the questionnaires (each questionnaire need to have the reference points for scanning exactly in the same position to avoid incorrect reading) Processing electronic questionnaires: •When using CAPI/CASI, data are captured at the same time that they are recorded in the electronic device; • While many of the same principle (clarity of wording, omission of unnecessary material) will apply to both CAPI/CASI, specialised advice should be sought regarding: The technology employed The method of capturing the response Quality assurance checks Processing the questionnaire 12
  • 13. Pre-testing the questionnaire It is essential that the functionality of the questionnaire be evaluated by means of a series of pre-test surveys and pilot censuses •Pre-test of the questionnaire •Pilot census After field testing and evaluation of data inconsistencies, the questionnaires should be carefully revised. 13
  • 14. Advantages and disadvantages of different types of questionnaires 14 Paper questionnaires Pros: Easy to understand The informant can easily review his/her answers Cons: Printing, delivering, handling of thousand or million of sheets of paper make difficult the field work Require special process of manual editing and data entry (manual/scanning) Paper-based questionnaire can deteriorate easily In case of the modular approach it is difficult to draw sample holdings Electronic based in handheld devices Pros: Easy to handle in the field; Some editing checks and jumps are automatic; They allow smoother and faster interviews; They allow the use of multiple questionnaires according to the answers received; They allow quick links to maps, satellite imagery and GPS to help enumerators in the field work; In the modular approach, it allows to sample holdings to apply supplementary modules during the taking of the core module. Easily switch between different languages. They allow drop-down menus. Cons: They require previous experience in using the devices; Cost of devices. But the cost can be shared with other surveys; Special skills are required for programming the devices. The country needs to have good internet or satellite connectivity. Electronic web-based Pros: Low cost; Easy to implement. Some editing checks and jumps are automatic; Fast processing They may be in different languages They allow drop-down menus Cons: Works well with educated respondents; Respondents need to be in some way trained to respond rightly They require security to avoid hacking and protect confidentiality; The country needs to have good internet/satellite connectivity.
  • 15. Country examples Phase 1 aimed at integrating an agricultural core module into the population census. Core module questionnaire into PHC (Identification and complete enumeration of the household in the country; For each household with agricultural holding, the following information were collected: Types of annual crops by season; Types of horticultural crops by season; Number of fruit trees of different types; Whether the household practises sylviculture; Whether the household is engaged in fisheries; Number of livestock by type; Number of draught animals by type; Number of items of machinery owned) Questionnaire on irrigation and fisheries Questionnaire on commercial farms (a complete enumeration) Questionnaire on grazing land 15 Phase 2 for collecting data related to specific supplementary modules through sample surveys. Questionnaires on: detailed data on rain-fed crop, livestock and arboriculture; Questionnaires on: garden crops, irrigated crops, fisheries and commercial farms; Burkina Faso, Agricultural census 2006/2010 Questionnaires (Modular approach)
  • 16. Country examples Que. 1: Collecting basic information of households (using for all rural households & agricultural, forestry, fishery households in urban area- Short household form); Que. 2: Gathering information on farms (using for all farms); Que. 3: Collecting information on basic situation and infrastructure of communes (using for all people’s committees of communes); Que. 4: Collecting information on rural household economics (using for sample households in rural area- Long household form). Que. 5 - 9: Collecting information from registers & other administrative sources: Implementation of agri. & rural programs; army units engage agri. production; enterprises (register…& tax office). 16 Viet Nam, Rural Agricultural and Fishery Census 2011 Questionnaires

Editor's Notes

  1. the method of inquiry, whether it is... Face to face interview Self-enumeration Objective measurement Combination CAPI, CATI and CASI methods (often as a whole referred to as CAI methods) introduce new aspects into questionnaire design as compared to paper questionnaire
  2. applying different questionnaire to different provinces and /or holding types
  3. Classical approach: Single questionnaire – might be administrated to all agricultural holdings, withouth regard their types (HH or non HH), size, location. In such a case specific items or/and sections in the questionnaires, which are not relevant for particular holdings will not be completed by them. For example When filling the census que. By a non-HH based holding the questions about the HH members (such as: social and demografic characteristics, work on the holding etc) will be skipped. A single questionnaire is especially relevant when the census is conducted by complete enumeration. An important advantage in comparison with the cases of multiple census questionnaires is that a single questionnaire is easier to apply and can be less costly with respect to printing, logistic, the development of data processing applications, etc.
  4. Pre-test of the questionnaire is important to make sure that is: - Functional: all aspects of the questionnaire (including the questions texts, respons options, missing values, branching, routing instructions, error messages, data transfer) work specified under all possible situtation.s - Usable: the enumerators can effectively and efficiently make use of the questionnaire to collect necessary data; Accurate: the questions are able to elicit accurate data. Pilot census – is the final test, is a ‘’dry run’’ for the main census but on limited scale. It should evaluate all aspects of enumeration, processing, and dissemination systems and the interface between them are tested to resolve any outstanding problem. The questionnaire design should be almost final at the time of the pilot census and should not undergo substantial changes after the pilot.
  5. Phase 1: the data collection on the three additional modules implemented during the PHC was done based on the lists obtained from the local governments, (pg 9 methodology) Questionnaires on: detailed data on rain-fed crop, livestock and arboriculture (fruit trees wineyard); (all holdings sampled based on phase 1) Questionnaires on: garden crops, irrigated crops, fisheries and commercial farms (sub-sample )