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Nile Basin Focal Project
                          Development of Work plans



                 WP5: Interventions Analysis
                          Seleshi Bekele Awulachew



                                 Supported by: CPWF
07/11/2008, Addis Ababa
Content

    1.    Objectives
    2.    Key Issues and Research Questions
    3.    Expected Outputs
    4.    Methodology
    5.    Preliminary Results
    6.    Expected Outcomes




                           Supported by: CPWF
07/11/2008, Addis Ababa
1. Objectives
• To understand interventions that can have greater
  impacts in the Nile Basin
• Specific objectives are to:
     – inventory and characterize various existing interventions in
       relation to production systems and space
     – document success and failures of interventions and map
       intervention types
     – undertake detail performance analysis of existing
       interventions and their impacts through quantitative and
       qualitative analysis and recommend best bet interventions
       and implementation mechanisms
     – undertake tradeoff analysis, ranking and modeling to select
       and evaluate high impact interventions and implementation
       strategy
     – Develop problem tree & impact pathways through
       interventions
                            Supported by: CPWF
07/11/2008, Addis Ababa
2. Key Issues: The Basin is highly variable,
                  the river is very important, various interventions




                                Supported by: CPWF
07/11/2008, Addis Ababa
2. Key Research Questions
• What are the existing water related interventions in the
  basin under various production systems?
• Which interventions have succeeded and which ones
  failed?
• What are the technical, economic, institutional setups
  for successful or failed interventions under various
  systems?
• Which future interventions are required to bring high
  impact on poverty, water availability, access and
  productivity for various target groups?

Note: All questions may not be answered but will lead to
 future work

                                Supported by: CPWF
07/11/2008, Addis Ababa
3. Expected Outputs
1: Literature Review & Assembly of Knowledge Report
     i)            Inventory & on desk characterization
     ii)           Ongoing and planned interventions by respective countries and regional organs (Master plans, SVP, SAPs)
     iii)          Intervention types under various production systems, sub-basins (past/existing, under implementation, future)
     iv)           Success and failures stories and causes
     v)            Intervention scales and up-scaling possibilities
     vi)           Short list of interventions through stakeholders consultation
     vii)          Report of literature review, long and short list of interventions


2: Detailed Assessments Report
     i.            Map of intervention types by production & hydronomic zones - GIS based map
     ii.           Design tools for evaluation of performance at selected sites & systems: PRA, questionnaires, interviews
     iii.          Evaluate performances of interventions
     iv.           Intermediate report on performance of interventions- -RR
     v.            Adopted model/s for evaluating quantitative and qualitative impacts of interventions- model setup
     vi.           Identify potential adoption sites using GIS and product of other WPs
     vii.          Special study report on recommendations of suits of interventions, necessary mechanisms and implications – RR and article/s


3: Assessment of High Potential Interventions Report
     i.            Generate high impact scenarios
     ii.           Select/develop model for scenario analysis
     iii.          Evaluate high potential interventions and their impacts (water availability, SE and environmental) through tradeoffs analysis (large versus
                   small, HP vs agriculture, single vs multi-purpose, ), response to new market opportunities (virtual water, power trade, ..) through MCA,
                   ranking and modeling eg Watersim
     iv.           Validate the high potential interventions through stakeholders consultation
     v.            Report on high potential interventions


4: Problem Tree and Impact Pathway Report (
            monitoring and analyzing the impact of the project)
                                                                                                                      Used as a means of thinking, implementing,

     –             Implementing group discuss and identify problem tree (cause-effect) and impact pathways
     –             Problem tree and impact pathway is developed for the project
     –             The impact pathway is validated by stakeholders
     –             The impact pathway document used by the project

                                                                  Supported by: CPWF
07/11/2008, Addis Ababa
4. Methodology: Inter-linkages of WPs
    WP1: Poverty               WP2: Hydrology                       WP4: Institutions
    Analysis
                               Water Accounting

                               Spatially
                               disaggregated
                               water balance




                                                                      Economic
  Farming          Spatial                WP3: Water                  evaluations
  systems          dissagreg              Productivity
                   ation
  Water use
  systems

                                      Factors of                                    WP5: Intervention
                                      productivity: land,   Potential               Analysis
                                      water,                intervention



                                WP6: Knowledge CPWF
                                      Supported by: Management
07/11/2008, Addis Ababa
4. Methodology: Analysis
• Identify and map existing   •   develop comprehensive list of interventions
   intervention               •   map interventions
                              •   superimpose maps
                              •   short list of interventions

• Design tools, evaluate      •   indices, PRA, questioners, data collections
  performances, identify
  best interventions,         •   evaluate performance
  develop scenarios, and      •   validate scenarios-consultations
  evaluate                    •   tools for scenario analysis

• Define feasible             • impact on water budget, productivity, socio-
  options; evaluate             economics and institutions;
  potential impacts
                              • tradeoff results and impacts


                              Supported by: CPWF
07/11/2008, Addis Ababa
5. Preliminary Results: Scales of Interventions


     • Hydronomic Zones
     • 5 specific detail case study sites
          – Ethiopian Highlands
          – Victoria Nile
          – The Sudd
          – Gezirra
          – Delta
     • One integrated basin wide analysis


                                Supported by: CPWF
07/11/2008, Addis Ababa
The Detail Case Study Sites




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                                                                                                                                                                                           Supported by: CPWF
07/11/2008, Addis Ababa
                                                                      Y
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                          Supported by: CPWF
07/11/2008, Addis Ababa
5. Preliminary Results: Categorization of
                                        Interventions

    • Product/production system based
         – Crop Based: Field Crops, Horticulture, Forestry/ agro-Forestry
         – Animal based: Livestock, Fisheries/Aquaculture
    • Farming system based
         – Rain fed, irrigation, mixed crop-livestock, etc
    • Physical based
         – Infrastructural interventions
         – Water and land based interventions: eg watershed management
    • Socio-economic based
         – Agricultural based – Ag trade, virtual water
         – Hydropower-interconnection
         – Industrial
    • Institutional and policy based
         – Institutional innovations; basin, sub-basin institutions
         – Benefit/water-sharing

                                    Supported by: CPWF
07/11/2008, Addis Ababa
Example: Production System and Interventions

   • Hydronomic profiles
   • Production system




                              Supported by: CPWF
07/11/2008, Addis Ababa
Infrastructural Interventions

• Control and
  Management of
  Natural Lakes (2)
• Large
  Dams/Reservoirs
  and Diversions
  (15)
• Small dams
• Ground Water
  Storage and
  Recharge
• Non-Conventional
  Water Sources
  Technologies



                              Supported by: CPWF
07/11/2008, Addis Ababa
River Schematization, Flow and Interventions
                                 Khartoum

                                    Hawata
                                               1,102         Rahad

                                                    2,797       Dinder
                                       Giwasi
                                                                                                          Lake Tana
                                            Sennar
                                                                                                                               Bosheilo

                               SUDAN                                                                        3,809
                                                Roseires                                                                 3,920
                                                                         Beles                Outlet Lake Tana
                                      Border
                                                            4,345
                                                                                                                                          Welaka
                                                                                                      North Gojam                2,072

                                                            Wonbera                South Gojam                                            Jemma
                                   ETHIOPIA                                                                                      4,798

                                                            3,874                     5,012                4,389
                                                                                                                      Kessie
                                                                                                                                    Muger
                                                                                                                         2,440

                                            6,246
                                                                                  Anger
                                                                          2,355               1,719       2,187
                                  Dabus                                                                                        Flow gauging station
                                                               5,673
                                                                                                                                Reservoir
                                                                                                         Guder
                                                                                                                                   Mean annual
                                                              Didessa                                                    4,345
                                                                                          Finchaa                                  discharge (Mm3)




                                Supported by: CPWF
07/11/2008, Addis Ababa
Future Interventions




                          Supported by: CPWF
07/11/2008, Addis Ababa
Capacity Building



     • Tewdros : Water Resources Allocation of the Nile River Basin: A
       cooperative Game Theoretic Approach
          – Integrated economic-hydrologic-institutional modeling at the River Basin
            Scale
     • George: Developing Optimal Economic Incentives for Managing
       Transboundary Water Externalities in the Blue Nile River Basin
          – Application of economic instruments to review the past and present
            legal documents on the Blue Nile and treaties governing the entire Nile
            River Basin
          – Modeling optimal allocation of water for maximizing use benefits among
            the countries established
     • Binyam: Equitable Distribution of Benefits in Transboundary Waters
     • 6 M.Sc. students




                                    Supported by: CPWF
07/11/2008, Addis Ababa
6. Expected Outcomes

     Output 1 Interventions from Basin and
        International experience are compiled, made
        available and referred/used
     Output 2 Highly performing interventions are
        promoted
     Output 3 Development partners integrate high
        impact interventions scenarios in their
        investments
     Output 4 Used as a means to design,
        implement, monitor and create impact through
        the project


                             Supported by: CPWF
07/11/2008, Addis Ababa

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Nile Basin Focal Project-Intervention Analysis

  • 1. Nile Basin Focal Project Development of Work plans WP5: Interventions Analysis Seleshi Bekele Awulachew Supported by: CPWF 07/11/2008, Addis Ababa
  • 2. Content 1. Objectives 2. Key Issues and Research Questions 3. Expected Outputs 4. Methodology 5. Preliminary Results 6. Expected Outcomes Supported by: CPWF 07/11/2008, Addis Ababa
  • 3. 1. Objectives • To understand interventions that can have greater impacts in the Nile Basin • Specific objectives are to: – inventory and characterize various existing interventions in relation to production systems and space – document success and failures of interventions and map intervention types – undertake detail performance analysis of existing interventions and their impacts through quantitative and qualitative analysis and recommend best bet interventions and implementation mechanisms – undertake tradeoff analysis, ranking and modeling to select and evaluate high impact interventions and implementation strategy – Develop problem tree & impact pathways through interventions Supported by: CPWF 07/11/2008, Addis Ababa
  • 4. 2. Key Issues: The Basin is highly variable, the river is very important, various interventions Supported by: CPWF 07/11/2008, Addis Ababa
  • 5. 2. Key Research Questions • What are the existing water related interventions in the basin under various production systems? • Which interventions have succeeded and which ones failed? • What are the technical, economic, institutional setups for successful or failed interventions under various systems? • Which future interventions are required to bring high impact on poverty, water availability, access and productivity for various target groups? Note: All questions may not be answered but will lead to future work Supported by: CPWF 07/11/2008, Addis Ababa
  • 6. 3. Expected Outputs 1: Literature Review & Assembly of Knowledge Report i) Inventory & on desk characterization ii) Ongoing and planned interventions by respective countries and regional organs (Master plans, SVP, SAPs) iii) Intervention types under various production systems, sub-basins (past/existing, under implementation, future) iv) Success and failures stories and causes v) Intervention scales and up-scaling possibilities vi) Short list of interventions through stakeholders consultation vii) Report of literature review, long and short list of interventions 2: Detailed Assessments Report i. Map of intervention types by production & hydronomic zones - GIS based map ii. Design tools for evaluation of performance at selected sites & systems: PRA, questionnaires, interviews iii. Evaluate performances of interventions iv. Intermediate report on performance of interventions- -RR v. Adopted model/s for evaluating quantitative and qualitative impacts of interventions- model setup vi. Identify potential adoption sites using GIS and product of other WPs vii. Special study report on recommendations of suits of interventions, necessary mechanisms and implications – RR and article/s 3: Assessment of High Potential Interventions Report i. Generate high impact scenarios ii. Select/develop model for scenario analysis iii. Evaluate high potential interventions and their impacts (water availability, SE and environmental) through tradeoffs analysis (large versus small, HP vs agriculture, single vs multi-purpose, ), response to new market opportunities (virtual water, power trade, ..) through MCA, ranking and modeling eg Watersim iv. Validate the high potential interventions through stakeholders consultation v. Report on high potential interventions 4: Problem Tree and Impact Pathway Report ( monitoring and analyzing the impact of the project) Used as a means of thinking, implementing, – Implementing group discuss and identify problem tree (cause-effect) and impact pathways – Problem tree and impact pathway is developed for the project – The impact pathway is validated by stakeholders – The impact pathway document used by the project Supported by: CPWF 07/11/2008, Addis Ababa
  • 7. 4. Methodology: Inter-linkages of WPs WP1: Poverty WP2: Hydrology WP4: Institutions Analysis Water Accounting Spatially disaggregated water balance Economic Farming Spatial WP3: Water evaluations systems dissagreg Productivity ation Water use systems Factors of WP5: Intervention productivity: land, Potential Analysis water, intervention WP6: Knowledge CPWF Supported by: Management 07/11/2008, Addis Ababa
  • 8. 4. Methodology: Analysis • Identify and map existing • develop comprehensive list of interventions intervention • map interventions • superimpose maps • short list of interventions • Design tools, evaluate • indices, PRA, questioners, data collections performances, identify best interventions, • evaluate performance develop scenarios, and • validate scenarios-consultations evaluate • tools for scenario analysis • Define feasible • impact on water budget, productivity, socio- options; evaluate economics and institutions; potential impacts • tradeoff results and impacts Supported by: CPWF 07/11/2008, Addis Ababa
  • 9. 5. Preliminary Results: Scales of Interventions • Hydronomic Zones • 5 specific detail case study sites – Ethiopian Highlands – Victoria Nile – The Sudd – Gezirra – Delta • One integrated basin wide analysis Supported by: CPWF 07/11/2008, Addis Ababa
  • 10. The Detail Case Study Sites Y # SU DA Monga lla Y # [ % N im ule Laropi As wa P anyango # Y Y # Pakw ac h # P araa A lb Y Y K am d ini e rt # M u rc hision F a lls N il e Y # M a sindi Port B utiaba Y # D R C Bu nia L. A lbert Y # [ % B ugond o L. Ky og a Kafu Na ma sag ali [ % Vic Bw er am ule Y # tor ili ki M bu lam u ti # Y S em ia Fo rt P o rta l Nil [ % M uz izi e N gam b a Ow e n Falls D am ia N zo o Y # Y # Si Jinja [ % Y ala K aton ga Kam p a la Kasen yi # L. Ge or ge Y Ent eb be % [ Kis um u So nd u Ish ang o Y # Y # # K azing a C han nel Y [ % K atw e L. Ed ward Ka ge L. V ictor ia ra Bu ko ba [ % [ % M ara M us om a K igali L. Kivu [ % Nyaborongo D im [ % a M w anza u Sim vuv yu Ru L. Ta ng any ika D isc harge S tation s Supported by: CPWF 07/11/2008, Addis Ababa Y # [ % To w n s
  • 11. Aggregated Basin Supported by: CPWF 07/11/2008, Addis Ababa
  • 12. 5. Preliminary Results: Categorization of Interventions • Product/production system based – Crop Based: Field Crops, Horticulture, Forestry/ agro-Forestry – Animal based: Livestock, Fisheries/Aquaculture • Farming system based – Rain fed, irrigation, mixed crop-livestock, etc • Physical based – Infrastructural interventions – Water and land based interventions: eg watershed management • Socio-economic based – Agricultural based – Ag trade, virtual water – Hydropower-interconnection – Industrial • Institutional and policy based – Institutional innovations; basin, sub-basin institutions – Benefit/water-sharing Supported by: CPWF 07/11/2008, Addis Ababa
  • 13. Example: Production System and Interventions • Hydronomic profiles • Production system Supported by: CPWF 07/11/2008, Addis Ababa
  • 14. Infrastructural Interventions • Control and Management of Natural Lakes (2) • Large Dams/Reservoirs and Diversions (15) • Small dams • Ground Water Storage and Recharge • Non-Conventional Water Sources Technologies Supported by: CPWF 07/11/2008, Addis Ababa
  • 15. River Schematization, Flow and Interventions Khartoum Hawata 1,102 Rahad 2,797 Dinder Giwasi Lake Tana Sennar Bosheilo SUDAN 3,809 Roseires 3,920 Beles Outlet Lake Tana Border 4,345 Welaka North Gojam 2,072 Wonbera South Gojam Jemma ETHIOPIA 4,798 3,874 5,012 4,389 Kessie Muger 2,440 6,246 Anger 2,355 1,719 2,187 Dabus Flow gauging station 5,673 Reservoir Guder Mean annual Didessa 4,345 Finchaa discharge (Mm3) Supported by: CPWF 07/11/2008, Addis Ababa
  • 16. Future Interventions Supported by: CPWF 07/11/2008, Addis Ababa
  • 17. Capacity Building • Tewdros : Water Resources Allocation of the Nile River Basin: A cooperative Game Theoretic Approach – Integrated economic-hydrologic-institutional modeling at the River Basin Scale • George: Developing Optimal Economic Incentives for Managing Transboundary Water Externalities in the Blue Nile River Basin – Application of economic instruments to review the past and present legal documents on the Blue Nile and treaties governing the entire Nile River Basin – Modeling optimal allocation of water for maximizing use benefits among the countries established • Binyam: Equitable Distribution of Benefits in Transboundary Waters • 6 M.Sc. students Supported by: CPWF 07/11/2008, Addis Ababa
  • 18. 6. Expected Outcomes Output 1 Interventions from Basin and International experience are compiled, made available and referred/used Output 2 Highly performing interventions are promoted Output 3 Development partners integrate high impact interventions scenarios in their investments Output 4 Used as a means to design, implement, monitor and create impact through the project Supported by: CPWF 07/11/2008, Addis Ababa